EFTA00671309.pdf

From: Richard Kahn <I To: Jeffrey Epstein < Subject: Fwd: New Issue $25 Par: Stifel Financial Corp (SF) Perpetual Preferred Stock; 6.50 - 6.625% Area; Fixed for Life Date: Mon, 11 Jul 2016 13:57:31 +0000 Attachments: SF_-_Preferredn Preliminary_Prospectus_Supplement.pdf Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Begin forwarded message: From: "Atlas, Andrew S" Date: July 11, 2016 at 9:42:42 AM EDT To: "Richard Kahn ( Subject: New Issue $25 Par: Stifel Financial Corp (SF) Perpetual Preferred Stock; 6.50 - 6.625% Area; Fixed for Life Hi Rich, Today Morgan Stanley is pricing a new issue $25 par preferred for 88-18+ Stifel Financial Corp. Price talk is 6.50% - 6.625%. Here are details: $25 Par New Issue Syndicate Offering: Stifel Financial Corp (SF) Issuer: Stifel Financial Corp (Ticker: SF) Securities Offered: Depositary Shares Each Representing 1/1000th interest in a Share of Non-Cumulative Preferred Stock, Series A Size: $75mm (3mm shares) Expected Ratings: BB- / 8+ Format: SEC Registered Maturity: Perpetual Price Talk: 6.50 — 6.625% Area; Fixed for Life Offer Price: $25.00 per depositary share EFTA00671309 Dividends: Quarterly, in arrears on the 15th of March, June, September, and December Optional Redemption: In whole or in part, from time to time, on or after July 15, 2021 (or, if not a business day, the next succeeding business day), or (ii) in whole but not in part, at any time within 90 days following a Regulatory Capital Event (as defined on page 5-18), in each case, at a redemption price equal to $25,000 per share (equivalent to $25 per depositary share), plus accrued and unpaid dividends for the then-current dividend period to, but excluding, the redemption date, whether or not declared Use of Proceeds: GCP DRD/QDI Eligible: Yes, See Red for tax and withholding details Subject to U.S. Tax Withholding for NRA Clients: Yes* Listing: NYSE Expected under the symbol "SF PrA" Timing: Today's Business Let me know if you have any questions. Best, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor j New York, NY 10104 NMLS 10 # 1326736 Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity. Unfortunately, we cannot execute such instructions provided in e-mail. Thank you. The sender of this e-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Erroneous transmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access this link, please notify us by reply message and we will send the contents to you. By messaging with Morgan Stanley you consent to the foregoing. EFTA00671310