EFTA00584603.pdf
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INTRODUCTION AND FACTUAL BACKGROUND
Intervenor Jeffrey Epstein entered into a Non-Prosecution Agreement
("NPA") with the government in September, 2007. Under that agreement, contrary
to the impression which the plaintiffs seek to create, Mr. Epstein did far more than
plead guilty to "two minor state offenses." Motion at 4,
. Instead, he pled guilty
to two state offenses, one of which was a felony, served a prison sentence in 2008-
09, and served a one-year term of community control probation in 2009-10. The
agreement, with which he has fully complied, also required that he pay the legal
fees of the attorney-representative of identified victims and that he not contest
liability in any cases brought against him solely under 18 U.S.C. §2255. Many
plaintiffs sued under §2255 and received settlements as the direct result of Mr.
Epstein's agreement not to contest liability in those cases. Other plaintiffs,
including the Jane Does in this case, "relied on the [NPA] when seeking civil relief
against Epstein . . . and affirmatively advanced the terms of the [NPA] as a basis
for relief from Epstein." United States' Reply in Support of its Motion to Dismiss
for Lack of Subject Matter Jurisdiction, Doc. 205-6 at 12-13. Now having reaped
the benefits of the NPA, plaintiffs seek, among other remedies, a recision of that
agreement.
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Jane Doe No. 1 commenced the underlying action in 2008, contending that
the government had violated her rights under the CVRA, 18 U.S.C. §3771. Epstein
is not a party to that litigation. He had no obligations to either Jane Doe No. 1 or
Jane Doe No. 2 under the CVRA; the obligations imposed by the statute are those
of the government alone. Because neither Mr. Epstein nor intervenor-attorneys are
parties to the action, this Court, for the reasons addressed herein, has jurisdiction to
hear their appeal under Perlman v. United States, 247 U.S. 7 (1918), and, contrary
to plaintiffs' arguments, nothing in Mohawk Industries, Inc. v. Carpenter, 558
U.S. 100 (2009), undercuts the Court's exercise of Perlman jurisdiction in this
case.
While the underlying CVRA action was commenced as an "emergency"
petition, Motion at 5, what the plaintiffs neglect to inform the Court is that shortly
thereafter, plaintiffs appeared at a status conference on July 11, 2008, knowing that
Mr. Epstein was in prison, and told the Court that they saw no reason to proceed on
an emergency basis. Trans. July 11, 2008 (Doc. 15) at 24-25.1 Then, a month later,
plaintiffs withdrew their request that the Court rescind the NPA, telling the Court
that "because of the legal consequences of invalidating the current agreement, it is
likely not in [the plaintiffs'] interest to ask for the [rescission] relief that we
Thus, plaintiffs waived their right to have the Court "take up and decide any
motion asserting a victim's right forthwith," 18 U.S.C. §3771(d)(3).
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initially asked for." Trans. August 14, 2008 (Doc. 27) at 4. Plaintiffs spent the
next eighteen months pursuing civil remedies against Mr. Epstein, and ultimately
obtaining settlements, while their CVRA action remained dormant. Indeed, so
inactive were plaintiffs that the district court dismissed the case for lack of
prosecution in September, 2010. Doc. 38. See Order Denying Government's
Motion to Dismiss (Doc. 189) at 5 ("Over the course of the next eighteen months,
the CVRA case stalled as petitioners pursued collateral civil claims against
Epstein").
During the course of civil litigation against Mr. Epstein, Mr. Epstein was
ordered, over his strenuous objection (case/doc#), to produce documents given to
him by the government during the course of his settlement/plea negotiations with
it. See Jane Doe #2 v. Epstein, No. 08-80119-MARRA, Doc. 462. Thus, the
plaintiffs' statement that during that civil litigation, "Epstein's counsel produced to
the victims' counsel significant parts of the correspondence by his attorneys
concerning the NPA," Motion at 6, is misleading, as only correspondence from the
government to Mr. Epstein's attorneys was produced to plaintiffs, not
correspondence authored by Mr. Epstein's counsel during the course of the
negotiations. See United States' Response to Supplemental Briefing in Support of
Motion to Intervene (Doc. 100) at 2 ("To the knowledge of the government, the
Jane Does have only received the portions of the correspondence written by
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government attorneys — all of the writings of Mr. Epstein's attorneys, except for a
few short portions by Jack Goldberger — have been redacted").
