EFTA00617002.pdf

BLACK ASSET SUMMARY 4 30 14 TOTAL Leon & Detre Black' LDB 2011 LLC . 2011 TRUSTS 1997 Black Family Trust— APO 1 TRUST 2012 Trans' GRAYS Black Family Partners ASSETS CASH U.S. TRUST 118.641,340 63.873.368 140.650 1.427.319 3.102.301 20.734.046 25.782.793 3,780.859 JP MORGAN 30.393.128 7.788.090 19.816.00D 133.318 1.032.109 1,845.811 BLACK FAMILY PARTNERS. LP 334.371.369 227.452.616 398.198,306 2,212,923.422 BRH HOLDINGS. LP (APO) -$27.13 2.515.688.011 2515888.014 RECEIVABLE FROM APOLLO AFFILIATE 347.510.472 347.514.472 FINANCIAL INVESTMENTS MARKETABLE SECURITIES 11.366.001 7.026.085 3.825.581 110,335 - - APOLLO RELATED INVESTMENTS 170.517,825 22234.263 19.216.092 706.211 07.514.948 80,848.308 OTHER PRIVATE EQUITY/ DEBT & RESTI 153.590.521 5.097.700 13.114.203 60.210.911 - 75.163.704 INVESTMENT PARTNERSHIPS 107.867.830 28.779 821.947 12.325.697 - 94,691.407 INTRA FAMILY/ TRUST RECEIVABLES GRAT AANUITIES RECEIVABLE 1.574.52%072 1.571.520.072 DUE FROM LDB 1.726.100.150 - - 1,695,786,393 30.317.781 DUE FROM BLACK FAMILY PARTNERS L 5.387.781 874.086 4.513.695 DUE FROM CHLDRENS TRUSTS 9.365.475 - 9.385.475 - - DUE FROM NARROWS 111.651.479 - 86594.389 25.057.110 DUE FROM 1997 TRUST 663 683 FINE ART AND TANGIBLE INVESTMENTS ART - BRONZES - CHINESE 330.470.000 330.074.000 ART - BRONZES - SOUTHEAST ASIA 23.850.000 23.850.000 ART -FINE 2.198.117.107 1,634237.229 72.750.000 348.898.841 102231.077 ART - RARE BOOKS & MANUSCRIPTS 76483.850 78.483.850 JEWELRY 46.622.879 06.622.879 PLACES, BOATS & AUTOS AVIONETA HOLDINGS LLC (PLANE ) 22.100.000 22.100.000 BJAV MARINE LID. (STARFIRE) 26.000.000 28.000.000 AUTOMOBILES 404.197 404.197 REAL ESTATE RESIDENCE - 760 PARK AVE. NYC 29.000.000 29.000.000 RESIDENCE - 750 PARK AVE. NYC 1.000.000 1.000.000 RESIDENCE - 190200 7HE NARROWS. B 30.000.000 30.000.000 RESIDENCE - 730 766 MEADOW LANE. E 50.000.000 50.000.000 RESIDENCE - 715 MEADOW LANE. SH 8.300.000 8.300.000 RESIDENCE - PARADISE VALLEY. AZ 2.000.000 2.000.000 RESIDENCE - FL CONDO 16.500.003 16.500.000 REFUNDABLE DEPOSIT -UK 4.229.000 4.229.000 RESIDENCE - 101 WARREN STREET. NY, 3.500.000 3.500.000 TANGIBLE PERSONAL PROPERTY HMI Lc.PHOLD PROPERTY 23.120.425 23.124.425 OTHER PERSONAL ITEMS 538.000 538.000 OTHER PRIVATE INVESTMENTS & INSURANCE ORB PRODUCTIONS. INC. 1.580.007 1580.007 LIFE INSURANCE - CSV 18.901.825 18.901.825 OTHER ASSETS HERITAGE PAYMENT DUE 2.476.944 2.178.944 TOTAL ASSETS 9,797,809,027 0.332.306.224 366.502.568 854.547.982 1.976261.197 20.734.046 2.243.21%910 3.177.182.853 LIABILITIES THIRD PARTY LIABILITIES LOAN PAYABLE-BOFA (ART) (470.000.000) (070.000.000) LOAN PAYABLE-BOFA (AVIONETA) (22.100.000) (22.100.000) - LOAN PAYABLE - STARFIRE (BJAV) (17.896.667) (17.838.687) - - ACCOUNTS