EFTA00729785.pdf

BEAR STYRNS FINANCIAL TRUST COMMA' INC CO AMERICAN YACH1 HARBOR • 8100 RED HOOK SJITE 8.3 QUARTERS $2 ST THOMAS VI 00802 Page 1 of 1 EQUITIES AND OPTIONS ONCE mArtms Tou8AcCouNT Bete. Steams & CO. INC 3613 Mathes, Avenue 10179 Processing Date Account Number Account EtecLtne CONFIRMATION WE ARE PLEASED TO CONFIRM THE FOLLOWING TRANSACTION(S) CT CARED INROVWi ITS WHOLLY Ow*O SUIISIDARY Pam Mews Smalltm OW. Momleen Ceenve Mem no enter, Nen Took 112014:MD 11730/04 038-66056 X72 ZICHERMAN iRA Taft Settlement Bought' Smoot/ Tonle CIMe Dale Selo Desuipilea CLOW Cumin lento Monty Nat Menet Amount llpt MC Murat / 11/30/04 12/03.C4 Bought BEAR STEARNS COMPANIES INC BSC 300,000 97.15 Principal 29,145.000 00 Mrgn n 34190 UNSOLICITED 073002108 CommInson 18.000.00 SEAR. $TWJIS Am. Lt. IS A all 5.00 SUMMAR, OF THE iSSUER. N:reZEItiti WitN.O0g:gg ti r j. .yn • '1:77e EFTA00729785 B&\R STURNS zINANCIAL MUST COMPAN14C CIO MAERCANNAOU NARSOR 8300 RED HOOK SJ1E 8.3 QJAEIEFIS 02 ST THOMAS VI CO/302-13uE Late 1 or EQUITIES AND OPTIONS Tradt Dale :lin- 1. > re:VCS Da.s i SEAR STEARNS COMPANIES INC 8LAR SlEARNS ACO AC. 4 A SasGun of -Pt ISS.Itn SrinelneM Rout., DxC Saw 7 4 : I.:. • Sn'. i.e."' &C .nc. 582 ;Aso son AICue Mew Yon,. New von( L0.170 /2:2) 272 2CGC &sulpha *-;t1. T come:: •sscik1. Sow Mae. Neal.* Cap t.-Snare. OW. %rr Soalyske. vet :17,:n.ar.. Notossng Date 7/14/06 Ay% oft NufilDel 038-61056 /07 Ica XI Elecutre I:CHEM/AN IRA 1217) 7774185 CONFIRMATION WE ARE PLEASED TO CONFIRM THE FOLLOWING TRANSACTION(S) Sistat. CUSIP DSC 2iC.LIOC 1C.5.2:1 0732021CS Inge Oan'IS lark. Ilona INur Monet Name hyr MC haw/ 20.5S2.C3C C sir 5:584 15.030.CC Serve' CPS _ _ •O3 %Er Affe,M 2S.S6t 038 Ch EFTA00729786 BEAR STMRNS RNANPAL TRUST COMPANY INC CO AMERICAN YACHT HARBOR 6100 RED HOOK SUTE 8-3 QUAVERS *2 ST THOPAASIA 00802-1348 Page 1 oft EQUMES AND OPTIONS UT fiCa SERNOTC YOUR ACCOUNT Beat. Steams &Co. Inc. 383 Maciaon kenue New York, New York 10179 (21.2) 272.2000 Prooessog Date Account Number Insestment Profess:0ml CONFIRMATION WE ARE PLEASED TO CONFIRM THE FOLLOWING TRANSACTION(S) CALMED Ink0i1Dt ITS CliMADASSICUJte Sre.144n5404~ One usarfs.Car awe, efustiss.Is.yeK sum:as% (211I 2724010 3/14/08 030-660b6 R72 Z/CHERMAND7A (212) 2724189 The rencarci~ Bear Deane ttiSCI are clam trr certain seurrelot coded by 8SC Lion/ RetruaroS DeDithe wet. Ile NM Meg warroem{ lire Weds total mad rennet to ne other stases cwirsrel IN Put Aimkta, Trio ken tor ilat weakening valves is an room. 0 . thapaironwe - Paw Perform to . tamerpnnew fes iesein ruing mpreseate ma ram et ene ~rose vent«, Stele* Po the eeetijeg timIdar male( war. TM Wide ne vector mensal Mkt": MO Maser Denvcent; MW - Mott Pretest MU . Made( ainkewe)te In cad when (be BSC rated Is Wad. IM mow of ak Indopenáln. IWO:any ~di POWell MO their main trim 1óo te alfinytd, vitae sues reSearai Is avaliber. The various pealed we nave. ratings Wilt Mit awl hem nertmaket4 them as foamy B - But; H - MOWS - See (this may not annoy& COMIOCOO areal,» TM axe" max Worn wed Cyst ~Mx or BSC). The ramp Inkerripta, conned tame 4 lor ~tonal ;exposes Del amt is rot intend to male ha beat or Meeha vert and. Bast Stern Is Wale towtina any acme tanee CO aam intalnalnek aa undoes"; any exottanenflaton or °Anton tWeglad by any fnaeterdent alimony maanah Homes TM anal - ~Can Ibt coalman moms Cl the WOWS COMSeriV a tertiPararer na Mahe* due IC wasare traiksenctsre NSODab reSeatt ce tenter. Onntlonles ~fed by Me Anna manta b frAtflabie to Quitman Of Seat Storrs X no out CatOttlen OM' War/ 1114 ~LT at Or Cilit tl Y We 517-2327 (0 nee Sol a oaPe a Mk nneforch ba ten to them Dade Date Settlement Dale &L OD SNa / Plaotliftloa i Oaanatr PEW (Awn TW• MNYN Alta" awe C ale TIw1 Ss« 03/14/08 Ca/1998 Sod BEAR STEARNS COMPANIES INC uNSOUCTIED BEAR STEAMS &CO. INC. IS A SUBSIDIARY« muss" SEC NOTE S ON BACK BSC 073902108 73,850 32.5747 Panelpal 2,399,126.60 C0MIMSSIOn 4.419.00 Cash 8 64386 WAMarred 03/10/08 03/19,08 CNOIC NC LICTTED CPS 170388102 100.000 48.2388 Prima's' 4.823.880.00 CCITIIMS5011 8.003.00 Fee 5107 -- QT— AiketuNr— —431122693 Cash 8 92686 03/14/08 03/19708 Solo 4T•T canon Pmmouve co IRMOUCITSD SEE NOTE S ON SACK BSC RUM: STOCK OMECTOR PAY BACTUTCHAM REsearm RATING: S a. 190162103 25.000 78.0788 Principal 1.90t970.00 Commasion 1.500.00 Poo Cash 8 85198 NET AMOUNT 1.900.4.112 EFTA00729787 Box 2044 a ew000. NJ 08701 MIXED AADC 088 107416 0017232 170 P2 .410 FINANCIAL TRUST COMPANY. INC 6100 RED HOOK QUARTER --==-:==. SUITE 3.3 ST THOMAS VI 00802 Merrill Lynch Office Serving Your Account 2 WFC SOUTH TOWER 35TH FL NEW YORK, NY 10281 (212) 236.0999 Account Number SAX4)7000 TRADE CONFIRMATION 4, Date: March 14. 2008 Ne confirm rho following transaction(s) the nreeniessi heiow. SOLD BEAR STEARNS COS INC Quantity • 20000 Price 34.987600 Amount 699752.00 Trade Date 03114/08 Processing Fee Seit:e Dale 03119100 Transaction Foe 7.70 ML Symbol BSC Accrued InterestrDiyidends Security II 08398 Charge or Mark Up/Down 1200 00 Cusio # 073902108 NET AMOUNT EXECUTED 100% AGENCY EXECUTED 27PC CSE 4PC NYSE 698544.30 FA it 102$ UNSOLICITED ORDER PRICE TOTAL MERRILL' SHOWN IS AN AVERAGE PRICE. DETAILS REGARDING ACTUAL PRICES. REMUNERATION AND THE CAPACITY IN WHICH ML ACTED ARE AVAILABLE UPON REQUEST. ML ACTED AS AGENT SEE ABOVE FOR TRANSACTION DETAILS Payment for SeClaritiltS or ether Investment purchased, and delivery of securities or other investments instruments