EFTA00615175.pdf

Valuations 228/13 EFTA00615175 JEE and Related &ROSS inviralnient Summary 2.28/13 Cash 8. Ernivitants Financial Trust Company- Wm note baow) 13,858711 J.Eps1* 1,413204 0412E Twa 28,372 FT Real Estate 84,489 Southern truss Company 14,000,000 Jetport 4041,393 J Epstein VI Foundation 4805978 Total Cash 8 Equivalents 38,322,127 Less: Ccah 1.1 Operrekat Accounts (681,505) Cash in Foundations (4.895978) (5.577,483) Toms. Ando* Cash & EquIve1ards 32,744,844 JP Morgan Tradna Account (cash. secuillaes, DertvitNns)- FTC- Son Nolo A 68,846,749 JP Morgan Trudme Account (cash, necunpius, DetvitIvre)- HAZE 22,235,104 Marketable Securities -ffmv) Investment Island Yacht Harbor (per JEE) Settlements Receive* -DU 12,187706 1.000,000 69,458,708 Partnership Investments 105.654,638 (P:s attached sohedulo) Total' 313,127,639 Value Above AdJustrnerds: Operating testi Loans Receivable Tc4alser attached valuation schedule 313,127.639 681,505 1,845,415 315.864.559 • Investment partnerships are sublet-I to VatIOUS warlt-llom on Wthdrawals, and therefem. the timing a avallablIN of funds calm bo so 315054650 NOTE A: The SIM trading account was funded with $75 Milton. Oudnq July 2011 wo wandrovi $ $2.478,520. Ca 2/14/12 the account was reduced by $501,930 for the purchase of 16.535 Aried Pharmaceuticals 8 2,095 Dorn fine. on 522312 the account was reduced by 51.330,000 for the purchase of 35,000 shares Facebook. hiAugust 2012 the account received 5349,402 from the sales proceeds od 17,500 el of Facebook Ch W12112 Iho account was reduced by $10mrn for the gander to Mort Inc. CIA 11/8/12 there was a transfer to JEE of $1,000,000 EFTA00615176 J EP ST EN 8. RELATED ENTMES VALUATIONS CASKIJASILMES.INVESTISMTS 2RIY13 EIDISKCIAL TAUST O1431/13 02~3 01/111/13 YTD ~Iry ACCOUNTS VALUATION PERFORMANCE J P WORD" Cal+ 9.450#70 11.027.177 .P Morgan Trading Accoull 443.56/0.23,5 "84%749 J P ~pr. ~ea 7.057.480 7,359,83P 011w Sank Amu" 220.393 174005 PM (Seer Seen) iNVESITIENTS 4.937,634 4.983.273 • - TUDOR FUTURES 13.112,017 13,308040 12,578.990 S8O% 1.49% TUDOR FUTURES - ~Nab» TiGnoitilY2E CMS" 19,007,4615 18.958,574 18.024.903 1.79% -028% aaLleiRTZ 3378,038 3.830.704 tee foornate, RENAISSANCE INST EQUITY FUN() isSIA20 1.320.820 IDeeewbe BEAR STEARNS Amet Feared Seceibee (7431/08 Talk 331,882 031,882 2334E101111E9~14 J P MORS" Ceen 14.00).003 .23 Mama, Trecleg ActoaN P22.530 Seterrent JEEPERs DI32MORN SPECIAL OPFURTIJNFTIES FØ 74000.000 73.003,C00 leas "Mel welickeaml porlert ~ad (6.541.2921 (4041.292) J P MelleGAN• Ciran 5,644.137 4041,311 JP Masan "Meg ~mint 1,504891 Jeffrey FEATS, INVESTMENT laird YaTIN wØ 1 W0.000 1,040.000 FT Real "eta Sash babe" 84.489 84.409 FT Reel "Me Irwetbllett ptchp RI cast 92%5CE 921).500 F1' Real ETtate - Exam °SUMS aleclIngs 900,003 500.000 CHECIO NO/SAVINGS ACCOUNTS 1.528.093 081305 LOANS DUE FROM INONI DUALS 1.745.413 1.745.415 CORE CLUB NOTE 100,000 100,030 BROKERAGE ACCOUNTS JP% (Beer "am% 833010 003.360 J P MORGAN 50.800 93B35 MPS Inc. Aliphoxn (et cow best) 10.000.0:0 10,00003 (1,2)50233 else; 0( comme, en0 8953O1 terve of Ser 5 Pfd) Battelly Tr" 8044 8.044 NAZE Tnett IMGHBRI DOE CAPITAL 26,133,051 35.042304 34,404.350 IØ -0.2" KINO STREET (ate•rete) 23.7133.4434 23,95%572 23270.473 291% 0,9014 Morgan - Ceen 28.349 28.372 JP Merponenramad MOW « 2213403 22.235.194 TOTAL sy:unspn 315.064,450 TrESEAMOUNTs CO NOT INCLUDE NOISES. AIRRLANERNIURES d OTHER ASSETS EFTA00615177 ...EE me Relate Entitles Avafable Eatery fee Inercanenta 2728/13 70,500 20030 11,759 14107 17,503 16.535 2.008 149.400 1,000200 FTC FTC FTC FTC FTC HAZE MAZE FT Rest/ FT RcMy FT Remy Mort Inc See wit cm Low 0 Feu maraca Value Anent, Resell SorAboordlet JP Wigan Aimee Gabel Mee90470M4 Facemeek (aerobe:me SW12) Arad Phanniceulierr Mere IOC JPM Ft Rabe 424% Peer. *mamas 6.5% 1112/17 JPM Twine (see 31:1c/NO at .114 (Iernwei Beer Selena et OM (brelerlY kw Steams) at Sae (Mmarly Bear Meares) MJPM +WPM- eeld 17500 Amen at JPM JPM at Jar (Pail Elwell emend et JPM (Paul Senn warred Liftrearded rearmed-251C m114,42511 reei ace-1013 To PSL area rampart Pumhace Flt FTC FTC FTC FTC FTC FTC Amami 1.594093 STC 1.090.503 Inveffleneritt 2201(3 at Farr Maillot Value TUDOR FUTURES MOMERIDZIE CAPITAL ML marrr2 acereced a defrautlea &$1.308976 claim Dec 73121 RENIUSSANCEINST EQUITY FUND ABSTeem est( vaiuotbn 7/310 FTC receive:: more* clarIlweeets) liGNBRIDGE