EFTA00616992.pdf

BLACK FAMILY GROUP LOOK THROUGH - ALL ENTITIES GLOBAL BALANCE SHEET Apr 30, 2014 Assets CASH U.S. TRUST 97.907.293 JP MORGAN 30.393.126 128300,419 AOG RELATED BRH HOLDINGS. LP (APO) - $27.13 2.515.688.014 RECEIVABLE FROM APOLLO AFFILIATE 347.514.472 2.863.202.486 FINANCIAL INVESTMENTS MARKETABLE SECURITIES 11.366.001 APOLLO RELATED INVESTMENTS 170.517.825 OTHER PRIVATE EQUITY) DEBT & RESTRICTED STOCK 153.590.522 INVESTMENT PARTNERSHIPS 107.867.830 443.3421 78 FINE ART AND TANGIBLE INVESTMENTS ART - FINE (1) 2.198.117.147 ART - BRONZES - CHINESE 330.474.000 ART - RARE BOOKS & MANUSCRIPTS 76.483.850 JEWELRY 46.622.879 ART - BRONZES - SOUTHEAST ASIA 23.850.000 2,675547,876 REAL ESTATE RESIDENCE - 730/ 715/ 766 MEADOW LANE. SH 58.300.000 RESIDENCE - 190/200 NARROWS. BEDFORD 30.000.000 RESIDENCE - 760 PARK AVE. NYC 29.000.000 RESIDENCE - FL CONDO 16.500.000 REFUNDABLE DEPOSIT - UK 4.229.000 RESIDENCE - 101 WARREN STREET. NYC 3.500.000 RESIDENCE - PARADISE VALLEY. AZ 2.000.000 RESIDENCE - 750 PARK AVE. NYC 1.000.000 144,529,000 PLANE, BOAT, AUTOS AVIONETA HOLDINGS LLC (PLANE ) 22.100.000 BJAV MARINE LTD. (STARFIRE) 26.000.000 AUTOMOBILES (2) 404.197 48.504,197 TANGIBLE PERSONAL PROPERTY HOUSEHOLD PROPERTY (3) 23.124.425 OTHER PERSONAL ITEMS (4) 536.000 21660,425 OTHER ASSETS LIFE INSURANCE - CSV (5) 18.901.825 HERITAGE PAYMENT RECEIVABLE 2.476.944 DRB PRODUCTIONS. INC. (6) 1.580.007 22.958.776 TOTAL ASSETS 6,350,045,357 LIABILITIES LOAN PAYABLE-BOFA (ART) (7) (470.000.000) LOAN PAYABLE-BOFA (AVIONETA) (8) (22.100.000) LOAN PAYABLE-BOFA (BJAV) (9) (17.896.667) BALANCE PAYABLE -FL CONDO (8.250.000) ACCOUNTS PAYABLE (136.821) (518,383.488) TOTAL LIABILITIES (518,383,488) NET WORTH 5 831 661 869 COMMITMENTS - CHARITABLE (10) 28.429.428 COMMITMENTS - PRIVATE EQUITY FUNDS (11) 98,206244 NOTE EFTA00616992 BLACK FAMILY GROUP ENTITY LOOK THRU INVESTMENT DETAIL Apr 30. 2014 FINANCIAL INVESTMENTS MARKETABLE SECURITIES VECTOR GROUP LTD UNITED RENTALS INC KROGER CO US TREASURY NOTE 0.25% 9/30/14 REPUBLIC SERVICES INC. WYNDHAM WORLDWIDE CORP UNITED TECHNOLOGIES CORP REGIS CORPORATION AVIS BUDGET GROUP INC BP PLC SPONSERED ADR LADENBURG THALMANN FINL SVCS INTERNATIONAL BUSINESS SYMANTEC CORPORATION PHH CORP ALCATEL-LUCENT EXXON MOBIL CORP IMAX CORP HERSHEY COMPANY WALT DISNEY CO BOEING CO PHILIP MORRIS INTERNATIONAL COCA COLA COMPANY MICROSEMI CORP TWENTY FIRST CENTURY FOX CL B ALTRIA GROUP INC. TWENTY FIRST CENTURY FOX CL A MONDELEZ INTERNATIONAL INC SOLIGENIX INC KRAFT FOODS GROUP INC MAGMETEK INC. NEW CORPORATION CL B NEW CORPORATION CL A AFP IMAGING CORP CELL THERAPEUTICS INC SIRIUS - OPTIONS TOTAL MARKETABLE SECURITIES APOLLO