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EFTA00498371.pdf

Source: DOJ_DS9  •  Size: 69.6 KB  •  OCR Confidence: 85.0%
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From: To: Ike Groff Subject: Re: Pre-Clearance Request Approved Date: Thu, 13 Jun 2019 15:21:36 +0000 thank you!...purchasing now.. On Jun 13, 2019, at 11:21 AM, Ike Groff All set Ike Groff 1680 Washington Blvd I Stamford, CT 06901 s (203) 302-7300 . <image001.png> From: James Olencki [mail Lo Sent: Thursday, June 13, 2019 11:21 AM To: lke Groff Subject: Pre-Clearance Request Approved Dear Daniel: The pre-clearance request that you submitted on Jun 13, 2019 11:19 AM, as summarized below, was APPROVED on Jun 13, 2019 11:20 AM Eastern Standard Time. This approval will remain in effect for today. Summary of Request Security: Revolve Group Inc / RVLV Security Type: Equity Transaction Type: Buy Reason: All transactions must be pre-cleared Brokerage Account: Charles Schwab - Investments - Contributory IRA Approval Reason: No conflicts with client trades K Groff - Charles Schwab - This email was sent from Please do not reply to this email. but ratl,er repay directly to the sender. If you believe you have received this in error. please contact EFTA00498371 This email and any files transmitted are confidential and intended for institutional investors and is not subject to all of the independence and disclosure standards applicable to research reports prepared for retail investors. This electronic communication has been prepared by Tourmaline Partners, LLC for distribution to Tourmaline Partners, LLC ("TOUR") clientele. This communication is not intended for public dissemination and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 4512(c), who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies involving a security or securities; and (2) will exercise independent judgment in evaluating the recommendations of any broker-dealer or its associated persons. Any desk commentary may be inconsistent, and reach different conclusions, with other TOUR trading desk material or independent third party research reports. TOUR is under no obligation to bring them to the attention of recipients of this information. This communication is provided for information purposes only and is not intended as a recommendation, offer or solicitation for the purchase or sale of any security or financial instrument. TOUR is a registered broker-dealer and a member of FINRA and SIPC. For additional disclosures, please visit EFTA00498372

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Document Details

Filename EFTA00498371.pdf
File Size 69.6 KB
OCR Confidence 85.0%
Has Readable Text Yes
Text Length 2,567 characters
Indexed 2026-02-11T22:18:27.155016
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