sold, are due on SETTLEMENT DATE unless otherwise indicated by a DATE DUE. Delivery on or before settlement dale will avoid premium charges. Meese preserve this confirmation for incense lax purposes if submitting payment or correspondence, please write your account number, shown on the bottom of this page, and forward to 'Merrill Lynch Office Serving your Account'. shown on top right of page I If you have moved or plan to move, notify your Financial Advisor of year new address :count Number. 5AX•07000 Jb Date 03/14:2008 Page 1 of 2 EFTA00729788 BEAR STD‘RNS GHISLAINE MAXWELL ATTN HARRY BELLER 457 MADISON AVENUE 4TH FLOOR NEW YORK NY 10022-6843 Page 1 of 1 OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Mattson Avenue New York, New York 10179 (212) 272-2000 CONFIRMATION CLEW% MOLLY O., Scar. Sums SW, One 1•401/01/4011 CW3/4 9/00.701. NOW Vat 1.1.21/4, (21.7) 272-1000 Processing Date Account Number Investment Professional 3/14/08 042-33431 X72 ZICHERMAN.IRA (212)272-4189 EQUMES MID OPTIONS Dane Settlement Date Date Ilemplt/ Sold WE ARE PLEASED TO CONFIRM THE FOLLOWING TRANSACTION(S) 8TheeoV Deietlptlen CUSIn Quantity Piles Money Type PAoney Amount Type C hate Monmon 03/14/08 03/19/08 d Sol St BEARSTEARNS COMPANIES INC 100.000 32.0601 Pnncipal 3,206,010.00 Cash 8 64377 UNSOLICITED 073902108 Commission 6.000.00 BEAN, STEARNS le C.O. INC. ISA Fee 5.27 SUBSIDIARY OF THE ISSUER. SEE NOTE S ON BACK NET AMOUNT 3,199,974.73 03/14/08 03/17/08 Sold CALL RESEARCH IN SEP 110 • n• QRUU110 5 16.60 Principal 8,300.00 Cash 1 10663 aaweer EXPIRATION DATE 76097595 Commission 50.00 UNSOLICITED Fee 0.1Q OPEN CONTRACT NET AMOUNT 8,249.90 EFTA00729789 N Box 2044 ewood. NJ 08701 MIXED AADC 088 T07716 0016548 761 P2 .373 FINANCIAL TRUST COMPANY. INC. 6100 RED HOOK OUARTER SUITE B-3 ST THOMAS VI 00802 TRADE CONFIRMATION Merrill Lynch Office Serving Your Account 2 WPC SOUTH TOWER 36TH FL NEW YORK, NY 10281 (212$ 236-0099 Account Nu tither: 5AX-07000 Date: Match 17, 2003 TOTAL MERRILL- We confirm the following transaction(s) subject to the agreement below. SOLD BEAR STEARNS COS INC Quantity . 100000 Price 3.409500 Amount 340950.00 Trade Date 03,17/08 Processing Fee Settle bate 03.:.'0/08 Transaction Fee 3.76 ML Symbol BSC Accrued Interest/Dividends Security g 08398 Charge or Mark Up/Down 6000.00 Cusip h 073902108 : EXECUTED 100% AGENCY . EXECUTED 11PC CSE .33PC NYSE 334946.24 FA H 1928 UNSOLICITED ORDER PRICE SHOWN IS AN AVERAGE PRICE. DETAILS REGARDING ACTUAL PRICES, REMUNERATION AND THE CAPACITY IN WHICH ML ACTED ARE AVAILABLE UPON REQUEST. ML ACTED AS AGENT SEE ABOVE FOR TRANSACTION DETAILS Payment for securities or other Investment purchased, and delivery of securities or other Investments