EFTA00623716.pdf

APOLLO GLOBAL MANAGEMENT LLC (APO) 4 Statement of changes in beneficial ownership of securities Filed on 05/18/2012 Filed Period 05/16/2012 THOMSON REUTERS ACCELUS'" THOMSON REUTERS EFTA00623716 SEC Form 4 • FORM 4 Cheek this box it no longer subpoi to Seder' 16. Form 4 or Form 5 eisigabons may continue. See InstruCton 1(b). (Print or Type Responses) 1. Name and Address of Reporting Person' DUCEY MICHAEL E 2. Issuer Name and Ticker or Trading Symbol Apollo Global Management LLC [ APO I 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director I0% Owner Officer (give title below) Other (specify below) (Last) (First) (Middle) C/O APOLLO GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 43RD FLOOR 3. D ay/Year) Date of Earliest Transaction (Month/ 05/16/2012 (Street) NEW YORK NY 10019 4. If Amendment, Date of Original Filed (Month/DayNear) 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person (City} (State) (Zip) Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (MonthiDay/ Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Inst . 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Shares 05/16/2012 P 600 A $11 .61 19,143(1) D Class A Shares 05/16/2012 P 452 A $11.62 19,59511) D Class A Shares 05/16/2012 P 100 A $11.63 19,695(1) D Class A Shares 05/16/2012 P 600 A $11.65 20,295(1) D Class A Shares 05/16/2012 P 500 A $11.66 20,795(1) D Class A Shares 05/16/2012 P 1,848 A $11.67 22,643(1) D Class A Shares 05/16/2012 P 200 A $11.68 22,843(1) D Table II - Derivat ve Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of 3. Transaction Date 3A. Deemed Execution Date, if any 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or 6. Date Exercisable and Expiration Date (Month/ Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially 10. Ownership Form: Direct (D) or 11. Nature of Indirect Beneficial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington. D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934. Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: Estimated average burden hours per response: 3235.0287 0.5 EFTA00623717 [eporting Derivative Security (Month/Day/ Year) (Month/Day! Year) Disposed of (D) (Instr. 3, 4 and 5) Owned Following Reported Transaction(s) (Instr. 4) Indirect (I) (Instr. 4) Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other DUCEY MICHAEL E C/O APOLLO GLOBAL MANAGEMENT. U_C 9 WEST 57TH STREET, 43RD FLOOR X Explanation of esponses: 1. Reported smart includes 18,543 restricted share units ("RSUC) granted under the Apollo Global Managemen LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances. the RSUs vest M installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer. provided the reporting person remains in service through the applicable vesting date. Signatures /s/ Jessica Lomm• as attorneyin•fact 05/18/2012 Signature of Reporting Person Date Reminder: Report on a separate lire for each class el securities beneficially caned dreely or indrezdf. Ole lemonRed by mole Man one reportng person. see Inslfoctron 5 (0)(el ** 'Manama, misstatements or omissions of (ads consberle Federal Criminal Violations See is U.S.C. 1001 and 15 U.S.C. 78if Is; Note: Fee Mtge copies of the Form one ot whch must be manually signed II space Is Insuberem. see Instruction 6 for procedure Persons who respond to the collection of information contained in this kiln, are not required to respond trawls the form displays a currently valid 0418 Number. EFTA00623718