RELATED INVESTMENTS 4,125.591 Closing price 1,827,152 Closing price 1,044,371 Closing price 900,940 Closing price 795.069 Closing price 699.042 Closing price 473.320 Closing price 417,221 Closing price 257,691 Closing price 254.720 Closing price 106.895 Closing price 62.870 Closing price 61.043 Closing price 58.237 Closing price 37.877 Closing price 32.771 Closing price 31,558 Closing price 30,797 Closing price 28.562 Closing price 20$43 Closing price 20503 Closing price 19.579 Closing price 15.406 Closing price 10,022 Closing price 9.626 Closing price 6.404 Closing price 5547 Closing price 4,792 Closing price 3,070 Closing price 1,713 Closing price 1,323 Closing price 851 Closing price 486 Closing price 9 Closing price 0 Closing price 11 366,001 APOLLO - APOLLO VIF CO-INVESTORS LLC 8,107.624 APOLLO - APOLLO SOMA CO-INVESTORS LLC 3.086.474 SUBTOTAL HEDGE FUNDS Th 319 AP ALTERNATIVE ASSETS LP (MAAS) - $33 75 23,171,502 APOLLO - APOLLO INVESTMENT CORP (AINV) - $7.99 10,607,365 SUBTOTAL PUBLIC 33,778.867 APOLLO - APOLLO CREDIT OPP. I LP APOLLO - APOLLO CO-INVESTORS VI (A) LLC APOLLO .FCI CO-INVESTORS I (A) APOLLO .FCI CO-INVESTORS 11(A) ATHENE HOLDING LTD APOLLO - APOLLO CO-INVESTORS V, LLC APOLLO - APOLLO ADVISORS II APOLLO - APOLLO CO-INVESTORS IV, LLC APOLLO - APOLLO ADVISORS LP APOLLO - APOLLO INVESTMENT FUND APOLLO -APOLLO INVESTMENT FUND APOLLO - AIF II 41,730,603 36,908.179 19,215.867 12,040,975 10,400,000 4,053.508 706.214 469,040 10,579 9,670 225 0 SUBTOTAL OTHER INVESTMENT/ PE FUNDS 125.544.860 TOTAL APOLLO RELATED INVESTMENTS 170.517.825 4/30/14 Capital Account a/. cash 4/30/14 Capital Account a/. cash Oozing price Closing price 3/31/14 Capital Account a/. cash 3/31/14 Capital Account a/. cash 3/31/14 Capital Account a/-cash 3/31/14 Capital Account a/-cash Initial funding 3/31/14 Capital Account a/-cash 2012 K-1 (Tax) a/. cash 3/31/14 Capital Account +/-cash 2012 K-1 (Tax) a/. cash Financial Statements 12/31/13 Financial Statements 12/31/13 Zero net assets per 2013 F/S EFTA00616993 BLACK FAMILY GROUP ENTITY LOOK THRU INVESTMENT DETAIL Apr 30. 2014 FINANCIAL INVESTMENTS OTHER PRIVATE EQUITY(DEBT & RESTRICTED STOCK PRIVATE EQUITY - NON APOLLO SUSTAINABLE WOODLANDS FUND II HAO CAPITAL FUND LP QUADRANGLE (OFFSHORE) CAPITAL PARTNERS II QUADRANGLE CAPITAL PARTNERS II QUADRANGLE (AIV) CAPITAL PARTNERS II QUADRANGLE (AIV2) CAP PARTNERS II WOLFENSOHN CAPITAL PARTNERS LP WCP AIV. LP SEARCHLIGHT CAPITAL LP SEARCHLIGHT CAPITAL AIV I LP QUADRANGLE CAPITAL PARTNERS QUADRANGLE (OFFSHORE) CAPITAL PARTNERS QUADRANGLE (ACCESS) CAPITAL PARTNERS TENFORE HOLDINGS FUND I LP SUBTOTAL PE FUNDS KNOWLEDGE UNIVERSE EDUCATION. LP ICRETE LLC 