EFTA00596581.pdf

EXHIBIT 0 EFTA00596581 Cg21,95.601cr-,a9. 1-J1.9.c Document 290 Entered on FLSD Docket 06/09/2010 Page 1 of 29or, United States District Court Southern District of Florida FT. LAUDERDALE DIVISION UNITED STATES OF AMERICA JUDGMENT IN A CRIMINAL CASE v. Case Number - 0:09CR60331-COHN-1 SCOTT W. ROTHSTEIN USM Number: 91256-004 Counsel For Defendant. Marc Nurik Counsel For The United Stales: Lawrence LaVecchio. Jeffrey Kaplan. and Paul Schwartz Coun Reporter: Tammy Nestor Thc defendant pleaded guilty to Counts 1, 2, 3, 4 and 5 of the Information. Thc defendant is adjudicated guilty of the following offense(s): TITLE/SECTION NATURE OF NUMBER OFFENSE OFFENSE ENDED COUNT 18 U.S.C. § 1962(d) Rico Conspiracy 11/2009 1 18 U.S.C. § 1956(h) Conspiracy to commit money laundering 11/2009 2 18 U.S.C. § 1349 Conspiracy to commit mail and wire fraud 11/2009 3 18 U.S.C. § 1343 Wire Fraud 12/2/2008 4 18 U.S.C. § 1343 Wire Fraud 10/16/2009 The defendant is sentenced as provided in the following pages of this judgment. The sentence is imposed pursuant to the Sentencing Reform Act of 1984. It is ordered that the defendant must notify the United States attorney for this district within 30 days of any change of name, residence, or mailing address until all fines, restitution, costs and special assessments imposed by this judgment arc fully paid. If ordered to pay restitution, the defendant must notify the court and United States anom y of any material changes in economic circumstances. Date of position of Sentence: 06/09 010 COI-IN tes District Judge 09.2010 EFTA00596582 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 2 of 29 USX IFISD 2658 (Itir. OM) /Snot is • Cnnaal Ca,r Par 2 a( 6 DEFENDANT: SCOTT W. ROTHSTEIN CASE NUMBER: 0:09CR6033 IMPRISONMENT The defendant is hereby committed to the custody of the United States Bureau of Prisons to be imprisoned for a term of 240 MONTHS AS TO COUNTS 1 and 2 TO RUN CONSECUTIVELY TO EACH OTHER. 120 MONTHS AS TO COUNT 3, TO RUN CONSECUTIVELY TO COUNTS 1 and 2 . 240 MONTHS AS TO COUNTS 4 and 5 TO RUN CONCURRENTLY WITH EACH OTHER AND CONCURRENTLY WITH COUNTS I, 2 and 3. FOR A TOTAL OF 600 MONTHS. The defendant is remanded to the custody of the United States Marshal. RETURN I have executed this judgment as follows: Defendant delivered on to at , with a certified copy of this judgment. UNITED STATES MARSHAL By: Deputy U.S. Marshal EFTA00596583 CsgabOagrA9,33J-Jlicic Doccigment 290 Entered on FLSD Docket 06/09/2010 Page 3 of,29,, DEFENDANT: SCOTT W. ROTHSTEIN CASE NUMBER: 0:09CR6033 I -COHN-I SUPERVISED RELEASE Upon release from imprisonment, the defendant shall be on supervised release for a term of 3 YEARS AS TO COUNTS 1, 2, 3, 4 and S TO RUN CONCURRENTLY WITH EACH OTHER. The defendant must report to the probation office in the district to which the defendant is released within 72 hours of release from the custody of the Bureau of Prisons. The defendant shall not commit another federal, state or local crime. The defendant shall not unlawfully possess a controlled substance. The defendant shall refrain from any unlawful use of a controlled substance. The defendant shall submit to one drug test within 15 days of release from imprisonment and at least two periodic drug tests thereafter, as determined by the court. The defendant shall not possess a firearm, ammunition, destructive device, or any other dangerous weapon. The defendant shall cooperate in the collection of DNA as directed by the probation officer. If this judgment imposes a fine or a restitution, it is a condition of supervised release that the defendant pay in accordance with the Schedule of Payments sheet of this judgment. The defendant must comply with the standard conditions that have been adopted by this court as well as any additional conditions on the attached page. STANDARD CONDITIONS OF SUPERVISION 1. the defendant shall not leave the judicial district without the permission of the court or probation officer; 2. the defendant shall report to the probation officer and shall submit a truthful and complete written report within the first five days of each month; 3. the defendant shall answer truthfully all inquiries by the probation officer and follow the instructions of the probation officer; 4. the defendant shall support his or her dependents and meet other family responsibilities; 5. the defendant shall work regularly at a lawful occupation, unless excused by the probation officer for schooling, training, or other acceptable reasons; 6. the defendant shall notify the probation officer at hest ten (10) days prior to any change in residence or employment; 7. the defendant shall refrain from the excessive use of alcohol and shall not