EFTA00710976.pdf

From: Tazia Smith To: "jeffrey E." <jeevacation@gmail.com> Cc: Paul Mont Richard <Ialt Kahn , Vahe Stepanian Subject: BK Update... [C] Date: Fri, 19 Sep 2014 19:47:42 +0000 Inline-Images: unnamed; unnamed(!); unnamed(2); unnamed(3); unnamed(4); unnamed(5) Classification: Confidential Jeffrey - FYI only: BK Spot = $39.77 Jan 40 calls 1.45 x 1.59 Jan 41 calls 1.02 x 1.11 Jan 42 calls .68 x .76 Away from your 1.20 limit on selling 1k of the 42s. TDS Source: Bloomberg Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue, 10154-0004 New York. NY. USA Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile~ Email From: Tazia Smithidbidbcom To: lelfrey E. <jeevacation©gmait.com>. Cc: Richard Kahn Vahe Stepanian/dbidbcom@DBAmericas. Date: 0911912014 10:27AM Subject: Re: [C] Paul Mortis Classification: Confidential Jeffrey - order to sell 1000 BK Jan 42 calls is entered at $1.20. Current market is $0.81 x $0.97. EFTA00710976 41s= 1.24 x 1.39 43s = 0.54 x 0.63 Source: Bloomberg Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 917 27-4107 Email From: Tazia Smith/db/dbcorn To: "jeffrey E." <jeevacation@gmail.com>f&DEUBAJNT. Cc: Richard Kahn •,z > Date: 09/1912014 10:22 AM Subject: [C) Classification: Confidential got it Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 di, 7-d: r l07 Email Vw From: "jeffrey E." <jeevacabon@gmail.com> To: Tazia Smith/db/dbcorn ®DBAMERICAS. Richard Kahn Date: 09/19/2014 10:20 AM Subject: Re: Alibaba Update $80-83. buy imbalance (C) EFTA00710977 sell 1000 jan 42 bk calls at 1.20 On Fri, Sep 19, 2014 at 10:10 AM, Tazia Smith < > wrote: Classification: Confidential Jeffrey - Alibaba not open yet, looking $80-83 last (vs. $68 price), but still on a buy imbalance on the NYSE. Will keep you posted. Let us know if this is something you want to sell, hold or add. Best Regards, Tazia From. Tazia Smithedbidbcom To: "Jeffrey opstoin" <jeevacation@gmailtom>, Cc: 'Paul Morris" 'Whoa Steparthan" "MG' th: >, 'Rich Kahn" Date: 09/1912014 08:45 AM Subject: Moo (CJ Classification: Confidential Jeffrey - You were allocated 2,000 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York NY 10154 Tel: Mobile: Fax: E-mail: EFTA00710978 From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: *** PRICING DETAILS *** JOINT BOOKRUN IPO *** ALIBABA GROUP (NYSE: BABA) *** APPROVED FOR EXTERNAL DISTRIBUTION *** *** APPROVED FOR EXTERNAL DISTRIBUTION *** Issuer: Alibaba Group Holding Limited Symbol: BABA Deal size: 320,106,100 shares (38% primary / 62% secondary) plus 15% greenshoe (54% primary / 46% secondary) Offer price: $68.00 Exchange: NYSE Trade date: 9/18 Settlement date: 9/24 Bookrunners: Deutsche Bank Credit Suisse Goldman Sachs 1PMorgan Morgan Stanley Citi The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site, at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will EFTA00710979 arrange to send you the prospectus if you request it by calling toll-free 1-800-503-4611 or by mail from Deutsche Bank Securities Inc., 60 Wall Street, New York, New York 10016, or by email at This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. 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Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00710980