EFTA00065061.pdf

UNITED STATES ATTORNEY'S OFFICE Southern District of New York U.S. ATTORNEY GEOFFREY S. BERMAN FOR IMMEDIATE RELEASE Tuesday, November 19, 2019 http://www.justice.gov/usao/nys CONTACT: U.S. ATTORNEY'S OFFICE Jim Margolin, Nicholas Biase (212) 637-2600 DOJ O1O FBI Martin Feely, Adrienne Senatore, Amy Thoreson (212) 384-2100 CORRECTIONAL OFFICERS CHARGED WITH FALSIFYING RECORDS ON AUGUST 9TH AND 10TH AT THE METROPOLITAN CORRECTIONAL CENTER Defendants Allegedly Created Records Falsely Attesting to Required Checks of Inmates the Defendants Never Did in the Special Housing Unit on the Night Inmate Jeffrey Epstein Committed Suicide Geoffrey S. Berman, the United States Attorney for the Southern District of New York, Michael Horowitz, Inspector General for the Department of Justice ("DOJ OIG"), and William F. Sweeney Jr., Assistant Director-in-Charge of the New York Field Office of the Federal Bureau of Investigation ("FBI"), announced today the unsealing of an indictment charging federal correctional officers TOVA NOEL and MICHAEL THOMAS with making false records and conspiring to make false records and to defraud the United States by impairing the lawful functions of the Metropolitan Correctional Center ("MCC"), a Manhattan detention facility that houses federal inmates. NOEL and THOMAS surrendered this morning. The case is assigned to Southern District of New York U.S. District Judge U.S. Attorney Geoffrey S. Berman said: "As alleged, the defendants had a duty to ensure the safety and security of federal inmates in their care at the Metropolitan Correctional Center. Instead, they repeatedly failed to conduct mandated checks on inmates, and lied on official forms to hide their dereliction. The notoriety of the case against Jeffrey Epstein should not detract from the fact that these defendants allegedly failed to ensure the safety of all of the prisoners under their watch at the MCC, not just the infamous. These defendants will now be held accountable for shirking their responsibilities and concealing their conduct." Inspector General Michael Horowitz said: EFTA00065061 FBI Assistant Director William F. Sweeney Jr. said: According to the Indictment' filed today in Manhattan federal court: On August 10, 2019, NOEL and THOMAS repeatedly failed to complete mandated counts of prisoners under their watch in the MCC's Special Housing Unit ("SHU"). Instead, for substantial portions of their shifts, NOEL and THOMAS sat at their desk, browsed the intemet, and moved around the common area of the SHU. To conceal their failure to perform their duties, NOEL and THOMAS repeatedly signed false certifications attesting to having conducted multiple counts of inmates that they did not do. As a result of those false statements, the MCC believed prisoners in the SHU were being regularly monitored when, in fact, as a result of the defendants' conduct, no correctional officer conducted any count or round of the SHU from approximately 10:30 p.m. on August 9 until approximately 6:30 a.m. on August 10, at which time, NOEL and THOMAS discovered the body of MCC inmate Jeffrey Epstein, who had committed suicide while unobserved earlier that morning. Background on Relevant Individuals & Entities The MCC is a federal administrative detention facility located in Manhattan that is run by the Federal Bureau of Prisons. The MCC employs correctional officers, whose primary duty is to ensure the care, custody, and control of the inmate population of the MCC. NOEL has been employed as a correctional officer at the MCC since approximately 2016, and THOMAS has been employed as a correctional officer at the MCC since approximately 2007. Both NOEL and THOMAS were regularly assigned to work shifts in the SHU at the MCC. Correctional officers assigned to guard inmates in the SHU — and throughout the MCC — are required to conduct institution-wide counts of inmates at regular, scheduled intervals to ensure that each inmate is alive and accounted for within the MCC. Two officers are required to complete the institutional count for each housing unit, including the SHU, and are further required to document their performance of the count on an official MCC form called a count slip. In addition to the institutional count, MCC correctional officers assigned to the SHU are required to complete rounds