PAYABLE (136.821) (108.574) (316.160) 287.917 BALANCE PAYABLE - FL CONDO (8250.003) - (8.250.000) INTRA FUMY/ TRUST PAYABLES GRAT ANNUITIES PAYABLE (1.574.520.073) - - - (1.574520.073) DUE TO APO 1 AGREEMENT (1.695.786.393) (1.695.788.393) - - DUE TO BLACK FAMILY PARTNERS LP (56.521,846) (55.370.351) (14.332) (1.137263) DUE TO LBF HOLDINGS (86.594.369) - (86.590.369) - DUE TO APO 3 GRAT (4.237.100) - (4237.100) DUE TO LOB (9.365.475) (9.385.475) VALUATION DISCOUNT - GRAT GIFT— (805.930347) TOTAL LIABILMES (3,905,008,844) (2261281.985) (9.895.971) (95.693.715) (2.380.450A20) (4237.100) NET WORTH 5,852,000,183 2.071.044.239 358.806.597 758.854267 1.978281.197 20.734.046 (137.230.510) 3.172.945.753 2012 Trust Included in line with pr0Aous Asset Summary stheckiles ' Includes NF Mgn1, BJAV Marine. Narrows LLC. LIT 02 Includes 1997 GST Trust OFH LLC. SH Meadow LLC "' AOG mooned on non4iscoumed bests EFTA00617002 BLACK FAMILY GROUP INVESTMENT DETAIL FINANCIAL INVLSiMLNiS BLACK FAMILY GROUP Apr 30, 2014 FINANCIAL INVESTMENTS MARKETABLE SECURITIES TOTAL Leon & Debra Black' LOB 2011 LLC + 2011 TRUSTS 1997 Black Family Trust" APO 1 TRUST 2012 Trusts GRATS Mack Family VECTOR GROUP LTD 4.125.591 3.241.008 884.583 - Closing price UNITED RENTALS INC 1.827.152 1.827.152 - Closing price KROGER CO 1.044.371 1.044.371 - Closing price AP ALTERNATIVE ASSETS LP 0 - - Closing price US TREASURY NOTE 0.25%9130'14 900.940 900.940 - Closing price REPUBLIC SERVICES INC. 795.069 795.069 - - Closing price WYNDHAM WORLDWIDE CORP 699.042 699.042 - Closing price UNITED TECHNOLOGIES CORP 473.320 - 473.320 - Closing price REGIS CORPORATION 417.221 417.221 - Closing price AVIS BUDGET GROUP INC 257.691 257.691 - Closing price BP PLC SPONSERED ADR 254.720 254.720 - Closing price LADENBURG THALMANN FINL SVCS 106.895 67.507 39.388 - Closing price INTERNATIONAL BUSINESS 62.870 62.870 - Closing price SYMANTEC CORPORATION 61.043 - 61.043 - Closing price PHH CORP 58.237 58.237 - Closing price ALCATEL-LUCENT 37.877 - 37.877 - Closing price EXXON MOBIL CORP 32.771 32.771 - Closing price IMAX CORP 31.558 31.558 - - Closing price HERSHEY COMPANY 30.797 30.797 - Closing price WALT DISNEY CO 28.562 28.562 - Closing price BOEING CO 20.643 20.643 - Closing price PHILIP MORRIS INTERNATIONAL 20.503 20.503 - Closing price COCA COLA COMPANY 19.579 19.579 - Closing price MICROSEMI CORP 15.406 15.406 - Closing price TWENTY FIRST CENTURY FOX CL B 10.022 10.022 - Closing price ALTRIA GROUP INC. 9.626 9.626 - Closing price TWENTY FIRST CENTURY FOX CL A 6.404 6.404 - Closing price MONDELEZ INTERNATIONAL INC 5.847 5.847 - Closing price SOLIGENIX INC 4.792 4.792 - Closing price KRAFT FOODS GROUP INC 3.070 3.070 - Closing price MAGMETEK INC. 1.713 1.713 - - Closing