EFTA00385576.pdf

From: Ike Groff To: 'MSFS Investor Services' Cc: "Brakoniecka, Kasia" , "Mason, Kenneth" Subject: RE: Full Redemption from Anthion update Date: Wed, 14 Aug 2013 21:26:18 -4)000 Thank you From: Brakoniecka, Kasia [mailto Sent: Wednesday, August 14, 2013 5:26 PM To: Ike Groff; MSFS Investor Services; Cc: Brakoniecka, Kasia; Mason, Kenneth Subject: RE: Full Redemption from Anthion update Hi Daniel, Thank you for your message. On Behalf Of MSFS Investor Services We are in receipt of the withdrawal notice. Please note, a formal acknowledgement of withdrawal will be distributed for your records within 5 days. Kind regards, Kasia Brakoniecka Morgan Stanley Fund Services 2000 Westchester Avenue. 1st Floor I Purchase. NY 10577 Phone: +1 914 225-7385 Morgan Stanley Fund Services Phone: +1-914-2254885 Fax: +1-914-729-7361 Email: CaseNum: EFTA00385576 Please use our group email address for all future correspondence. Communication should not be sent to individual email accounts. The information contained in this message is privileged and confidential to the fund and the intended recipient, and protected from disclosure. Any unauthorized use, distribution, modification, copying, forwarding or disclosure by any person is strictly prohibited. If you have received this communication in error, please notify us immediately by replying to the message and deleting it from your computer. This message is not an offer (or solicitation of an offer) to buy/sell the securities/instruments mentioned or an official confirmation. Morgan Stanley Fund Services is not providing accounting, legal, tax or investment advice and does not act as a broker, dealer or custodian. The data provided herein has not been audited. From: Ike Groff [ Sent: Wednesday, August 14, 2013 5:18 PM To: 'MSFS Investor Services; Cc: Brakoniedo, Kasia; Mason, Kenneth Subject: RE: Full Redemption from Anthion update From: Brakoniecka, Kasia [mailto Sent: Wednesday, August 14, 2013 5:10 PM To: Ike Groff; MSFS Investor Services; Cc: Brakoniedo, Kasia; Mason, Kenneth Subject: RE: Full Redemption from Anthion Hi Daniel, On Behalf Of MSFS Investor Services The account number differs than the one provided on the initial subscription document. Can you please re-check & provide an updated withdrawal letter? Thank you, Kasia Brakoniecka Morgan Stanley Fund Services 2000 Westchester Avenue, 1sl Floor I Purchase. NY 10577 Phone: +1 914 225-7385 Morgan Stanley Fund Services Phone: +1-914-225-8885 Fax: +1-914-729-7361 Email: EFTA00385577 CaseNum: Please use our group email address for all future correspondence. Communication should not be sent to individual email accounts. The information contained in this message is privileged and confidential to the fund and the intended recipient, and protected from disclosure. Any unauthorized use, distribution, modification, copying, forwarding or disclosure by any person is strictly prohibited. If you have received this communication in error, please notify us immediately by replying to the message and deleting it from your computer. This message is not an offer (or solicitation of an offer) to buy/sell the securities/instruments mentioned or an official confirmation. Morgan Stanley Fund Services is not providing accounting, legal, tax or investment advice and does not act as a broker, dealer or custodian. The data provided herein has not been audited. From: Ike Groff [ Sent: Wednesday, August 14, 2013 5:02 PM To: 'MSFS Investor Services'; Cc: Brakoniecka, Kasia; Mason, Kenneth; fs-investor-services Subject: RE: Full Redemption from Anthion Here are revised wiring instructions to First Republic bank Thank you Daniel Groff From: Brakoniecka, Kasia [mailto: Sent: Wednesday, August 14, 2013 4:37 PM To: Ike Groff; MSFS Investor Services; Cc: Brakoniecka, Kasia; Mason, Kenneth; fs-investor-services; Ike Groff Subject: RE: Full Redemption from Anthion Hi Daniel, Thank you for your email. We confirm receipt of the withdrawal notice. On Behalf Of MSFS Investor Services Upon review of the notice, please provide a Bank Reference Letter (BRL) as the wire details provided in the initial subscription document are different that the ones referenced on the withdrawal notice. EFTA00385578 We ask that you either resend the withdrawal document with amended wire details matching the wiring account, or that you provide us with a signed bank reference letter on bank letterhead. For ease of reference, a copy of the bank reference letter template was just released to you. Should you have any questions or concerns, please do not hesitate to contact us. Kind regards, Kasia Brakoniecka Morgan Stanley Fund Services 2000 Westchester Avenue, 1st Floor l Purchase. NY 10577 Phone: +1 914 225-7385 Morgan Stanley Fund Services Phone: +1-914-225-8885 Fax: +1-914-729-7381 Email: CaseNum: Please use our group email address for all future correspondence. Communication should not be sent to individual email accounts. The information contained in this message is privileged and confidential to the fund and the intended recipient, and protected from disclosure. Any unauthorized use, distribution, modification, copying, forwarding or disclosure