EFTA02498205.pdf

From: jeffrey E. <jeevacation@gmail.com> Sent: Tuesday, June 23, 2015 11:16 PM To: A. de Rothschild Subject: Re: Tr. Julius Baer to take preliminary provision of USD 350 million for its eventual settlement with the U.S. Department of Justice regarding its legacy U.S. cross-border business On Tue, Jun 23, 2015 at 7:15 PM, A. de Rothschild • j:. wrote: Yes agreed What happens if we think our settleme=t is " unfair " compared to other banks ? Ariane d= Rothschild Le 24 juin 2015 a 01:13, jeffrey E. &=t;jeevacation@g=ail.com <mailto:jeevacation@gmail.com» a ecrit : as I said there is no decsion you can make tha= will effect so much of a dollar differnece than he DOJ matter, =AO it makes all other issues ie bonuses, wine , hotel =C2 pale in comparison. On Tue, Jun 23, 2015 at 7:04 PM, A. de Rothschild wrote: Fyi Ariane de Rothschild D=C3 but du message transfere : Expecliteur: "TOBIANO, Cynthia" «= href="mailto target="_blank' Date: 23 juin 2015 18:27:23 UTC+2 Destinat=ire: "A. de Rothschild" a >, FIEVET Emmanuel •MMc), AE=CHLIMANN Yves < <mailto >, Pernollet Jean-Christophe Objet: Tr: Julius Baer to take prel=minary provision of USD 350 million for its eventual settlement with the U=S. Department of Justice regarding its legacy U.S. cross-border business</=> EFTA_R1_01623503 EFTA02498205 Fyi De: CHAPUIS, Laurent a Envoye: mardi 23 jui= 2015 18:01 A: TOBIANO, Cynthia; COILLE, Fabrice; MAR= Nicolas; MARK, Nicolas Objet: Julius Baer to take prelimi=ary provision of USD 350 million for its eventual settlement with the U.S.=Department of Justice regarding its legacy U.S. cross-border business If the email looks unformatte=, please use this alternative I ink<http://r2. newsbox.ch/d13/sh/rd22303/p63051/c2369/ntual_sett=ement_with_the_u.s._department_of_justice_re gardi ng_its_legacy_u.s._cross-=order_busi ness.1138-183-544 -0-5.htm I <http://r2.newsbox.ch/d13/=h/rd22303/p63051/c2369/ntual_settlement_with_the_u.s._department_of justic=_regar ding_its_legacy_u.s._cross-border_business.1138-183-544-0-5.html» [Julius Barl<http://r2.newsbox.ch/d13/sh/rd22304/p63051/c2369/www.juliusbaer.com<=a» chttp:=/r2.newsbox.ch/d13/sh/rd22304/p63051/c2369/www. juliusbaer.com> =EDIA RELEASE Julius Baer Group Ltd. Julius Baer t= take preliminary provision of USD 350 million for its eventual settlement=with the U.S. Department of Justice regarding its legacy U.S. cross-border=business Today, Julius Baer has announced its decision to take a =reliminary provision of USD 350 million for its eventual settlement with t=e U.S. Department of Justice (DOJ) regarding its legacy U.S. cross-border =usiness. Zurich, 23 June 2015 — The decision to take a pr=liminary provision at this time is the result of Julius Baer's rec=nt discussions with the DOJ regarding its eventual, comprehensive and fina= settlement of the 001's investigation of Julius Baer's le=acy U.S. cross-border business. These settlement discussions have now suff=ciently advanced to enable Julius Baer to make a preliminary assessment of=a probable and approximate amount required to reach a settlement with the =0J. 2 EFTA_R1_01623504 EFTA02498206 The=preliminary provision of US0 350 million will be charged to the 2015 half-=ear results. If the amount had been provisioned at the end of April 2015, =he Group's BIS total capital ratio would have been 20.9% and its B=S tier 1 capital ratio 19.6%. =span> Noting that estimates are by their nature based on j=dgment, currently available information and a variety of other factors, th= amount of the