EFTA00613474.pdf

Valuations 11/30/13 EFTA00613474 LE and Rsiated Entities Investment Summary 11/30/13 Cash & Egurrikints Southern Financial LLC- (see note below) 20,976525 J.Epstein 3,135,844 HAZE Trued 7.547.625 FT Reel Estate Southern Trust Company 28.7(6,957 Jesters 34.874.171 J.Epstein V1 Foundation 3,225,824 Total Cash 8 Equivalents 98,549,946 Less: Cash in Operating Amounts (2.737,896) Cash in Foundations (3.225.824) (5,963,520) Total Available Cash di Equivalents 92,586,426 JP Morgan Trading Account (M&S.foreign securities. Denvitwes). SFLLC See Note A 28,401.770 L Cameron Trading Account (cash, securities, DerivAives)- STC 4,800.413 Marketable SCCLINHIS -(low) Southern Financial LLC- (see note below) 50298.498 Southern Trust Company 4248520 MAZE Trust 15.425.382 Jaspers 1,556283 72,027,681 Accrued Interest 382,079 Investment American Yacht Harbor (per JEE) 1.030,000 Settlements Receivable -1382 17,128.370 Partnership Investments (see attached schedule) 108,278 096 Total • 324 604 835 Value Above 324,604,835 Adjustments: Operating Cash 2,737.696 Loans Receivable 2,304,151 Total per anachixi valuation schedule 329,646.682 Investment partnerships are subject to various restrictions on vathdreves, and therefore, the liming of availability of funds will be so limited. MOTE A: This reflects derivitives,MBS and foreign securities for Paul Barton to terminate. The remaining securities and cash were transferred to Deutche Bank. 329,646.682 EFTA00613475 J EPSTEIN L RELATED ENTITIES VALUATIONS CASH.LIABILMES.INVESTMENTS 11430/13 8Y66043D Financial 1 IF 10431/13 11/3013 01/01/13 YID Noyefnteit ACCOUNTS VALUATION PERFORMANCE Cash 14.607.686 20978,525 544944064 50260945 50,298,496 A444L014 304212 210999 JP Moroi n. 4 ans404.6 Acohurt 34.468100 25.401.270 INVESTMENTS TUDOR FUTURES 18218698 13,654,293 12,578,999 8.66% 334% HIGHBRIDGE CAPITAL 19600,143 19,723,624 18,624,993 6.26% 063% BEAR STF-ARNS Meet Elacksd Soot . 17/31429 vat 331.482 331.842 4721SBEETLIDLOICIPPPIRS Cash 29.(47,163 28,518030 SecurMes 006050) 4 748 620 Onw Bank Actoorts 161,016 276,927 Atilin Scams (St cost) 750.003 760660 JPM- Account Yawed by Leung Gunman 4.612.134 4.600413 Setternents JEEPERS DB 2V6RN SPECIAL OPPURTUNMES FUND 76,000,603 76600,070 see bayou Na (56.1171,630) (68,871,630) parlel wlextrawal payment lambed Detach. Babb Cash 36,873,178 34,874,171 TIa07q Amount 1,648.379 1,565.263 Jeffrey Eosin. INVESTMENT Amedoin Ysthl Huber 1,030600 1000000 FT 1746i Estate - Ineesanon1 in pb14, at cost 1,508633 1,508433 CHECIONG/SAVINGS ACCOUNTS 2.050,99) 2.440,769 LOANS DUE FROM INDVIDUALS 2,402,651 2,204,151 CORE CLUB NOTE 100,000 100,003 ORCICERAIRE ACCOUNTS JPM (Beat Steam) 667.020 667.031 Mon Inc 44proom (al cost basis) 10,000603 10,030.030 (1,260.233 snores of corrnon 696,301 shams of See 5 Pftt 285,714 oh of Sec A PM) Bufterfft That 8644 0044 HAZE Trust )4tCHBRIOGE CAPITAL 38,316,8193 30645164 34.404.358 122% 043% KING STREET 20606713 25,763.6430 23.276473 10.59% 100% Cash 6403,545 7.547,525 Swamies 15,760,764 15.425.342 Act-RAW 223,723 66,060 JP Morgabfains040 •04094f TOTAL 330,272296 329.646.642 THESE AMOUNTS DO NOT INCLUDE HOUSES. AIRPLANEFUTURES 6 OTHER ASSETS EFTA00613476 Reconciliation of large Items Value 10/31/13 Partnerships 330,272,296 1,048,059 see below JPM Trading account- SFLLC (FTC) (68,913) L Cameron Managed Account 188,279 Securities Southern Financial LLC (21,449) Southern Trust Company (316,980) HAZE Trust 166,201 Jeepers 1,538 Dividendsanterest Dividends Apollo 354,600 265,789 Change in loan account (198,500) cash spent : JEE (1,599,791) STC (104,149) Fee MIRK (200.000) Fee DKIPLLC (150,000) cash received BSABS 9,702 miscellaneous total 329,646,682 Value 11/30/13 329,646,682 Partnerships SFLLC TUDOR FUTURES SFLLC HIGHBRIDGE CAPITAL Haze HIGHBRIDGE CAPITAL Haze MG STREET 440,695 123,481 228,796 255,087 1,048,059 EFTA00613477 JEE and Related Elites Cash Unwary 11/30/13 SELL.0 Ceuta* Bank JEE 20,976.525 20,976 525 Bank acoaunts 2,460169 PM (Bear Steams) 667.031 Butterfly Tnya (Beat Steams) 8.044 3 135.844 JEEPERS Deuiche Bank 34874 171 34874 171 RAZE Trust Deutche Bank 7,547.625 7.547 625 Southern That Company Deutche Bank 28513 030 Bank accounts 276927 X89957 Enhanced Education PM (Beer Stearns) 3 070.258 Bank accounts 155.566 3 225,824 Total Cash 96 549.946 98 549.946 than does not include cash in JP Morgan trackn0 account 2,737.696 EFTA00613478 JEE and Rated Entobes Available Eouty for Inveorents 11 Int 3 inontrOOF sio 1100113 at Fat( Market Value SFALC TUDOR FUTURES 13.054.220 SFU.0 HIGHORIDGE CAPITAL 10,723624 SFU.0 ADS Trust (Int viisabon 7/31.0). FTC reophte monthly chtrilx0ora) 331 882 HAZE 14IGHBRIDGE CAPITAL 38.545.064 HAZE KING STREET 25,783,600 FT Real Emile 21 Ent nth Owe (ist WOO sino.sco FT Rest Estee Colurntis ISokliosOt meg 588333 SIC Arai Soketco• (at tost(1,714,265 sti cd Sr APIS Q 4375 perm) 750,033 Mort Inc Absiscorn (cost toes) (1.200,3:0 sh CCOYfOrt. 66,301 th Sr 5 Od, 285.714 Si Set A Pld ) 10.1:00190 103 278.090 DOZ. eallsmed DO S Mod on go folkoing assumptont recognice • othOnmel angst slob* to Jesters totaling S70 salon 70.0:0,020 jeeps,. filtelved w Hoot ct G Cubes pt•hp interest valued at opts S3 8 (neon with • 5,003.0:0 backstop peonnt horn G. Cot* est* to the mom c/ $5 mice oar the •0749440 v*14000 deutotone nosiord west to this interest at d Sept 30. 