by any person is strictly prohibited. If you have received this communication in error, please notify us immediately by replying to the message and deleting it from your computer. This message is not an offer (or solicitation of an offer) to buy/sell the securities/instruments mentioned or an official confirmation. Morgan Stanley Fund Services is not providing accounting, legal, tax or investment advice and does not act as a broker, dealer or custodian. The data provided herein has not been audited. From: Ike Groff t Sent: Wednesday, August 14, 2013 10:33 AM To: 'MSFS Investor Services'; Cc: Brakoniecka, Kasia; Mason, Kenneth; Subject: RE: Full Redemption from Anthion ; Ike Groff Please acknowledge receipt of this redemption and confirm that all items needed have been filled in Thank you From: Brakoniecka, Kasla [mallto Sent: Tuesday, August 13, 2013 4:57 PM To: Ike Groff; On Behalf Of MSFS Investor Services EFTA00385579 Cc: Brakoniedca, Kasia; Mason, Kenneth; Subject: RE: Full Redemption ; MSFS Investor Services Dear Investor, Please submit a signed withdrawal request. Please let me know if you need anything additional. Kind regards, Kasia Brakoniecka Morgan Stanley Fund Services 2000 Westchester Avenue, 1st Floor I Purchase, NY 10577 Phone: +1 914 225-7385 Morgan Stanley Fund Services Phone: +1-914-225-8885 Fax: +1-914-729-7361 Email: CaseNum: Please use our group email address Communication should not be sent to individual email accounts. for all future correspondence. The information contained in this message is privileged and confidential to the fund and the intended recipient, and protected from disclosure. Any unauthorized use, distribution, modification, copying, forwarding or disclosure by any person is strictly prohibited. If you have received this communication in error, please notify us immediately by replying to the message and deleting it from your computer. This message is not an offer (or solicitation of an offer) to buy/sell the securities/instruments mentioned or an official confirmation. Morgan Stanley Fund Services is not providing accounting, legal, tax or investment advice and does not act as a broker, dealer or custodian. The data provided herein has not been audited. From: Ike Groff [mailto: Sent: Monday, August 12, 2013 3:00 PM To: David Moradi Cc: Ike Groff; Subject: Full Redemption David, EFTA00385580 As discussed on the phone I would like to redeem my full investment in Anthion effective immediately. Please let me know if you need anything else from me to make this more official. Thanks again for your understanding. Best Daniel "Ike" Groff Ike Groff 1680 Washington Blvd I Stamford, CT 069011 iR (203) 302.7300 I 23 This e-mail and any files transmitted with it are confidential and intended only for the person or entity to which it is addressed. If you are not the intended recipient, you are hereby notified that any dissemination, distribution or copying of this e-mail and any attachment(s) is strictly prohibited. If you have received this e-mail in error please immediately notify the sender at 203-302-7300 or by replying to this e-mail and delete the e-mail and any attachment(s) from your system. Nothing herein shall be construed as a financial promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented is from sources believed to be reliable, but is not guaranteed to be accurate or complete. This information should not be taken as an offer nor as a solicitation of an offer to buy or sell securities or other financial instruments. Email transmission cannot be guaranteed to be secure, timely or error free. Tourmaline Partners, LLC may review and store both incoming and outgoing messages. Use by other than the intended recipients is prohibited. This e-mail is intended onty for the person or entity to which it is addressed and may contain information that is confidential. privileged or otherwise protected from disclosure. If you are not an intended recipient of this e-mail, do not duplicate or redistribute it by any means. Please delete it and any attachments and notify the sender that you have received it in error. This e-mail has been prepared for informational purposes only and may not be relied upon in any manner as legal, tax or investment advice and is not an offer to buy or sell or a solicitation to buy or sell any securities, investment products or other financial product or service. The sender does not accept any responsibility to update any opinions or other information contained in this email. Any views expressed in this message are those of the individual sender and do not represent those of Anthion Management, LLC. Past results are not necessanly indicative of future performance. EFTA00385581 Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be, and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The information contained in this message may be privileged and confidential and protected from disclosure. If the reader of this message is not the intended recipient. or an employee or agent responsible for delivering this message to the intended recipient. you are hereby notified that any dissemination, distribution or copying of this