EFTA00607612.pdf

Valuations 1/31/14 EFTA00607612 JEE and Related Entities Investment Summary 1131/14 Cash & Equivilants Southern Fnandal LLC- (see nob below) 32321,757 J.Epslein 4,099,830 HAZE Trust 10,364,062 FT Real Estate Souther Trust Co/wan), 35070,569 Jaspers 38,389,398 J Epstein VI Foundation 3.100,350 Total Cash 8 Equivalents 126.745.966 Less Cash in Operatic Accounts (3 743,001) Cash in Foundations (3,100,350) (6543,351) Total Avaiable Cash 8 Equivalents 119,902.615 Evros 393,526 L Cameron Trading Account (cash, securities, Deriviivn)- STC 4,889.827 Southern Financial LLC- FX Options 149.886 Marketable Securities -(Urn) Southern Franca' LLC- (see note below) 68.671.296 Southern Trust Company 4701410 RAZE Trust 12.673,554 Jaspers 1.570,316 83616,576 Accrued Interest and receivables on MSS 669,789 Invest:mei American Yacht Harbor (per JEE) 1,000,000 Parc Moceau property (cost) 4,869,398 Settlements Receivable 438,2 5,545,684 Partnership Investments (see attached schedule) 109,680,576 Total • 334 717 877 Value Above Adjustments: Operating Cash Loans Receivable Total per attached valuation schedule 334.717,877 3343.001 2445,651 340.906529 • Investment partnerships are subject to various restrictions on withdrawals, and therefore, the liming of availability of funds will be Sc limited. 340,936,529 EFTA00607613 J EPSTEIN 6 RELATED ENTITIES VALUATIONS CASII.UAOILMES,IMESTMENTS 11160 ACCOUNTS Can 19 009 811 32721757 Spate 71 828036 68,671 296 Panto 354425 480951 /PIA • Acorn, Manned py Paul Bane, awes 402,106 393,526 Recent& 79766 Fx Options 32,183 149,866 INVEST/EMS TUDOR FUTURES 13,149969 13,159,703 13,845,969 010% 010% HIGHSRICOE CAPITAL 19079350 20.037,534 19.876,350 066% 066% BEAR STEARNSA.00186CW Snurtin claim nit 33t 882 131,612 366ithem 9nenelelIIC 12)31113 01/31714 01/01114 YTD January VALUATION PERFORMANCE Gen Secubbe Olney Sank Acosta Amin Sontels (et not) JPM •Aaant Mapped by LINO* Gibbon Awed inbont Seuthem TAW ComiNt0Y 37,819,560 37,757299 4,769650 4,701,410 432,091 316,770 750,403 750,003 4,941,731 4689027 17.122 29556 54Ifernients JEFFERS De ZWRN SPECIAL OPPVRTUNITIES FUND 75600,003 751:090:43 no lacilinto len parent stribawai 041 9• 191440905 (70,144057) (70,144237) Den Zinn preen IP eetteinnt 1,000600 1220203 lea pins/ iiithdrinel pepped man (9109009) Part Inca v Property (cost) 4,0861396 arts EWA- Cash 44,141030 31.309.396 Trading Account 1,560261 1,570216 INVESTMENT An nan Fedi Natter 1.000.000 t000xce FT Real Estate inneennt In pbnp et cost 1,445,227 1,40,7 CHECK/NO/SAVINGS ACCOUNTS 2651,950 3.424231 LOANS OUE FROM INDIVIDUALS 2005601 2046051 BROKERAGE ACCOUNTS /PM (Sr Sbarni) 667,051 667665 Mat Mt Alipticom(M cool ten) 10,030000 10.000040 (1,260 733 Mery at conniort 05.301 Own of