purchase, possess. use, distribute, or administer any controlled substance or any paraphernalia related to any controlled substances, except as prescribed by a physician: 8. the defendant shall not frequent places where controlled substances are illegally sold, used, distributed, or administered; 9. the defendant shall not associate with any persons engaged in criminal activity and shall not associate with any person convicted of a felony. unless granted permission to do so by the probation officer; 10. the defendant shall permit a probation officer to visit him or her at any time at home or elsewhere and shall permit confiscation of any contraband observed in plain view by the probation officer; II. the defendant shall notify the probation officer within seventy-two (72) hours of being arrested or questioned by a law enforcement officer: 12. the defendant shall not enter into any agreement to act as an informer or a special agent of a law enforcement agency without the permission of the court; and 13. as directed by the probation officer, the defendant shall notify third paniesof risks that may be occasioned by the defendant's criminal record or personal history or characteristics and shall permit the probation officer to make such notifications and to confirm the defendant's compliance with such notification requirement. EFTA00596584 Calgrab0lar.:60p1-JICc Doccument 290 Entered on FLSD Docket 06/09/2010 Page 4 of,29a, DEFENDANT: SCOTT W. ROTHSTEIN CASE NUMBER: 0:09CR6033 I -COHN-I SPECIAL CONDITIONS OF SUPERVISION The defendant shall also comply with the following additional conditions of supervised release: Financial Disclosure Requirement - The defendant shall provide complete access to financial information, including disclosure of all business and personal finances, to the U.S. Probation Officer. No New Debt Restriction - The defendant shall not apply for, solicit or incur any further debt, included but not limited to loans, lines of credit or credit card charges, either as a principal or cosigner, as an individual or through any corporate entity, without first obtaining permission from the United States Probation Officer. Permissible Search - The defendant shall submit to a search of his/her person or property conducted in a reasonable manner and at a reasonable time by the U.S. Probation Officer. Self-Employment Restriction - The defendant shall obtain prior written approval from the Court before entering into any self- employment. EFTA00596585 Case 0:09- cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 5 of 29 LUC 2118 (Rev 014)(1) • /Wren' n • Cnminal Case Nit of. ii 1 DEFENDANT: SCOTT W. ROTHSTEIN CASE NUMBER: 0:09CR6033 I-COHN-I CRIMINAL MONETARY PENALTIES The defendant must pay the total criminal monetary penalties under the schedule of payments on the Schedule of Payments sheet. Total Assessment $500.00 Total Fine Total Restitution THE DETERMINATION OF RESTITUTION IS DEFERRED UNTIL AUGUST 30, 2010 AT 9:00 A.M.. An Amended Judgment in a Criminal Case (AO 245C) will be entered after such a determination. Findings for the total amount of losses are required under Chapters 109A. 110, IIOA. and I I 3A of Title 18. United States Code. for offenses committed on or after September 13. 1994. but before Apnl 23. 1996. EFTA00596586 Cawrgippi sr.:20.lj-J1.9.02 socc,pment 290 Entered on FLSD Docket 06/09/2010 Page 6 of 29 Par 6 alb DEFENDANT: SCOTT W. ROTHSTEIN CASE NUMBER: 0:09CR6033 I-COHN-I SCHEDULE OF PAYMENTS Having assessed the defendant's ability to pay, payment of the total criminal monetary penalties are due as follows: A. Lump sum payment of $500.00 due immediately, balance due Unless the court has expressly ordered otherwise, if this judgment imposes imprisonment, payment of criminal monetary penalties is due during imprisonment. All criminal monetary penalties, except those payments made through the Federal Bureau of Prisons' Inmate Financial Responsibility Program, are made to the clerk of the court. The defendant shall receive credit for all payments previously made toward any criminal monetary penalties imposed. The assessment/fine/restitution is payable to the CLERK, UNITED STATES COURTS and is to be addressed to: U.S. CLERK'S OFFICE ATTN: FINANCIAL SECTION 400 NORTH MIAMI AVENUE, ROOM 8N09 MIAMI, FLORIDA 33128-7716 The assessment/fine/restitution is payable immediately. The U.S. Bureau of Prisons, U.S. Probation Office and the U.S. Attorney's Office are responsible for the enforcement of this order. The defendant shall forfeit the defendant's interest in the following property to the United States: SEE ATTACHED FORFEITURE ORDER. The defendant's right, title and interest to the property identified in the preliminary order of