CAPITAL 'ONG STREET Advsmar Scar LLC (Met Gat) LC(13 21 LLC (034 Mats/ Excreta -Columbia Meklingrr MOW= (OM bete) (7,269,333 sh creme, 695.30 Y. See 5 ple) 2/70013 1/31/13 gaatlaam 1.103,0705 1.194,075 (11.203) I30.682 79 095 1,107 1.004,157 1,023,479 66679 &186521 6,89&506 326,315 470275 54193 (65.275) 347,731 =TAW 19415 346,462 328.008 21.494 1,606,863 0.003 002,500 (7500 12.107 103 0334300 333 397 0.328,758 Net MU 2010 (1.519,300) (5050.209) Not P812011 (741052) 1,541.549 Nee PM 2011 11,327324 3.799,305 Net P812013 (350075) M.92 6041 6037 797 a607 797 13.309,040 19,050,574 3839.768 • 331.652 15.04z 354 7.39e4.572 790.030 221,3500 530.990 lo oao coo ipo.ss4 sib EFTA00615178 Reconciliation of large items Value 1/31113 300,035,087 Partnerships 557,001 see below JPM lading account- FTC 256,514 JPM Trading account- HAZE 100.301 Securft1es 333,397 Dividends/Interest 1,176 Apollo Distribution 276,315 Change in loan account cash spent : JEE (844,588) FTC (74,266) L. Black Fee 15,000,000 cash received BSABS mlocelloncous total 13,897 (343) 315,654,559 Value Z/26,13 315,654,559 Pad/withDe FTC TUDOR FUTURES 196,023 FTC HIGHBRIDGE CAPITAL (49,421) FTC ML HERTZ 311,728 FTC RENAISSANCE INST EQUITY FUND • Haze HIGHBRIDGE CAPITAL (91,347) Haze KING STREET 190,106 557,091 EFTA00615179 FTC JEE ard Refloated Entlbes 11,027,777 Cash 2728/13 JPM JPM (Bear Simms) 2 654.639 Bank scowls 178.3K 13,858.711 JEE Elam( accoures 681,505 JPM (Beer Storm) 036.853 JPM 56.80S smarmy Tort (Beer Steerrtn) 8,044 1,411.204 JEEPERS JP Itiorgan 4.041.393 4 041 393 HAZE Tont JPM 28.372 28,372 FT Reel Estme 84,469 04 409 Southern trust CurC071Y JPM 14.000.000 14,0O3,000 Enhanced Educetbn 4,895,978 4 W4 970 Tool Cash .322127 30.322 127 this dcee inaude cash in JP Morgan nary, account 631,505 EFTA00615180 Financial /Mg Company Am.hull of Investment Investment FMV unrested 228/13 Gain(loss) Ml Hertz 17/1SPOS 5,100,00. distrait/lions 8111106 (2180021) itiStrdoution.s 1211106 (550,005) tistributiens 7126'37 (2,440,906) distributions 420111 (1297,3621 damtbudons 12/12112 (1.308.976) (2,667.261) 3,639,766 6,307,027 redone/ion partneiship Is illiquid and therefor0 D, roderrciflons allow0d statue orkanal Investment of 500,000 idi Hit Received dentbinlon of 112,744 and 92,269 and 92,268 sh Of 1472. Cummt imdtityind investment Is 202,716 sh MTh Valuation is boxed on the value Of lin (228/13 - 619.9`44044 Share) B.3 ABS distributions 1129/06 10,000,000 13.882,278) 6,117,722 331682 (5.785§40)r lighbridge Capital Gem 1/11/01 25,000.000 deAributions 2128/03 (25.003.0301 1 ...faSit,S74 18,958,574 ltik Mores/Ws the total of I-1131 6X100 Capes! Corp. and FP3 Mulb-SltiMegy Holding Ud. DB Znern 42902 10,000.000 il/30.22 10.000000 122/02 30.000,000 ISQA:0 10=0,CW 1/3/05 201300000 12/21/12 dleldbulfon (3.541,292) 73.458,708 69,458,708 (4icaopoo) DEC- settlement This is based on the folbrAne msurnAlions: the full win recognize a withdrawal ariveitt toreabie to Jeene4110tilina 670 ninon Jeotin WIN receive an Wormier G DUNIIS Phew interest valued at spore* 33.8 million with a berns100 payment tram G. Cobh 044X4 to the excess of SS rnifion over the mares:late value of all distributions made vAth tweet to this investment JEE vii pay $1 nylon for 2vwna Interest In Corbin. JEE v,01 rercioni al dierlbullorts unto $2 melon and the ramarnIno distrbutrons 1N be divided 50/50 balween JEE and 2v en 70.000.000 5,000,000 1,003,000 76003,030 Tudor 1/30/01 5,000,000 1/14/13 &drib/Mon (4,193,300) 800,100 13,308,040 12,501.340 EFTA00615181 Haze Trust Anolysls of Investments Invettment FMV unrealized 228/13 GaIndorse) HIghbnclge cracti 4/2099 10,041.866 35,042,304 25,CCO.E38 This represents the total of leg hbridge Capital Con). and HB Mutti/Stratepy Hohilnpa Ltd. King Street 111/99 10,000,030 7/28/10 50% redemption /20000.787) (19.090787) 23,953,572 34,044,359 EFTA00615182 ENHANCED EDUCATION 21215H3 PARTNERSHIPS S. TUN, c,csr sgaRiTiv BEAR STEARNS 4,792.109 4.792.1Ce SANE 103,9439 f03.S% GOLDMAN SAC149 TOTAL 995.97. 