Once the CVRA action was re-activated — after plaintiffs had successfully
pursued their civil monetary remedies against Mr. Epstein to completion —
plaintiffs sought to use that correspondence in the CVRA case and thereafter also
sought disclosure from the government of the other side of the correspondence,
i.e., correspondence authored and sent to the government by Epstein's attorneys in
the course of their efforts on behalf of their client to resolve the ongoing criminal
investigation of him. Both Mr. Epstein and his criminal defense attorneys —
appellants Roy Black, Martin Weinberg, and Jay Lefkowitz — filed motions to
intervene for the limited purpose of challenging the use and disclosure of the
settlement/plea negotiation correspondence (Doc.
, 93), followed by
supplemental briefing and motions for a protective order, contending that the
correspondence was privileged and confidential under Fed. R. Crim. P 11(0 and
Fed. R. Evid. 410 and the work product privilege and that the correspondence fell
within the bounds of privilege under Fed. R. Evid. 501. (Doc. 94, 160,161,
162).The government also filed a response, in which it agreed with intervenors that
the correspondence was protected by the work product privilege. Doc. 100.
The district court granted the motions to intervene (Doc. 158, 159), but
ultimately ruled that the correspondence was subject to disclosure, although
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reserving judgment on its admissibility. Doc. 188. The district court rejected
intervenors' argument based on Rule 410, erroneously concluding, relying on cases
wholly unlike this one, that the correspondence fell outside the protections of Rule
410 because Rule 410 does not encompass "general discussions of leniency and
statements made in the hope of avoiding a federal indictment, arguably the content
of the correspondence at issue here." Id. at 4.2 As will be demonstrated below, the
correspondence at issue specifically addressed various potential federal charges
that had been the subject of two separate grand jury presentations, Epstein was an
identified target of these grand juries, and the communications by his attorneys
with the government were paradigmatic efforts, consistent with the Sixth
Amendment right to effective assistance of counsel during plea bargaining, see,
e.g., Lafler v. Cooper, 132 S.Ct. 1376 (2012), to engage in settlement discussions
falling within the core protections of Rule 410. The district court also rejected —
again erroneously — the application of Rule 410 to Mr. Epstein's counsel's
communications with the government on the ground that Mr. Epstein had in fact
pleaded guilty, albeit in state court. Id. at 4-5.3 Finally, the district court rejected
intervenors' argument based on Rule 501 on the ground that Congress has already
2 See Intervenors' Motion for Stay Pending Appeal, filed on
3 See Intervenors' Motion for Stay Pending Appeal, filed on
5
at
at
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addressed the issue in Fed. R. Crim. P. 11(f) and Fed. R. Evid. 410 and did not see
fit to recognize a privilege for plea negotiation communications. Id. at 8-9. That
too was error.4
Intervenors sought a stay of the district court's disclosure order pending
appeal to this Court in the district court (Doc. 193), which was denied, although
the district court stayed its order until July 15, 2013, to permit intervenors to seek a
stay pending appeal from this Court (Doc. 206).
II.
THIS COURT HAS JURISDICTION OVER THE INTERVENORS'
APPEAL UNDER THE PERLMAN DOCTRINE.5
A.
Mohawk Does Not Affect the Operation of the Perlman Doctrine
in this Case.
Plaintiffs first accuse intervenors of ignoring recent Supreme Court
precedent which, in their view, precludes an appeal by intervenors from this
Court's order that correspondence which they contend is privileged and
confidential must be disclosed to plaintiffs. Motion at 10-11. Intervenors did not,
however, ignore controlling Supreme Court precedent, for the simple reason that
Mohawk Industries, Inc. v. Carpenter, 558 U.S. 100 (2009), does not affect the
4 See Intervenors' Motion for Stay Pending Appeal, filed on
, at
5 Plaintiffs demand that intervenors inform them whether they believe the rules of
civil procedure apply to this case. Motion at 11 n.3. That question is entirely
irrelevant for the Court's consideration of the jurisdictional issue.
