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Case 1:20-cr-00330-PAE Document307 Filed 06/25/21 Page15of21
Although Maxwell relied on Franks in her opening brief, she argues in reply that she
need not satisfy that standard. See Dkt. No. 134, at 16; Dkt. No. 285, at 23. However, she
provides no explanation for why Franks should not apply. To the extent she offers any
alternative framework in her reply, it is that an evidentiary hearing is required whenever any
factual issue related to a motion to suppress is in dispute. That formulation is far too broad.
The Court agrees with the Government (and the suggestion in Maxwell’s opening brief)
that Franks provides the appropriate standard for whether Maxwell is entitled to an evidentiary
hearing on her motion. To be sure, these cases are not identical. Franks dealt with an alleged
false statement in a warrant affidavit. This case involves an alleged false statement in a hearing
to modify a protective order to allow a grand jury subpoena. Franks involved a claim under the
Fourth Amendment, while Maxwell couches hers in the Fifth. But while not identical, these
settings are closely analogous. Each involves alleged misstatements to a court that allowed the
Government to obtain evidence. Each presents a risk of a defense fishing expedition where no
wrongdoing appears on the face of the Government’s application. Each requires balancing
similar interests—deterrence of deliberate misconduct on the one hand, and suppression of
evidence inevitably discovered or obtained through innocent error on the other. The Second
Circuit has already extended Franks past its precise factual context to a motion to suppress based
on alleged misrepresentations in a wiretap application. See United States v. Rajaratnam, 719
F.3d 139, 151 (2d Cir. 2013). The Court concludes that Maxwell must at least meet this standard
for a similar claim invoking the Court’s inherent authority.
Maxwell must thus make a substantial preliminary showing on each of Franks’
requirements to justify an evidentiary hearing. United States v. Salameh, 152 F.3d 88, 113 (2d
Cir. 1998). That is, she must first make a substantial preliminary showing that the Government
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| Filename | DOJ-OGR-00004799.jpg |
| File Size | 738.4 KB |
| OCR Confidence | 95.3% |
| Has Readable Text | Yes |
| Text Length | 2,172 characters |
| Indexed | 2026-02-03 16:53:03.968761 |