4 EEC 9ra EFTA00615183 Beer Steams Insert Decked 5etuddes Dittre4/00r. /teethed FTC heel PMtM NP8 Trutt Patatahlp That IMO “47,291.0o 1047.291.00 3/12106 431.015.00 aLinsa 4/14/08 147,707.03 147,707.00 5/14/08 14/707.00 147,70720 6/16/08 135.377.00 135.37720 7116/08 110,71100 110,71100 8,121/03 110615.00 110.615.00 9/29/08 110,37800 12037303 10/29/08 92,127.00 92,127.00 11/25/08 86,95100 85.953,00 22/22/08 73.670.00 73,670.03 1/23/09 71,670.00 73,670.00 2/20/09 73414.00 71614.00 3/12/09 67,434.00 67,434.00 4/30/09 6.5,443.00 66443.00 5/29/09 57,986.00 57,986.03 7/74/09 Note A 34,387.00 84387.00 8/26/09 47,911.00 47,911.00 9/21/09 3171120 35,712.00 32/2/09 87,89520 37495.00 1/8/10 25,07330 23,073,30 2/8/10 31.073.84 3/.073.84 3/8/10 3330183 33.605.83 4/8/10 72,612.71 22213.71 5/10/10 21315.18 21315.18 6/8/10 25.243.91 1.5.24191 7/8/10 19,961.45 19,96/45 6/10/10 22,012.08 22,012.08 9/8/20 24989.61 24,989.61 3413/10 20327.91 20.527.91 11/8/10 23.33635 12.336.55 12/1/10 25,734.17 25.234.17 1/10/11 24.62191 2432391 1/31/11 Note B 25,793.17 25,793.17 2/1/11 26,966,92 20966.92 3/3/11 26.313.00 26,313.00 4/8/11 21.11225 21112.23 5/1/11 21,557.96 21.557.96 6/9111 18371174 1067874 7/1/11 16,69035 16,690.35 3/11/11 11554.19 15396.19 9/8111 16,810.22 16210.22 10/12/11 15419.76 15.519.76 1/23/11 17,377.32 17.377.32 12/8/11 27,832.49 17,13249 1/9/12 Litman 14,088/3 2/8/12 18.61156 18,612_56 3/9/12 19,767.40 19.767.40 4/9/12 17,622.23 17222.23 5/1/12 14900.79 14200.79 6/8/12 1720130 1730130 7/9/12 16.165.50 16,I6530 8/9/12 16.60296 16,602.96 9/11/12 14272.40 14/172_40 10/9/12 15,645.81 15,64521 11/8/12 15.03104 1.5171805 12/10/12 14,208.21 14.203.21 1/9/13 14344.00 14.594.03 2/6/13 13392.21 _ 13297.23 Tote 3.88217818_ 331159547 764683.01 . ........1... .... FTC Irnrestet1 510.000.000 In Beet Stearns Asset Backed SeasItlet on 11/29/06 Ostributlant are based on maturing aquas NOTE A: IntereeeN3 1 trait per Owctity 04041M NOTE 8: (vale Ellusenent In partnership) EFTA00615184 Ne. (•?. , ... . :? . - • • '•!:1 " . 1.1v:tel....LTA 471 4 . • ....-Lef c n..,:' ; H. .t A' A ,ii ...el .." . 14 . .....• 1 . :••••.. • ;•. 31.4•• 1J - 7:71 • IP:- ,:.• iut), " 4.Y •• Ir. ' rz-:_n, "*-4Z: L • '• At. „. ..:".11 • II —Xi r t? -14-.1‘ 4 ..... "I•Kt "•••••/M.11, !?:•;iN :42.."7:P:1•••:rilref • .1;f:. ..... . 2 li;,:::::1^1rt:: . • . h I 'rm .:fat " .;•I'jY;'11:14.1.4•11O.1.11.1";1;Ctrat.Vgri THISCERVIFIES THAT Mort, Inc. is the record j'afandistixty cr d holder e w Thousand Two Hundred Thirty-Three • rti2b0.233) shares of the Common Stock of Amigo angefrable only on the books of the cogforation by t e holder ereo , person or by duly authorized attorney, upon surrender. Of this CeKticate property endorsed or assrined. A statement of the rights, preferences,wrivileges and restrictions granted to or imposed upon the rtipectittertraises or series of shares of stock of the Corporation or by any certiiicaterof determination of preferences, and the number ofsflici.eristinnifig each class and the designations the ay be ,by. • ”••••• I upo rey and wi g office of the Corporation. k ••,,, • J e t? el, "bia iret . R.. ,7f..1/;Et I 'i . , .41 Jc•C•P',. • fikerip Ni• O jet i. ; : EFTA00615185 Tuts CERTIFIES THAT Mort Inc. is the record holder of Six Hundred Ninety-Five Thousand Three Hundred One (695:301) shares of the Series 5 Pret red Stock of ALIPHCOM transferable only on the books of the corporation by the holder hereof, in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed or assigned. A statement of the rights, preferences, privileges and restrictions granted to or imposed upon the respective classes or series of shares of stock of the Corporation or by any certificate of determination of preferences, and the number of shares constituting each class and .the designations pal office of the Corporation. No CP EFTA00615186 ; C -1 cnee,i Im mimest 0 unormounn. astet! IX* Ccernodllso nein ilructuttd Hole% I.Jun-12 2143013 A9.0000 5 Ap7,17 14Apt,15 '.540,1500 Suncluned Note: Oftbl US. / bad Incomo r. ntto Inteurrly Fm. Arn um t 1141.)••11 01-Nev.2016 /20%003 .2-0L+12 11 1 41-2018 9)0,000 1-08122 014314039 1,002000 10.1eloy-11 Faipeluol 3,000000 /01.1ay-11 Peepitual 3.000,000 5 Fni'd MTN1 Med Saut Ilatkod 1,890 042 3',9....ty Onn. n I F.Juir 29808-11 /5-00-2035 5,100000 108.4,9-12 25140.2037 7,000,000 MalgagxnndA.Vl6adedMTM Maul Funds and Mama Wart et lmdte UM* Symbol ann•2007.31 1703 Global.Investment Opportunities Group Account Position ancl MTM summary (Open POSiti011S) Perposed (of Wate Tnist am of Feimme 72, 7017 . Moevan Socurttl99 11C. /11030.91 12.7393 )VUUSI) USOARS 50453 USOZAll IJSCCIS 03342 U509_80 1577.97 9.0023 10293 4871.131 EURUSO UM/1W 1.5178 1.506 1.79/ U501PY 0301111( USOMOIC 12.740 19731 53306 • Manuel PO via .IPMe boroilnaont Dank aß of ad brtCnMBv fgAatLOiN6a1380%Cpnlln9arrtr.li%Cpn16%Cap 151,020.,Y)) 12,745,900 50 00.00 1.53 1515.8,00) 1515iItOt aN 1.200%<PNI)4/15(1013 CM 04/102012 792,74479 11.538259 569.337 $10000 S102.55 S100.137 $ 4.500.1180) 54.284,130 569.887 •mlMd. Plilin to Moor* to Mumm £8.0 Rating 73.vt Colt IMbe Coupon Principal Cent Malmt Votur intot Inf. Accm,4 M.,171 Poatx419 ErtsyCorp 39» MA 7,375% (.