Se 5 Fect 265.714 eh al Set A Pfd Barb Min 8,044 IIA2E Trial 8,044 146/1BRIDGE CAPITAL 36,827,961 37071,026 36027,961 066% 0.66% KIIAC STREET 26.102.961 36,215204 25.102.961 043% 0.43% Caen 7.662036 10,954062 Securities 15.405,625 12.673,554 Acatab 104290 163,222 Ronne* 2.670 - TOTAL 340.360.253 340.906,529 THESEAMOUNTS DO NOT INCLUDE MOUSES. ARPLANEFUCIVRES 6 OTHER ASSETS EFTA00607614 Value 12/31113 Reconciliation of large Items 340,350,253 Partners,* 500,206 see below I. Cameron Managed Account (51,904) Securities Southern Financial LLC 684,080 Southern Trust Company (60,440) HAZE Trust 3.074 JaePars 3,103 Southern Financial- Fx Options 7,708 Dividends/Interest 301,551 Additional Settlement Corbin 800600 Change in loan account cash spent : (60,000) JEE (1,227,219) STC (173,821) Fee E Keterhauls (13.450) Mexican Peso trade (155,099) Euro Fx rate increase cash received ML Hertz cash received BSABS (8,580) 7,067 Foreign taxes wih total 340,906,529 Value 1/31/14 ir s 40 529 PartnershIps SFLLC TUDOR FUTURES SFLLC HIGHBRIDGE CAPITAL Haze HIGHBRIDGE CAPITAL Haze KING STREET 13.714 131,184 243,065 112.243 500206 EFTA00607615 JEE and Rated Entities Cash Summary 1(31/14 SFLLC Deutche Bank 22,324,658 JPM 10,392099 32,721,757 JEE Bank accounts 3.424,731 DB 867.055 Butter% Tnist (Beat Steams) 8,044 JEEPERS ()MACAO Bank 38,389,398 MAZE Trud Doutcho Bank 4,099,830 38.388398 10264.062 10,364,062 Southern Trial Company Deutche Bank 37,752299 Bank accounts 318,270 38,070,569 Enhanced Education JPM (Bear Steams) 3,016,824 Bank accounts 83,526 3,100350 Total Cash 126,745,966 126,745,966 this does not include cash of 64.999,460 in JP Morgan (L. Cameron) colleterak1radIng account 3,743,001 EFTA00607616 JEE and Related Entmes Avails Se Equity for PromImenlb 1/31/14 Investments We 1/31(14 et Fah Market Value SFLLC TUDOR FUTURES 13.8,59.703 SFLLC MOItRIDGE CAPITAL 20.007.534 Snit ASS That Oast vakiellon 7/310)9. FTC recemn monthly distrIbutcons) 331.882 NAZE NIGNEIRIOGE CAPITAL 37,071.026 NAZE KING STREET 26115.204 FT Real Estate 21 East 26th Street NI Cog/ 856.894 FT Rea Estate Columbia lioldisaKal coat) 588.333 STC Alin Solutions (at ocialK1,711.285 eh of SerA Pfele.4375 Pat ah) 750000 Mon Inc AlPhoom (cod tea) (1.280.333 al common. 695.301 ati Set 5 old. 765.7I1 sh Stir A Ind) 10000000 109 680 576 D62• settlement This es based on the tolloming assunthons the fund von recognize a withdrawal amount payable to Jeepars totaling $70 malkin 70.000060 Jespers received an interest of G Dubins pb,hp inthrest valued at approx 638 million with a 0000000 backstop payment from G. Dubin equal to the excess of $5 milbon ear the agglegath value of all clatnbutons stored with respect to this investment as of Sept 30.1011 Japers veal refund