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right of non-parties such as intervenors to take an appeal from the district court's
disclosure order. There are two interrelated reasons why it does not. First, and most
important, Mohawk involved an attempted interlocutory appeal by a party to the
litigation, which this case does not. Second, Mohawk was concerned with an
interlocutory appeal under the collateral order doctrine of Cohen v. Beneficial
Indus. Loan Corp., 337 U.S. 541 (1949), not with the Perlman exception to the
final judgment rule; indeed, it did not so much as mention Perlman. Those two
distinctions are critical.
In analyzing the issue of whether a party was entitled under the Cohen
collateral order doctrine to appeal from an order compelling it to produce
documents which it contended were protected by the attorney-client privilege, the
Mohawk Court emphasized that the Court had "stressed that [the Cohen collateral
order doctrine] must never be allowed to swallow the general rule that a party is
entitled to a single appeal, to be deferred until final judgment has entered."
Mohawk, 558 U.S. at 106 (emphasis added; internal quotation marks omitted). See
at 112 ("Permitting parties to undertake successive, piecemeal appeals of all
adverse attorney-client rulings would unduly delay the resolution of district court
litigation and needlessly burden the Courts of Appeals" (emphasis added)). In
holding that an interlocutory appeal would not lie, the Mohawk Court concluded
that
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postjudgment appeals generally suffice to protect the rights of litigants and
ensure the vitality of the attorney-client privilege. Appellate courts can
remedy the improper disclosure of privileged material in the same way they
remedy a host of other erroneous evidentiary rulings: by vacating an
adverse judgment and remanding for a new trial in which the protected
material and its fruits are excluded from evidence.
Id. at 606-07 (emphasis added). This conclusion underscores the inapplicability of
Mohawk in the present circumstances.
Quite unlike the Mohawk appellant, Mr. Epstein and the attorney intervenors
are not parties to the litigation, having intervened solely for the limited purpose of
seeking to prevent the disclosure of confidential communications; accordingly,
they have no right of appeal from the final judgment in this case, and the injury
done by disclosure cannot be remedied through the appellate remedy of granting of
a new trial. While Mr. Epstein moved on July 8, 2013, for limited contingent future
intervention with respect to the issue of remedy, should the district court reach that
issue, to protect his constitutional and contractual rights with respect to the NPA,
which plaintiffs seek to have rescinded as a remedy for the government's alleged
violation of the CVRA (Doc.
), the district court has not yet ruled on that
motion and may never reach the remedy issue if the plaintiffs are unable to sustain
their burden of proof. As Mr. Epstein explained in that motion, he is not seeking to
intervene generally in the case, as the duties and obligations imposed by the CVRA
apply solely to the government; the statutory requirements do not run to Mr.
Epstein, and the CVRA imposed upon him no obligations to the plaintiffs. The
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dispute regarding whether the government violated the plaintiffs' rights under the
CVRA is between the plaintiffs and the government.
Thus, should the district court grant the additional limited future remedy-
stage intervention which Mr. Epstein seeks, Mr. Epstein still would not be a party
to the litigation within the meaning of Mohawk, but instead a party for a limited
purpose only. Indeed, he would not become a party at all unless the district court
rules that the government violated the plaintiffs' CVRA rights and turns to the
issue of remedy, which may never occur. If the district court did find that the
government violated the plaintiffs' rights under the CVRA, Mr. Epstein would
have no right of appeal, as he would not be a party with respect to that issue. He
would likewise not have the right to appeal if the district court decided in
plaintiffs' favor but did not order rescission. Even were the court to order
rescission of the non-prosecution agreement, and Mr. Epstein had the right, as
intervenor as to remedy, to appeal the Court's remedial order, it is unlikely that
such an appeal from the Court's order would encompass the issue of the validity of
any order regarding the disclosure of his attorneys' plea negotiation
communications with the government. In the absence of the ability to take an
appeal at this juncture, intervenors are "powerless to avert the mischief of the
order." Perlman, 247 U.S. at 13.