forfeiture, which has been entered by the Court and is incorporated by reference herein, is hereby forfeited. Payments shall be applied in the following order: (I) assessment, (2) restitution principal, (3) restitution interest, (4) fine principal, (5) fine interest, (6) community restitution, (7) penalties, and (8) costs, including cost of prosecution and court costs. EFTA00596587 - 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 7 of 29 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA CASE NO. 09-60331-CR-COHN UNITED STATES OF AMERICA, v. SCOTT W. ROTHSTEIN, Defendant. PRELIMINARY ORDER OF FORFEITURE AND JUDGMENT THIS CAUSE is before the Court upon motion of the United States for entry of a preliminary order of forfeiture and judgment. Being fully advised in the premises, this Court finds: 1. On or about December 1, 2009, the United States Attorney for the Southern District of Florida charged defendant, SCOTT W. ROTHSTEIN (hereinafter "defendant"), by way of Information, with violations of 18 U.S.C. §1962(4), 18 U.S.C. §1956(h), 18 U.S.C. §1349 and 18 U.S.C. §1343 [DE #1]. 2. The Information further advised defendant that forfeiture of certain properties, and a forfeiture money judgment would be sought, pursuant to 18 U.S.C. §§1963, 982(a)(1) and 98I(aX I XC). 3. A Bill of Particulars for Forfeiture was filed by the United States on or about January 4, 2010, which Bill of Particulars identified additional property subject to forfeiture [DE #34]. 4. The defendant entered into a pre-plea Stipulation and Settlement Agreement in which he agreed to the forfeiture of all of his right, title and interest in all of the property set forth in the Information, the Bill of Particulars and in the pre-plea Stipulation and Settlement Agreement [DE EFTA00596588 dbe . -LI- Document 290 Entered on FLSD Docket 06/09/2010 Page 8 of 29 #66-11. 5. On January 27, 2010, the defendant entered a plea of guilty to all of the charges contained in the Information, acknowledged that he had entered into a pre-plea Stipulation and Settlement Agreement, agreed that the properties identified in the Information and the Bill of Particulars were acquired in violation of the law and/or used in violation of the law and agreed that the properties were forfeitable pursuant to Title 18, United States Code, Sections 1963, 982(a)(1) and/or 981(a)(IXC) [DE #69]. Specifically, the defendant proffered that the properties identified were properly sought for forfeiture because the defendant acquired or maintained an interest therein or were derived from proceeds obtained directly and indirectly through the commission of the ... racketeering activity...were involved in and/or were traceable to the money laundering activity ... and that such properties were also the proceeds of or were derived from the mail and wire fraud activity... [DE #69, pp. 14-15]. 6. The properties identified as subject to forfeiture in this case are specifically set forth in the attached Exhibit A. 7. The nexus between the crimes of conviction and the properties identified as subject to forfeiture has been established. 8. The amount of a forfeiture money judgment has been established. Accordingly, based upon the evidence of record, upon motion of the United States and for good cause shown, it is hereby ORDERED that: I. A forfeiture money judgment in the amount of $1,200,000,000.00 is entered against the defendant, SCOTT W. ROTHSTEIN pursuant to Fed.R.Crim.P. 32.2(b). The proceeds obtained from all properties seized and forfeited pursuant to this Order, minus the ordinary and necessary 2 EFTA00596589 ease u.uu-cr-60331-JtC Document 290 Entered on FLSD Docket 06/09/2010 Page 9 of 29 expenses incurred by the United States to protect the interests of the United States or third parties, shall be applied to the defendant's money judgment. It is further ORDERED and ADJUDGED that: 2. All right, title and interest of defendant, SCOTT W. ROTHSTEIN, in the property set forth in Exhibit A (hereinafter "forfeited property"), is hereby forfeited to the United States of America, pursuant to 18 U.S.C. § I963 and/or 18 U.S.C.§ 982(a)(1) and/or 18 U.S.C. § 981(aX I)(C). 3. Agents of the Internal Revenue Service, or the United States Marshal, or any other duly authorized law enforcement official, shall seize and take custody of the forfeited property pursuant to 18 U.S.C. §I 963(e) and 21 U.S.C. §853(g). To the extent that the forfeited property is real property or a business interest, agents of the Internal Revenue Service, or the United States Marshal, or any other duly authorized law enforcement official, may seize and take custody of the forfeited property, pursuant to 18 U.S.C. §1963(e) and 21 U.S.C. §853(g). 