EFTA00638866.pdf

From: Richard Kahn < To: Jeffrey Epstein < Subject: Gratitude - colony capital Date: Thu, 22 Sep 2016 13:21:02 +0000 Yesterday gratitude bought 50,000 shares at 18.5366 (includes 0.04 commission). Stock closed at 18.52. Richard Kahn HBRK Associates Inc. Phone Fax Cell Begin forwarded message: From: "Gato, Kimberley" To: " Date: September 21, 2016 at 2:41:56 PM EDT , Richard Kahn Cc: "Tucker, Lillian" , "Collins, William" "Cina, Maurizio M" Subject: RE: Trades Richard, You bought 50,000 CLNY @ 18.5366 Average Kindly, Kimberley Gato Wealth Management Associate I The HBC Group Assistant Vice President Morgan Stanley Wealth Mana ement Please visit our website: http://invow.morganstanleyFA.corn/TheHBCGroup Earn Membership Rewards• points on all of your purchases with the Morgan Stanley Credit Card from American Express, available with $0 Annual Fee. Contact me to learn more. Get mobile today with Morgan Stanley. Our app for iPhone is now available. Learn more EFTA00638866 All your accounts. Any institution. One view. Learn more —watch the three minute OneView Video. From: Sent: Wednesday, Se tember 21 2016 2:15 PM To: Gato, Kimberle ); Richard Kahn Cc: Tucker, Lillian ); Collins, William Subject: RE: Trades ); Cina, Maurizio M ( Richard, - you have bought 48,458 shares at $18.5375. Leaves 1542 shares. From: Sent: Wednesday, Se To: Gato, Kimberle Cc: Tucker, Lillian Subject: RE: Trades ember 21 2016 1:31 PM ); Richard Kahn ; Collins, William ); Cina, Maurizio M ( Richard — On the day, you have bought 39,663 shares at $18.5366. Leaves 10,337 shares. — From: Gato, Kimberley ( Sent: Wednesday, September 21, 2016 1:24 PM To: Richard Kahn Cc: Maurizio M Subject: RE: Trades Richard, On the order @ 18.58 Limit: ); Tucker, Lillian You have now bought 14,892 @ 18.5313 Avg Leaves 10,437 Kindly, Kimberley Gato Wealth Management Associate I The HBC Group Assistant Vice President Mor an Stanle Wealth Mana ement Phone: Fax: Please visit our website: http://vvimv.morganstanleyFA.com/TheHBCGroup ); Collins, William Earn Membership Rewards(' points on all of your purchases with the Morgan Stanley Credit Card from American Express, available with $0 Annual Fee. Contact me to learn more. ); Cina, Get mobile today with Morgan Stanley. Our app for iPhone is now available. Learn more EFTA00638867 All your accounts. Any institution. One view. Learn more — watch the three minute OneView Video. From: Gato, Kimberley Sent: Wednesday, September 21, 2016 12:16 PM To: 'Richard Kahn' Cc: ); Tucker, Lillian (); Collins, William ( ); Cina, Maurizio M ( Subject: RE: Trades Richard, Per our conversation we have adjusted our limit on the remaining shares. You bought 24,671 @ 18.5396 Avg You bought 2,200 @ 18.5521 Avg Leaves 23,129 open @ 18.58 Kindly. Kimberley Gato Wealth Management Associate I The HBC Group Assistant Vice President Morgan Stanley Wealth Management Phone. Fax. Please visit our website: http://vmwmorganstanleyFA.comfrheHBCGroup Earn Membership Rewards* points on all of your purchases with the Morgan Stanley Credit Card from American Express, available with $0 Annual Fee. Contact me to learn more. Get mobile today with Morgan Stanley. Our app for iPhone is now available. Learn more All your accounts. Any institution. One view. Learn more — watch the three minute OneView Video. From: Richard Kahn fmailto: Sent: Wednesday, Se tember 21 2016 12:06 PM To: Gato Kimberle Cc: ); Tucker, Lillian ( ); Collins, William ( ); Cina, Maurizio M ( Subject: Re: Trades Please raise limit to 18.58. Thank you. Richard Kahn HBRK Associates Inc. EFTA00638868 Phone Fax Cell On Sep 21, 2016, at 11:48 AM, Gato, Kimberley Richard, You have executed 22,420 Shares @ 18.5386 avg, leaves 27,580. The order will remain in place as a day order @ 18.55 unless you call us to make any changes. Kindly, Kimberley Gato Wealth Management Associate I The HBC Group Assistant Vice President Morgan Stanley Wealth Management PflOne Please wsit our website: eap://wwwmorganstanleyFA.comrtheHBCGroup Earn Membership Rewards® points on all of your purchases with the Morgan Stanley Credit Card from American Express, available with $0 Annual Fee. Contact me to learn more. Get mobile today with Morgan Stanley. Our app for iPhone® is now available. Learn more > wrote: All your accounts. Any institution. One view. Learn more — watch the three minute OneView Video. From: Gato, Kimberley ( Sent: Wednesday, September 21, 2016 10:56 AM To: 'Richard Kahn.; Cc: Tucker, Lillian Subject: RE: Trades ( ); Collins, William ( ); Cina, Maurizio M ( Richard, As per your conversation with we entered the ordered. You have executed 10,584 Shares @ 18.5416 AVG, leaves 38,416 open @ 18.55 Limit. Kind Regards, Kimberley Gato Wealth Management Associate I The HBC Group Assistant Vice President Morgan Stanley Wealth Management EFTA00638869 Phone: Fax: Please visit our website: http://www.morganstanleyFA.comrtheHBCGroup Earn Membership Rewards• points on all of your purchases with the Morgan Stanley Credit Card from American Express, available with $0 Annual Fee. Contact me to learn more. Get mobile today with Morgan Stanley. Our app for iPhone• is now available. Learn more All your accounts. Any institution. One view. Learn more — watch the three minute OneView Video. From: Richard Kahn [mailto: Sent: Wednesday, September 21 2016 10:21 AM To: Cc: Tucker, Lillian Maurizio M Subject: Re: Trades ); Gato, Kimberley ); Collins, William ( ); Cina, Please buy 50,000 shares of colony capital (clny) in gratitude account with a 18.55 limit. Please work order as stock does not seem so fluid this am. Thank you. Richard Kahn HBRK Associates Inc. Phone Fax Cell On Sep 21, 2016, at 10:04 AM, wrote: Hello Richard —We just left you a voicemail. Apologies for not getting back to you sooner. I did not see your 6:37am email and just returned from a breakfast meeting. To avoid delays in responsiveness in the future, please send all emails concerning trades to all the parties above and one of us will phone you for the order. To clarify, on unsolicited trades of your choosing, we will honor 4 cents/share with a minimum ticket size of $100. If you still wish to trade today, please let us know. Thank you. From: Richard Kahn [mailto Sent: Wednesday, Se ember 21 2016 9:11 AM To: Subject: EFTA00638870 Are you in today? Please come back to me with cost per share as I would like to place order when market opens. Thank you. Richard Kahn HBRK Associates Inc. Phone Fax Cell NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute. advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error. please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right. to the extent permitted under applicable law. to monitor electronic communications. This message is subject to terms available at the following link: http://v.ww.morpanstanley.cornictisclaimers If you cannot access these links. please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank WaII Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right. to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: httplAvww.morganstanley.comidisclaimers If you cannot access these links. please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute. advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error. please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right. to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: http:fiwww.morganstanley.comfdisclaimers If you cannot access these links. please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. EFTA00638871