every thirty minutes to ensure that each inmate is alive and accounted for within his cell. Correctional officers working in the SHU are required to complete a form documenting the date and time of each 30-minute round in each area of the SHU. On July 6, 2019, Epstein was arrested and detained at the MCC on sex trafficking charges, and was subsequently assigned to the SHU due to risk factors for suicidality and safety concerns. After an apparent suicide attempt on July 23, 2019, Epstein was transferred to suicide watch and then psychological observation. Upon being moved back to the SHU on July 30, 2019, the MCC took steps to guard against future suicide attempts by Epstein, including by assigning Epstein to the cell closest to the correctional officers' desk. Conducting the required institutional counts and thirty-minute rounds in the SHU were also part of the MCC's procedures for ensuring the safety of inmates, including Epstein. As the introductory phrase signifies, the entirety of the text of the Indictment, and the description of the Indictment set forth herein, constitute only allegations, and every fact described therein should be treated as an allegation. EFTA00065062 The Events of August 9-10, 2019 On August 9, 2019, NOEL was assigned to work in the SHU from 4:00 p.m. on August 9, 2019, to 8:00 a.m. on August 10, 2019. THOMAS was assigned to work with NOEL in the SHU from 12:00 a.m. until 8:00 a.m. on August 10, 2019. From 4:00 p.m. on August 9 to 8:00 a.m. on August 10, the officers on duty in the SHU, including NOEL and THOMAS, were responsible for conducting five institutional counts at 4:00 p.m. and 10:00 p.m. on August 9, and at 12:00 a.m., 3:00 a.m., and 5:00 a.m. on August 10. NOEL and THOMAS were also responsible for completing forms attesting to the completion of each of those counts. In fact, NOEL, and then NOEL and THOMAS, repeatedly failed to complete mandated counts in the SHU. Instead for substantial portions of their 12:00-8:00 a.m. shifts, NOEL and THOMAS sat at their desk, browsed the Internet, and moved around the common area of the SHU. During that time period, NOEL and THOMAS were the only correctional officers assigned to the SHU. Aside from two other officers who briefly visited the common area of the SHU, as confirmed by video surveillance, no one else entered the SHU, no one conducted any counts or rounds throughout the night, and no one entered the area in which Epstein was housed. To conceal their failure to complete their duties, NOEL signed false certifications attesting to having conducted counts of inmates at 4:00 p.m. and 10:00 p.m., and NOEL and THOMAS signed false certifications attesting to having conducted counts of inmates at 12:00 a.m., 3:00 a.m., and 5:00 a.m. when, in truth and in fact, they never conducted such counts. As a result of those false reports, the MCC believed prisoners in the SHU were being regularly monitored and accounted for when, in fact, no correctional officer conducted any count or round of the SHU from approximately 10:30 p.m. on August 9 until approximately 6:30 a.m. on August 10, at which time, NOEL and THOMAS discovered the body of Epstein, who had committed suicide by hanging himself earlier that morning while unobserved. NOEL, 31, and THOMAS, 41, are each charged with one count of conspiring to defraud the United States by impairing, obstructing, and defeating the lawful functions of the MCC, and to make false records, which carries a maximum sentence of five years in prison. NOEL is also charged with five counts of making false records, and THOMAS is also charged with three counts of making false records, each of which carries a maximum sentence of five years in prison. The statutory maximum and mandatory penalties are prescribed by Congress and are provided here for informational purposes only, as any sentencing of the defendants would be determined by the judge. Mr. Berman praised the outstanding investigative work of the Office of the Inspector General and the FBI. This case is being handled by the Office's Public Corruption Unit. Assistant U.S. Attorneys Rebekah Donaleski and Nicolas Roos are in charge of the prosecution. The charges contained in the Indictment are merely accusations. The defendants are EFTA00065063 presumed innocent unless and until proven guilty. I9-XXX ihint EFTA00065064