provision reflects Julius Baer's existing understan=ing and the present state of the preliminary discussions with the DOJ rega=ding the amount of an eventual settlement and may be subject to change. Wh=lst there is no defined timetable for a final settlement, Julius Baer cont=nues to work towards closing this regrettable legacy issue as soon as poss=ble. Ju=ius Baer's 2015 half-year results will be published on 20 July 201=. Contacts Medi= Relations, Zurich, tel. +41(0) 58 888 8888 <tel:%2B41%20%280%29%2058%20888%208888> Investor Relations, tel. +41(0) 58=888 5256 <tel:%2B41%20%28=%29%2058%20888%205256> =span> A=out Julius Baer Julius Baer is the leadin= Swiss private banking group, with a focus on servicing and advising sophi=ticated private clients and a premium brand in global wealth management. J=Iius Baer's total client assets amounted to CHF 376 billion at the=end of April 2015, including CHF 289 billion of assets under management. B=nk Julius Baer & Co. Ltd., the renowned Swiss private bank which celeb=ates its 125th anniversary in 2015, is the principal operating company of =ulius Baer Group Ltd., whose shares are listed on the SIX Swiss Exchange (=icker symbol: BAER) and are included in the Swiss Market Index (SMI), comp=ising the 20 largest and most liquid Swiss stocks. =br> Julius Baer employs a staff of =ver 5,000, including more than 1,000 relationship managers, and is present=in over 25 countries and some 50 locations. Headquartered in Zurich, we ha=e offices in key locations including Dubai, Frankfurt, Geneva, Hong Kong, =ondon, Lugano, Monaco, Montevideo, Moscow, Singapore and Tokyo. Our client=centric approach, our objective advice based on a unique open product plat=orm, our very strong financial base and our entrepreneurial management cul=ure make us the international reference in private banking. 3 EFTA_R1_01623505 EFTA02498207 For more information v=sit our website at <http://www.juliusbaer.com> <=span> Edit <=ht=p://webservices. newsbox.ch/juli usbaer/registration/executable/di rect_logi n=php?t=poi 14sui62469isoG Lenvs8895 b483 <http://webservices.newsbox.ch/juliusbaer/registration/executabl./direct_login.php?t=poil4sui62469isoGlenvs8895b4 83» I Unsubscribe &=t;http://webservices.newsbox.chtjuliusbaer/registration/executable/one_cl=ck_delete.php?t=poil4sui62469isoGlen vs8895b483 chttp://webservices. newsbox.chnuli usbaer/registration/executa=le/one_click_delete.php?t=poi14sui62469isoGLenvs88 95b483» <=span> Julius Baer Group Ltd. Bahnhofstrasse 36, P.O. Box, 8010 Zurich, Switzerland<=r>T +41 (0) 58 888 1111 <tel:%2B41%20%280%29%2058%20888%201111> , F +41(=) 58 888 5144 <tel:%2B41%=0%280%29%2058%20888%205144> www.juliusbaer.com <http://www.juliusbaer.com> <http://r2.=ewsbox.ch/d13/sh/rd22304/p63051/c2369/www.juliusbaer.com <http://r2.newsbox.ch/d=3/sh/rd22304/p63051/c2369/www.juliusbaer.com» <http://r2.newsbox.ch/d13/sh/rd22303/=63051/c2369/ntual settlementwiththeu.s._departmentof Justice Jegarding=its_legacy_u.s._cross-border_business.1138-183-544-0-5.html>=br> -br> Ensemble adoptons des gestes responsables : N t=;imprimez ce mail que si nécessaire. Ce message et se= annexes sont strictement confidentiels et établis à l'atten=ion exclusive des destinataires prévus par l'expéditeur. Si =ous n'êtes pas le destinataire de ce message, nous vous remercion= de le détruire immédiatement et d'en avertir l'exp =A9diteur. Toute utilisation ou diffusion non autorisée de ce message =t de ses annexes est interdite. 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