EFTA00593204.pdf

reATORUS Investment Objectives Atorus ("the fund") is a global multi-strategy fund with a systematic bias. The Fund's objective is to achieve absolute average gross returns of 24% per annum with downside volatility half that of major equity and credit markets. Atorus employs a risk-conscious and proprietary dynamic trading methodology that aims to minimize downside volatility yet still generate consistent uncorrelated returns in both up and down markets with low portfolio turnover. The managers diversify the portfolio with 400+ highly liquid positions globally across multiple asset classes; G20 rates, equity & credit indices, ETFs, and G20-listed equities. The Fund's investment approach combines three discrete modules; portfolio construction, directional bias and timing, and risk management. The portfolio is systematically constructed for reasons of diversification, volatility, and low long-term correlation. The portfolio is constructed to be broad based, allowing the opportunity to generate returns irrespective of any one particular market. The directional bias of individual positions is the foundation of the strategy. Atorus makes proprietary calculations of changes in realized volatility and price ranges to systematically alter the timing of entry and exit for positions. This enables Atorus to operate regardless of a high or low volatility environment. The last stage of the investment process is robust risk control, with particular focus on mitigating drawdowns via position sizing, hold periods, leverage, entry/exit points, and volatility based rebalancing. Atorus is currently pre-launch, targeting an initial capital raise of $100m for a launch date of Q3 2014. Fund Characteristics and Metrics Average # of positions: 400 Average net leverage (notional risk): 3.8x, 1.8x Ex Rates Max leverage (notional risk): 5.5x Asset doss allocation: Volatility risk based Sharpe Ratio: 1.2 (daily from 1995 to current simulation) Average Annualized Return: 23.66% (1995 to current simulation) Average position hold period: 100 days Our Edge Scalability: Daily TDVT >$ltillion Position Level Liquidity: One day • The managers have worked and traded together since 2007. Their backgrounds, experiences and strengths are different & complimentary. • The team traded a 5100million portfolio of avg. risk for a European Bank from September 2011 to June 2013, achieving a profit factor in excess of 2X a win ratio of nearly 40%, while generating positive returns on months with large market declines. • The Atorus methodology is an aggregation of deep understandings of complex trading systems and market forces. The managers are driven by their dedication to discipline, order, and operational excellence. • The focus lies on consistency of returns with minimal downside volatility. • Our 20 year simulation (details available on request) generates 24% gross IRR and only two down calendar years, -8.5% and -0.5% EFTA00593204 .ATORUS Track Record — 20 Year Simulation 01 02 Q3 QO Year 2014 6.00% 8.28% 16.50% 2013 4.47% -5.68% 11.04% 14.16% 24.91% 2012 4.34% -7.99% 3.26% 3.98% 2.47% 2011 10.71% 6.29% -6.29% -5.19% 4.55% 2010 2.87% -7.12% 17.14% 5.13% 17.66% 2009 -3.85% 7.39% 30.82% 7.78% 45.60% 2008 233% 8.73% 10.70% 26.01% 55.21% 2007 5.99% 10.08% 21.54% 5.80% 50.03% 2006 9.93% -7.98% 7.92% 12.96% 23.32% 2005 -4.10% 4.90% 10.60% 7.28% 23.68% 2004 1322% -1233% 5.12% 30.47% 3626% 2003 13.50% -0.88% 11.27% 3039% 63.54% 2002 -5.54% 16.67% 2434% -321% 32.84% 2001 -0.29% -11.01% 35.04% -16.96% -0.50% 2000 -2.01% -10.95% 4.68% 10.43% 0.87% 1999 -16.01% 6.61% -1.50% 20.02% 5.36% 1998 1388% 2.92% 9.10% -4.20% 20.65% 1997 -4.92% 19.02% 1.33% -626% 7.48% 1996 0.41% 6.53% 5.37% 15.29% 2935% 1995 1997% 8.09% -0.22% 8.55% 40.46% Team Joshua L Levy - Partner & CEO Joshua's career has focused on growing companies and transforming complex processes into simple ones. Since 2002 Joshua has been instrumental in the growth of Round Hill Capital, a European investment / asset management company with more than $6B USD in capital invested, where he remains active. Prior to founding and managing Red Dot Trading, LLC, with Michael, Joshua at MUUS Asset Management, responsible for the operational restructuring and management of portfolio companies. Joshua has an MBA from MIT Sloan, a BA from Vanderbilt University and is the President and majority owner of Graphic Utilities, Inc. a specialty inkjet ink manufacturer. 