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In cases such as this one, contrary to plaintiffs' argument, Perlman does not
directly conflict with Mohawk. See Motion at 13. In United States v. Krane, 625
F.3d 568 (9th Cir. 2010), a case not cited by the plaintiffs, the Ninth Circuit
permitted an interlocutory appeal by intervenors under Perlman, noting that it had,
"[w]hen assessing the jurisdictional basis for an interlocutory appeal, . . .
considered the Perlman rule and the Cohen collateral order exception separately,
as distinct doctrines," and concluding that "Perlman and Mohawk are not in
tension." Id. at 572. In In re Grand Jury, 705 F.3d 133 (3d Cir. 2012), another case
not cited by plaintiffs, the Court concluded, after analysis, that it "[could] not say
that the Supreme Court has abandoned [the Perlman finality] determination on the
basis of a later case, Mohawk, that never cites, let alone discusses, Perlman").
The two cases on which the plaintiffs rely do not support the proposition that
appellate review under the Perlman doctrine is not available to intervenors in this
case. In Wilson v. O'Brien, 621 F.3d 641 (7th Cir. 2010), see Motion at 13,
plaintiff and the individual whose deposition defendants wished to use to support a
summary judgment motion sought to appeal, under the Cohen collateral order
doctrine, the district court's order compelling the individual to answer deposition
questions over a claim of work product privilege. The Seventh Circuit did not in
fact decide the question of Mohawk's impact on Perlman, finding the appeal moot
because the deposed individual had complied with the order and answered the
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objected-to deposition questions. Id. at 643. The Court noted that, if the district
court did ultimately permit the defendants to use the deposition testimony,
plaintiff, who was the privilege holder rather than the deponent, could appeal that
decision after final judgment. Notably, the Wilson Court stated that "when the
person who asserts a privilege is a non-litigant," "an appeal from a final judgment
[will] be inadequate."
In Holt-Orsted v. City of Dickson, 641 F.3d 230 (6th Cir. 2011), the
plaintiffs sought to take an interlocutory appeal from an order compelling the
testimony of their former attorney over a claim of attorney-client privilege. The
Court agreed with the Ninth Circuit's decision in Krane, concluding that the
circumstances in Krane "support application of the Perlman doctrine because,
without the ability to raise the issue in an interlocutory appeal, Quellos, as a non-
party, would have lost its opportunity to do so in the future." Id. at 239. The same
is true here. The Court found no appellate jurisdiction, following Mohawk, because
plaintiffs — the privilege holders — were parties to the litigation and, as such, could
avail themselves of a post-judgment appeal to "preserve the vitality of the attorney-
client privilege." Id. at 240, quoting Mohawk, 558 U.S. at 606-07. That, however,
is not the case here.
Since the attorney intervenors are not "litigants" or parties in this action,
under both Wilson and Holt-Orsted, they would retain the right to appeal under
EFTA00584613
Perlman. Plaintiffs seek to cast Mr. Epstein as a "litigant" in this action, but his
limited intervention to challenge disclosure of confidential communications does
not make him a litigant, i.e., a party, to the action, nor, contrary to plaintiffs'
argument, does Mr. Epstein's "current posture" in this litigation provide him with
an avenue "to appeal any adverse privilege ruling that harms him at the conclusion
of the case." Motion at 14. There will be no "adverse judgment against him," id. at
13 (emphasis added), from which he could take an appeal. Even if the district court
grants Mr. Epstein's contingent motion for future intervention as to remedy, he
would not be a party to the action as a whole but only as to that limited facet of the
litigation; in fact, he may never actually become a party if the district court does
not reach the remedy issue or denies his request for limited contingent intervention
(although Mr. Epstein believes that his intervention as to remedy is warranted and
mandatory). Plaintiffs cite no authority for the proposition that a non-party to the
litigation can appeal from a final judgment, and the law is to the contrary. See
Marino v. Ortiz, 484 U.S. 301 (1988)("The rule that only parties to a lawsuit, or
those that properly become parties, may appeal an adverse judgment, is well
settled"). Plaintiffs' action was not brought against Mr. Epstein, nor has he sought
by intervention to become a full party to the action. The Perlman doctrine is fully
applicable in the circumstances of this case.
B.
Mr. Epstein and the Intervenors are "Privilege Holders" for
Purposes of Perlman.
I2
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1'hc Perlman doctrine is not, as the plaintiffs contend, strictly limited to fully
recognized
privileges
such
as
the
attorney-client
privilege.