4. The United States shall publish notice of this Order in accordance with Federal Rule of Criminal Procedure 32.2(b)(6), and to the extent practicable, provide direct written notice to any known potential claimant. The United States shall state in the notice that any person, other than the defendant, having or claiming a legal interest in the property ordered forfeited by this Order, must file a petition with the Court within thirty (30) days of the final publication of the notice or receipt of actual notice, whichever is earlier; that the petition shall be for a hearing to adjudicate the validity of the petitioner's alleged interest in the property; that the petition shall be signed by the petitioner under penalty of perjury, shall set forth the nature and extent of petitioner's right, title and interest in the property, the time and circumstances of the petitioner's acquisition of the right, title or interest in the property, and shall set forth any additional facts supporting the petitioner's claims and the 3 EFTA00596590 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 10 of 29 relief sought. 5. Upon adjudication of all third-party interests, if any, this Court will enter a Final Order of Forfeiture, pursuant to 18 U.S.C. §1963(1) and 21 U.S.C. § 853(n), in which all interests will be addressed. If no claims or petitions are filed within thirty (30) days of the final publication or receipt of actual notice, whichever is earlier, then, pursuant to 18 U.S.C. §1963(1)(7) and 21 U.S.C. § 853(n)(7), this Order shall be deemed a final order of forfeiture, and the Internal Revenue Service or the United States Marshal, or any other duly authorized law enforcement official, shall dispose of the property forfeited hereunder according to law. 6. Pursuant to Fed.R.Crim.P. 32.2(6)(4), this Order of forfeiture shall become final as to the defendant upon entry and shall be made a part of the sentence. 7. The United States may at any time move, pursuant to Fed. R.Crim. P. 32.2(e)(1), to amend this Order to include property that is subject to forfeiture that was located and identified after the entry of this Order; or is substitute property that qualifies for forfeiture under an applicable statute, having a value not to exceed $1,200,000,000.00 to satisfy the money judgment, in whole or in part. 8. The United States District Court shall retain jurisdiction in this case for the purpose of enforcing this Order. jar (' DONE AND ORDERED, in Chambers, at Fort Lauderda Florida this / day of April, 2010. 4 COHN STATES DISTRICT JUDGE EFTA00596591 Case 0:119-c60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 11 of 29 ATTACHMENT A TO PRELIMINARY ORDER OF FORFEITURE A. Real Properties ("RP"): (RP1) 2307 Castilla Isle, Fort Lauderdale, Florida, hereafter also referred to as "Defendant RP1," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as Lauderdale Shores Reamen Plat 15-31 B Lot 2 Blk 5 with a Folio Number of 5042 12 13 0210; (RP2) 2308 Castilla Isle, Fort Lauderdale, Florida, hereafter also referred to as "Defendant RP2," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Lauderdale Shores Reamen Plat 15-31 B Lot 2 Blk 4 with a Folio Number of 5042 12 13 0020; (RP3) 2316 Castilla Isle, Fort Lauderdale, Florida, hereafter also referred to as "Defendant RP3," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Lauderdale Shores Reamen Plat 15-31 B Lot 3 & Lot 4 W A Blk 4 with a Folio Number of 5042 12 13 0030; (RP4) 30 Isla Bahia Drive, Fort Lauderdale, Florida, hereafter also referred to as "Defendant RP4," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Isla Bahia 47-27 B Lot 63 with a Folio Number of 5042 13 16 0640; (RP5) 29 Isla Bahia Drive, Fort Lauderdale, Florida, hereafter also referred to as -1- EFTA00596592 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 12 of 29 "Defendant RP5," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Isla Bahia 47-27 B Lot 35 with a Folio Number of 5042 13 16 0360; (RP6) 350 SE 2nd Street, Unit 2840, Fort Lauderdale, Florida, hereafter also referred to as "Defendant RP6," includes that portion of the condominium, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: 350 Las Olas Place Condo Unit 2840 with a Folio Number of 5042 10 AN 1490; (RP7) 380 Carrington Drive, Weston, Florida, hereafter also referred to as "Defendant RP7," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Sector 4 North 153-46 B Lot 24 Blk A with a Folio Number of 5039 01 02 0240; (RP8) 2133 Imperial Point Drive, Fort Lauderdale, Florida, hereafter also referred to as "Defendant RP8," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Imperial Point I Sec 53.44 B Lot 11 Blk 22 with a Folio Number of 4942 12 07 2020; (RP9) 2627 