2014 2013 - NO. 2011 .S= 2010 - 2003 2008 2007 2006 2005 2000 2003 2002 2001 2000 1999 1998 1997 1996 1995 Michael J. Fowler — Partner & CIO Michael's career has been focused on understanding the nuances of complex financial systems and other markets. In 2007 Michael was the Co-Founder with Joshua Levy and Senior Portfolio Manager at Red Dot Trading, LLC, he was responsible for the day to day trading of a sector specific core listed-equity book. Prior to this, he was the Director of Structured Products & Finance at The Geneva Group in New York, where he was responsible for developing financial structures to provide bank-regulatory capital relief solutions due to the Basel II risk weightings. Dlutalmer This lact,heel o provided for nformetiona, and disse yen PV, P0X1 only and does not constitute • '<Acumen or an oller lo prende wesenenlmanagement smite,. My 'oleo: on. if mad*. will bo made only pursuant to an investment Management Agreement gloho'). wi the case of any inconsistency horoten the descriptiew or tomein tut document and the intk mo PAR shot control. lho document may not be nfpoducedor disorbuted n any format without the express written approve' of Red Oot Trade troene. lle While all information prepared n this document is behaved tobo a“utMo. Rod Dot Trade Manto.LLC mates no omens warranty at to Its comoleionott or accuracy. nor can it accept responsitillty to. street n [hit document lo d¢ rrns)rromexteMpewtted by low. Red Dot Tiede finance. llC disdains any end all liebrity in the event wrI informahon• commenter.. MOM, . opinions. OdYKe and/a monvnendaDont wi this proton:anon prova to be inaccurate. incomolow or uneel:Mo. or result in any Westmont ot other lottos. Tro information contained heroin does not purport to whinallof the inform/Ion that may be required10 enflame an investment. Abilny to achieve investment ~Mt Met be affected bya varietyof/a-5.ot downed here. A PrOfPROVt Investor understandt the nature of the twestmon: and can Dear the oronotmk risk of such Westmont in consdonng any pertormancoinlomution contained homm„Investea that boar in mind that pest or projected perlownente o not ne<essanly newt« of future resulD.and there <an be no assurance that target relum,wd be mel The P.C. mutts of the principals., noprosemativo of thole dUcct investment rosponstontios uttlaing the Westmont strategy methodology representedheroin, but VAthin a larger fund oIddo and may not folio« results of the vehicle. The investment strategy o speodahve and wed«, a high degree ol n9c.OPPOIIUMIC> for WAh4, 19.4101 lent are restricted. so ifiVeitOr> rrpynol hast eccest to cape& when n needed. The pordolio compootion. which it under the tot. trading authority of Rod Dot Trade nuance, LLC. may not be tub/0.445110d and this lack of ilveilikalbn may result in nyhor nis tentage. that is borrowng on 'fortys will be emptord in the portfoto, which <en mate .issimen performance sotatile. tenures investment gams to be n excess ol the cost of torrowne. and could result .losses to invosten in <wets of thow prnlpa. Th. Westmont strategy involves the purchase and solo of opciont and other leveraged clohoffie flitA1/11011U.thIch can mull n ~in etes of the <spiel. In inventory meant ktG6TRATION: Red Dot Trade finance. IA< na Regoteed Investment Advoor, Alorm. na GSA of Red Dot Trade finance. LK and 4inten4o4 tobo the inonlmont vehklo of Rod Dot Trade Roam:or 0.0 the Rog4terect ITWOttMent 0.0.140(. EFTA00593205