Dubin the amount of any distributions received by Jeepers alter ma date until Dubin naives back any payments mode to Nepers After Dubin is made Phote. Jeepers Ma ben no oblogibon to repay Dunn. Jaspers will receive apposaimelleY I 0 mien from Conch 1.800.030 76.800 003 valve of Jaspers partnership Interest (from G Dubin portion Is 51.705 341 as of 12/31/13 aril $1 6901Q9 as of I MON 3Knet ol 0114.657 dstritmbon on 4/10/111eepers received from Cogan 1.)09 659 EFTA00607617 -a -0 I F ig.00/ Iowa so , *to 00 voxol sip u: 42.50 i•• 0,,Liickg*Pul. ow" ••• a Police 000.mull sqlosum0100•40I macs .0 imago wile's,' sii. ci, / .2721c 11, " pr :PK I7C0i0•10Z- SCIOtiOn0ILZSII : a ium.tins 4•10mas lava s) wont (GO tit itt) nil inalti &Kat lacr.I.Oti DCCI I OCOI l ozo 0 OM 0 Oro can tot rre) Tiv, two rendOlin3 /warqin3 enotri3 wtokill3 *31)S\3 offilotim inaiS MOS MI ONO 0101 1104 On On Ad AS AS Mt 00109tH (loomIxrit 0 0 0 MOW um WI WI osn 001 OM OW bnO.COnla kOL010/101) amyl* to 00crst 100OXIV) (972:04:01) tlfitariZ mt., * u tieibmwa nOtearg litoatil PIXotite n3C-KPro not-Oret Me.* 0: .10C-ianx 110Z401t0e iitit.4.2 roVarsi nozerti 0010440. iz tiOtmitt it tiOetntit tiCe.01. It cut° Xi moue) XI pada ti NOue0 Li NOLLAM0 NOLO Xi 3111Coniti MealflOS 0111•10110t1 tams 3TrwratMod NteanOS ni "ttorMiu Na3tinOS oir bitetaits bilaunOS 311 Tomas *SunOS einStat SOWIlit IIMISI isa Lii itil swum Ann Mini nom= must IOW* esranii WWI. 'Mayan stud estrS POMO CI M ‘10•CO isiS Mal I bo As t wan ‘ NO wt. t WOLIN WC wrasin awaking!' two sows .d& ail ISlawrco 01 10"1 EFTA00607618 94946) FM andel LL4 low* poirbcns Oate 2/3/12 DO 219/12 DB i0/28/13 DB 30181 OB 2/14/12 DB 1/24(13 DB 1/16001 C43 1/10111 CO 4/3/13 OB 2/14/12 DB 7/1007 DB 12117/15 CO 4/19/13 C43 7/1110 10722/12 DB 10/23/12 DB 5/17/12 DB 1716/14 OB 6/27/12 DB 572913 DB 4/23113 DB 12/910 DB 10116/13 DB 2/22/12 DB 10/22/12 DB 524/13 OB 7/10/13 7/1405 OB 62447 DB 4/2913 DB 7/9/13 OB 91/71 OB 6/15(11 DB 7422/13 DB 5/21713 OB 34442 DB 11/1013 DB 124743 DB 10/24/12 DB 1/7/13 DB 1/14/13 DB 1/2464 DB 92913 DB 1424/13 06 2/25/13 OB 7/25/13 0B Iwo DB 11/7/13 11/1943 06 .2A4A3 OB 11/2/13 8/2/13 JPM 00010 840AIN vichesettuk$1 1431/14 Value 12/1M3 Woo Jemmy UralItire0 46,600 µLY FINANCIµ ITC 8 1/2% PFD 1)59 598.01 1)51,210 01 8.388 00 80 000 ALLY FINANCIAL INC 8 1/2% PFD 162 39999 21:14227.04 999099 w 2000 AWL INC 1 2 001,203 CO (120 14440.00 00) 253107 Pam Global lanftenel LLC 8.539.444.65 8 318 392.77 221 051.64 7,535 ARIAD PHARMACEUTICALS INC 55,683.85 51,388 70 4)94.95 9 000 ARAD PHARMACEUTICALS INC 6651000 61 380.00 5,130.00 70,500 Mara RstaN Group inc. (fortnedy Ores Born 10.11) 1,322580.00 1491,780.00 (169200 CO) 2000 000 BAN( OF NAEFtICA 8 1/8% KO STK DEC 29 2049 2.225 200,00 2.237 500.00 (12.300.00) 300,000 BARCLAYS BANK PLC 7750%04/10/2023 DT 325125.00 325,500 03 (375.00) 2.095 BOGEN (DEC INC 864 SOO 80 5%.703.31 69.277.46 sold (444rderdist 94 446.44 86,79274 (5,944.17) LOW CAM 10)AMERCNIAWKINES 420 UP 1117/15 1.183.01040 44040303 71000000 1146675 059/009164 Mara Ian 20)35 el 61 3.75%3/25/03 0354300 1.023.44441 1,034,642.74 2.348.31 1 1 Ft E41 a i Mcal!as4I)kAai aszsc iataLj 323 40)000 EARTHLINK INC 8 7/8% MAY 15 2019 199.000.00 40 394 000.03 500200 600.003 EARTHLINK INC 87/8% MAY 15 2019 5903,500.0) 591 000.03 7,500.00 17,500 FACEBOOK INCA 1,094,975.00 956 357.50 138111730 25 003 FatCATID44 REDONE INC 647.041.50 748 500 00 80836 50 2000.000 GENERAL ELEC CAP CORP 7.1291E DEC 15 2049 2.247,500 00 2235.00000 12.500.00 KM GAWK 4444014 anKtal Qom 5.25% 12412)49 (1,310819,90) 1 316 000.00 889 00 23,000 GENERAL ELECTRIC CO 577.990.00 644,690.00 (66.700.00) 97 525 General Motors Co 3 518 702 02 3 985 646 75 (48719.75) 25164,4710020 4 000 meetstme Sw. 2004A cl U 523%4/23/2032 146.44445) 2407 732 02 265060946 3.568 91 00.00) °MAC CAPITAL TRUST I PTO STK 8 t/8% 7190.40000 2.1313 200.00 51.200.00 1,030,000 HEADWATERS INC 7.6250401/2019 DTD 03111/2011 I MO 00003 1927.503.00 2.500.00 2,000,000 119114 945E 4/2/M 4 00% BARRIER 414CP817%4AP wallAL 245424 215160000 (33 00300) 1,468530 049/C OAP 14.01 Ser 208333034/3 Vet 1125/33 00•477) l2.11000040 43 1056471/7 9,702 83 21 753 J0 54062•6 0114641 A Co. I 204 24608 1272115.44 (67 869 34) 1,000000 Am 40.47 BUT 5:CP10/1604 85% CONON 144.1~ 2511/CAP 90/11.44.106.77 1,016,900.00 1,007,700 00 9.203.00 49 505 -PM LATIN AMERICA FD sold 504 VN.UE ADVANTAGE FD 12.2112071.14) 2214,440.15 1,630.99 2 500 000 JPMORGAN CHASE II CO 79% PFD STK APR 302048 2.765.530.00 2.756 250,00 9250.00 2,500,003 JPMORGAN 04ASE II CO 7.9% PFD STKAPR 30 2049 2 765,500.00 2793,29200 9,250.00 *00 JPMORGAN CHASE A CO 1/AR RT 0704/2013 CD007/291. (724 66139 717.147.60 7,494.00 3020,000 LBO CAPITAL 12/146 3210,000.00 3202503.00 7,500 00 1504000 LLOYDS BMX I 575% 12/1044021 1 756 75040 170870046 2550.00 2540400 PORGIES CIE VOCUCLA 5% iorrimis 2.0790004 7.500.40 11 C00) PUT 19044141044N AIRLINES US 1/17/15 165000005 4182400401 117 000.03 40 000 ROYµ BANK SCOTLAND GROUP PLC 981 803.00 903 000.00 21.600.00 40000 ROYµ BANK SCOTLAND GROUP PLC 961 603.03 990 000.00 2160000 40,000 ROYµ SAW SCOTLAND GROUP PLC 951,60000 960,000.00 21,600 00 1000 SANTANCER CONSUMER 24.00000 25 630 00 1 630 00 50,000 SANGNAO BIOSCIENCES INC 967,000.00 69/.500.00 277 503 00 1.540040 SERACEMASTER COMPANY 8% FEB 15 2020 1 552 500 CO UN 000.00 22.503.03 1400003 SERVICEMASTER COMPANY 8% FEB 15 2020 1 035 030.00 1020001100 15,00 :1.00 2002520 SG MARKET MOB WTI CR004 654470.75% amst 10% 61111.64 1 OS 64 2007,400,00 vnuons (rococo) 3000,000 SOUTHERN CAL EDISON 61/4% DEC 31 2048 3.112500.00 3,106,000.00 7,500.00 1500 TWITTER INC %750.0 95 475 00 127500 430491 WO"liOn Wawa, PAK mat!! 20)4-itn d an w 7/21/2013 060033) 716,31511 718,16521 656.21 49000 WSSOCGITREE Anis i4Fsggp EQUITY 70 2794,600.00 3 G5° 20,5/54 4C712 C2[11,5691°3 70) 250 1.4114.4/4. 