Instruments sold, are due on SETTLEMENT DATE unless otherwise indicated by a DATE DUE. Delivery on or before settlement date will avoid premium charges. Please preserve Otis confirmation ler income tax purposes. If submitting payment or correspondence, please write your account number, shown on Me bottom of this page, and forward to 'Merrill Lynch Office Serving your Account'. shown on top right of page 1. If you have moved or plan to move, notify your Financial Advisor of your now address. Account Number: SAX-07000 MIA? Date 031170DM Page 1 of 2 EFTA00729790 414.91/44 BUR STEARNS FINANCIAL TRUST COMPANY INC C/O AMEMCAN YACHT HARBOR 6100 RED HOOK SUIE B-3 QUAVERS K2 ST THOMAS VI 00802.1348 Page 1 of 2 EQUITIES AND OPTIONS OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. 383 Madison Avenue New York, New York 10179 012) 272.2000 CLEARED 111ROUGH RS VsSeDaY OWNED SUBSIDIARY Beat Meolen SOAIIMOS Cans Coe Metsceech OM/ON Nate onsowyn sas, vox 1120aalite fl .11.000 Processing Date Account Number Account Executive CONFIRMATION WE ARE PLEASED TO CONFIRM THE FOLLOWING TRANSACTION(S) 10/24/05 03846056 X72 ZICHERMAN.IRA (212) 272-4189 The ItSBIIIth ramp for Dear &leans MSC) are Poem Becertain secmtles catered tre Firms &way Re-Sea:CO Deparonent. The frst rating repesents me stooKs tore: retam steps to the cater necks covered by that Arehet. The key for the SOX* Ballet values is as Mews: 0 - Outperform; P - Peer Peoforrn:U • lederperform. The second Wing Becessects the min tithe coverage universe retake to the regional tondo: rrorket ander. The Wry for Ito sector rating is as follows: MO . mast Dremeight; MW = market wen MU = Mosel Urelenreept In cases "there a BSC rating 6 pesem, the name Kan inoesenoenr, minspar5 research provider and their rating may ako be displayed, wnere won research Is weamon. The VaISCIM praeldris haw rternared melt ratings systems at Mow. B . Guy: H • How: S • Set The mono ledonnaSan consained berth Is for informational purposes any and is not intended to pun* tax. legal or irmtument Write. Sear Stearns is neither wheats any action wen On such elormalco. nor encketing arty recommeroation or opinion messed by my guieserxlent. thisscero research proMet. The symbol - ix:reales that ccellnuagooretage or the subject company is tempcad/y rot avabbk due to legal reams. Inimpendere, third. party research on certain companies ammo by the Firms research IS avaibbk to customers or Dear Seam[ at no cost. Customers can access Ws research at —awn aa (8O0) 517-2327 to repast INT a Core or nn mealch be see to MM. Trade. Settiesent Itempt/ Date \ Date Seed Desaiotion 10/24/05 10/27/05 Sold BEAR STEARNS COMPANIES INC UNSOLICITED SEAR. STEARNS & CO. INC. IS A SUBSIDIARY OF