EFTA02348109.pdf

From: Richard Kahn Sent: Friday, September 30, 2016 8:58 PM To: Jeffrey E. Subject: paul b Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 Begin forwarded message: From: =/b>"Barrett, Paul 5" Subject: =/b>RE: Date: =/b>September 30, 2016 at 4:54:40 =M EDT To: =/b>Richard Kahn <richardkahn12@gmail.com> We both wish that I could cover you Paul Barrett Managing Director I Global Investment =pportunities Group I J.P. Morgan Securities LLC I J.P. =organ Private Bank 1 1.P. Morgan Chase Bank =.A. 320 Park Avenue, 14th Floor, New York, NY 10022 I 1 EFTA_R1_01321849 EFTA02348109 NOT AN OFFICIAL CONFIRMATION: For informational purposes only. =his report does not represent an official account of the holdings, =alances, or transactions made in your account and is being provided at your request. Please refer to your monthly account statement =or the official record of all of your account activities. For =uestion, please call your J.P. Morgan representative. In =iscussion of options and other strategies, results and risks are based =olely on hypothetical examples cited; actual results and risks will vary depending on specific circumstances. Investors are urged to =onsider carefully whether option or option-related products in general, =s well as the products or strategies discussed herein are suitable to =heir needs. In actual transactions, the client's counterparty for OTC derivatives applications is JPMorgan Chase Bank, =.A., and affiliates. For a copy of the "Characteristics and =isks of Standardized Options" booklet, please contact your =PMorgan Advisor. This email is =onfidential and subject to important disclaimers and conditions =ncluding on offers for the purchase or sale of securities, accuracy and =ompleteness of information, viruses, confidentiality, legal privilege, =nd legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. From: Richard Ka Sent: Friday, Septem er , : To: Barrett, Paul S Subject: Re: thank you shows you the great service =joke) we are getting without you.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Se 30 2016 at 4:35 PM, =arrett, Paul S Alna wrote: 2 EFTA_R1_01321850 EFTA02348110 Thanks As an FYI - The RBS T's were =alled last week. Paul Barrett I Managing Director I Global Investment =pportunities Group I J.P. Morgan Securities LLC J.P. =organ Private Bank I J.P. Morgan Chase Bank =.A. 320 Park Avenue, 14th Floor, New York, NY 1002a NOT AN OFFICIAL CONFIRMATION: For informational purposes only. =his report does not represent an official account of the holdings, =alances, or transactions made in your account and is being provided at your request. Please refer to your monthly account statement =or the official record of all of your account activities. For =uestion, please call your J.P. Morgan representative. In discussion of options and other =trategies, results and risks are based solely on hypothetical examples =ited; actual results and risks will vary depending on specific circumstances. Investors are urged to consider carefully =hether option or option-related products in general, as well as the =roducts or strategies discussed herein are suitable to their needs. In =ctual transactions, the client's counterparty for OTC derivatives applications is JPMorgan Chase Bank, N.A., and =ffiliates. For a copy of the "Characteristics and Risks of =tandardized Options" booklet, please contact your JPMorgan =dvisor. This email is confidential and =ubject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of =nformation, viruses, confidentiality, legal privilege, and legal entity =isclaimers, available at http://www.jpmorgan.com/pages/disclosurestemail. From: Richard KahilliMilailla Sent: Friday, September 30, 2016 4:30 PM To: Barrett, Paul S Subject: attached is list for your review 3 EFTA_R1_01321851 EFTA02348111 thank you = Purchase Quantity Asset Description Date Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 JP Morgan Chase 7.9% Pfd 4/30/2049 05/10/11 3,000,000 'payment Inc 10.25% 5/15/2018 10/02/12 500,000 JPM Tr Flt Rate Income Fund 01/22/13 230,554.049 4 EFTA_R1_01321852 EFTA02348112 Citibank Preferred Ser C 5.8% 10/28/14 49,033.00 Citibank Preferred Ser C 5.8% 10/29/14 150,967.00 Citibank Preferred Ser K =.875% 2/3/14 79,000.00 WM Trust FLT RT Income fund = 02/13/13 172,709.589 Western Digital Corp 7.375% Matures 4-1-2023 06/09/16 2,000,000 Nationwide Society 6.875% GBP callable 6/20/2019 4/15/14 2,000,000 Charles Schwab 6.0% Preferred $25 par 7/27/15 40,000 Wells Fargo 5.7% Preferred $25 par 1/19/16 120,000 Ebay 6% Preferred $25 par matures 2-1.2056 2/22/16 5 EFTA_R1_01321853 EFTA02348113 80,000 Royal Bank Scotland 7.64% Fixed to 9-29-2017 then 3M =ibor +232bp 11/10/15 5,000,000 Goldman Sachs 5.375% Fixed to 5-10-2020 then 392.2 =ver 3 mo libor 6/4/15 5,000,000 Capital One 5.55% Fixed to 9-1-2020 then 380 over 3 =o libor 5/14/15 3,000,000 Bank of America 8.125% Pfd Dec 29 =049 1/10/11 2,000,000 Barclays Bank PLC 7.75% 410/2023 4/3/13 300,000 Citigroup Inc - Series Q 5.95% 8/6/15 3,000,000 Earthlink Inc 8.875% May 15 2019 10/22/12 146,000 Earthlink Inc 8.875% May 15 2019 10/23/12 600,000 Frontier Communications 8.5% 4/15/2020 6 EFTA_R1_01321854 EFTA02348114 7/6/15 3,000,000 General Electric Co GTD Fixed to Floate 4.0% =ec 15 2065 12/3/15 2,469,000 JP Morgan Chase & Co Pfd 7.9% April =0 2049 6/15/11 2,500,000 JP Morgan Chase & Co Pfd 7.9% April =0 2049 6/15/11 2,500,000 LBG Capital 12/29/49 5/21/13 1,903,000 Lloyds Bank 9.875% 12/16/2021 5/10/12 1,500,000 Southern Cal Edison 6.25% Dec 31 =049 1/30/12 3,000,000 GMAC Cap TR I GTD Pfd Sec Ser 2 8 2/22/12 80,000 Royal Bank Scotland Group PLC 7.25% Ser T 10/24/12 40,000 7 EFTA_R1_01321855 EFTA02348115 Royal Bank Scotland Group PLC 7.25% Ser T 1/7/13 40,000 Royal Bank Scotland Group PLC 7.25% Ser T 1/14/13 40,000 Washington Mutual Mtg 2004•RA2 cl CB1 var =125/2033 11/19/13 625,690 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 This email is confidential and =ubject to important disclaimers and conditions including on offers for =he purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal =rivilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email This email is confidential and subject to important disclaimers and =onditions including on offers for the purchase or sale of securities, =ccuracy and completeness of information, viruses, confidentiality, =egal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email 8 EFTA_R1_01321856 EFTA02348116