976 MADISON RESTAURANT LLC RALLY LABS LLC EXCELSIOR CO-INVEST ADVISORS 107 PORTFOLIO LP HAMLET HOLDINGS LLC M-RELATED LLC RESTAURANT ADVISORS LLC SUBTOTAL OTHER PE 19.054,697 3.141,428 1.269,752 968,064 468,635 76,959 2.069,751 7 801,115 170,251 322,317 154.673 187.068 482.232 29.166,949 33.770,566 1.500,726 250,000 188,015 48,931 0 0 0 0 35.758.238 SUBTOTAL 64.925.187 PRIVATE EQUITY - FORMER APOLLO AP CAPITAL PROP CO APOLLO INTL RE ADVISORS LP APOLLO POLAND RE ADVISORS LLC AREIF V CO-INVESTORS LLC AREIF IV CO-INVESTORS APOLLO INTL RE CO-INVESTORS LLC APOLLO RE ADVISORS IV APOLLO RE MEZZANINE ADVISORS AREIF III CO-INVESTORS APOLLO RE ADVISORS III AREMF CO-INVESTORS LLC AREIF III TRANSFER MEMBERS LLC APOLLO CORP EU II CO-INVESTORS APOLLO RE INVESTMENT FUND APOLLO RE CAP PARTNERS APOLLO RE ADVISORS LP APOLLO RE CAPITAL INC. APOLLO RE MANAGEMENT INC. AP AR HOLDCO APOLLO CAPITAL MANAGEMENT INC. 913.654 870,225 770,740 731,330 616,713 311,887 57,942 54,619 51,074 34,331 27,669 1,479 0 0 0 0 0 0 SUBTOTAL REAL ESTATE 4.441.663 3/31/14 Capital Account ♦1- cash 12/31/13 Capital Account ♦1- cash 12/31/13 Capital Account +1- cash 12/31/13 Capital Account +1- cash 12/31/13 Capital Account +1- cash 12/31/13 Capital Account ♦1- cash 3/31/14 Capital Account ♦1- cash 3/31/14 Capital Account ♦1- cash 3/31/14 Capital Account ♦1- cash 3/31/14 Capital Account ♦1- cash 12/31/13 Capital Account ♦1- cash 12/31/13 Capital Account ♦1- cash 12/31/13 Capital Account ♦1- cash 3/31/14 Capital Account ♦1- cash 2012 K-1 (Tax) a/. cash 2013 K-1 •/-cash Cost of Funding 2013 K-1 •/-cash 2012 K-1 •/-cash 2012 K-1 (Tax) +/- cash • 2012 K-1 (Tax) a/-cash • 2012 K-1(Tax) a/-cash • 2012 K-1(Tax) a/-cash • 2012 K-1 (Tax) a/. cash 2012 K-1 •/-cash 2012 K-1 •/-cash 2012 K-1 •/-cash 2012 K-1 •/-cash 2012 K-1 •/-cash 2012 K-1 •/-cash 2012 K-1 •/-cash 2012 K-1 •/-cash 2012 K-1 •/-cash 2012 K-1 (Tax) a/. cash 2012 K-1 •/-cash 2012 K-1 (Tax) *cash • 2012 K-1 (Tax) a/-cash • 2012 K-1 (Tax) a/-cash • 2012 K-1 (Tax) a/-cash • No capital section on k-1 No capital section on k-1 636.853 2012 K-1 •/-cash 0 No capital section on k-1 SUBTOTAL OTHER PE 636.853 SUBTOTAL 5.078.516 EFTA00616994 BLACK FAMILY GROUP ENTITY LOOK THRU INVESTMENT DETAIL Apr 30. 2014 FINANCIAL INVESTMENTS PRIVATE EQUITY/ DEBT & RESTRICTED STOCK ENVIRONMENTAL SOLUTIONS WORLDWIDE (ESWW) - $75.00 2 075 700 Closing price SUBTOTAL - PUBLIC 2,075.700 PLB LLC 66.458.586 DUE FROM PHAIDON (BFP LP) 8.704.429 DUE FROM PLB LLC (BFP LP) 3.207,008 ENVIRONMENTAL SOLUTIONS WORLDWIDE CONVERTIBLE NOTE 2,941.093 T-INK. INC. 100.003 RGENIX CONVERTIBLE NOTE 100.000 SUBTOTAL OTHER 81.511.119 SUBTOTAL 83.586.819 TOTAL OTHER PRIVATE