$1,153_5C0) S1374,003 159,300 113.13 4.59 ..540 Ipernent IOC CCC. 515/10/5 10.250% (5445,1:41 4441750 520,785 MIO $92.75 519.535 ?Indio] IIMIthcatO Im edirlOi4 8.250% (19911.2391 sipis,003 533.458 sees3 110139 112.106 Ipmetgän Chem & Co au 4.00/2018 7.900% (S3337,992 31,451,500 1471600 1111.27 111595 5140,150 lenk Of Amoks Cotp 99. 505/2014 1.173% ($.3199.314) $3.319,375 $439.730 1/12.99 111331 $4µ511 159.5 0.• 5 I 4,10, • uni IP ce 04.441454at Jank 1. tue 5&P Rating Myst Colt Gut< Coupon 9/immal Ont 111,4, 1 V IU, (414 V Wein 2005-9 61 CC 127252016 541472% IA1693.103) 1,614,A% 5302,995 I2,250025 5.26151 (1721,17!-57) $712,017 51/2.310 44.5.44, 12-tan.13 JPIOX 19252/606 tpmcrgan F ng ato-5.9 5150 1 F40-13 011411( 03031 t9t009)4n floming Rei•Sel 1150 AM 0.053 115,517.94 lpmoison indjh Yiet-54.1 ;ZO EQI 1.0 %iss. Repo WIST Derivative Afterrwtivo Olbor ruh= IlactooLai thee (O2011 ltaloma Como a Co (52‘,174.061) 32, i46.952 3651,9.54 Inntal CositS) Marie. Valuo 1s) Dividenda Roceloo4(5) nr554,5 (54 •'r1 56,162 52,556,753 SO $o 50 $0 $0 11,442,422 1303,5(0 31A419.91 1012109 Open MIM SO 50 10 Genant Opon MlY 1.171.1) (574.90.1) (139714) SO 59 SO YlD Mango rn Op in WTA SO 10 SO 1013 C1 osed SO So SO • IM ' . ,2017 Peflotenke Fritty fOlte (17.• 84 Pr, (1.0441) 11... 541) 29 OJ 2992 25.9.473 ;9,50 84.41 tnttyNAV ratimed NA./ (Local) (total) 92.753 N11111 10.419 1009 30 10,06 l0.(» 319 3.28 813 ae.s.,.:01 $1.15? S64 $1,447.561 (44( 1 703) 5356558 ISZ4 3.12) EFTA00615187 r. . atoci,,intinv poesitmienatnOdpp:rhusnultrt/ms aGry rou(201; Closed Positions) Pr3partal for Haas Trutt as uf Pebruanj 28, 2013 •• P 1 . Marx: nun Hi:. a LLI: • • • . • And Asset narked basht Oat. Makalty Ori01aa, Fat. • EntOy 3tIP Rang Rang Ile at Cn•pon Patna414i Cost ($) falsrlant Cu Told int Cretin, Date „tac Mno &Wired (II 00.18001111, MI I- dry, 12 2i All, 2034 2.39.e.H00 !Janus...A.41382 CCC 71281020 23658 Man) runt and mono SWIM Avg call-;( '61,3,3A8 :pato:9am legit a 040 USD 11.240.000 01R. Zaa.t• /3 all (OaS3 JPMagan ln• •I en EFTA00615188 dio taistavistrotsseCanessrtstsslolose Global Investment Opportunities Group Account Positiortand MTM Summary (2012 Closed Positions) Proparod foe Hate Mast as of Fenn 24. 2013 P. Morgan Sroe tatter LLC Strodurad Notes unto Pala Nsartty Fn. Amount tong O,crLptisto Cost is IS) Mw keg Vitus (SI Intesint ;Waived CloMag Date Entry Orate (4/ Closing Price NI IIL 132stsq.11 31'Aty 11 3.0001000 VW fq 05131/12 SO% Copan Darner. USI toted Note, AL Nod (moire tack Data. Malutity tiStMn-11 01.40, 201/ ltsmays I I 15-aor-2015 I ts-Isfirisli 15.Apt.2015 U.S. el al Ince e AL Mehra I Fon de aed Mon TMa vate Symbol Apo 011`STX 20% Op inittal Level-OS/13/i ($1.000. C) SI,318,C0t1 SD )1 Nig 12 SIC.) 00 S 1106: $312,000 311000 Fate Ainourrt Stip A it's.° Stes,t On I 0410 (*.Woo Rindpal Coat Market Value Total mt. Accrued Closing Oat. refry Peke Closing trice 1160000 1.2C0.060 1.2M0° Ot Grcup Inc ford Moto; Credit Co Lit Fold Motet Credit Co Lk !IR See 834. WA 'JA NA IOW% Xxi% >W y. SI .S1).CCO Sti:tt,t1C,I) SS,It3,00 Liam/ STh.(167 Ntasrt) 9,Mtr. 12 Apt 12 23-;J-I2 5101.63 511065 S101.90 SICO.00 /169.02 $9403 124561 154247 55 LSO Market El 6; enlet • Curran:RI eon niantavithieof usid""h aerrared 45) • Ctilflorsp Pato NAY GOWN> NAV a rnitial (toed,/ IL neat) til 13. 1(1 insictsFrs1..trs ,,S ONiRe 20t-t 12 139 &ID 1514309 tprall i lrvoa: dime 1a EFTA00615189 GIO IMPORTANT INPORAlATION Global Investment Opportunities Group Account Position and PA. Summary (Disclaimer) Pm➢nred for Maze Pun es of February 20, 2013 MEMETIMMINI IRS Circular 230 ()Warn 1.P.Morgan Oran a Co and Its err:Sates do not provide tax advIce.reamdingly. my &erasion of U.S tax matters contained herein (Including any attachments) is not Intended or written to be used and cannot he used. In connection with Ihrepromotias marketingex recommendation by anyone unsighted with Mk/Morgan Ouse & Co. of any of the matters addressed twain or Mr lyepump= of avoiding U.S. taxrreleted Penalties. 