The
confidentiality/nondisclosure privilege which intervenors assert falls squarely
within Perlman. Indeed, the Supreme Court has recognized that "Rules 410 and
11(e)(6) `creat[e], in effect, a privilege of the defendant . . . ."' United States v.
Mezzanatto, 513 U.S. 196, 205 (1995). Contrary to the plaintiffs' characterization,
what Mr. Epstein and the attorney intervenors seek to appeal is not an issue of
admissibility of evidence, see Motion at 15, but one of disclosure: whether their
confidential communications with the government in the course of settlement/plea
negotiations may be ordered disclosed to third parties such as plaintiffs.
The privilege which intervenors assert has its basis in the implementation of
Fed. R. Evid. 410 in the context of its overlap with the work product privilege and
counsel's legitimate expectations of privacy in their communications with the
government in seeking to resolve the investigation or prosecution of their clients; it
is not a "new" privilege in the sense that plaintiffs argue. In any event, plaintiffs'
arguments that Mr. Epstein is not a privilege holder and that Perlman does not
extend to cases in which the appellant will be arguing for the recognition of a
privilege, rather than asserting an existing one, are foreclosed by In re Grand Jury
Proceedings, 832 F.2d 554 (11th Cir. 1987). In that case, appellants asserted that
their state grand jury testimony was protected from disclosure to a federal grand
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EFTA00584615
jury by a nondisclosure privilege grounded in the state grand jury secrecy
requirement. The Court held that it had jurisdiction to hear the appeal under
Perlman, but concluded that the privilege for which appellants contended did not
exist under state law. Thus, the fact that a privilege has not yet been formally
recognized under Rule 501 is not a bar to Perlman jurisdiction. The controlling
factor is whether the appellants assert a right or privilege, see In re Sealed Case,
F.3d
, 2013 WL 2120157 at *4 (D.C.Cir. March 5, 2013)("The Perlman
doctrine permits appeals from some decisions that are not final but allow the
disclosure of property or evidence over which the appellant asserts a right or
privilege"), as they do here — the right or privilege of confidentiality in their
settlement/plea communications with the government and their concomitant
protection from disclosure to the plaintiffs. See, e.g., Ross v. City of Memphis, 423
F.3d 596, 599 (6th Cir. 2007)(Perlman jurisdiction "does not depend on the
validity of the appellant's underlying claims for relief'); Gill v. Gulfstream Park
Racing Ass '11, Inc., 399 F.3d 391, 398, 402 (1st Cir. 2005)(asserting jurisdiction
under Perlman, but concluding that informant privilege was not available to
private parties).
C.
Perlman is not Limited to the Grand Jury Context.
This Court has never limited Perlman to the grand jury context, and there is
no principled reason why the doctrine should be so limited, so long as its
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requirements are met. "[U]nder the . . . Perlman doctrine, a discovery order
directed at a disinterested third party is treated as an immediately appealable final
order because the third party presumably lacks a sufficient stake in the proceeding
to risk contempt by refusing compliance." Church of Scientology v. United States,
506 U.S. 9, 18 n.11 (1992). The danger to the privilege holder — that privileged or
confidential documents will be disclosed and his powerlessness to prevent the
disclosure absent an immediate appeal remedy — is the same, regardless of whether
the order is made in the context of grand jury proceedings or in another context.
Only by referring solely to this Court's applications of Per/man "over the last fifty
years," Motion at 16, are the plaintiffs able to ignore the fact that this Court cited
Perlman in support of its finding of jurisdiction in Overby v. U.S. Fidelity & Guar.
Co., 224 F.2d 158, 162 & n.5 (11th Cir. 1955), a civil case. In just the few years
since Mohawk, the Fourth Circuit found jurisdiction based on Perlman in a civil
case, Mezu v. Morgan State University, 495 Fed. Appx. 286, 289 (4th Cir. 2012);
the Ninth Circuit has applied Perlman in a case arising under 28 U.S.C. §2255,
United States v. Gonzalez, 669 F.3d 974, 977 n.2 (9th Cir. 2012), and in a civil
case, S.E.C. v. CMKM Diamonds, Inc., 656 F.3d 829, 830-31 (9th Cir. 2011); the
Sixth Circuit has indicated in a civil case that Perlman jurisdiction is still viable
after Mohawk where the privilege holder is not a party to the action, Holt-Orsted,
641 F.3d at 239; and the Seventh Circuit has indicated in a civil case that Perlman
15
EFTA00584617
jurisdiction still attaches where the person asserting the privilege is a non-litigant,
Wilson, 621 F.3d at 643.6 The grand jury limitation for which plaintiffs argue
simply does not exist.