EQUITY/DEBT & RESTRICTED STOCK INVESTMENT PARTNERSHIPS LONE CASCADE LP MILLENNIUM GROUP USA LP CANYON VALUE REALM FUND LP ANCHORAGE CAPITAL PARTNERS KING STREET CAPITAL LP DUNE REAL ESTATE FUND LP BHM INVESTORS MICROBES INVESTORS LLC BLUE STAR I LLC AP TECHNOLOGY PARTNERS LLC AP SHL INVESTORS LLC AP ENERGY PARTNERS BLUE SUNSHINE, LLC JERUSALEM VENTURE PARTNERS LLC PAM CENTRE LP PROQUEST INVESTMENTS. LP TOTAL INVESTMENT PARTNERSHIPS • Allocated debt in excess of negative tax basis •• Distrlb in excess of tax basis 153.590.522 35.074.951 23.567.120 18,603.443 17,393.690 38.150 SUBTOTAL HEDGE FUNDS 104,698.912 1,761.891 292.63 142.91 102.76 88.17 40.86 SUBTOTAL OTHER FUNDS 3.16&91 107.867,63 Equity Draws plus interest Note plus interest Cost plus interest Cost of funding Cost of funding 12/31/13 Capital Account +/- cash 12/31/13 Capital Account +/- cash 3/31/14 Capital Account *cash 3/31/14 Capital Account +/-cash 12/31/13 Capital Account +/- cash 2013 K-1 (Tax) +/- cash 2012 K-1 (Tax) +/- cash 2012 K-1 (Tax) +/- cash 2012 K-1(Tax) +1-cash 2012 K-1(Tax) +1-cash 2012 K-1(Tax) +1-cash 2012 K-1(Tax) +/-cash • 2012 K-1 (Tax) +/-cash • 2012 K-1 +/-cash •• 2012 K-1 (Tax) +/-cash • 2012 K-1 +/- cash •• EFTA00616995 BLACK FAMILY GROUP ENTITY LOOK THRU Apr 30. 2014 NOTES TO FINANCIALS (1) Included in total are several items of rare books and bronzes (2) Automobile Detail Make & Model of Vehicle Model Date of Purchase 4.302014 Type of Vehicle Year Purchase Price MM. Value Chevrolet Si!vaned° LS 1500 pickup Pick Up Truck 2011 2010 32,005 11.167 Chevrolet Silvered° 2500 Pickup Pick Up Truck 2012 2012 44.502 26,180 Mercedes Benz S 600 Luxury Sedan 2004 2004 122,900 11,475 Mercedes Benz 560 SL 2dr Luxury Sports Car 1989 1989 64.230 4,250 Chevrolet Tahoe 4dr LT Sports Utility Vehicle 2012 2012 50.327 29.410 Mercedes 5600 Sedan 2013 2013 180,268 137,905 Mercedes 8350 Sports Utility Vehicle 2012 2011 58.314 39.647 Honda Pilot Sports Utility Vehicle 2009 2009 32.117 17.577 Bentley Continental GT Luxury Sedan 2007 2007 228,450 93,286 Jeep Patriot 4WD 4dr Sports Utility Vehicle 2008 2008 24.048 8,905 Honda Pilot Sports Utility Vehicle 2013 2013 33,272 24.395 All autos held in name of LDB. (3) Values per Sothebys Appraisal less 40% discount No Household Property for 715 Meadow Lane. FL Condo. Paradise Valley AZ and 101 Warren Street properties (4) Rem represents Walking Sticks (5) Second-to-Die death benefit $100.010.000 (6) Represents cash held by DRB Productions. Inc. (7) Terms - IM LIBOR. due May 31.2015 (8) Terms - 1M LIBOR . 1.72%, due September 5, 2016 (9) Terms LIBOR Daily Floating Rate .1.85%. due December 1. 