Castilla Isle, Fort Lauderdale, Florida, hereafter also referred to as "Defendant RP9," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Lauderdale Shores Reamem Plat 15-31 B Lot 22 Blk 5 with a Folio Number of 5042 12 13 0380; -2- EFTA00596593 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 13 of 29 (RP I 0)10630 NW 14i° Street, Apt. 110, Plantation, Florida, hereafter also referred to as "Defendant RP10," includes that portion of the condominiurn/townhome, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: OPTIMA VILLAGE 1-"C" CONDO UNIT 201 BLDG 2 with a Folio Number of 4941 31 AC 0110; (RP11) 227 Garden Court, Lauderdale by the Sea, Florida, hereafter also referred to as "Defendant RP11," includes that portion of the buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: SILVER SHORES UNIT A 28-39 B POR of Lot 4, BLK 5 DESC AS TO BEG AT SE COR SAID LOT 4, N 79.37 W 37.75, S 79.37, E 35.75 TO POB AKA: UNITE MARINA VILLAGE TOWNHOMES 227GARDEN with a Folio Number of 4943 18 24 0050; (RP12) 708 Spangler Boulevard, Bay 1, Hollywood, Florida, hereafter also referred to as "Defendant RP12," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: HARBOR VIEW 10-5 B PORTION OF LOTS 1 & 2 BLK 2 DESC AS COMM 25 S OF NE COR OF LOT 2 ON E/L, W 20.52 ALG S/R/W/L OF ST RD 84, S 15.72 TO POB, S 7.25, E 12.59, S 24.40, W 29.92, N 7.66, W 31.74, N 24.00, E 49.07 TO POB AKA: BAY 1 PORTSIDE with a Folio Number of 5042 23 28 0010; (RP13) 1012 East Broward Boulevard, Fort Lauderdale, Florida, hereafter also referred to as "Defendant RP13," includes all buildings, improvements, fixtures, attachments -3- EFTA00596594 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 14 of 29 and easements found therein or thereon, and is more particularly described as: BEVERLY HEIGHTS 1-30 B LOT I W 100, LOT 2 W 100 BLK 17 with a Folio Number of 5042 11 07 0540; (RP14) 950 N Federal Highway, Pompano Beach, Florida, hereafter also referred to as "Defendant RP14," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: 31- 48-43 S ISO OD FOL DESC, BEG INTER E R/W/L ST RD 5, N TO POB with a Folio Number of 4843 31 00 0401; (RP15) 350 SE 2n0 Street, Commercial Unit 2, Fort Lauderdale, Florida, hereafter also referred to as "Defendant RPI5," includes all portion of that condominium, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: 350 LAS OLAS PLACE COMM CONDO UNIT CU2 with a Folio Number of 5042 10 AP 0020; (RP16) 361 SE 9 Lane, Boca Raton, Florida hereafter also referred to as "Defendant RPI6," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon more particularly described as Lot 5, Mimer Lake Estates, P.U.D.; (RPI7) 1198 N Old Dixie Highway, Boca Raton, Florida hereafter also referred to as "Defendant RPI7," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon; (RPI8) 1299 N Federal Highway, Boca Raton, Florida hereafter also referred to as "Defendant RPI8," includes all buildings, improvements, fixtures, attachments -4- EFTA00596595 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 15 of 29 and easements found therein or thereon; (RP19) 151 East 58 Street, Apartment 42D, New York, New York hereafter also referred to as "Defendant RP19," includes all portion of that condominium, improvements, fixtures, attachments and easements found therein or thereon; (RP20) 11 Bluff Hill Cove Farm, Narragansett, Rhode Island hereafter also referred to as "Defendant RP20," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon; (RP21) 15 Bluff Hill Cove Farm, Narragansett, Rhode Island hereafter also referred to as "Defendant RP2I," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon; (RP22) 353 4 Ave., Unit 12-H, Brooklyn, NY hereafter also referred to as "Defendant RP22," includes all portion of that condominium, improvements, fixtures, attachments and easements found therein or thereon; (RP23) 290W 11th St # IC, NY, NY hereafter also referred to as "Defendant RP23," includes all portion of that condominium, improvements, fixtures, attachments and easements found therein or thereon; and (RP24) Versace Mansion/Casa Casuarina-10% Ownership hereafter also referred to as "Defendant RP24," includes all buildings, improvements, fixtures, attachments and easements found therein or thereon more particularly described as 1116 Ocean Drive, Miami Beach, FL Folio Number 02-3234-008-0310; B. Vehicles and Vessels ("VV"): (VV1) 1990 Red Ferrari F40 Coupe, VIN: ZFFMN34A5L0087066; -5- EFTA00596596 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 16 of 29 (VV2) 2009 White Bentley Convertible, VIN: SCBDR33W29C059672; (VV3) 2008 Yellow McLaren Mercedes Benz SLR, VIN: WDDAK76F98M001788; (VV4) 2007 Black Limousine Ford Expedition, VIN: IFIFK15557LA59223; (VV5) 2008 Red Ferrari 430 