EFTA00638935.pdf

From: Richard Kahn To: "Jeffrey E." <jeevacation®gmail.com> Subject: paul b Date: Fri, 30 Sep 2016 20:57:31 +0000 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 Begin forwarded message: From: "Barrett, Paul S" Subject: RE: Date: September 30, 2016 at 4:54:40 PM EDT To: Richard Kahn < We both wish that I could cover you Paul Barrett I Managing Director I Global Investment Opportunities Group I M. Morgan Securities LLC Morgan Private Bank I M. Morgan Chase Bank •. 320 Park Avenue, 14th Floor, New York, NY 10022 I T: (212) 622-2770 I F: (212) 310-0108 I NOT AN OFFICIAL CONFIRMATION: For informational purposes only. This report does not represent an official account of the holdings, balances, or transactions made in your account and is being provided at your request. Please refer to your monthly account statement for the official record of all of your account activities. For question, please call your J.P. Morgan representative. In discussion of options and other strategies, results and risks are based solely on hypothetical examples cited; actual results and risks will vary depending on specific circumstances. Investors are urged to consider carefully whether option or option-related products in general, as well as the products or strategies discussed herein are suitable to their needs. In actual transactions, the client's counterparty for OTC derivatives applications is JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www..ipmorgan.cominges/disclosures/email. From: Richard Kahn lnailto: Sent: Friday, September 30, 2016 4:36 PM To: Barrett, Paul S Subject: Re: thank you EFTA00638935 shows you the great service (joke) we are getting without you.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 On Sep 30, 2016, at 4:35 PM, Barrett, Paul S < Thanks As an FYI - The RBS Vs were called last week. wrote: Paul Barrett I Managing Director I Global Investment Opportunities Group I ).P. Morgan Securities LLC I J.P. Morgan Private Bank I J.P. Morgan Chase Bank N.A. 320 Park Avenue, 14th Floor, New York, NY 10022 I NOT AN OFFICIAL CONFIRMATION: For informational purposes only. This report does not represent an official account of the holdings, balances, or transactions made in your account and is being provided at your request. Please refer to your monthly account statement for the official record of all of your account activities. For question, please call your J.P. Morgan representative. In discussion of options and other strategies, results and risks are based solely on hypothetical examples cited; actual results and risks will vary depending on specific circumstances. Investors are urged to consider carefully whether option or option-related products in general, as well as the products or strategies discussed herein are suitable to their needs. In actual transactions, the client's counterparty for OTC derivatives applications is JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. From: Richard Kahn fmailto: Sent: Friday, September 30, 2016 4:30 PM To: Barrett, Paul S Subject: attached is list for your review thank you Purchase Quantity Asset Description Date Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 JP Morgan Chase 7.9% PM 4/30/2049 05/10/11 3,000,000 Ipayment Inc 10.25% 5/15/2018 10/02/12 500,000 EFTA00638936 JPM Tr Flt Rate Income Fund Citibank Preferred Ser C 5.8% Citibank Preferred Ser C 5.8% Citibank Preferred Ser K 6.875% JPM Trust FLT RT Income fund Western Digital Corp 7.375% Matures 4-1-2023 Nationwide Society 6.875% GBP callable 6/20/2019 Charles Schwab 6.0% Preferred $25 par Wells Fargo 5.7% Preferred $25 par Ebay 6% Preferred $25 par matures 2-1-2056 Royal Bank Scotland 7.64% Fixed to 9-29-2017 then 3M Libor +232bp Goldman Sachs 5.375% Fixed to 5-10-2020 then 392.2 over 3 mo libor Capital One 5.55% Fixed to 9-1-2020 then 380 over 3 mo libor Bank of America 8.125% Pfd Dec 29 2049 Barclays Bank PLC 7.75% 4/10/2023 Citigroup Inc - Series Q 5.95% Earthlink Inc 8.875% May 15 2019 Earthlink Inc 8.875% May 15 2019 Frontier Communications 8.5% 4/15/2020 General Electric Co GTD Fixed to Floate 4.0% Dec 15 2065 JP Morgan Chase & Co Pfd 7.9% April 30 2049 JP Morgan Chase & Co Pfd 7.9% April 30 2049 LBG Capital 12/29/49 Lloyds Bank 9.875% 12/16/2021 Southern Cal Edison 6.25% Dec 31 2049 GMAC Cap TR I GTD Pfd Sec Ser 2 8 Royal Bank Scotland Group PLC 7.25% Ser T Royal Bank Scotland Group PLC 7.25% Ser T Royal Bank Scotland Group PLC 7.25% Ser T Washington Mutual Mtg 2004-RA2 cl CB1 var 7/25/2033 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 01/22/13 230,554.049 10/28/14 49,033.00 10/29/14 150,967.00 2/3/14 79,000.00 02/13/13 172,709.589 06/09/16 2,000,000 4/15/14 2,000,000 7/27/15 40,000 1/19/16 120,000 2/22/16 80,000 11/10/15 5,000,000 6/4/15 5,000,000 5/14/15 3,000,000 1/10/11 2,000,000 4/3/13 300,000 8/6/15 3,000,000 10/22/12 146,000 10/23/12 600,000 7/6/15 3,000,000 12/3/15 2,469,000 6/15/11 2,500,000 6/15/11 2,500,000 5/21/13 1,903,000 5/10/12 1,500,000 1/30/12 3,000,000 2/22/12 80,000 10/24/12 40,000 1/7/13 40,000 1/14/13 40,000 11/19/13 625,690 This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://wwwjpmorgan.cornipages/disclosures/email This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal EFTA00638937 privilege, and legal entity disclaimers, available at http://www.j mo an.corn/pages/disclosures/email EFTA00638938