price NEW CORPORATION CL B 1.323 1.323 - Closing price NEW CORPORATION CL A 851 - 851 - Closing price AFP IMAGING CORP 486 486 - Closing price CELL THERAPEUTICS INC 9 9 - Closing price SIRIUS - OPTIONS 0 - Closing price TOTAL MARKETABLE SECURITIES 11,366,001 7,426,085 3,825.581 114,335 EFTA00617003 BLACK FAMILY GROUP INVESTMENT DETAIL FINANCIAL INVESTMENTS BLACK FAMILY GROUP TOTAL Leon & Debra Black' LDB 2011 LLC + 2011 TRUSTS 1997 Black Family Trust" APO I TRUST Black Family 2312 Trusts GRATS Partners Apr 30, 2014 FINANCIAL INVESTMENTS APOLLO RELATED INVESTMENTS APOLLO - APOLLO VIF CO-INVESTORS LLC 8.107.624 8.107.624 4/30/14 Capital Account 4/. cash APOLLO - APOLLO SOMA CO-INVESTORS LLC 3.086.474 3.086.474 4/30/14 Capital Account +/-cash SUBTOTAL HEDGE FUNDS 11.194.098 11.194.098 23.171.502 22.214.014 AP ALTERNATIVE ASSETS LP (AAA.AS) - $33.75 957.488 Closing price APOLLO - APOLLO INVESTMENT CORP (AINV) - $7.99 10.607.365 5.784,345 4.823.020 Closing price SUBTOTAL PUBLIC 33278.867 22.214 014 5,784,345 5.780.508 41.730.603 APOLLO - APOLLO CREDIT OPP. I LP 41,730,603 - 3/31/14 Capital Account +1-cash APOLLO- APOLLO CO-INVESTORS VI (A) LW 36.908.179 36.908,179 3/31/14 Capital Account +/-cash APOLLO -FCI CO-INVESTORS I (A) 19.215.867 19.215.867 - 3/31/14 Capital Account +/-cash APOLLO -FCI CO-INVESTORS II (A) 12.040.975 12.040,975 3/31/14 Capital Account 4/. cash ATHENE HOLDING LIMITED 10.400.000 10400,000 Initial funding APOLLO- APOLLO CO-INVESTORS V, LLC 4,053.508 4.053,508 301/14 Capital Account 4- cash APOLLO - APOLLO ADVISORS Il 706.214 706.211 - 2012 K-1 (Tax) +/- cash APOLLO- APOLLO CO-INVESTORS N, LW 469,040 469,040 3/31/14 Capital Account +/-cash APOLLO - APOLLO ADVISORS LP 10,579 10279 - 2012 K-1 (Tax) +/- cash APOLLO - APOLLO NVESTMENT FUND 9,670 9270 - Financial Statements 12/31/13 APOLLO -APOLLO INVESTMENT FUND 225 225 - Financial Statements 12/31/13 APOLLO - AIF II 0 - Zero net assets per 2013 FA SUBTOTAL OTHER INVESTMENT/PE FUNDS 125.544.860 20249 19.216.092 706.211 41.730.603 63271,702 TOTAL APOLLO RELATED INVESTMENTS 170,517,825 22,234,263 19,216,092 706,214 47,514.948 80.846308 EFTA00617004 BLACK FAMILY GROUP INVESTMENT DETAIL FINANCIAL INVESTMENTS BLACK FAMILY GROUP TOTAL Leon 8 Debra LDB 2011 LLC 1997 Black APO 1 Black Family Mack' 2011 TRUSTS Family "NUM" TRUST 2012 Tiusts GRATS Partners Apr 30, 2014 FINANCIAL INVESTMENTS OTHER PRIVATE EQUITY/DEBT & RESTRICTED STOCK PRIVATE EQUITY - NON APOLLO SUSTAINABLE WOODLANDS FUND II 19.054.697 3/31/14 Capital Account +1- ash 19,054,697 HAO CAPITAL FUND LP 3.141.428 I I 3,141,428 12/31/13 Capital Account +/-cash QUADRANGLE (OFFSHORE) CAPITAL PARTNERS II 1.269.752 1,269.752 - 12/31/13 Capital Account +/- cash QUADRANGLE CAPITAL PARTNERS II 