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Male watorga canoe Co TM malarial should not be regarded as:wench a a Mt Morgan research report. Opinions effirmardiwrein may differ from the opinions awns& hy other elms of J.P. Morgan. Intruding research. The investment strategies and vim, dated here may differ from those copressed for other purposes or in other contexts by IAMBI, Morgan mutestrategists J.P Morgan Securities I1C may act as a market make relevant to sputtered product or option products end may engage In McNIng or other Operations In web markets relevant to itsstructured products or optionsexposures. Structured products and caned are not insured by the federal Deposit Insurance Corporation ODIC), the Federal Amen board, or aw other govern anal agency. In dictation of options and other strategies, results and risks are basedsolely on twoothellesi example cited; actual results an risks wffi very depending on specific draanstanao. 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Past performance Is not a rellataindkatof of comparable future returns and investors may gat back less than theamount needed. Additional In for mama; available upon request O 3012 LP.Morgan Chase a Co. EFTA00615190 bsj Global Investment Opportunities Group Account Positron and MTM Summary (Open positions) Prepared 104 financial trust as of Peiertiary 28. 2013 • P. Moegw Socu as Ile. C-rttat Fx a COmirnadity ntel USOFAXN 12.7193 USOARS 5.0453 933709 09342 ‘AUUSCI USOZAR 115CCAD 1577.67 9,0033 14285 0111150 EURWO USD1RY 1.5178 1JOR 1.197 Warr( wOORI. ...10:101( 92.710 1 9718 52303 Intred From era8 o • tradv Shnr, tunsatY Industry ontich.nd Yield Cost Br!: (1) 1.14.4..t Mut IS) Cm." PACO CUntit t PirCIP (toter) Palm 15-00.11 1,5110 aI.f io Sv-Spun9.b 1150 Colnnunlrutions 0.00% 30,080 514,510 2003 13.02 510.591 13.1tan.12 rc, i191 Teletorka 33•5poo Ads 1150 CosentonItellons 0.00% 5444 (5508) 12.52 13.02 ,321)) 24-Ien.13 ARIA 9400 Mad Pkenraottrtindi kc 1150 'suttee. Non cid. 0.00% 15175.4001 3359,270 13.60 21.03 S114/0., 14-746.12 411/4 7,335 Marl Pliernautkablec WO :careen, /10n.tycli. 0.03% ($311,0.01 1150.451 21.03 3.1).411. 24.00-12 OF 234.00 Dam Foote* WO :rovnie. Non -06. 0.00% (5470,4501 3415,000 IL.82 1630 (SS ,.410) 12,1u110 OAG 54400 ?with. Db A0d OM* Isag 4.150 NM. OM% 133645/01 $517,000 L?.. 1011 1153.450 17-6169.17 F3 17,500 Facetcok Inc-A WO CoovnunicetIcns 0.00% (1665.0001 $416,475 33.00 27.25 r1)32..i25) 45444.12 818 2,095 Biwa kin Ire 050 1115talat.NOrl.Cydk 0.00% (57,4,455) $343482 ' 11 b . 16634 193,027 (50.09047) 0 051 S d1,165 Siructured Notes • Manuel In via IP. kusoltnentli4bli as of deed U Ow, FraJ, 0.11., Maturity f Otal I OHO DacCiption Cost OS ‘if 45) Make' Roceivo.., pan 610 co I3 curnor Pricy IS) nT7P,1 Sibyl 22.80..13 1,000,000 Gs No% I I Le P To. V. WO liuritt- Run Cpis.22.311,atulm 1,0cc P:0) 1437470 10 5100.03 103.75 511.470 91.10-13 24410-14 1000003 /Six Ron Inad To Cnb Vs Ind 57(ley. 500%11exrbe 0149/13 Initial Sadt0.6.1995 01,000498 3877.600 SO 310000 597.76 t4:46.13 20.4ina.14 5,000400 1.6 Minket Plus MRK 0920'1480% !KO hunt -35% Oft UnceppoS %Rid 14941- (3800040/1 roma° $0 5100.00 51(000 10 Sapp*/ 1.5402.15 1,503,000 merlon Ctti 4200% CP110816/2015 OW 0010/2017 01.5004001 11331750 469,898 110) .00 5102 53 117.0.113 •iNtt ") SttUaltirOtl Nolo, MINI (54 CCM 120 569,0110 115.2011 US. Piped tncceno 1....se Pate Maiwily lace Amount Mawr SSP Rating, Next Cell Date Coupon PYIPACip d (0 M$1,10 Uhl I ill rolal Int Actnos-A Yield 4. Wont rarrU Piot OirrontP/See 34.lar.11 0114.2011 2.500300 A moan Art* 0 A110 In: 3 40/2013 1.473% (12,61,425) 54518,27 18,241 7.25% 3104.63 101 13 MASI 22-Fet.12 15-12.4018 1,0:000D Nns Energy int 88- NIA 7.625% (31,001.508 $1,145430 577.321 0.27% $100.15 1110.56 522µ31 22.0M12 01-611r2019 1.030.003 Fleadbesten Inc I% 01112015 7.615% (31435.002) 5,12395,000 320.683 10291 $103.50 510950 374686 22.0ct-12 13-May•71)19 440400 FeelhlInk Int CC°. 