2014Jeepers van rotund Dubin the encode( any dientokris (toeless by Awn abet that dos urtl Cluten receNts tack env porno% made to boom Mac Petit is noes Wok Jesters willows no Obloilion to root Dubin J' `mil PM si Solo( Zoos owes Es Cabin. JEEvd recess Y datcen Liao 52 Ireton and the neraiSo dobtumruwll be (MOS 5060 bolas JEE and Zsien Tne sonsitnerl Ms net been &tatted T e vdl,a d ..40044 Dertiveinto iettiloOt Morn G Coto sato ie St 207 KO as al 10,31H3 001 210 es or 903(13) 1,000,000 70030 EFTA00613479 ENHANCED EDUCATION 11130/13 TOTAL PARTN ERSHIPS CASH SECURITIES JP Morgan (Formerly Bear Stearns) 3,070,258 3,070,255 BANK 155,588 155,588 TOTAL 3,225,821 3,225,824 EFTA00613480 [Southern VALUES [Trust i , Pal I I I I OPEN I I POSITION:: FRICEDIby rpo ce I 1 AS Cf 1214/13 1 i I I Rd. Ct . i R33 I KO Rice % Premium Premium Marked to USD VALUE NET Notional USD Notions1A111 Exton Date IUSDPodCalf Spot So AUD-USD Stoke Inner —Imp. °are° P USD (94110 ‘de % P4. 2.760.000 (1949.999) (3. 0000 03) 6-Feb-14 I USD PUT (3,000.000) 6-Feb-14 USD PUT N723-USD 09014 0.9443 Rd. 12134C0 092 0.95 98 RX1 0.902 KO 0.9110 09110 0.402014 -1.2581% I Price % 411940.0D I -1.470% I $33.812.94 I 4150% I Premium I Marked to I ($40.572) I (329.532) (34.275) I 331,598 USD I NET 14Pacad USD N000nd MD Expay Deb Strike Trap Tnp~er O. urt= Spot USD Whet VALUE PA. 1.6C0,00) 0,00991191 6441.-14 1.75/3 PUT 0. 80 0.10 0.4130 0.955054 $12270c0 4700% ($41.2(0) 327,9201 Currency Psit: USD - CAD `'USD Ret 1133 KO Pr % Welt= Marked to l USD NET Wotio ml U 4,500000 Notional CAD (4,590,0(0) B0.= Dote 24-3=13 'USDFut/Cant USD Put Spot 1.0290 V OE Stnke 1.02 Tugger Trigger Cument * 1.0620 SD 1.300054 (341.3Yrce 45950900 Market .0.03% VALUE PA. __Mant$104740 'Nome= Cunesuy Pe :'U USD • 1PY Ref. ' RIC KO Price 54 Premium /Skutt* USD NET USD Now= WY Harry Due 3.13 e n are ng e SP°4 USD (SW= Market VALUE P/1 P PAW 261006.003 644-14 USD 102.00 IN 102.4000 1170(64 437900.00 -130/4 ($26.000) $11,400 TOTAL CAPITAL L 45_ , 000 OM Toed NETIUSIITij SbnOpboo Nation otional 3 13700 959 N 3 9‘74450 2013 Reebzed Ole/ d29ii,!D /hiked to Mr= Urnebotd ,...., Gem / ss 39,243.99 201370=0=in (Out' $ (!33.291.(19) 2013Net Closeout 34.796.271 Y T D 2013 Paformance (3203.7•_0) -4.07% USD NOTL SPOT RATE FWD FTS FWD RATE DELTA HEDGES CORR NOM SETTLES mm spd let he'd PPM mm Guth& mtm USD NET T UNREALU P4. P/L —rawis -- 36n T-042.0co 2 1.73T-1 r (0.030z2) 3 makrozo 6-Dec 1.6365 34.909.5(0) 3 ,,A04.450 3 103.00300 MOIL 4100.012000 ..1491-a5 6-Dec 1014000 U[1.7119.50/ .9 f,/..,_ $114946 EFTA00613481 Southam Fireroal LLC letureY Patten* Date brandy Security wchaseel 11/30/13 Value 10/31/13 