EFTA00074441.pdf

U.S. Department of Justice United States Attorney Southern District of New York The Silvio J. Mollo Building One Saint Andrew's Plaza Neu• York. Neu• York 10007 September 3, 2019 JP Morgan Chase Bank N.A. And All Affiliates National Subpoena Processing Indianapolis, Indiana 46231-1335 Fax Number: Re: Grand Jury Subpoena Please be advised that the accompanying grand jury subpoena has been issued in connection with an official criminal investigation of a suspected felony being conducted by a federal grand July. The Government hereby requests that you voluntarily refrain from disclosing the existence of the subpoena to any third party. While you are under no obligation to comply with our request, we are requesting you not to make any disclosure in order to preserve the confidentiality of the investigation and because disclosure of the existence of this investigation might interfere with and impede the investigation. Thank you for your cooperation in this matter. By: Very truly yours, GEOFFREY S. BERMAN United States Attorney Assistant United States Attorney Southern District of New York EFTA00074441 Grand Jury Subpoena Anitehatates Pis-ft-id (Evart SOUTHERN DISTRICT OF NEW YORK TO: JP Morgan Chase Bank N.A. And All Affiliates National Subpoena Processing Indianapolis, Indiana 46231-1335 Fax Number: GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: September 17, 2019 Appearance Time: 10 a.m. to testify and give evidence in regard to alleged violations of federal criminal law, including: 18 U.S.C. §§ 1591, 1594(c), 2422(b), 371 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: SEE ATTACHED RIDER. Personal appearance is not required if the re uested records are (1) produced by on or before the return date to Special Agent Federal Bureau of Investigation, 26 Federal Plaza, New York, NY 10278, telephone and (2) accompanied by an executed copy of the attached Declaration o usto ian of Records. Please contact Forensic Accountant 1 or Special Agent at 'with any questions. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, New York September 3, 2019 craer GEOFFREY S. BERMAN United States Attorney for the Southern District,of New York Assistant United States Attorney One St. Andrew's Plaza EFTA00074442 RIDER (Grand Jury Subpoena to JP Morgan Chase, dated September 3, 2019) Please provide from account inception to the present any and all records pertaining to the following accounts(s)/organization(s)/individuals(s), whether held jointly or severally or as trustee or fiduciary as well as custodian, executor, or guardian, to include all open and closed accounts. Please provide all images of documents in Adobe PDF files on CDs. A. Please use the following identifiers: NAME DOB SSN ADDRESS PHONE EMAIL DLN B. Records to be produced should include but are not limited to the items listed below: I. Documents (checks, debit memos, cash in tickets, wires in, wires out, etc.) reflecting additions and/or subtractions to the account and how the account balances are being satisfied on a monthly basis; 2. Signature cards; 3. Proof of identification (including but not limited to copies of identification used to open the account); 4. Location of withdrawals 5. Opening account(s) documents with attachments, including any and all applications, internal documents generated to open account(s), and identification information or other documentation provided by Customer; 6. "Know your customer" documentation; 7. Wire transfer records (incoming and outgoing, and any and all applications and instructions); 8. "Quick Pay" transaction detail including counterparty information; 9. Safe deposit records, including applications, signature cards, and sign-in records; 10. Trust accounts; II. Monthly statements; 12. Credit card statements; 13. Bank, travelers, or cashier checks drawn on account or purchased with an account check; 14. Prepaid debit cards, certified checks, cashiers' checks, money orders, and traveler's checks; 3 EFTA00074443 15. Loan, lease, and/or mortgage application files (whether granted or denied) including credit reports, applications, and payments made on loans; 16. Any and all corporate resolutions, certifications of incorporation, business certificates and/or partnership agreements; 17. Online banking information- All information regarding the electronic use of banking systems to include the following: usemame, registration IP address, online account creation date, online account status and IP logs/history, MAC addresses and online session times and duration; and 18. Any and all correspondence, electronic or otherwise, including memoranda, emails and text messages, that reference or concern items (1) through (17), above, and/or any financial interests involving the individuals and/or entities identified in Section A. N.B.: Personal appearance is not required if the re uested records are (1) produced by on or before the return date to Special Agent Federal Bureau of Investigation, 26 Federal Plaza, New York, NY 10278, telephone and (2) accompanied by an executed copy of the attached Declaration of Custodian of Records. PLEASE PROVIDE IN ELECTRONIC FORMAT IF POSSIBLE. Please contact Forensic Accountant or Special Agent vith any questions. IMPORTANT: REOUEST FOR NON-DISCLOSURE Due to the ongoing nature of the investigation, it is requested that you do not disclose any information relating to this Grand Jury subpoena request to any third party. 4 EFTA00074444 Declaration of Custodian of Records Pursuant to 28 U.S.C. § 1746, I, the undersigned, hereby declare: My name is (name of declarant) I am a United States citizen and I am over eighteen years of age. I am the custodian of records of the business named below, or I am otherwise qualified as a result of my position with the business named below to make this declaration. I am in receipt of a Grand Jury Subpoena, dated September 3, 2019, and signed by Assistant United States Attorney requesting specified records of the business named below. Pursuant to Rules 902(11) and 803(6) of the Federal Rules of Evidence, I hereby certify that the records provided herewith and in response to the Subpoena: (1) were made at or near the time of the occurrence of the matters set forth in the records, by, or from information transmitted by, a person with knowledge of those matters; (2) were kept in the course of regularly conducted business activity; and (3) were made by the regularly conducted business activity as a regular practice. I declare under penalty of perjury that the foregoing is true and correct. Executed on (date) (signature of declarant) (name and title of declarant) (name of business) (business address) Definitions of terms used above: As defined in Fed. R. Evid. 803(6), "record" includes a memorandum, report, record, or data compilation, in any form, of acts, events, conditions, opinions, or diagnoses. The term, "business" as used in Fed. R. Evid. 803(6) and the above declaration includes business, institution, association, profession, occupation, and calling of every kind, whether or not conducted for profit. EFTA00074445