913/2015 8375% 15414,010) 5410.000 312423 7.46% 538350 510343 310.423 23-00612 13-31,-2019 600400 Eareditt Inc CCCp 54517015 8.675% 19319,500 1420.000 510/390 7.46% 5103-25 3105.00 124500 147.1•12 01,104-2019 1400400 ancited Stadthcar• Inc e 6/92014 0.750% 6996.2071 5997400 133,689 8.33% WM 599.24 $30.838 0.116.0.12 01-tn.2019 1400,000 ?UndoldNealthcerb Inc %WON 9230% 0970.3001 5997400 175.2011 8.3013 MAO 599.74 $32.1011 24-1en-11 15404020 1.504000 Sink itouSet C010111461, 8- 25192013 9.000% 01.5%,6251 51391,35D 111,333 654% 3100.38 MGM 17.054 314%b-13 15-744.4020 1304030 Seisicemader Lemony a- 2/192015 1000% (11,0704001 51.050,900 1687 634% 1)07.00 110609 (18.433) 15-Ain-11 Nepetual 2,500030 /poser Chase &Co /80 430/20018 7.900% 07.7014251 $2.876,250 1336%299 4.51% $109.10 3115.05 55427.4 1Sion-11 Peepe0.131 2,504u30 )precegan Chow • Co 388 430/20/8 7.900% (57,717,425) 1=6,250 $336,799 433% $1013.10 $11545 $54124 111.2eat.11 7wportoel 2,000000 Fan le a Anita Corp 39.. 915/3018 8.175% 137.011,1111? 37.266,230 $3 46, 87 3.17% $104.136 311531 1531.737 702411-12 19114112al 1000000 ScoOnen Cal Edison 813 2/92022 6250% 132,929910) 111,31),355 5702.093 476% 1100.00 $11038 S50.461 2744 n- 12 Penxeval 2,000,000 Genera/ flOs Cap Corp A.A. 345292 7.123% iszw.no $2.715.00:1 395396 5.11% $106.15 Wan $267476 EFTA00615191 Crie) ~nai •4•4-445.4i ournearoodoas Global Investment Opportunities Group . • • Account Position and MiM SurIlifIllrY (Open Positions) Preprittud for f »antia/ TruSt .44 of Fabruary 211. 2013 . Mornan 5.0ralttn U.C. Omaa FX i Cammoaty ratti 1150400r 2,7393 USOARS 5.0453 1/50CHF 0.4342 9.413USO 1517h7 115.0ZAA 90033 WOCAD 10185 03 41350 EURUSO UStORY 15178 1.309 1.797 t1501RY 135.09,11. WILINDK 9/.740 1.9933 5.7408 laemillonalflad Manne • fnind 15 514.5100 1r ft tta Odta Ida otrtly tr4 Ant voi. latoa 544 FUlow curototY CooCoupon Molli:Nl 4051 55) 4Arridt Valoa 15) Tohti Ind Autoa ti) yieldlayannt IntryPda Cusrent Rata- Onc41) (Los m1/4 - , Cn-2017 500.000 Peltola" D4 onttoa • U-13 II-500 l M0.'01 5497,050 19410 R65% 48.05 99.41 519210 114353.12 07/414.-1017 I.009000 Peroletes174 Ventottli 5 5. USD 8.300% 0191.•01 5914,100 537.347 455% 6975 99.41 5111.1147 »aan] 11.04.0•2021 1.500401 lloithith Onni Flk 911 t/ID 987554 ;51,617 545>) 57796350 5119,500 • "Wr. 101150 119.75 9209250 2346043 nOec.lon 11.004000 Amorle4 1.1m3Sab D404 4- 51504 6.45055 151,0017l)) 5527.089 55.154 .;';% 10525 105.20 1111,4431 215tan.12 15440.2035 7.5005000 fteptac Of »saatat :VA USO 0•30015 (11.0i9/55) 3406,475 5469,923 13.15 543 (Malja) 13.041.10 15-044-1035 14,000,000 Rilpvblk OR ANKARA' ArA AA5 0.000% t 5 518,7•05 11'1159 $i,6.2.C5 12.58 0.92 5245405 intentAllortal rool locoma MTPA <$5.326.41/1 54499 514 4969.306 • • • and Arat macked • .54d-dat I Poor • vI4 JPINtor • to Troes-4ntott 44nt Trada DUW Malta ilY 0nOmai 04$• Ismo 589•Rattrod Rod' Call Dato Cooper, Pnncipal o51 (51 Mflet (5) TP**I"Inc.int (5/ 4 umana! 40.408 dr •7t51 24-37n.» 25-4/4 .2029 9551,000 Mm» 1004.1 IMI C 915/1013 1.102 . ,5 .25 s 9764 4.»17.13 20C492032 5701400 Saat 11 111 • IVA 1.656% (9791.919) (.342...54 $573, 73.75 8175 $65.205 5-Nov•12 23N0.1032 4/50400 Gro 2004.4 33 CCC IVA 5.150% (5531,441) 5547,407 549 511 10.50 no4 526,918 11.402.12 7s-A60.2073 3.325000 CoN 2003-2601 7/25/2093 5338% 151,231.222) 51.092.095 11I95., 77.00 77.94 117,705 lalov-I2 15•40/.2035 » 400000 Imm 200%2 IMI CCC 303/2013 0441% 111.1652901 51.151,677 54; 141 70.00 71.00 332.961 7,14147.13 251402037 8,100010 Chase 2607.0.1 2PA CCC 8092024 7.98951 152004791 54933,81 51.39,75• 1850 89,00 171.333 4 111144 • .i.. 9 and Anat Roth/. 51 15't 575) 53 0/4 454 5379 921 3 1 6 532 Laadi hahmo» i tatte Oste Malutity 51-rons Company 1Y.P ratin.; Ne Ampunt co..."... Reini ireal CC4t 01 hillat' %liite ILSJ Diedli~ teccoved cm 111,10 toWertl Mary PrOm Ilocal) Oulmtanital 0.0640 • oton a • 4 , , t , . 1,005 • 2114 . 9.040.10 131/1013 61,000 Contal Maton Co %/4 55001 4.75% 1».1115.9731. 54633,510 3314,113 3029% 50.57 41.17 0140,407 13ab-13 2/111015 5.000 (lIff$ Nana RtIOU/OS wA $25.00 100% 8150,M40 $138.759 SO 10.06% 2540 23.13 ($11.141) 23441912 2111/1050 105000 CipecCoiltel 7661 I 01C+ 515/10 833% 191.382)505) $7.123.200 51154151 647% 2334 1654 3400.311 »Jan-93 v29.2053 »!0000 Ooneral On (43 Co63 M. 11540 448% ($912.5550) $119.325 $990 4 et% 23.00 2321 17.815 15~43 1/15/2073 15000 Ifietara Eroa Coatal OM 115.00 5.00% (4625.00.71 3612,750 $0 5.12% 23.00 24.51 I117.1509 2154a.13 0.5rpelual 60,0W :pinomaa <Mm 8.Ce 950 $1540 5.43% ($950)4001 57.415.800 a 5.49% 25.90 2410 04100) t440-13 94, 4154R 7,000 Csoi Greyn> »Olalla b 11540 11.38% (1.175.Cal $174,900 SO 440% 7500 24-99 UJO) 2344a.13 94/34144 24000 Saha II NL 525.00 5.10% ($530,030) 1400000 $7,316 534% 25.00 25.00 54338 3449-11 Raami 48400 Allynnandel 1n< CCC. $2500 150% $11.002,240 51.230/40 $92698 60% 11.91 2840 $37,7712 9.N12,72 94•04N3 80400 Ally41-09/141rac CCC. 52500 3.5014 151.1546661 52.112,003 1154306 8f6% 27.25 29.40 ~306 17-1«.13 NO12.0" 77000 Vanno Reilly Ties% ta- 335.00 9.40% 0675,006) 1.05,060 $3,447 5.4114 75.00 25.00 13443 24.0c912 ~pirtua 44000 ROpi Bk &alla Grplik 38 525.00 725/1 15931.010) $1.000.801 52450 7.31% 23.» 