VS. October Unrealvee 2/3/12 DB 48,600 ALLY FINANCIAL INC 8 1/2% PFD 1,247,179.00 1,258,200.01 (11,021.01) 2/9/12 DB 80,000 ALLY FINANCIAL INC 81/2% PFD 2,141,060.00 2,159,999.99 (18,919.99) 2/14/12 DB 7,535 ARIAD PHARMACEUTICALS INC 36,469.00 18,577.00 19,892.00 1/24/13 DB 9,000 ARIAD PHARMACEUTICALS INC 43,560.00 19,030.03 23,760.00 10(28/13 DB 2,000 Apple, INC 1,112,140.00 1,045,404.00 66,736.00 1/16/01 DB 70,500 Ascena Retail Group Inc. (Formerly Dress Barn 1.3 11) 1,501,650.00 1,395,195.00 106,455.00 1/10/11 DB 2.000.000 BANK OF AMERICA 8 1/8% pid STK DEC 29, 2049 2,230,000.00 2,235,000.00 (5,000.00) 4/3/13 DB 300,000 BARCLAYS BANK PLC 7.750% 04/102023 DT 320,250.00 316,875.00 3,375.00 2/14/12 DB 2,095 BIOGEN IDEC INC 609,582.00 511,578.05 98,003.95 7/10/07 DB 20,000 Bomdardier 90,316.00 90,917.74 (601.74) 7/12/10 DB 50,000 Deutsche Bk Ag LDN BRH 395,000.00 415,500.00 (20,500.00) 10/23/12 DB 600,000 EARTHLINK INC 87/8% MAY 15 2019 591,000.00 592,500.00 (1,500.00) 10/71/12 DB 400,000 EARTHLINK INC 87/8% MAY 15 2019 394,000.00 395000.00 (1,000.00) 5/17/12 DB 17,500 FACEBOOK INC-A 822,875.03 878,587.50 (55,912.50) 6/27/12 DB 2,000,000 GENERAL ELEC CAP CORP 7.125% DEC 15 2049 2,225,000.00 2,230,000.00 (5,000.00) 5/29/13 DB 1,400,000 General electric capital carp 5.25% 12/31/2049 1,323,000.00 1,337,000.00 (14,000.00) 4/23/13 DB 23,000 GENERAL ELECTRIC CO 613.180.03 601,220.00 11,960.00 12/9/10 DB 63,000 General Motors Co CV PFD 3,238,200.00 3,233,159.99 5,040.01 11/18/10 DB 8,000 General Motors Co CV PFD 411,200.00 410.560.01 639.99 2/22/12 DB 80,000 GMAC CAPITAL TRUST I PFD STK 8 1/8% 2,145,600.00 2,148,800.00 (3,200.00) 10/22/12 DB 1,000,000 HEADWATERS INC 7.62504/01/2019 DTD 03/11/2011 1,077,500.00 1,065,000.00 12,500.00 7/14105 DB 21,753 JP Morgan Chase 8 Co. 1,244,707.00 1,121,149.62 123,557.38 4/25/13 DB 49,505 JPM LATIN AMERICA FD 896,040.00 922,277.22 (26,237.22) 719/13 DB 78,709 JPM VALUE ADVANTAGE FD 2,162,928.00 2,099,173.58 63,754.44 7/22/13 DB 750,000 JPMORGAN CHASE & CO VAR RT 07/24/2013 DTD 07/29/2013 721,875.00 725,625.00 (3,750.00) 6/15/11 DB 2,500,000 JPMORGAN CHASE & CO 7.9% PFD STKAPR 30 2049 2,762,500.00 2,756,250.00 6,250.03 6/15/11 DB 2,500,000 JPMORGAN CHASE & CO 7.9% PFD STKAPR 30 2049 2,762,500.00 2,758,250.00 6,250.00 1024/12 DB 40,000 ROYAL BANK SCOTLAND GROUP PLC 985,600.03 962,799.99 22,803.01 1/14/13 DB 40,003 ROYAL BANK SCOTLAND GROUP PLC 985,800.03 962,799.99 22,800.01 1/7/13 DB 40,000 ROYAL BANK SCOTLAND GROUP PLC 985,600.00 962,800.02 22,799.98 528/13 DB 50,000 SANGAMO BIOSCIENCES INC 610,500.00 488,000.00 142,500.00 1/24/13 DB 1,500,000 SERVICEMASTER COMPANY 8% FEB 15 2020 1,500,000.00 