Spider, VIN: ZFFEW59A38016301l; (VV6) 2007 Silver Rolls Royce Convertible, VIN: SCA1L68557UX23044; (VV7) 2006 Silver Hummer HI, VIN: 137PH84396E220665; (VV8) 2008 Cadillac Escalade, VIN: 1GYEC63858R234458; (VV9) 1967 Red Convertible Corvette, VIN: 1946775104745; (VVIO) 2008 Black Bugatti Veyron EB 16.4, VIN: VF9SA25C28M795153; (VV I I) 2008 Blue Rolls Royce Drophead Convertible, VIN: SCA2D6852811X16071; (VVI2) 2006 Red Ferrari F430 Spider, VIN: ZFFEW59A560148863; (VV13) 2008 Chevrolet Corvette, VIN: 1GIYY26W485120085; (VV14) 2009 Chevrolet Corvette Z06, VIN: 1G I YZ26E995111923; (VV15) 2009 Blue Gray Maserati Granturismo Coupe, VIN: ZAMGJ45A090042326; (VVl6) 2009 White Mercedes Bcnz, VIN WDBSK71F59F149477; (VV17) 2007 87' Warren, Hull # WAR87777B707; (VV18) 33' Aquariva, Hull # XFA33R74G405; (VV19) 2009 11' Yamaha Jet Ski, Hull # YAMA36611809; (VV20) 2009 11' Yamaha VS, Hull # YAMA36261809; (VV21) 2009 II' Yamaha VS, Hull #YAMA2679G809; (VV22) 1999 55' Sea Ray 540 Sundancer, SERY05001899; (VV23) 2009 Yamaha Jet Ski, Hull # YAMA4288K809; -6- EFTA00596597 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 17 of 29 (VV 24) 20)0 White Lamborghini Ip-670sv, VIN: ZHWBU8AliXALA03837; (VV25) Mercedes Benz S65 VR Byturbo, VIN: WDDEJ79XX8A0I 5189; (VV26) 2009 RED BMW CONVERTIBLE, VIN: WBALM53529E160836; (VV27)2009 MERCEDES BENZ SLK 350 CONVRTBL VRJ:WDBWK58F19F190779; C. Tangibles ("T") (TI) Approximately 304 pieces of jewelry, watches, necklaces and earrings seized on or about Monday, November 9, 2009 from the residence of Scott and Kimberly Rothstein; (T2) 16 DuPont Lighters seized on or about Monday, November 9, 2009 from the residence of Scott and Kimberly Rothstein; (T3) 3 pieces sports memorabilia seized on or about Monday, November 9, 2009 from the residence of Scott and Kimberly Rothstein; (T4) $271,160 in United States currency seized on or about Monday, November 9, 2009 from the residence of Scott and Kimberly Rothstein; (T5) $1,500 in United States currency, seized on about Wednesday, November 4, 2009, from the office of Scott W. Rothstein at the law firm of Rothstein, Rosenfeldt and Adler, P.A.; (T6) $30,000 in American Express Gift Cards to the attention of Scott Rothstein, obtained from UPS on or about November 12, 2009; (T7) $50,000 in American Express Gift Cards to the attention of Scott Rothstein, obtained from UPS on or about November 13, 2009; (T8) 5 additional watches being turned over to the United States by Les Stracher; and -7- EFTA00596598 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 18 of 29 (T9) Guitar collection of Scott W. Rothstein, located at the residence of Scott and Kimberley Rothstein, valued between $10,000 and $20,000. D. Bank Accounts ("BA") (BA I) Fidelity Investments Stock Account, in the name of Scott W. Rothstein, valued at approximately $1,263,780, in the actual amount of $1,270,302.32; (BA2) Gibraltar Bank account 50010085, in the approximate amount of $484,900.68; (BA3) Gibraltar Bank account 50010093, in the approximate amount of $53,448.51; (BA4) Gibraltar Bank account 50011253, in the approximate amount of $71,793.06; (BA5) Gibraltar Bank account 50015214, in the approximate amount of $995,521.42; (BA6) Bank account 17878021181 9923220000187 at Banque Populaire, Morocco, in the name of Scott Rothstein, in the approximate amount of $12,000,000 up to the amount of S16,000,000; (BA7) Bank account at Banque Populaire, Morocco, in the name of Ahnick Khalid, up to the amount of $2,000,000; (BA8) Bank account at Banque Populaire, Morocco, in the name of Steve Caputi, up to the amount of S1,000,000; (BA9) Toronto Dominion Bank, N.A. account 6860291266 in the name of Rothstein Rosenfeldt Adler, P.A. which, on or about November 11, 2009, contained the approximate amount of S54,021.27; (BA I 0)Toronto Dominion Bank, N.A. account 6861011556 in the name of Rothstein Rosenfeldt Adler, P.A. which, on or about November 11, 2009, contained the approximate amount of $10,085.00; -8- EFTA00596599 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Dockot 06/09/201.0 P,go 1Q of 9Q (BAI()Toronto Dominion Bank, N.A. account 6860420923 in the name of Rothstein Rosenfeldt Adler, P.A, Attorney Trust Account 3, which, on or about November 11, 2009, contained the approximate amount of $720,892.08; (BA12)Toronto Dominion Bank, N.A. account 6860422200 in the name of DJB Financial Holding, which, on or about November 11, 2009, contained the approximate amount of $64,970.00; (BA I 3)Toronto Dominion Bank, N.A. account 6860755757 the name of RRA Sports and Entertainment LLC, which, on or about November 11, 2009, contained the approximate amount of $10,490.10; (BA I 4)Toronto Dominion Bank, N.A. account 6860755781 in the name