D.
The United States is a Disinterested Third Party.
Under the circumstances of this case, the government, contrary to plaintiffs'
argument, Motion at 17, should be considered a disinterested party for purposes of
application of the Perlman doctrine. Even though the government has voiced its
general agreement that correspondence exchanged between defense counsel and
the government in pursuit of settlement/plea negotiations is protected by the work
product privilege, it stopped short of advocating the recognition of a
settlement/plea negotiation privilege under Rules 410 and 501. See United States'
Response to Supplemental Briefing in Support of Motion to Intervene (Doc. 100).
The government's institutional interests differ significantly from those of attorneys
who represented a private individual under criminal investigation by the
6 Plaintiffs rely on the Tenth Circuit's lack of awareness that Perlman had ever
been applied outside the grand jury context, Motion at 16-17, but a quick Westlaw
search demonstrates that Perlman has often been applied outside the grand jury
context. See, e.g., Gotham Holdings, LP v. Health Grades, Inc., 580 F.3d 664, 665
(7th Cir. 2009)(civil case); United States v. Williams Cos., Inc., 562 F.3d 387, 392
(D.C.Cir. 2009)(criminal case; rejecting effort to distinguish Perlman on the
ground that it arose in the grand jury context); Ross v. City of Memphis, 423 F.3d
596, 599-600 (6th Cir. 2007); Gill v. Gulfstream Park Racing Ass '?7, Inc., 399 F.3d
391, 398 (1st Cir. 2005)(civil case); Sheet Metal Workers Intern. v. Sweeney, 29
F.3d 120, 212 (4th Cir.1994)(civil case).
16
EFTA00584618
government and who sought, though full and frank exploration of the facts and
legal issues involved, to convince the government not to prosecute their client.
Only immediate appeal of the Court's order will ensure that intervenors are able to
protect their distinct interests in preserving the confidentiality of their
communications with the government in the settlement negotiation process. In the
absence of the ability to take an appeal at this juncture, intervenors will be
"powerless to avert the mischief of the order," Perlman, 247 U.S. at 13, as their
particular interests in nondisclosure will not be adequately protected by the
government.
Likewise, the government and Mr. Epstein have significantly different
interests in the scope of Rule 410 in the context of a civil litigant's discovery
attempts. The disclosure request here comes from civil litigants who have
previously sued the target of a federal prosecution seeking monetary damages for
the very conduct that was at issue during the plea/settlement negotiations between
the targets' attorneys and the government. The prior civil discovery order relied
upon by Judge Marra resulted from the efforts of the civil litigants to enhance their
case through the mechanism of acquiring the target's attorney's communications
with the government which, in the context of plea or settlement negotiations, are
authored in an expectation of privacy, and which include admissions made in the
effort to provide a predicate for any plea or agreement to defer prosecution rather
17
EFTA00584619
than litigate. The government, which in general has no adversarial relationship to
civil litigants who are suing the targets of a federal criminal investigation or
prosecution, simply does not have the same litigation interest in protecting the
confidentiality of such communications in the ordinary setting of a civil litigant
seeking advantage from acquiring the plea negotiation proffers. Although the
government in this particular matter is contending that it did not violate the CVRA
, its overall litigation position — including urging the Jane Does to advocate for
Epstein's prosecution in other districts, see United States Motion to Dismiss for
Lack of Subject Matter Jurisdiction, Doc. 205-2 at 8-9, eloquently demonstrates
that there is only the most ephemeral and illusory commonality of interests
between the government and Epstein — and certainly not one that makes the
government Epstein's agent or advocate for purposes of this issue. The policy of
Rule 410 is to protect federal targets from the government's disclosure of their
attorneys' written settlement proposals. As such, Epstein's interest in opposing the
disclosure of his attorneys' written communications relating to bona fide attempts
to resolve concrete federal criminal allegations are substantially distinct from the
government's institutional interests and distinct from the government's litigation-
related strategies in terms of the underlying CVRA litigation and, accordingly, will
not be adequately represented by the government.