1,537,500.00 (37,500.00) 2,25/13 DB 1,033,000 SERVICEMASTER COMPANY 8% FEB 15 2020 1,N:0,030.03 1,025,030.03 (25,003.00) 1/30/12 DB 3,000,000 SOUTHERN CAL EDISON 6 1/4% DEC 31 2049 3,105,000.00 3,135,000.00 (30,0(10.00) 11/7/13 DB 1500 TWITTER INC 39,000.00 62,355.00 23,355.00 3131111 DB 263,157 Applo Octal Management LLC 7,944,710.03 8,489,444.82 (544.734.82) 50,298,496.00 50 280 944 51 (21.448.51 EFTA00613482 Southern Tnnt Company security positions Dote Quantity Security 11/30/13 1041/13 November Value Value Unrealized 6/11/13 DB 57,000 Ally Financial 8.5% Pfd Set A 1,525,520.00 1,539,000.00 (13,480.00) 3/13/13 DB 1,000,000 HSBC BRL Stisp-Up 3/27/14 65% Berner-5% coupon -28.5%(initiel to rate 1.9619) 789,800.00 888,500.00 (98,900.00) 4/5/13 DB 1,000003 HSBC BRL Step-Up 4/21/14 85% Berder-5% coupon -28.5% (Initial rfr rate 2.0035) 817,400.00 906,000.00 (90,600.00) 9/17/13 JPM 2,000,000 Petioles Da Venezuela 5% 10/28/15 1,616,000.00 1,730,000.00 (114,000.00) 4,748,520.00 5,065,500.00 (316,980.00) Date Jeepers, Inc security positions Quantity Security Purchases 11/30/13 10/31/13 November Who Value Unrealized 02/13/13 DB 153,836.067 JPM Trust FLT RT Income fund 5,366.00 1555283.00 1.548.379.00 1,538.00 EFTA00613483 HAZE That security poskbra Date Quantity Security Purchase (sales) 11130/13 10'31/13 November %theses Value Value Unrealized 05/10/11 DB 3,000,000 Bank of America 8.125% Pfd 12/29/2049 3,345,000.00 3,352,500.00 (7,500.00) 05/10/11 DB 3,000,000 JP Morgan Chase 7.9% Pfd 4/30/2049 3,315,000.00 3,307,500.00 7,500.00 05/10/11 DB 1,200,000 Peabody Emergy Corp Sr Notes 7.375% 11/1/2016 1,353,000.00 1,350,000.00 3,000.00 10/02/12 DB 500,000 [payment Inc 10.25%5/152018 395,000.00 385,000.00 10,000.00 10/02112 DB 1,000,000 Kindered Healthcare Inc 8.25%6/1/19 1,067,500.00 1,075,000.00 (7,500.00) 5/10/11 DB 330,048.000 JPM High Yield Fund 13,485.00 2,706,393.00 2,699,529.00 (6,601.00) 01/22/13 DB 205,359.000 JPM Tr Fit Rate Income Fund 7,163.00 2,076,183.00 2,066,967.00 2,053.00 5/10/13 JPM 1,226,806.00 GSR Mortgage Loan 2005-SFCCL B1 5.7598% (2,871.00) 1,167,306.00 1,013,667.07 156,309.93 Chase Mtg Fin Corp Ser 2007-A1 cl 12A3 5.5595% 3/25/37 Total Securities (539,530.00) 530,590.91 8,939.09 15,425,382.00 15,780,753.98 166,201.02 EFTA00613484 / ( 7) " il ' it'n 757: 7. 