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Case 1:20-cr-00330-AJN Document 142 Filed 02/04/21 Page 34 of 38
ambiguities are construed, as they must be, against the government as drafter. In the alternative,
however, the NPA and the circumstances of its execution merit discovery and an evidentiary
hearing regarding the parties’ intent.
To the extent that extrinsic materials do not make the parties’ intent clear, the Court is
obligated to make a finding as to the parties’ “reasonable understanding,” with ambiguities
resolved in Ms. Maxwell’s favor. See Gonzalez, 93 F. App’x at 270 (emphasis and citation
omitted). Courts in this circuit have routinely recognized the need for evidentiary hearings
where the existence or scope of a plea agreement or non-prosecution agreement is in genuine
dispute. See, e.g., id. at 270 (noting testimony from defendant’s attorney); United States v.
Aleman, 286 F.3d 86, 91 (2d Cir. 2002) (remanding where “the district court failed to make a
record that allows us to determine the existence, scope and effect of an immunity agreement”);
Annabi, 771 F.2d at 671 (noting that district court heard testimony from two prosecutors,
defendant, and defendant’s counsel as of the time the plea agreement was reached); United States
v. Papa, 533 F.2d 815, 820 (2d Cir. 1975) (describing “two evidentiary hearings”); United States
v. Sattar, No. 02 Cr. 395 (JGK), 2003 WL 22510398, at *1 (S.D.N.Y. Nov. 5, 2003) (noting
conclusion that “an evidentiary hearing was warranted . . . to determine whether an agreement
existed, what its terms were, and whether there was compliance with those terms”).
Ms. Maxwell’s request for an evidentiary hearing, and for discovery, is at least as strong
as that in Feldman. There, the district court denied discovery to a defendant who claimed that
the government had served a writ of execution in violation of oral representations made in
connection with the defendant’s plea agreement, holding that the agreement’s merger provision
barred the consideration of any oral agreements or representations. The Second Circuit reversed,
concluding that “while the district court’s analysis might have been compelling with respect to a
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Document Details
| Filename | DOJ-OGR-00002606.jpg |
| File Size | 725.7 KB |
| OCR Confidence | 94.7% |
| Has Readable Text | Yes |
| Text Length | 2,174 characters |
| Indexed | 2026-02-03 16:25:21.317102 |