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11/14/2017 Rockefeller & Co., Inc.: Private Company Information - Bloomberg Capital Markets November 14, 2017 6:15 PM ET Company Overview of Rockefeller & Co., Inc. Snapshot Company Overview Rockefeller & Co., Inc. is a privately owned investment manager. It provides its services to High net worth individuals, their families, family offices and related entities, funds organized as domestic or offshore (non-U.S.) companies, limited partnerships, limited liability companies or other types of legal entities; U.S. registered investment companies; Trusts and other fiduciary accounts , Foundations, endowments, charitable and other nonprofit institutions; Taxable and tax-exempt accounts, and Sovereign Nation(s). The firm manages separate client-focused equity and fixed income portfolios. The firm invests in the public equity markets across the globe. It invests in the fixed income m... Detailed Description Phone: 212-549-5330 Fax: 212-549-5524 www.rockco.com 10 Rockefeller Plaza New York, NY 10020 United States Founded in 1882 People Key Executives For Rockefeller & Co., Inc. Mr. Reuben Jeffery Ill, J.D. Managing Director, President, CEO, and Member of the Board Age: 64 Mr. David Westbrook Chief Financial Officer and Managing Director Mr. Stuart Hendry Chief Operating Officer and Managing Director Mr. David Peter Harris CFA Chief Investment Officer, Managing Director, and Portfolio Manager Ms. Yvette Marie Garcia J.D. Chief Administrative Officer, Secretary, Managing Director, and General Counsel Compensation as of Fiscal Year 2017. Rockefeller & Co., Inc. Key Developments Rockefeller & Co Names David Rockefeller, Jr. as Chairman Oct 31 16 Rockefeller & Co announced that director David Rockefeller, Jr. has been appointed chairman of the board of directors. Mr. Rockefeller, a founding member of the board of directors, succeeds Colin G. Campbell, who has served as chairman since 2003. Mr. Campbell will remain a member of the board of directors. As chairman, Mr. Rockefeller will lead the board of directors in its oversight of the firm’s business, and will work closely with Rockefeller & Co. CEO and president, Reuben Jeffery III, in supporting the firm’s delivery of best in class wealth advisory and asset management services to high net worth individuals, families and institutions. Similar Private Companies By Industry Company Name Region @Visory LLC 1 Road Partners LLC 11T Partners, LLC United States United States United States Recent Private Companies Transactions Type Date Target Merger/Acquisition -- October 3, 2017 https:/Awww.bloomberg.com/research/stocks/private/snapshot.asp?privcapld=1082551 HOUSE_OVERSIGHT_012066 1/2