1? - --. ' SOUTHERN FINANCIAL, LLC ACCT. W91850003 For the Period 1111/13 to 11/30/13 Equity Detail Adiusled Cost Unrealized Est. Annual Inc. Price Quantity Value 00gInal Cost OsinAoss Accrued Div. Yield European Large Cap Equity \11 HSBC CONT BUFF EC SUE marl 4 106.70 2,000,000.000 2,134,000.00 2,000,000.00 134,000.00 B0% EKO BARRIER- 4%CPN r- 17% CAP INfTIAL. LEVEL-05/24/13 SX5E2764.29 4O432X-FP-1 JPY CONT BUFF EC SX7P imam, 85% CONTIN BARRIER- 0%CPN 25% CAP INITIAL LEVEL-09/24/13 SX7P:186 n 48126N-VE-4 101.25 1,000,000.000 1,012,500.00 1,000,000.00 12,500.00 Total European Large Cap Equity $3,144,500.00 *3,000,000.00 5145,500.00 00.00 0.00% Account W91850003 Page 5 01 28 Consolidated Statement Page 8 EFTA00613485 SOUTHERN FINANCIAL, LLC ACCT. W91850003 For the Period 11/1/13 to 11/30/13 Alternative Assets Summary Asset Categories Herd APS Beginning Ending Change Current Estimated Value Earnated WM. In Value Allocation 1,648,918,88 1,588066.38 (63.880.50) 8% Alternative Assets Detail Estimated Est. Annual Income Price Quantity Value Cost Accrued Income Hard Assets SG MARKET PLUS WTI CRUDE 08/05h4 98.50 2,000,000.000 1,970,000.00 2,000,000.00 LNKO TO CLI 78.75% BARRIER. 10%CPN ,UNCAPPED INITIAL LEVEL-07/25/13 CLI :105.68 78423E-H54 WT1CALL OPTION 1.00 250.000 27,187.97 582.500.00 USD PUT OPTION STRIKE 110.00 EXPIRING 02/14/2014 250,000 BARRELS OTCBDC-P11-K Account W91850003 Page 6 of 28 Consolidated Statement Page 9 EFTA00613486 SOUTHERN FINANCIAL, LLC ACCT. W91850003 For the Period 11/1/13 to 11/30/13 Estimated Est. Annual Income Price Ouentity Value Cost Accrued Income Hard Assets WTI PUT OPTION USD CALL OPTION STRIKE 93.50,10 EXP 83.50 EXPIRING 02/142014 250,000 BARRELS OTCEIDP-KG-F 100 (250.000) (417,131 59) (562.509 00) Total Herd Assets 51.5135,056.38 52,000,000.00 Account W9'850003 Pape 7 of 28 Consoadated Statement Page 10 EFTA00613487 SOUTHERN FINANCIAL, LLC ACC I . W91850003 For We Period 11/1/13 to 11/30/13 POGO QuanIty ValLo Adjusted Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cost Accrued Interest Non-USD Cash EURO PRINCIPAL CURRENCY 1.36 291 846 67 397,363.54 395,42633 1,937.21 US Fixed Income LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 010 12./16/2011 HELD BY EUROCLEAR MIN X50717735822 SEDOL B7FOXT1 G47154-90-3 BBB MA1 119.13 1,500,000.00 1,788,875.00 1,627,500.00 159,375.00 148,125.00 141,952.50 8.72% GLOBAL MORTGAGE SECURIMATION 2005-A CL 82 5250%04/25/2032 DTI) 04/28/2005 378961-AV-8 Ell- /CM 93.98 3,078,210.68 2,892,99424 2,831,953.82 81,040.92 161,606.06 13,467.17 6.04% COUNTRYWIDE HOME LOANS 2003-1 CL 81 5.750% 03252033 DTD 01/01/2003 12689D-1S-1 93.80 1,211,680.04 1,138,66412 1,157,32633 (20,66221) 69,681.95 5,806.02 5.97% P WASHINGTON MUTUAL MSC MORTGAGE 2004-RA2 Cl. CBI VAR RATE 07/252033 DTD 06/012004 939336-52-0 0 / 82.87 837,722 83 604,22928 645,046.58 49,162.70 58,333.40 (3,407.12) 6.71% *PAC CMS TRUST 2005-2 CL 1M2 VAR RT 04/25/2035 DTD 03/03/2005 45254N-NC-7 CC CA 71.00 1,500,55384 1,065,42324 1046,636.31 18,786.93 13,925.13 34.51 