968,064 968.064 12/31/13 Capital Account +/- cash QUADRANGLE (AN) CAPITAL PARTNERS II 468.635 468.635 12/31/13 Capital Account +/- cash QUADRANGLE (AN2) CAP PARTNERS II 76,959 76.959 - 12/31/13 Capital Account +/- cash WOLFENSOHN CAPITAL PARTNERS LP 2369.751 . I I 2,069,751 3/31/14 Capital Account +/- ash WCP AIV, LP 7 7 3/31/14 Capital Account 4/- ash SEARCHUGHT CAPITAL LP 801.115 801.115 - 3/31/14 Capital Account +/- ash SEARCHUGHT CAPITAL MV I LP 170.251 170,251 - 3/31/14 Capital Account +/-cash QUADRANGLE CAPITAL PARTNERS 322317 322,317 12/31/13 Capital Account 4/-cash QUADRANGLE (OFFSHORE) CAPITAL PARTNERS 154.673 154,673 12/31/13 Capital Account 4/-cash QUADRANGLE (ACCESS) CAPITAL PARTNERS 187368 187,068 12/31/13 Capital Account 4/-cash TENFORE HOLDINGS FUND I LP 482.232 482.232 3/31/14 capital Account +/- cash SUBTOTAL PE FUNDS 29.166.949 1,635.424 2.783.410 24.748.114 KNOWLEDGE UNIVERSE EDUCATION, LP 33.770,566 33.770.566 2012 K-1. (Tax) 4/- cash ICRETE LLC 1.500,726 1,500,726 2013 K-1 ♦/- cash 976 MADISON RESTAURANT ILO 250,000 250.000 - Cost of Funding RALLY LABS LLC 188,015 - I 188,015 2013 K-1 +/- cash EXCELSIOR CO-INVEST ADVISORS 48,931 48,931 - I - 2012 K-1 +/- cash 107 PORTFOLIO LP 0 - I - 2012 K-1(Tax) 4/- cash • HAMLET HOLDINGS LLC 0 2012 K-1 (Tax) 4/- cash • M-RELATED LLC 0 2012 K-1 (Tax) +/- cash • RESTAURANT ADVISORS ILO 0 2012 K-1(Tax) 4/-cash • SUBTOTAL OTHER PE 35.758.238 298.931 35.459.307 64.925.187 298.931 1.635.424 2.783.410 60.207.421 SUBTOTAL PRIVATE EQUITY - FORMER APOLLO 913.654 913.654 2012 K-1 (Tax) +/- cash AP CAPITAL PROP CO APOLLO INTL RE ADVISORS LP 870.225 870.225 2012 K-1 +/-cash APOLLO POLAND RE ADVISORS LLC 770.740 770.740 2012 K-1 +/-cash AREIF V CO-INVESTORS !SC 731.330 731.330 2012 K-1 +/-cash AREIF IV CO-INVESTORS 616.713 577.467 39.246 2012 K-1 +/-cash APOLLO INTL RE CO-INVESTORS LLC 311.887 311.887 2012 K-1 +/-cash APOLLO RE ADVISORS IV 57.942 57.942 2012 K-1 +/-cash APOLLO RE MEZZANINE ADVISORS 54.619 54.619 - 2012 K-1 +/-cash EFTA00617005 BLACK FAMILY GROUP INVESTMENT DETAIL FINANCIAL INVESTMENTS BLACK FAMILY GROUP Apr 30, 2014 FINANCIAL INVESTMENTS INVESTMENT PARTNERSHIPS LONE CASCADE LP 35,074.951 35.074.951 12/31/13 Capital Account 4/- cash MILLENNIUM GROUP USA LP 23,567.120 23.567,120 12/31/13 Capital Account 4/- cash CANYON VALUE REALIZ. FUND LP 18,603.443 18.603.443 3/31/14 Capital Account 4/- cash ANCHORAGE CAPITAL PARTNERS 17,393.880 17.393.880 3/31/14 Capital Account 4/- cash KING STREET CAPITAL LP 38.150 38,150 12/31/13 Capital Account 4/- cash SUBTOTAL HEDGE FUNDS 104,698.912 10.021.368 94,677.544 • DUNE REAL ESTATE FUND LP 1,761.891 1.761.891 - 2013 K-1 (Tax) +/-cash • BHM INVESTORS 292.633 292,633 2012 K-1 (Tax) +/- cash MICROBES INVESTORS LLC 