25.02 5735769 34an-13 Peepatue 40.000 Ray4i Bk 54011nd Orplik 09 325.00 12554 4$67).6(66 14004/00 19.166 7.36% 24.44 25.112 533.068 1443n.13 hintti., 40.000 tasot Ilk Scouad Gip mc M 12500 725% (5995204 51.000.80 121.4%1 7.36% 24103 25.02 53058 EFTA00615192 Global Investment Opportunities Group Account Position and 1VITN1 Summary (Open Positions) Prepered lx Financial That .w of refectory 211,2013 Cann< EX 6 Cet-voodtty r•tre Poniard ConInch TrWa 0.1e betee oate flotoiltl P. Morgan Seal ritl es LLC. 0.11751X11 127393 -KAULAD • ./1.67 G971.110 1.5179 li5191PY 0740 uSOARS S.0453 SO/AR 9.0013 FlIRUS0 1.301 tbOBRI 1.9338 UJOCUF 39342 '..10,0A0 10255 U10157 1797 U5t11101( S 2108 • bony:torte, inbade from it Noboru., fokt u sloot Phi Dole Contract Spat Contritet for bVat 7r4 Citt rA1 . W LIJ 7.Feb.13 12.1Au-13 154 933, 000 CAD 10,0)0,000 CM 1 I 1.1331 9.1519 3.4 9 Foovuod contracts ntinl • 14 / MOCC .412 Bloost. Wade Oilta EntinetIon Direethbli • Oneeltiy I . soul -11 9, 403.12 Coat-13 touryht ot-oct.i3 sad IX Optll.m. MIN Tool rebornSea Trade 0. 1., tKuóre 11/Intunty 0.te bete 1.)in-11 3r.RI Underlying Ire EO/LO Stijl) R359 14,251,013 Rape SO It* /ST SO Dtervetivil S1433,214 Attgmetiv• SO Ot.r/Fittearliannit• SO atop ->•-r-14.›,gs> — -ij —4,14~75 42:1%"~sWar3 97,0f--.: Curnánty type botional2 SUilte Cutionty f•iito Oweler Wept 10,00),000 80.10 CAD cell 2.000,000 /&90 (AD Rato Spread bon/ Notiunal t 1136441 1459,107 So 30 111.547.364) SI fa 1.00% 32,013p2L30 Atoned interett Pik( . • $237,246 15.250. 120 10 SO (594.67D SO SO rApKi 0 ,Sn 2312 COY Open NMI Cirrent Open ARM 'YfD Change In Open Alm 0113 Closed Pll Original !tenant Precelitun Premium (SI (5/ Ck.sount Snot cogent Ai r.e. Rato forward MRN t.22333 L22 580.125 39.10700 39.01031 1355.952 .164.357 Aft AI ,50% 11.0 6.003 .14774 1347109 1$19.0017 $32;006 St, S too 70 PS • Ibleidendo Current Price 4044 15650137 16.213449 1610252 (!900,494) (C)20131PAtoryaC34% 6 (D. 3013 Het PolterestfkittfiflmAteoktbk&4, ,(52+0,011)70 tertA-0, I/ f) EFTA00615193 t a I . ._r roam.. Nado bate Symbol slare/ Men-13 CUNT 4.400 tklan•13 MAC M140 4.14,1-13 MAP MOO 15-Mn•13 05AG 6,000 uktan.13 ALNY 2,400 l&ten-I3 MON 000 17-ton-13 Mt0 1 400 176~23 C4ItIt 1.200 18-hn.93 MCP %COO 4/11~1.3 Natl 1.600 184~43 Ng 5,200 14-44b-I3 MIA 9,400 2,41~-13 3PL 4000 251M1; 17A111 500 254~43 MCP 2,500 29.34n43 Pt« 4500 314~43 MX 7,500 37-lan-13 WIK 3,500 31-fen-M ZIT 25,000 llob.13 CLASP 1.500 7.40.13 10491 3,5C0 5-Mb-13 MD 4000 %h813 *CC OW 7-relp/3 *CC 1300 14,4%13 Am 19,000 1544b-13 0.1 3.000 1S-Mb-1/3 M04 4000 134415/3 PXD 1,000 214427.13 ROBS 24000 21444513 MI/ 3.007 27.140.13 PANG 15,000 27-Feb-13 MPH 1,250 coaty Pit Aprinty Syndlccup Ph. u.s. !Mod Income Trade DM. MO' le .ct. I I /5 Feb-2016 Global Investment.Opportunities.Group Actount Position and MTM Summary (2013 Closed Positions) Pr•pared for financial lttut at of Polmmi y 2.1. 201 3 . . Fate AsiQkuset Mortlace and &opt Hacks Trade 'Me Matmlly Oryinal Pace ' tin ~la«. 3Mi »Meg kilintiCall Date Ompon miontpol tort (S) Markel 94104 PM . siocmcd (54 G.lesleigs Daft SI" Pt. . 4190112 11.140-12 2514473035 4126,9`0 I 2005- IMI Mortgonn and Aunt Bete ed Listed Preftrreds lead.: I:Mu NI.tturety Shag« SAY MAW-, Pni A.-.. L'-- -Pon ~PM Cost (V MO 544 Veloct (Si . ..nnlien" 5 Ilk*ItiViti Ctedlrug Ceste . • "On "kg . &nag Clod/19~ ' goci3O• PI 9-11+ 17 Insnon 15.300 Duke Maw Coin (130. $25.09 £1310 13,192 lihn•11 1/15/1073 10,360 Duke Integy Corp 583- 55340 £13% 552 •9,5!):/ $275,22,2 2FIr 1< .7 • 91 75.86 19.292 7.2-mn-11 vilON3 31970 General 044 GM (MP Aso MOO 38915 5.1u,5•991 5515,3.12 59, 0 )9 i•- • 3322 415ted Preterit& Pm. Ussol Peel «reds Sp/Mom. in COriany Cetumet Spectattr Product; 54latarttal Ltd Toot* MOM° Lp um eun preztcn Portion 1.9 Alnyltm fluroututtals lot Inter/MA* Inc Moo Phannern/Cals Mc on %nano In Mobaup Inc nonLegranOulattnelloldb. northern llot Engrg/ tp ~ad Phortmondfoli Inc eudolo Pélitlign Lp aright tlorfrom