0 110 1D39 2/14/2014 4,944.3) 12501 wil PVT15193$ Kit 43 54XP 2,1 314 17,390.121 (96,722 241 58.373,12 63471295 46 71 626 836 11 694 08019 EFTA00607619 HAZE Tut security pastions Dale Quantity Security Purchase (sales) 1/31/14 12/31/13 January Purchases Value Value Unrealized 06/10/11 DB 3,000,000 Bank of America 8.125% PM 12/29/2049 3,337,800.00 3,356,250.00 (18450.00) 05/10/11 DB 3,000,000 JP Morgan Chase 7.9% PM 4/30/2049 3,318,600.00 3,307,600.00 11,100.00 05/10/11 DB 1,200,000 Peabody Ennergy Corp Sr Notes 7.375% 11/1/2016 1,350,000.00 1,350,000.00 10/02/12 DB 500,000 !payment Inc 10.25% 5/15.2018 381,250.00 410,000.00 (28,750.00) 10/02/12 DB 1,000.000 Kindered Healthcare Inc 8.25% 6/1/19 1,072,500.00 1,065,000.00 7,500.00 5/10/11 DB sold JPM High Yield Fund (2,744018.62) 2,716,620.52 27,396.10 01/22/13 DB 207,139.430 JPM Tr Flt Rate Income Fund 9,279.93 2,096,251.00 2,082,828.31 4,142.76 5/10/13 DB 1,223,727.89 GSR Mortgage Loan 2005-5FCCL 61 5.7598% (408.00) 1,117,153 00 1,117,427.77 133.23 Total Securities (2,735,146.69) 12,873,554.00 15.405.626.60 3,074.09 EFTA00607620 Ose Ouenety Soulrem Trust Company sitcu ty postons SecunlY 1/31/14 12/31/13 JanLery Value Value UnreanzeO 6/11/13 DB 57O3O A.Ity Fnenelal 8 5% Pfd Ser A 1,54O,71OOO 1,53O,45O 00 10,260.00 Y13/13 DB 1,000,000 HSEC BRL Step-Up 3/27014 85% Bartier-5% coupon -28 58a(InItlal h rate 1.9619) 739.3OO 00 775,90003 (36,643O.OO) 4,5/13 DB 1,000,030 HSBC BRL Step-Up 4/21/14 85% Berrier-5% coupon .28.5% (initial rfx rate 20035) 765.4OO 00 8O5,5OO 03 (40,100.00) 9017/13 OB 2,000,000 Petrole. De Venezuela 5% 10/28/1 5 1,656.CCO 00 1,65000000 6,000.00 4,7O1 41OOO 4,761.65C (OO.44O 00) Jeepers. a-c secunty positanti Dete Ouanely Secunty 1/31/14 12/31/13 Janters Velue Value Unreakzed 02/13/13 OB 155,169.540 JPM Trust FLT RT Income fund 6,951.66 1.57O.316W 1503.261.00 3.103.34 EFTA00607621 Ner Rams An« 6403.1 Setun644 0110114/044 1•441,44 FIVSFU.0 Total Pannen IW TnS1 _L4.1~ 111/01 3.04739103 1097.191.00 3/12/04 43101107 411.015.00 4/14/01 147.70710 117.707.00 5/34/01 147.70110 14710740 4/16/01 135.37700 1/3,177.07 7/14/04 110.711.00 110.71100 6/22/4 110.61510 110.613.00 ~Ol 110.571.00 110174.02 10/13/04 92,127.00 32,12740 11M/011 11953.00 1334140 UW2/04 7/473. 7347910 1/23/03 7317010 7147000 2/20/09 73.61100 73,614120 3/12/09 17134.00 67,43100 1110/03 66,4040 1.1.44.103 5/73/09 57.31600 57.914/37 7/24/03 Natek $43.7.00 KIMO 1/24/0) 47.911. 