EFTA00681589.pdf

From: Richard Kahn To: "jeffrey E." <jeevacationggmail.com> Subject: Fwd: Lucid Motors - UpDate Date: Tue, 09 May 2017 21:25:47 +0000 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Begin forwarded message: From: "Atlas, Andrew S" Subject: RE: Lucid Motors - UpDate Date: May 9, 2017 at 5:21:06 PM EDT To: Richard Kahn Hi Rich, I spoke with Matt Poirier, the banker handling the Lucid Capital raise. Series D Capital Raise of $400M Term Sheets due on 05/23/17 Expects Closing at the end of June Lead time = 24 months Wouldn't give me an average check size per se, but said it would most likely need to be north of $10M. The May 23rd Term Sheet is for the Lead Investor of the round. Does Southern Trust wish to submit a "Lead Term Sheet" or wait to participate as follower capital? Follower capital will have access to the key terms of the capital raise after the 23rd. If interested, I need to send Matt an email registering your Lucid interest as Lead or Follower Capital. In the meantime, if you would like to speak with Matt; He's available all week to discuss the round and appropriate next steps. To protect all interested parties we'll have a NDA drafted. Let me know your thoughts. Thanks again, Andrew EFTA00681589 Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 Tel/Direct: NMLS ID # 1326736 From: Richard Kahn [mailto: Sent: Tuesday, May 09, 2017 2:38 PM To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Re: Ludd Motors - UpDate how did your call go? timing? average check size? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa cell On May 5, 2017, at 2:41 PM, Atlas, Andrew S > wrote: Hi Rich, I'm having a conference call on Monday at 11:30am with the Capital Markets team handling the Lucid offering. Suspect it's just a due diligence call on Southern Trust Company. To prep, any relevant info that you could share would be great. Just off the top of my head: • Total AUM • Other Banking Relationships you have • Portfolio breakdown by asset class; more importantly other Privates you've taken part in. • Possible size of investment in Lucid (obviously contingent on terms) Feel free to add anything else that you think would be helpful. Here to discuss in greater detail. Thanks again, Andrew EFTA00681590 Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 Tel/Direct: NMLS ID si 1326736 From: Richard Kahn [mailto: Sent: Friday, May 05, 2017 12:12 PM To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Re: Lucid Motors - UpDate yes free now thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa cell On May 5, 2017, at 11:28 AM, Atlas, Andrew S < wrote: Hey Rich, Do you have a couple minutes to discuss this offering? Let me know when it's a good time for me to call. Speak soon, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 Tel/Direct: NMLS ID if 1326736 EFTA00681591 From: Richard Kahn fmailto. Sent: Thursday, May 04, 2017 11:06 AM To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Re: Ludd Motors any updates on this? please advise thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel I fax cell On May 3, 2017, at 4:33 PM, Atlas, Andrew S < wrote: Hi Rich, I reached out to the Private Placements team, and waiting to hear back. I'll let you know as soon as I get details. Speak soon, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 Tel/Direct: NMLS ID If 1326736 From: Richard Kahn fmailto: Sent: Wednesday, May 03, 2017 3:58 PM To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Lucid Motors i understand that MS is doing a capital raise for Lucid Motors can you please send us a placement document thank you EFTA00681592 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cel NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute. advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right. to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: httplAvww.morpanstanley.comidisclaimers If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute. advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error. please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: httplAvww.morpanstanley.cornitfisclaimers If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute, advice within the meaning of Section 975 of the Dodd-Frank Was Street Reform and Consumer Protection Act. If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law. to monitor electronic communications. This message is subject to terms available at the following link: http:fhwar.morpanstanley.comkfisclaimers If you cannot access these links, please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. EFTA00681593 NOTICE: Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be. and do not constitute. advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. If you have received this communication in error. please destroy all electronic and paper copies and notify the sender immediately. Mistransmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right. to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: http://www.morganstanley.comfdisclaimers If you cannot access these links. please notify us by reply message and we will send the contents to you. By communicating with Morgan Stanley you consent to the foregoing and to the voice recording of conversations with personnel of Morgan Stanley. EFTA00681594