2018 (10) Charitable PledgesiReserves Leon Black Dartmouth Visual Arts Center 18,929,428 Museum of Modem Art 5,000,000 Princeton (tentative} 1,500,000 Harvard Business School 800,000 Dartmouth Presidents House Renovation 200,000 Wodd Jewish Congress 200,009 Norge Shore UJ 200,00D Dartmouth College Fund 100,000 Melanoma Research Alliance Unconfirmed Subtotal 26,929,428 Leon Black Family Foundation. Inc. Harlem Village Academies 1.000,000 Tony Blair Foundation 500,000 Subtotal 1.500.000 Total 28.429.428 (11) See folbwing page TOTAL: 8404.197 Kelly Blue Book Value 2/312014 Sched of Insurance 16,244 14,053 17.194 45.270 9.918 13.337 • 15,950 15,950 31.836 55.677 120,592 180,000 36198 63.000 16.363 19.945 • 108,575 108,575 9.187 I4.807 24.876 33.472 3406.923 3564.086 ' Agreed value per Schedule of Insurance 213114 No data in Kelly Blue Book Assumptions: 10.000 miles per year Traded in to dealer EFTA00616996 BLACK FAMILY GROUP COMMITMENTS - PRIVATE EQUITY FUNDS APR 30. 2014 Investor Investment Commitment NOTE (11) Remaining Commitment Expected Future Source of Remaining Call Amount commitment NON-APOLLO Black Family Partners HAO Capital Fund II LP. 6,000,000 1.020.000 1,020,000 3/31/14 Capital Account Black Family 1997 Trust Markstone Capital Partners LP 500,000 91,778 91,778 3131/14 Capital Account Black Family 1997 Trust Quadrangle Capital Partners II LP 5,000,000 541,880 541,880 12/31/13 Capital Account LDB 2011 LW Quadrangle Capital Partners LP 5,000,000 122,989 122,989 12/31/13 Capital Account LDB 2011 LW Searchlight Capital. LP 2,000,000 1,187,177 1,187,177 3/31/14 Capital Account Black Family Partners Sustainable Woodlands II Fund. LP 20,000,000 0 0 12/31/13 Financial Stmt Black Family Partners Tenfore Holdings 1,500,000 1,084,503 1,084,503 3/31/14 Capital Account Black Family Partners Wolfensohn Capital Partners. L.P. 5,000,000 737.398 737.398 3/31/14 Capital Account 4,785,725 4,785,725 APOLLO Black Family Partners Apollo Go•Investors IV, LLC 26,099,000 127,203 127,203 12/31/13 Capital Account Black Family Partners Apollo Go•Investors V, LLC 23,647,680 1,487,047 1,487,047 3/31/14 Capital Account Black Family Partners Apollo Co-Investors VI (A), LLC 45,949,072 1,774,549 1,774,549 3/31/14 Capital Account LBF Holdings LLC Apollo Credit Opportunity Fund I, LP 125,000,000 22,777,663 0 3/31/14 Capital Account Black Family Partners Athene Holding Ltd 52,000,000 41,600,000 41,600,000 Initial Funding Notice Black Family Partners FCI Go-Investors II (A) 25,000,000 13,551,893 10,000,000 3/31/14 Capital Account LDB 2011 LLC FCI Go-Investors I (A), LP 25,000,000 12.102.164 2.000.000 3/31/14 Capital Account 93,420,519 56,988,799 TOTAL 98,206,244 61,774424 EFTA00616997