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Case 1:20-cr-00330-PAE Document 293 Filed 05/25/21 Page 21 of 32
a non-prosecution agreement with another district would be a miscarriage of justice. See United
States v. Carter, 454 F.2d 426, 427-28 (4 Cir. 1972) (federally prosecuting defendant a second
time for the same charges previously resolved by a plea agreement with a different federal
district puts at stake “the honor of the government[,] public confidence in the fair administration
of justice, and the efficient administration of justice in a federal scheme of government”);
Gebbie, 294 F.3d at 550 (“United States Attorneys should not be viewed as sovereigns of
autonomous fiefdoms. They represent the United States, and their promises on behalf of the
Government must bind each other absent express contractual limitations or disavowals to the
contrary.”). For these reasons, the NPA bars the USAO-SDNY from prosecuting Ms. Maxwell
for the offenses charged in Counts Five and Six of the S2 Indictment. They must therefore be
dismissed.
C. Counts One and Three Must Also Be Dismissed.
Because Counts Five and Six must be dismissed, the expanded Mann Act conspiracies
charged in Counts One and Three must also be dismissed. In the S1 Indictment, the conspiracies
charged in Counts One and Three were confined to a four-year period from 1994-1997, which
the Court found was not covered by the NPA. (Dkt. 207 at 6-7). In the S2 Indictment, by
contrast, the conspiracies charged in Counts One and Three cover a much broader timeframe
from 1994-2004 because they incorporate the same conduct from 2001-2004 involving Accuser-
4 charged in Counts Five and Six. As previously discussed, the NPA bars the government from
prosecuting Ms. Maxwell for these offenses. Hence, as currently charged, the government could
offer inadmissible evidence excluded by the NPA as proof of Counts One and Three. It would
be impermissible for the jury to consider such evidence in connection with Counts One and
Three and any guilty verdict based on proof related to Accuser-4, or any other conduct covered
by the NPA, might require reversal. See United States v. Rooney, 37 F.3d 847, 855-56 (2d Cir.
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Document Details
| Filename | DOJ-OGR-00004286.jpg |
| File Size | 757.0 KB |
| OCR Confidence | 94.8% |
| Has Readable Text | Yes |
| Text Length | 2,168 characters |
| Indexed | 2026-02-03 16:46:00.064368 |