THEIS-5MR. VSP 70.4/050 106.26 SP•baV ouStP /". Crummy BSC 073902108 ( 100.000 Price 104.547 Morey Type Wm) Amount Type MC Tad. NOWber Principal Fee SeMee Chg 10,454,700.00 6.000.00 437.01 5.00 Mrgn 18 88096 NET AMOUNT 10.448257.99 EFTA00729791 BEAR STEARNS FINANCIAL TRUST COMPANY INC GO AMERICAN YACHT HARBOR 8100 RED HOOK SUM 8.3 (WASTERS V2 ST THOMAS VI 00802'1348 Rate i or 1 °Ma WAYKINO YOUR ACCOUNT Bear, Steams & Co 'ne. 383 Manson Avenue New York. New York 10179 (212) 272.2000 CLEAR ED 1NACWN ns IANOUY OARED SUBSIDrAjtv Is Zia Lana M. OravarAsch teat Nett Itaelerndie. Yen 11201 WS 012. trzocoo Pocesse‘ Date Account Number investment Proiessernes CONFIRMATION WE ARE PLEASED TO CONFIRM THE FOLLOWING TRANSACTIONS) RECEIVED AUG 13 2007 8/5/07 03846056 X72 2ICHERMAKIRA (212) 2724189 EQUITIES AND OPTIONS Tiede Setoomont Dale Dale So upd/ Sold oeseeketen =y ell —U Rate Financial Wart Co. Poesy TYPI Moon Mewl 71po C Trade Maser 0846.07 080947 Sold BEAR STEARNS COMPANIES INC unsouCITED UAL S7DIRNS &C.o. INC. LS A sussumrf or me mutt BSC 073902108 56,350 101.3799 Pereira Commission 5,717,75737 3.381.00 87,41 Cosh r" 8 48310 NE! AMOZ 5)09.289.96 08435/37 08039:07 Sold DEERFIELD TMARC OAP CORP unSOUerren DFR 244572301 382.891 62358 *maims! 2,26120654 Commission 21,761.46 Cash 8 82238 NET Amour ff -c —ria 084)6,07 0809/07 Sod LEHMAN BROTHERS MOLDINGS INC UNSOUCOM LEH 524908100 100.000 53.1329 *mime! Commisson 5,313,290.00 8,000.00 31 Casn 8 56740 NET AStUNT 5,307.2043 1.1.70 !wt. I.14008 144 EFTA00729792 CLEARED THROUGH Its VitICALY OOHED SUBSi OVA, Mar. Slam. Securell Maw-- ---- One Meuse North ow Yak 11201.2860 72.1000 INANCIAL TRUST COMPANY INC 6 es Your Portfolio Holdings (continued) STATEMENT PERIOD August 1, 2007 THROUGH August 31,1007 ACCCUIIT NUMBER 031146056 X72 TAXPAYER NJMBER On Tile . Equities & Opt lOns(continued) LAST STATEMENT July 31, 2007 •• •• casoitirtiow atm bayous. A001 TYPE QUANTITY RAKE MARKET YALTA ISTIMATED ANNUAL RAMAT ESTIMATED YIELD(t) COLGATE PALMOLIVE CO OW RATING: STOCK CygECTOR MW a CASH 66,200 06.3200 3,727.184 80,926 2.1713 BUCKINGHAM RESEARCH RATING: is ENVIIKINMENTALSOUITIONS wcRtDMDE INC ESWW CASH 100,000 0,7000 70,000 WYNN RESORTS LTD WYNN CASH 160.000 123.7300 10.706)300 BSC RATING: STCOt PrjECTOR MW WALL STREET STRATEGIES RATING: B Total Equities & Options $66,113,913 $175,200 TOTAL EQUITIES $66,113,913 $175,200 YOUR PORTFOLIO HOLDINGS ESTIMATED ANNUAL INCOME $175,200 YOUR PRICED PORTFOLIO HOLDINGS 488,170,083 Transaction Detail INVESTMENT ACTIVITY SMLEMEN( TRACE DATE I DATE TRANSACTION 0600,07 oaiosto7 sow DISORIPION BEAR STEARNS COMPANIES INC uNSOUOTEci BEAR, STEARNS SCO. INC. ISA SUBSIDIARY OF THE ISSUER. OREM Wawa 5,700,288.96 EFTA00729793