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Case 1:15-cv-07433-LAP Document 1320-18 Filed 01/03/24 Page 24 of 40
and fair opportunity to litigate the decision that now controls and the issue in the prior action
must be identical to and decisive of the issue in the instant action. Zois v. Cooper, 268 B.R. 890,
893 (S.D.N.Y. 2001), aff'd sub nom. In re Zois, 73 F. App’x 509 (2d Cir. 2003). A non-party
can be bound by a decision, so long as her interests were “effectively represented.” Zois, 268
B.R. at 893.'? As this Court can readily determine from reviewing the pleadings Dershowitz
filed in the Florida case, see McCawley Decl. at Ex. 6 & 8, Dershowitz fully briefed identical
issues to those presented here. And he was effectively representing Maxwell at the time. The
elements of collateral estoppel apply.
Moreover, entirely apart from collateral estoppel doctrine, Judge Lynch’s decision is
highly persuasive. Judge Lynch was the presiding judge over the Dershowitz matter, so he was
intimately familiar with (for example) what matters were “at issue” in that particular case.
Moreover, Judge Lynch is, of course, a Florida judge skilled in applying Florida legal principles.
His ruling on whether a waiver of attorney client privilege existed under Florida law should be
given heavy weight here. See Elliott Associates, L.P. v. Banco de la Nacion, 194 F.3d 363, 370
(2d Cir. 1999). Finally, Defendant’s briefing entirely ignores even the existence of Judge
Lynch’s ruling. In such circumstances where the Defendant has failed to offer any reason for
questioning Judge Lynch’s holding, this Court should follow Judge Lynch’s lead and hold that
no waiver of the attorney-client privilege exists under Florida law. And, because Florida law
controlled when the disclosures took place, under Fed. R. Evid. 502(c), no waiver exists in this
proceeding.
'3 Zois relied on New York law. Florida law is to the same effect, as is federal doctrine. See O'Brien v. Fed. Trust
Bank, F.S.B., 727 So. 2d 296, 298 (Fla. Dist. Ct. App. 1999) (“Collateral estoppel prevents relitigation of issues
where the identical issues previously have been litigated between the parties or their privies.”); Montana v. United
States, 440 U.S. 147, 153-54 (1979).
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| Filename | Giuffre_Maxwell_Batch1_p00471.png |
| File Size | 316.1 KB |
| OCR Confidence | 94.6% |
| Has Readable Text | Yes |
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| Indexed | 2026-02-04 12:34:07.645428 |