4131100 9/21/00 13.71100 33.72110 12/2/03 17393.00 17.110.01 1/1/10 25,071.10 U37310 LWIO 31073.64 5107516 3/4/10 33,10/14 33.40343 4/1/10 22.415.72 2211311 5/10/10 11315.11 26313.11 YV10 25.14311 1124331 7/1/10 1/1161.45 13.31u5 1/10/10 21,01310 22012» 5/y10 24311.42 2416911 10/13/10 20,52191 2(442731 11/11/10 13,33631 2.7334.33 12/1/30 217.34-17 21234.17 1/10/11 2413191 2113191 1/31/11 1101•11 7173327 15123.17 2/1/11 2601.112 2116192 3/8/I1 26,311,00 26,31100 4/6/11 21,112.11 2111225 5/3/11 21347.16 21,53736 1/9/I1 13.673,71 14.67171 7/511 111403$ 16.6110.35 1/1/11 1/59619 11510.11 1/1/11 11410.22 1611032 10/12/11 15.419.74 15.11114 11/453 17.37732 1737732 23/1/11 17.13149 1713249 1/9/12 14.014.73 11,041.73 2/1/12 /1.611.56 1161136 1/2/12 19.74140 10.717.40 4/1/12 17,13273 1712123 5/I/12 11.10213 16100.79 6/1/12 17/01.50 17,401.50 7/1/12 1634340 11.16530 1/3/12 12.601.96 11.401-94 9/11/12 1117240 1147140 10/3/U 15.64511 1344341 1114112 1103104 1101434 12/W/12 1110121 1120131 1/1/15 1431440 14.3.110 2/V13 1.3197.23 1331731 VINIS 14251.11 1333121 4/15/13 12323.43 12.22/43 5/8/13 12.43106 1213414 6/10/13 11334.52 1133431 7/6/13 11.313.33 12.31333 4/1/13 11,131.71 12.134.71 9/10/11 13403.05 11.02105 10/1/11 12.22412 12.11132 W1/11 9,701.16 9.70114 12/9/13 1547.11 1517.32 311/14 7467.10 7117.,_ Totel 4,004,516.03 3313,595 17 19192016 I7C ~led $10101.400 M Nr rein bat &Wen ~ibsen 11/1e74 101.10Wow an bend on ~kwh 2011 k (nipkw20 2 lifOftlu pat ~Omy Orlohicy) MOTE F. WAR ..atimmt e pirtnwhip) EFTA00607622 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 1/1/14 to 1131114 Cash & Fixed Income Summary NET FX CONTRACTS EXPOSURE SUMMARY Value in Currency JAPANESE YEN US DOLLAR (490,445,000.03) 4,708,937.76 Note: This Is the Annual Percentage Yield (AP') which is the rale earned if balances rennin on deposit tor a NS year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Pries Adjusted Cost Quantity Value OriginalCost Unrested Eat. Annual Income Galn/Loss Accrued Interest Yiel0 Cash US DOLLAR 1.00 998,366.79 996.366 79 996,366 79 Foreign Exchange & Non-USD Fixed Income AUD CALL USD PUT FX EUROPEAN STYLE OPTION FEB 06,2014 .92 0.9230 WINDOW Ia EXPIRING 13 SEP 13 OPTION KNOCKEDIN XAUDCA-FL-Z (3,000,000.00) J.P.Morgan 99.63 0.01%1 8.65 Pogo 5 of 12 EFTA00607623 SOUTHERN TRUST COMPA NY, INC ACCT- For the Period 1/1/14 to 1/31/14 Price Quantity Value Adjusted Cost Unreeized Galn/Loss Est. Annual Income Yield Original Cost Accrued Interest Foreign Exchange & Non-USD Fixed Income CAD CALL USD PUT FX EUROPEAN STYLE OPTION FEB 11, 2014 0 1 02 XCADCA-FG-2 (4.590.000.00) (50500.00) 58500.00 JPY PUT USD CALL FX EUROPEAN STYLE OP FEB 06, 2014 0 102 KU 108 XJPYPS-GD-Z (204,000,000.00) (10.03) (37,400.00) 37,389.97 