of RRA Goal Line Management, LLC, which, on or about November I I, 2009, contained the approximate amount of $25,216.27; (BA I5)Toronto Dominion Bank, N.A. account 6861077714 in the name of Rothstein Rosenfeldt Adler, P.A., which, on or about November I I, 2009, contained the approximate amount of $20,080.00; (BA I 6)Toronto Dominion Bank, N.A. account 6861076906 in the name of Rothstein Rosenfeldt Adler PA, Attorney Trust Account, which, on or about November 13, 2009, contained the approximate amount of $23,406.16; (BA17)Toronto Dominion Bank, N.A. account 6861011614 in the name of Rothstein Rosenfeldt Adler PA, which, on or about November 13, 2009, contained the approximate amount of $14,657.80; (BA18)Toronto Dominion Bank, N.A. account 6860291274 in the name of Rothstein -9- EFTA00596600 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 20 of 29 Rosenfeldt Adler PA, Operating Account, which, on or about November 13, 2009, contained the approximate amount of $28,743.43; (BA19)Toronto Dominion Bank, N.A. account 6861076922 in the name of Rothstein Rosenfeldt Adler PA, BIF Account, which, on or about November 13, 2009, contained the approximate amount of $52,749.68; (BA20)Schwyzer Kantonalbank, account fiCH75 0077700530742040 in the name of Jewel Cruises Holding AG, Wollerau, Switzerland; E. Business Interests ("BI") (B11) Stock certificates, if issued, or the beneficial interest in such shares, of 50,000 shares of capital stock, in Gibraltar Private Bank & Trust, a federally chartered stock savings association, purchased in or about September 2009 by GBPT, LLC, a Delaware Limited Liability Company, by its manager, Bahia Property Management, LLC, a Delaware Limited Liability Company, by its co-manager, Scott W. Rothstein; (BI2) Scott W. Rothstein's equity interest in QTask; (BI3) Scott W. Rothstein's equity interest in Broward Bank of Commerce; (B14) Scat W. Rothstein's equity interest in Bova Ristorante; (B15) Scott W. Rothstein's equity interest in Bova Cucina; (B16) Scott W. Rothstein's equity interest in Bova Prime; (817) Scott W. Rothstein's equity interest in Café Iguana, Pembroke Pines, Florida; (818) Scott W. Rothstein's equity interest in Cart Shield USA, LLC; (B19) Scott W. Rothstein's equity interest in Renato Watches; -10- EFTA00596601 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09)201n Page 21 of 29 (BII0) Scott W. Rothstein's equity interest in Edify LLC; (Bill) Scott W. Rothstein's equity interest in V Georgio Vodka; (3112) Scott W. Rothstein's equity interest in Sea Club Ocean Resort Hotel, LLC; (BI13) Scott W. Rothstein's equity interest in North Star Mortgage; (8114) Scott W. Rothstein's equity interest in Kip Hunter Marketing; (BI15) Scott W. Rothstein's equity interest in RRA Sports and Entertainment, LLC; (BI16) Scott W. Rothstein's equity interest in Versace Mansion/Casa Casuarina, including 10 year Operating Agreement with 2 ten year options; (8117) Scott W. Rothstein's equity interest, and licensing rights, in Alternative Biofuel Technologies, Inc.; (8118) Scott W. Rothstein's equity interest in RRA Goal Line Management; (8119) Scott W. Rothstein's equity interest in Iron Street Management, LLC; (8120) Scott W. Rothstein's equity interest in, and loan to, Africat Equity IG Decide; (B121) Scott W. Rothstein's equity interest in, and rents derived from 1198 Dixie LLC; (8122) Scott W. Rothstein's equity interest in, and rents derived from 1299 Federal LLC; (8123) Promissory Note by Uniglobe in favor of Scott W. Rothstein; and (8124) All equity interest held by or on behalf of Scott W. Rothstein, in the following corporations and entities: a. 29 Bahia LLC; b. 235 GC LLC; c. 350 LOPll2840 LLC; d. 353 BR LLC; -11- EFTA00596602 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 22 of 29 e. 10630 #110 LLC; c. 708 Spangler LLC; g. 1012 Broward LLC; h. 1198 Dixie LLC; I. 1299 Federal LLC; j. 2133 IP LLC; k. 15158 LLC; I. AANG LLC; m. AAMG1 LLC; n. AAMM Holdings; o. ABT Investments LLC; p. Advanced Solutions; q. Bahia Property Management LLC; r. Boat Management LLC; s. BOSM Holdings LLC; t. BOVA Prime LLC; u. BOVA Restaurant Group LLC; v. The BOVA Group LLC; w. BOVA Smoke LLC; x. BOVCU LLC; y. BOVRI LLC; z. Broward Financial Holdings, Inc.; -12- ; EFTA00596603 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Doduet-0610.9121110Eaaa aa. C107 LLC; ab. C108 LLC; ac. C116 LLC; ad. CI27 LLC; ae. CSU LLC; af. D & D Management & Investment LI,C; ag. D & S Management and Investment LLC; ah. DJB Financial Holdings LLC; ai. DYMMU LLC; aj. Full Circle Fort Lauderdale LLC; ak. Full Circle Trademark Holdings LLC; al. GHWI LLC; am. IDNL GEAH LLC; an. 1LK3 LLC; ao. IS Management LLC; ap. JRCL LLC; aq. Judah LLC; at. Kendall