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16 <3) ROCKEFELLER & CO. ROCKCO.COM insights@rockco.com New York, NY Washington, DC 10 Rockefeller Plaza 900 17th Street NW 3rd Floor Suite 603 New York, NY 10020 Washington, DC 20006 212-549-5100 202-719-3000 Rockefeller Trust Company, N.A. The Rockefeller 10 Rockefeller Plaza Trust Company (Delaware) 3rd Floor 1201 N Market Street New York, NY 10020 Suite 1401 212-549-5100 Wilmington, DE 19801 302-498-6000 http://www. koreatimes.co.kr/www/nation/201 7/05/356_229150.html https://www.nytimes.com/2017/03/04/business/south-korea-samsung- bribery-lee.html https://www.nytimes.com/2017/03/04/business/south-korea-samsung- bribery-lee.html http://www.acga-asia.org/upload/files/research_preview/20161014021202_3.pdf http://www.eastasiaforum.org/201 1/07/08/corporate-governance-reform-in-korea/ “Reform of Corporate Governance,” in Economic Crisis and Corporate Restructuring, Cambridge University Press, 2003, p. 308. http:/Awww.acga-asia.org/upload/files/CG%20Watch%20201 2. pdf https://papers.ssrn.com/sol3/papers.cfm ?abstract_id=1195313 https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2824303 1°"Reform of Corporate Governance,” in Economic Crisis and Corporate Restructuring, Cambridge "Asian Corporate Governance” Asia Pacific GS Sustain, April 11, 2017. © Orn aoak oH = Boston, MA 99 High Street 17th floor Boston, MA 02110 617-375-3300 '2"Asian Corporate Governance” Asia Pacific GS Sustain, April 11, 2017. University Press, 2003, p. 287. “Asian Corporate Governance” Asia Pacific GS Sustain, April 11, 2017. Cover image: Getty Images Certain information contained in this document may constitute “forward-looking statements.” No representations or warranties are made as to the accuracy or completeness of such statements, and actual events or results may differ materially from those reflected or contemplated. This document is provided for informational purposes only and is not intended, and should not be construed, as investment, tax or legal advice. This document does not purport to be a complete statement of approaches, which may vary due to individual factors and circumstances. Company references are provided for illustrative purposes only and should not be construed as investment advice or a recommendation to purchase, sell or hold any security. Although the information provided is carefully reviewed, Rockefeller & Co., Inc. cannot be held responsible for any direct or incidental loss resulting from applying any of the information provided. Past performance is no guarantee of future results and no investment or financial planning strategy can guarantee profit or protection against losses. These materials may not be reproduced or distributed without Rockefeller 4 Co., Inc.’s prior written consent. Copyright 2017 © Rockefeller & Co., Inc. All Rights Reserved. Products and services may be provided by various subsidiaries of Rockefeller & Co., Inc. GLOBAL FORESIGHT THIRFD QUAPTER 2017 HOUSE_OVERSIGHT_012094