18
EFTA00584620
III. INTERVENORS WILL SUFFER INJURY IF THE PRIVILEGED
AND CONFIDENTIAL CORRESPONDENCE IS DISCLOSED TO
PLAINTIFFS.
Intervenors have contended from the outset that the communications at issue
were conducted with the government in the course of settlement/plea negotiations
for the purpose of seeking resolution of a serious ongoing criminal investigation of
Mr. Epstein which had reached the grand jury stage. See Doc. 94, 160, 161, 162;
see also Doc. 100. Plaintiffs have never denied that this is the case; indeed, it is the
very reason why they seek discovery of the correspondence. Intervenors have also
contended that the correspondence was privileged and confidential, a position with
which the government agrees. All of their pleadings directed to the issue discussed
in depth why the correspondence was privileged. Plaintiffs have never before
suggested that intervenors needed to file a privilege log or affidavits [true???], see
Motion at 19,7 and the issues have been litigated as a question of law, based on the acceptance of all parties of the fact
that the correspondence at issue was conducted as pan of settlement/plea negotiations: whether settlement/plea negotiation
communications between defense counsel and the government are privileged and, accordingly, immune from discovery.s
7 Miccosukee Tribe of Indians of Florida, 516 F.3d 1235 (1 1 th Cir. 2008), on
which plaintiffs rely, Motion at 19, was concerned with the particular requirements
for a government entity to invoke the FOIA Section 5 exemption. As such, it has
no relevance to the issues before the Court.
8 The single case on which plaintiffs rely for the proposition that this appeal should
be dismissed for lack of subject matter jurisdiction, Florida Wildlife Federation,
Inc. v. South Florida Water Management Dist, 647 F.3d 1296 (11th Cir. 2011), is
wholly inapposite. The issue in that case was whether intervenors had standing to
19
EFTA00584621
Plaintiffs' argument that intervenors have not shown that they would be injured if the settlement/plea correspondence
were disclosed to plaintiffs is, simply, specious. Because it is impossible for appellate courts to undo the damage caused by
forced disclosure of privileged or confidential communications or information, courts have consistently recognized that the harm
caused by an erroneous order to disclose privileged or confidential information is irreparable. See, e.g., In re Professionals Direct
Ins. Co., 578 F.3d 432, 438 (6th Cir. 2009Xfinding risk of irreparable harm because "a court cannot restore confidentiality to
documents after they are disclosed"); Gill v. Grillsiream Park Racing Ass''. Inc., 399 F.3d 391, 398 (1st Cir. 2005X"once the
documents are turned over to Gill with no clear limitation on what he may do with them, the cat is out of the bag, and there will
be no effective means by which TRPB can vindicate its asserted rights after final judgment"); In re Pen-Igo Co., 128 F.3d 430,
437 (6th Cir.1997)("We find .. . that forced disclosure of privileged material may bring about irreparable harm"); In re Grand
Jury Proceedings, 43 F.3d 966, 970 (5th Cir. 1994Xforced disclosure of privileged documents would cause irreparable harm).
This remains true post-Mohawk in cases such as this one, where intervenors are not parties to the action.9 Intervenors have more
than adequately shown that they will be injured by the disclosure of their privileged and confidential settlement/plea negotiation
correspondence, as the injury inheres in the disclosure itself.
CONCLUSION
For all the foregoing reasons, the Court should deny plaintiffs' motion to dismiss.
appeal a consent decree, and the Court concluded that there were no remaining
justiciable issues.
9 Plaintiffs calumny regarding why intervenors did not supply "evidentiary
materials," Motion at 19-20, is both specious and wholly irrelevant to the issues
before the Court on plaintiffs' motion to dismiss. Nothing in the question of
whether the correspondence is privileged has anything to do with "the
understanding of [Mr. Epstein's] attorneys and him about whether prosecutors
were statutorily obliged to communicate with the victims." Motion at 19.
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EFTA00584623
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