469% FREINNEMAC STRIP 303 CL C34 4.500% 12/15/2040 DTD 02/27(2013 31325U-EY-8 20.75 60,181.02 12,48877 12,638.01 (14924) 2,708.14 225.68 5.913% Account W91850003 Page 10 of 28 Consolidated Statement Page 13 EFTA00613488 SOUTHERN FINANCIAL LLC ACCT. W91850003 For the Period 11/1/13 to It/30/13 Price Ouentity Value AoemSul Cost Unrealized GaAloes En Mnuel Income Yield Original Cost Accost Inexact US Fixed Income LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 DID 12/192009 HELD BY EUROCLEAR ISIN XS0473106283 SEDOL 851C139 501788.9A-1 EU13- /NA 107.34 3,000,000,00 3,220,320.00 3,247,50000 (27,180.00) 240000.00 110.684.00 7.41% Total US Find Income Non-US Fixed Income PETROLEOS DE VENEZUELA S 5% OCT 28 2015 DTO 10/29/2009 HELD BY EUROCLEAR ISIN X50460548525 SEDOL 65000P8 80.80 2,500,000.00 510,808,995.15 2,020,000.00 $10,588,801.05 2,250,000.00 $240,394.10 (230,000.00) $694,379.68 $268,742.76 125,000.00 11,457.50 6.46% 1720% 71888A•96-9 Account W81850003 Page 11 of 28 Consolidated Statement Page 14 EFTA00613489 Sambu" Fbaschti Ut Antyda of ilmenheeents ML Hertz elstbutions clistrbutions dinnbutlons cistributems distributbre 12/15/05 8111/06 12/11/06 7426/07 4/20/11 12/12/12 Investment FMV 1149346 unrealded Ga ve(bss) 4103,000 (2.160.021) (560.006) (2,440,908) (1.297.352) (1 3138 976) C2 667 261/ 3673448 8 340 949 Mal batibutlon ESS ABS 11/29/06 19000,000 dstrbutons (3.969.902) 4011 098 331 862 (5.679.216) lichtircbee Gatene COM 1/11611 25.000.030 chstnteutions 2/288/5 x5000000) 19 723624 19,773424 Ten roma søms en total of etbAbidge Gaptel Gom and HB lebb-Strategi floklinds ltd Tutler (B Zwim 1/30,01 5,030,000 1/14113 destrtubon (4.193,300) 996 70 13.654.293 12647 593 4429.02 hveste] 10059000 6/3002 innested 10,039000 12/2/02 innested 30930000 6/2403 innested 10,009000 1/346 nvested 20,000,000 12/21/12 distrebuton "541,2921 912/13 dembuton (9.811.938) 6/7913 detntamon (28,185,18M 9/23/13 distrbution (18 353 231) 21,128 370 Balanse en elendet hom Forben 111,128,370 176Z- ntbettend hus is based on Un folowend asser/100ms me furd w11 mua-ide* imtridrawal amour« paya ble to Jeemers Maling $70 millm Jeepes moeMid an Intimt cl G Dubbes 'trip meint entluad at 'cpm $3.8 mitt) vetth («knop sayment from G. Dubb «bal to the «cess ot $5 roro onr 01a aggregate W lse ot all d SPhlitiOnS r•CiA*0 wilth raspest to 'his iriverstment as of Mot 30, 2014 Jeepen sva "Mnd Dult the amount cl sny distributions reørred by Jeepers after Glat date unte Duen remsen bask any Dementi mede b Jeepen. After Dulp rs mad. wt,ob, Jeepers ell have no of:keton b rapay Duen. JEE MII my 11 melon for Zuens entoms( M Gorbn. JEE Mfl rennen al distntutons uplo $2 inalke and