Sports Bar; as. Kip Hunter Marketing LLC; at. NF Servicing LLC; au. NRI II LLC; ay. NR115 LLC; -13- EFTA00596604 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 0 aw. NS Holdings LLC; ax. PRCH LLC; ay. PK Adventures LLC; az. PK's Wild Ride Ltd; ba. Rothstein Family Foundation; bb. RRA Consulting Inc.; bc. RRA Goal Line Management LLC; bd. RRA Sports and Entertainment LLC; be. RSA I Street LLC; bE RW Collections LLC; bg. S & KEA LLC; bh. Scorh LLC; bi. Tipp LLC; bj. VGS LLC; bk. The Walter Family LLC; bl. Walter Industries LLC; bm. WPBRS LLC; bn. WAWW; bo. WAWW 2 LLC; bp. WAWW 3 LLC; bq. WAWW 4 LLC; br. WAWW 5 LLC; -14- EFTA00596605 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 25 of 29_ bs. WAWW 6 LLC; bt. WAWW 7 LLC; bu. WAWW 8 LLC; by. WAWW 9 LLC; bw. WAWW 10 LLC; bx. WAWW 11 LLC; by. WAWW 12 LLC; bz. WAWW 14 LLC; ca. WAWW 15 LLC; cb. WAWW 16 LLC; cc. WAWW 17 LLC; cd. WAWW 18 LLC; ce. WAWW 19 LLC; cf. WAWW 20 LLC; cg. WAWW 21 [LC; ch. WAWW 22 LLC; ci. IB Boca M Holdings LLC; (8125) All interest held by or on behalf of Scott W. Rothstein, in the following corporations and entities, and assets held by or owed , e.g., rents, to same: (a) The 2009 Scott W. Rothstein Revocable Trust; (b) REC Group, LLC; (c) REN Group, [LC; -15- EFTA00596606 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 26 of 29 (d) REP Group, LLC; (e) RES Group, LLC; (f) RET Group, LLC; (g) REV Group, LLC; (h) AAMG, LLC; (i) BFHI, LLC; (j) BFHI, LLC; (k) Cartshield USA, LLC; (I) CCCN, LLC; (m) CCM, LLC; (n) Cha Cha Cha, Inc.; (o) Fifth Court Financial, LLC; (p) GBPT, LLC; (q) Iron Street Management, LLC (r) JB Boca Holdings, LLC; (s) LI Finance Holdings, LLC; (t) JWG Holdings, LLC; (u) Luxury Resorts, LLC; (v) MLC 350, LLC; (w) MRISC, LLC; (x) MRI Scan Center, Inc.; (y) QT, LLC -16- EFTA00596607 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 27 of 29 (z) QTask (aa) Renato Watches, Inc. (ab) Rothstein Family, Ltd.; (ac) Sca Club Ocean Resort Hotel, Inc.; (ad) SPAC Investments, LLC; (ae) 1B22 Mario's, Inc.; (af) T622 N, LLC; (ag) TLBN, LLC; (ah) UG, LLC; (ai) Uniglobe Environmental Solutions, Inc.; (aj) VGSI, LLC; (ak) V Georgio Spirits, LLC; (al) WAWW 13, LLC; (am) Rothstein Rosenfeldt Adler, P.A., located in Florida; and (an) Rothstein Rosenfeldt Adler, located in Venezuela; F. Contributions ("C") (CI) $6,000 in campaign contributions made to Alex Sink and voluntarily offered, and turned over, to the United States on behalf of Alex Sink; (C2) $40,000 in campaign contributions to Republican Party of Florida, "Florida" account and voluntarily offered, and turned over, to the United States by the Republican Party of Florida; (C3) $10,000 in campaign contributions to Republican Party of Florida, "Federal" -17- EFTA00596608 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 28 of 29 account and voluntarily offered, and turned over, to the United States by the Republican Party of Florida; (C4) $90,000 in campaign contributions to Republican Party of Florida and voluntarily offered, and turned over, to the United States by the Republican Party of Florida; (C5) $5,000 in campaign contributions to Republican Party of Florida by Rothstein business entity known as WAWW and voluntarily offered, and turned over, to the United States by the Republican Party of Florida; (C6) $800,000 Charitable Donation to Joe DiMaggio Children's Hospital, which hospital advised the United States of the donation front the Rothstein Family Foundation for the purpose of facilitating forfeiture; (C7) $1,000,000 Charitable Donation to Holy Cross Hospital, which hospital advised the United States of the donation from the Rothstein Family Foundation for the purpose of facilitating forfeiture; (C8) $9,600 in campaign contributions to Governor Charlie Crist, voluntarily offered, and turned over, to the United States by the office of Charlie Crist; and (C9) All funds voluntarily turned over to the United States (IRS/FBI), since in or about October 28, 2009, in response to publicity regarding Scott W. Rothstein, including $5,000 from "CAKK." G. Miscellaneous ("M"): (MI) All premiums paid by or on behalf of Scott W. Rothstein, to Massachusetts Mutual Life Insurance Company, as set forth in 09-61915-CIV-JORDAN (SDFL); (M2) American Express rewards points totaling 20,920,701 as of 10/31/09 for account -18- EFTA00596609 Case 0:09-cr-60331-JIC Document 290 Entered on FLSD Docket 06/09/2010 Page 29 of 29 #1 MXXXX4822; and (M3) All property, other than "Rinds," including watches and cars, voluntarily turned over to the United States (IRS/FBI) since in or about October 28, 2009 in response to publicity regarding Scott W. Rothstein, including watches turned over by "JH" and "MBF." -19- EFTA00596610