temily 5obst Mohr/to Inc PLedssont nature' Can Co Ktrydllopbonuscoolkeb IfinguettINMoral &sources loalk Mc Chumpeekt to~ng Tnnt ~Am Mantkop Fanners Lp tetespdso Precteds Partner' lase Cascade Co 3ols• Owed« Co Armour Redder4WIReIt Inc Gifts Nstural norauttainc 16/ImMlottlegs Nv Montt« :Mural Resources Co PfilichialKon Wait" Ltd Model Morgan (now Prints ~edam Capital Agency Con Medlcal Properties Trust Mc 31. Morgan 36cueitiol mduuy e. tkod nod Cost Basis IS) Marlot Value ta) oata otrr19,<, (Inca') (total, UW Diem 418% ( 5 " :'" .4, 31.61 432.512) 3114 USD Monad 980% (110/.5s05 1136688 1-34.4.13 2440 24.02 P1.6721 WO Came 179% (11.33,4* 5134909 94~13 4E/0 42.16 51,469 WO Ilb&Crlil 020% (S1g6,C00S 51416,260 15454-13 1400 17.73 151,746) WO muunor.~yclit 0.00% (5443121 1.545010 164en-13 20.13 2435 $1322 LSD intonot, ~WA MO% 1345.3401 544125 16,Jan./.3 9.90 10.42 1735 LW I Miff fe t, Nerpcmgc IWO% 014000) 51099 17.Jan-I3 G50 741 ($101) U5D Entry, *C0% 6430CM $45.311 17- 113 1500 2£4 471 IMO auk Met4nott O00% (5114,039 $111.393 1114~I3 1100 1458 D1643/ UW Conn^. Cyclkol 14.16% (5369100) 139-128 184~13 59.00 2155 13.918 USD tnenty 11.55% (1127,192! 51241.0 18.-13 24.46 2414 01.6431 uso /moor. gon<ydlc Oa% (5136,573/ $114.405 243~13 1511 19.35 534530 WO Enagf 7.6% 0210,144C $204533 2.44•513 5144 5113 01,637) USD intumer,Not.cyclIt 000% (SI OW) 513.701 25-34.4-13 2200 27.53 5.1.138 USD Mob Maeda 400% 1115„000) 317,400 734~13 6.00 636 52.400 VSD Iltaffie 172% (5203.0001 1211,410 704~13 3100 3731 (15301 WO 'muter, ~nook 0.00% (512,735) 514190 31.1~43 839 94% 54455 U50 !now 11.74% 09ÁT/5) 594333 21-Ja 27.115 27.71 Cit42) USO monuer, Iten4mIk 400% (5650,40)1 5731.482 2600 3144 5114162 USO FInardel 446% (531,1251 531359 1.1412-13 20.15 21.04 5434 USD Included 12.84% (3119.51% 349.359 1.746-1.3 1415 13.96 1516111 WO ton, 43791 0218140/ 5214072 54~43 51.56 54.52 Dim) 115D Indonnal 0.00% 1521,000) $21169 6-14M-I3 21.40 15.27 34269 WO indabia) DOM (569.510) 119.263 7Job-13 19.86 19.79 OW) USD Rotodel 7435% (519834A: 5113,141 74-Mb 13 6 84 634 (5520) LOD eadc Weed ab 214% (MUM 18%148 15 Feb IT 2.9.00 29572 31148 WO Comoutiottfens 190% (i240,4001 5264654 lofeb /3 1235 3153 $254 WO Intros OM% 0128,000) 5130320 15F~13 12400 13033 $2.328 WO Conturn444MMI 400% (11,235,000) $1.201.1131 21.reD13 61.50 60.06 C328.8191 WO mew 531% 019/050) 1259.3P 21.145-13 8535 84,43 532/ USD Nnandal 35.//11 0474,4511 542287 22 rebel 3163 3139 (SDI 1) USD Finandal 551% 311,3135 ST 22'37 2/4eb-II m/5 7431 9/5 . . . . . . S&P' Iledng Nottes, Oita Coupon Principal Cost Madket 44 Ito Closing Oslo • /Meg Poop Cloning Pr.°, .Matted . . . . • f121,J1f 24 ll 51 5I, 5 ,•,5.nut LI56m9.1 PIL 00C 12124 Closing him Pat (local) $11 5 1110954 512.796 512,794 EFTA00615194 CI 0 Global zee (-sewn.' Oenortentel onward Contracts Global Investment Opportunities Group Account Position and MTM Summary (2013 Closed Positions) Prepared for Financial bust at of Pena. y 28, 2013 Y. margin Sticurttles LIG Tuade Dale Vstioa Vale tIongh I notional Sold Not F's Cato Contest t Spot Cann/CC Pomona Clmly 0110 Clo, nu Rate wL soerc-12 ,ian-13 WV 822404000 CAD 10.000 4.0 113an•I) 22 416 rflo , 1 49.37 1 4;0 I) 140r<-I2 21.E.A.13 MAN 12,900.000 OM 141141S 124en• 13 IL/1/4 11./•492 Viso-33 12.S9 03.357 11.111/1.13 2.244441 MAN 12,904CCO USD 1,027.438 22 Feb- 1 i 125829 116169 233an.13 12.11 34.161) 2•2144-12 ifeb.t.3 01; 6424.5C0 EIJR 5,000.000 4Seb-13 1.20/ 1.2[41 304arsI3 lit1760 (SI11.044) 24104-12 (46411 CIO 6.024,5C0 EVR 5.000 COO 4 :c0-13 I 207 1.2C41 sieb-13 123910 ‘1•32.1IM 4Mn-13 Sitb-I.3 104 890.4XLCCO CAD 14003.0/0 3A•b•41 SI // .14 I.> 7.f eR.13 93.502 .5473.045) Contrasts ornrard 5111. (SI . • • - tons Traale Dory I non 0:tc•ci ion Commodity TYPO Notional Co.) Seneo Onto new Type Closing 044 Original Closing Pea n/Cum p • / inenweell 5 1 IL Pot 104042 04/±413 Sotti CP3 Pal 1CCDOG Ca • I0-1.J1•12 eS44413 Bought 0,110 Cal t CC 740 113.5 11,850,000 flit US Fa. 13 42/.i.V)) 30 ?)i.000.001 Maturity • Accrued intwcatil Occident Closing Price *talRvtum Swain ffintiue node Date Otte 1-I A•12 4b-12 oats • ab-1 t • . " Undistylng Shares RSOR Reba Spewed lbpi) 1.00% Nellenel 51041,41280 rand (SIC'. ",I) retry nice S-156 -IA Closing Oat, 31 • Earned (LOUD 'n 953 Va, I sht. 5 1./arell 11c413 >fdl ri 101111. SZOI /AM* ($1,.n) 15531 1) Fab-11 SO 141, tie (O 2,1311/Aonsin Chow A Co EFTA00615195