142.916 142,916 2012 K-1 (Tax) +/- cash BLUE STAR I LLC 102.766 102.766 2012 K-1 (Tax) +/- cash AP TECHNOLOGY PARTNERS LLC 88.175 13.886 60,426 13.863 2012 K-1 (Tax) +/-cash AP SHL INVESTORS LLC 40.865 14.893 25,972 2012 K-1 (Tax) +/- cash AP ENERGY PARTNERS 2012 K-1 (Tax) +/- cash* BLUE SUNSHINE, LLC 2012 K-1 (Tax) +/- cash* JERUSALEM VENTURE PARTNERS LLC 2012 K-1 +/- cash" PAM CENTRE LP 2012 K-1 (Tax) +/- cash° PRI:GUEST INVESTMENTS, LP 2012 K-1 +/- cash" SUBTOTAL OTHER FUNDS 3.168.918 28.779 821.947 2.304.329 13.863 TOTAL INVESTMENT PARTNERSFIPS 107.867.830 28.779 821.947 12.325.697 94.691.407 • Allocated debt In excess of negative tax basis • • Distdb in excess of tax basis TOTAL Leon & Debra LOB 2011 LLC 1997 Black APO 1 Black' +2011 TRUSTS Family Trust" TRUST Black Family 2012 Trusts GRATS Partners EFTA00617006 BLACK FAMILY GROUP INVESTMENT DETAIL FINANCIAL INVESTMENTS BLACK FAMILY GROUP Apr 30. 2014 FINANCIAL INVESTMENTS AREIF III CO-INVESTORS APOLLO RE ADVISORS III 766,000 TOTAL 51.074 34.331 Leon 8 Debra Black' LDB 2011 LLC 2011 TRUSTS AREMF CO-INVESTORS LLC 27.669 27.669 AREIF III TRANSFER MEMBERS LLC 1.479 1.479 APOLLO CORP EU II CO-INVESTORS 0 APOLLO RE INVESTMENT FUND 0 APOLLO RE CAP PARTNERS 0 APOLLO RE ADVISORS LP 0 APOLLO RE CAPITAL INC. 0 APOLLO RE MANAGEMENT INC. 0 SUBTOTAL REAL ESTATE 4.441.663 3.680.124 578.946 AP AR HOLDCO 636.853 636,853 - APOLLO CAPITAL MANAGEMENT INC. 0 SUBTOTAL OTHER PEI 636,853 636,853 578.946 SUBTOTAL 5,078,516 4,316.977 PRIVATE EQUITY/ DEBT & RESTRICTED STOCK !! ENVIRONMENTAL SOLUTIONS WORLDWIDE (ESWW 29 75.700 315A00 990.550 SUBTOTAL - PUBLIC 2.075.700 315.400 990.550 66.458.586 66.392 9.909.283 PLB LLC DUE FROM PHAIDON (BFP LP) 8.704.429 DUE FROM PLB LLC (BFP LP) 3.207.008 ENVIRONMENTAL SOLUTIONS WORLDWIDE CONVE 2,941.093 T-INK, INC. 100,003 RGENIX CONVERTIBLE NOTE 100.000 100.000 SUBTOTAL OTHER 81.511.119 166.392 9.909.283 SUBTOTAL 83.586.819 481.792 10.899.833 TOTAL OTHER PRIVATE EQUITY: DEBT & RESTRICT( 153,590,522 5.097,700 13,114,203 • Allocated debt to excess of negative tax baps •• DIsUlb In excess of tax basis 1997 Black APO 1 Black Family Family Trust" TRUST 2012 Trusts GRATS Partners 51.074 34.331 • 2012 K-1 4/- cash 2012 K-1 4/- cash 2012 K-1 (Tax) V- cash 2012 K-1 4/- cash 2012 K-1 (Tax) cash • 2012 K-1 (Tax) 4/-cash • 2012 K-1(Tax) cash • • 2012 K-1 (Tax) +/- cash • • No capital section on K-1 • No capital section on K-1 182.593 li 56.482.911 182,593 766,000 56,482,911 2012 K-1 4/- cash No capital section on K-1 3,750 Closing price 3.750 - Equity 8.704.429 Draws plus Interest 3.207.008 Note plus Interest 2.941.093 Cost plus Interest 100.003 Cost of funding - Cost of funding 14.952.533 57.248.911 14.956.283 60,214,914 75,163,704 EFTA00617007