eie remeirelng detre:sms ml te ~od 50450 ~en JEE and ?Min Di is apreement has not teen flhalited 70000,000 5003.030 1,004003 7640)000 lhe ue of pes partuenh esi grom G (X,Dn portk)^ 6 51 Sel 992 as ol '^(31/ 3 rø 51 801 218 ss d 930/13) EFTA00613490 Haze Trust Analysis of Investments unrealized Inveramert FMV 11/90/13 Gain(loss) Highbridge Capital 4/20/99 10,041,666 38545,654 28503,998 This represents the total of Highbridge Capital Corp. and MB Multi-Strategy Holdings Ltd. King Street 1111/99 10,000,000 7128/10 50% redemption (20.0;0.787) (10,090,787) 25,763,800 35,854,587 EFTA00613491 Bear Stearns Mee Sacked See/fires Distritemons Reeehed FTC 1314Partnel7505 TRIO Ittner050 bat 1/9/01 1,047291.00 104729100 3/11/01 431.01530 41401540 4/14/08 14%707.00 147,70740 VINO 147.707.00 14120103 SAWS 113.37/4/0 135.377.00 7/11/01 110.71100 110,711/0 I/21108 11011503 110.31540 9/15105 1115174.00 110.37140 10/19/04 92.12703 92.17.00 11/25/08 84351.00 85153.00 12/22/01 7347040 73470.00 1/230 18170.03 73170.00 2/20/C0 73414.00 7341440 3/12/011 6743410 67134.03 NOM 61.441C0 66.40.00 5/23/C0 5746101 57416.03 7/24/01 Note A 14,117.00 8424710 5/140 47.91103 47311.00 9/2409 35.71103 35.711.03 12/2,09 8749503 47413.00 1/5/10 15.07330 43.07340 2/1/10 31.07344 3107144 3/5/10 33,00543 33.446.13 4/1/10 1/01311 22113.71 5/10/10 14,31511 30.311.11 1/3/10 2524333 23.113.11 111110 19061.45 19411.45 5/10/10 22.012.011 21,012.01 9/2/10 14.$48.11 24.11161 10/13/10 20.52731 20.12741 11/6/10 2433635 25330.55 71/1/10 11234.17 25234.17 1/10/11 2442321 24.373.91 1/31/11 Note I 25.713.17 24793.17 2/1/11 1144432 2490121 3/4/11 2641400 20.313.0) 4/5/11 2141225 21.111.23 5/9/11 23.98734 11557.96 49/11 11.4711.74 16,67/.74 7/411 1440035 11110.35 4/4/11 1529641 14516.19 9/5/11 11.411022 16.610.22 10/21/11 1520.74 14141.71 11/6/31 17,37722 17277.32 /2/4411 37.132.41 17.11/2.49 1/1/11 Ian 14016.73 2/412 1451136 141.511.51 3/9/22 11247.40 11.747.4) 4/1/12 37.64223 17132.23 SAIL? 11.103.71 16100.79 6/5/11 11,401.50 17,401.50 7/9/31 11,16150 11.105.50 1/9/12 11.401.16 11.501.91 9/11/12 14471.40 14172.40 W9/12 1%14311 1414441 16/6112 15404.04 1403804 12/10/12 14.20121 1420421 1/1/13 14.10444 14564.01 2/423 11417.23 1149123 3/1/13 13.23121 1125121 4/15/13 1221/45 1;22465 5/1/13 12.440.06 12.414.01 4/10/13 11.336.53 11.338.51 7/3/13 1231145 12.313.55 8/6/13 1415421 11.35173 9/10/11 110009 11443.05 10/6/13 12.10192 12.19432 11/1/13 amps 9.701/1 Towel 3.10 01.71 1.113,595.17 17520114 FTC brewed 510.0e0.00 In Sew Slams Asset Sacked Seambes on 11/290 DlarOutkes we based on meturIng suet 7105E A Irepeuents 2 moths per Dorothy 0,9414 NOT/ 8: 0vOn edsnimere In ownership/ EFTA00613492