NZD CALL USD PUT FX EUROPEAN STYLE OPTION FEB Cal, 2014 0 .8 KO 00.77 XNZDCA-DE-2 1.02 (2,000,000.00) (20,444 00) (15,280 00) (5,164.00) Total Foreign Exchange & Non-USD Fixed Income ($20,456.16) ($122,220.00) 6101,763.64 $0.00 0.00% Trade Date Currency Amount Settlement Date Counter Currency Counter Amount Market Value ReceNable Contract Current Market Market Value Unrealized Rate Fonverd Rate Payable Gan/Loss Foreign Exchange Contracts JAPANESE YEN US DOLLAR Jan. 30 14 JPY (490,445,000.00) 102.820000 101.982208 4,769,937.76 (39,185.42) Feb. 614 USD 4,769,937.78 4,809,123.18 Page 6 of 12 EFTA00607624 Southern Illnercial (LC Anatol. of Investments nvestnent FMV unmated 1/31/14 Own(10e) Mb Hertz 1211905 5103,003 etnbutrons 8/1103 (2.180,021) eetutons 12/11/03 (503005) etntxttons 7/28/0/ (2.443.905) estitaeons 4r2oni (1297,352) •Altutions 12/12/12 (1.3:6.976) stributtonefine 129/13 111042 r2.7co 303) 3 673 886 6 373 991 Mal deartutice 35 ABS 11/2&03 10.000.003 detnavOcers (4 004 $16) 5995 464 331 632 (56636071, MOO idge Capral Corp 1/11/01 25.020.CC(1 clostrbutcns 2/28.00 05,000000) 212007 334 20 037 534 This represent Me total ottagtbridge Centel Corp and He 1.400.0trategy Holdings Ltd ludo( 1/33/01 5.030.002 1/14/13 drstrbutxon (4193,300) 403 20) 19859103 13 053 CO3 tIEEPIER1 irnectment Deentatters CO Zetrn AIZACT2 nested 10,0)0,00) 8.3002 invested 10.0:0,030 12202 'masted 30.1309020 812/03 imestod 10.000.00) 1/305 invested 20.000.000 12/21/12 derby/ton (0.541.202) 4/12/13 cletnbuton (9.611.08) 8/2913 deentvbon (26,185.189) D/23/13 Osisidotion (18 353231) 12/13n3 dent/bon (11.128,370) 12/19/13 D b Paton (144,867) 1/10114 Cabin (1,109650) ao cco coo (71 254 310) 082. .element The is based on the folovong assompbons toe fund vA reargnize a wl6Hranel arrant payable to Jaspers MIMI; $70 ninon 70.000.003 deepen Weed en Meted of 0 Cubits MOP Interni valued at *Prot $3.6 moon 'sit a 5.020.003 tat:Salop parent from G. Dubin (SUS ltl IS access of $5 mean over the aggregate value of all elletbitIona MSS %eh Sepia If Vie inverent e of Sept 30, 2014 ampere a refund Dubn the amounted any disbistens remered by Jeapen Ater Ott dela wed Dubin reams back any parrots made to James. Alpo Dubin *made side. *Opts via have no Matilltado tO repay Dubin -leeFers receive icreacirrilirl 18 Seel nom Cabin isco.(10 76 803 OX 12/31/13 and $1,893,109 as of 11/301 3)(net of 3144.657 do/Mb/Ace EFTA00607625 Hare Trust Analysis of Investments Investment FMV unrealized 1/31/14 Gain(loss) HighOndge Caudal 4/20/99 10,041,666 37,071 026 27029.360 This represents the total of Highbndge Canal Cory. and HB Multi%Strategy Holdings Ltd. King Street 11/1/99 10,003,000 7/28/10 50% redemption (2000,787) (10,090,787) 26,215,204 36,305,991 EFTA00607626