communication is strictly prohibited. If you have received this communication in error. please notify us immediately by replying to the message and deleting it from your computer. This message is not an offer (or solicitation of an offer) to buy/sell the securities/instruments mentioned or an official confirmation. Nothing here constitutes a commitment to provide services or information. Morgan Stanley Fund Services Inc. and each of its subsidiaries is an independent entity. providing its services separately and without reference to (1) the services provided by its affiliates. including broker or dealer or investment advisory services. or (2) the assets or liabilities of its parent Morgan Stanley. or its affiliates. Nothing in this communication consists of or is intended to be research. My views expressed in this email are those of its author and may differ from those of Morgan Stanley or its affiliates. No representation or warranty is made in this email as to the accuracy or completeness of information contained here. E-mail should not be used as the sole means to send instructions or to effect any other transaction. Morgan Stanley may monitor and store emails to the extent permitted by applicable law. This e-mail and any files transmitted with it are confidential and intended only for the person or entity to which it is addressed. tf you are not the intended recipient, you are hereby notified that any dissemination, distribution or copying of this e-mail and any attachment(s) is strictly prohibited. If you have received this e-mail in error please immediately notify the sender at 203-302-7300 or by replying to this e-mail and delete the e-mail and any attachment(s) from your system. Nothing herein shall be construed as a financial promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented is from sources believed to be reliable, but is not guaranteed to be accurate or complete. This information should not be taken as an offer nor as a solicitation of an offer to buy or sell securities or other financial instruments. Email transmission cannot be guaranteed to be secure, timely or error free. Tourmaline Partners, LLC may review and store both incoming and outgoing messages. Use by other than the intended recipients is prohibited. Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute. advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The information contained in this message may be privileged and confidential and protected from disclosure. If the reader of this message is not the intended recipient. or an employee or agent responsible for delivering this message to the intended recipient. you are hereby notified that any dissemination. distribution or copying of this communication is strictly prohibited. If you have received this communication in error. please notify us immediately by replying to the message and deleting it from your computer. This message is not an offer (or solicitation of an offer) to buy/sell the securities/instruments mentioned or an official confirmation. Nothing here constitutes a commitment to provide services or information. Morgan Stanley Fund Services Inc. and each of its subsidiaries is an independent entity. providing its services separately and without reference to (1) the services provided by its affriates. including broker or dealer or investment advisory services. or (2) the assets or liabilities of its parent Morgan Stanley. or its affiliates. Nothing in this communication consists of or is intended to be research. My views expressed in this email are those of its author and may differ from those of Morgan Stanley or its affiliates. No representation or warranty is made in this email as to the accuracy or completeness of information contained here. E-mail should not be used as the sole means to send instructions or to effect any other transaction. Morgan Stanley may monitor and store emails to the extent permitted by applicable law. This e-mail and any files transmitted with it are confidential and intended only for the person or entity to which it is addressed. If you are not the intended recipient, you are hereby notified that any dissemination, distribution or copying of this e-mail and any attachment(s) is strictly prohibited. If you have received this e-mail in error please immediately notify the sender at 203-302-7300 or by replying to this e-mail and delete the e-mail and any attachment(s) from your system. Nothing herein shall be construed as a financial promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented is from sources believed to be reliable, but is not guaranteed to be accurate or complete. This information should not be taken as an offer nor as a solicitation of an offer to buy or sell securities or other financial instruments. Email transmission cannot be guaranteed to be secure, timely or error free. Tourmaline Partners, LLC may review and store both incoming and outgoing messages. Use by other than the intended recipients is prohibited. Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The information contained in this message may be privileged and confidential and protected from disclosure. If the reader of this message is not the intended recipient. or an employee or agent responsible for delivering this message to the intended recipient. you are hereby notified that any dissemination, distribution or copying of this communication is strictly prohibited. If you have received this communication in error. please notify us immediately by replying to the message and deleting it from your computer. This message is not an offer (or solicitation of an offer) to buy/sell the securities/instruments mentioned or an official confirmation. EFTA00385582 Nothing here constitutes a commitment to provide services or information. Morgan Stanley Fund Services Inc. and each of its subsidiaries is an independent entity, providing its services separately and without reference to (1) the services provided by its affdiates. including broker or dealer or investment advisory services. or (2) the assets or liabilities of its parent Morgan Stanley. or its affiliates. Nothing in this communication consists of or is intended to be research. Any views expressed in this email are those of its author and may differ from those of Morgan Stanley or its affiliates. No representation or warranty is made in this email as to the accuracy or completeness of information contained here. E-mail should not be used as the sole means to send instructions or to effect any other transaction. Morgan Stanley may monitor and store emails to the extent permitted by applicable law. This e-mail and any files transmitted with it are confidential and intended only for the person or entity to which it is addressed. ff you are not the intended recipient, you are hereby notified that any dissemination, distribution or copying of this e-mail and any attachment(s) is strictly prohibited. If you have received this e-mail in error please immediately notify the sender at 203-302-7300 or by replying to this e-mail and delete the e-mail and any attachment(s) from your system. Nothing herein shall be construed as a financial promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented is from sources believed to be reliable, but is not guaranteed to be accurate or complete. This information should not be taken as an offer nor as a solicitation of an offer to buy or sell securities or other financial instruments. Email transmission cannot be guaranteed to be secure, timely or error free. Tourmaline Partners, LLC may review and store both incoming and outgoing messages. Use by other than the intended recipients is prohibited. Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The information contained in this message may be privileged and confidential and protected from disclosure. If the reader of this message is not the intended recipient. or an employee or agent responsible for delivering this message to the intended recipient. you are hereby notified that any dissemination. distribution or copying of this communication is strictly prohibited. If you have received this communication in error, please notify us immediately by replying to the message and deleting it from your computer. This message is not an offer (or solicitation of an offer) to buy/sell the securitieslinstruments mentioned or an official confirmation. Nothing here constitutes a commitment to provide services or information. Morgan Stanley Fund Services Inc. and each of its subsidiaries is an independent entity, providing its services separately and without reference to (1) the services provided by its affiliates. including broker or dealer or investment advisory services. or (2) the assets or liabilities of its parent Morgan Stanley. or its affiliates. Nothing in this communication consists of or is intended to be research. Any views expressed in this email are those of its author and may differ from those of Morgan Stanley or its affiliates. No representation or warranty is made in this email as to the accuracy or completeness of information contained here. E-mail should not be used as the sole means to send instructions or to effect any other transaction. Morgan Stanley may monitor and store emails to the extent permitted by applicable law. This e-mail and any files transmitted with it are confidential and intended only for the person or entity to which it is addressed. If you are not the intended recipient, you are hereby notified that any dissemination, distribution or copying of this e-mail and any attachment(s) is strictly prohibited. If you have received this e-mail in error please immediately notify the sender at 203-302-7300 or by replying to this e-mail and delete the e-mail and any attachment(s) from your system. Nothing herein shall be construed as a financial promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented is from sources believed to be reliable, but is not guaranteed to be accurate or complete. This information should not be taken as an offer nor as a solicitation of an offer to buy or sell securities or other financial instruments. Email transmission cannot be guaranteed to be secure, timely or error free. Tourmaline Partners, LLC may review and store both incoming and outgoing messages. Use by other than the intended recipients is prohibited. EFTA00385583