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Upcoming Events Weston Hill Global Private Wealth Forum April 25, 2017 Roosevelt Hotel 45 E 45th Street, New York City 13D Monitor Active-Passive Investor Summit April 27, 2017 The Plaza Hotel, New York City NCS Regulatory Compliance Conference June 21 — 23, 2017 Eau Palm Beach Resort & Spa Manalapan, FL Sadis & Goldberg’s 10th Annual Alternative Investment Management Seminar November 8, 2017 The New York Athletic Club 180 Central Park South, New York City We practice law but we live business. 551 Fifth Avenue, 21st Fl., New York, NY 10176 212.947.3793 Ron S. Geffner, Partner and head of the Financial Services Group, will be speaking at Weston Hill Global Private Wealth Forum on April 25, 2017 on hedge funds. The event will be held at the Roosevelt Hotel, 45 E 45th Street in New York City. For more information, please go to: http://www.globalprivatewealth. org/index.php. Sam Lieberman, Partner and member of the Securities Litigation Group, will be moderating a panel at the 13D Monitor Conference in New York City on April 27, 2017. The event will take place at the Plaza Hotel, New York City. For more information, please go to: http://www.13dmonitorconference.com/ Dan Viola, Partner and head of the Regulatory and Compliance Group, will be speaking at the NCS Regulatory Compliance Conference on June 21, 2017 in Manalapan, FL. He will be speaking on four panels. The panels are entitled “Risk Management and CCO Liability”, “Preparing for a Regulatory Exam”, “Creating a Culture of Compliance: Internally and with Regulators’, and “Private Equity and Alternative Investments: Advancing Your Strategy”. For more information, please go to: https://www. eiseverywhere.com/ehome/index.php?eventid=194010& Sadis & Goldberg LLP will be hosting the 10th Annual Alternative Investment Management Seminar on Wednesday, November 8, 2017. This seminar will include discussions on the latest trends and issues relevant for private investment funds to be successful in today’s business environment. ConporsteLiveltiive: GLOBAL@ » AWARDS 2016 L asia Empowering end users fo make smarter, more confident decisions. By GLO BAL NS) Ce Awards 2016 = $ Plobal HEDGE / FUND 2016 ann NER MINNE LOBAL iW Law Awards “Y, AWARDS 2016 DealMakers ee —a COUNTRY AWARDS CONTINENT AWARDS Any U.S. federal tax advice included in this communication is not intended or written to be used, and cannot be used, for the purpose of avoiding U.S. federal tax penalties. The information contained herein was prepared by Sadis & Goldberg LLP for general information purposes for clients and friends of Sadis & Goldberg LLP. Its content should not be construed as legal advice, and readers should not act upon the information in this newsletter without consulting counsel. This information is presented without any representation or warranty as to its accuracy, completeness or timeliness. Transmission or receipt of this information does not create an attorney-client relationship with Sadis & Goldberg LLP. Electronic mail or other communications with Sadis & Goldberg LLP cannot be guaranteed to be confidential and will not create an attorney-client relationship with Sadis & Goldberg LLP. © 2017 Sadis & Goldberg LLP 8 HOUSE_OVERSIGHT_019863