EFTA00083990.pdf

09 JPMorgan Chase Bank 2002 345 Park Avenue. New York, NY 10154-1002 Account Number JEFFREY EPSTEIN JPMorgan Private Bank Confidential Page 1 of 9 Asset Account Portfolio September I - September 30, 2002 Table of Contents Page Portfolio Summary 2 Cash and Short Term 3 Trade Activity 5 Account Transactions 6 Account Officers Service Specialist: RILEYIHORNBECKER 0000000000 00 0000 000 000000020 000000 JEFFREY E EPSTEIN C/O FINANCIAL TRUST COMPANY ATTN: JEANNE BRENNAN GOVERNMENT EXHIBIT 504 52 20 Cr. 330 (AIN) Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00005505 EFTA00083990 09 JPMorgan Chase Bank 2002 345 Park Avenue, New York, NY 10154-1002 Account Numbe JEFFREY EPSTEIN Portfolio Summary Except kr the Depcwt Acta"! (e ~ir) end the osen sn pro Aue( notam( (Mon n maure° dapOUIS wrtn.IPMCI) nr» of Me "...nemme rekna/ tn (hm stammen: of yre Aser notam( 'menene ~ml fonds ro FOPC munn% of benk depcorts Obkg•bovg of Or gvartreood by JANCO of (my o( on bank av tnnfr offhtwes (utdan OVIgnuu9e md.:0W) Sve° SOCurgain ard otnrommtments ro sotra k, "remmen; meiude)9 Pass«. bas ot inong~ ~Nag ~nagd Soo 'Importen( information obo& gauv JF,» EkoMene Aceount cg the end ot the Aszet Accourd ~ho Asset Account Portfolio September 01, 2002 • September 30, 2002 fl JPMorgan Private Bank Page 2 of 9 Overview Cash & Short Term renke( Vera 1.1S0 S4030 6,838,687.24 lirker Valpe US() Aur3f 14,816,643.79 Total 6,838,687.24 14,818,843.79 Accrued Intome 11,992 75 22,043 45 Total Portfolio Value 6,850,679.99 14,838,687.24 Tex COM USO 6,838,687.24 8,838,687.24 Enlmetee Annua( brom* USD 109,416.12 109,416.12 Asset Allocation 100% Cash and Short Term Intome Summary Thls Perler USD Vw to Dele USD` Taxable Interest 949.99 949.99 U.S. Tax Exempt Dividends 21,093.46 21,475.74 Total 22,043.45 22,425.73 Contidential Treatment Requested by JPMorgan JPM-SDNY-00005506 Chase EFTA00083991 09 Account Number JEFFREY EPSTEIN September 01, 2002 - September 30. 2002 JPMorgan Chase Bank 2002 345 Park As cam, New York, NY 10154-1002 q1PMorgan Private Bank Asset Account Portfolio Page 3 of 9 Cash and Short Term Summary by Maturity CunentAletket Value &Mated Annual income USD USD Cash 957.08 12 44 Less Than 3 Months 6,837,730.16 109.403 68 Total 8,838,687.24 109,416.12 Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature. Cash and Short Term by Type Description Cus'pSSP Moody's Raring Currency Quantity Linn Cost atSISS Original Market Price Tax Cost Aquaria Original Current Madre( Value USO Estimated Unroahse4 Annual Don/Loss USD Income USD CLIMIlt 19001 % Accrued Interest USO Cash JP MORGAN TAX FREE MONEY MARKET USD 957.08 1.00 1.00 957.08 957.08 12.44 1.30 PREMIER CLASS SWEEP FUND (92) 0.83 (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annuakzed Yield: 1.27% Short Term by Maturity J P MORGAN TM FREE MONEY MARKET USD 6,837,730.16 1.00 1 00 6.837,730 16 6,837,730.16 109.403 68 1 60 FUND INSTITUTIONAL SHARE CLASS 11,991.92 (FUND 840) 7-Da Annualized Yield: 1.52% Confidential Treatment Requested by JPMorgan JPM-SDNY-00005507 Chase EFTA00083992 09 Account Number JEFFREY EPST IN September 01, 2002 - September 30, 2002 JPMorgan Chase Bank 2002 345 Park Avenue, New York, NY 10154-1002 ° JPMorgan Private Bank Asset Account Portfolio Page 4 of 9 Cash and Short Term by Type continued Description CustpCiald «Mrs Rating Una Cost Tax Cost Covent Estimated Current Marker A y Marker Value UW Unrealized Annual Weld' Currency OuanOry Original Price On gins! Accrued ;merest USO GairYLoss USO Income UW YTAS Total Cash and Short Term Important Information ~U. Pricing and WhieflOOS Prom some or wench ere provided by prong Serr,Ce3 a OW« SWOP, rh e deem mast% am not guaranteed for ~racy a as ferkzal0e valuer 6,838,687.24 6,838,687.24 0.00 109,416.12 1.60 11,992.75 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005508 Chase EFTA00083993 09 JPMorgan Chase Bank 2002 345 Park Avenue. New York, NY 10154-1002 Account Number JEFFREY EPSTEIN Trade Activity Asset Account Portfolio September 01, 2002 - September 30, 2002 JPMorgan Private Bank Page 5 of 9 Realized Gain/Loss Summary Short Term Gain/Loss Long Term Gain/Loss Note: S incicates Short Term Realized Gain/Loss L indicates Long Term Realized Gain/Loss Capital gains and losses on sales with missing or incomplete tax cost are identified with WA. Amount USD 0.00 0.00 Trade Activity by Type Trade Semement Care Clare Type OeungifIon Currency Quantify P/1OVUM Name CostoProcels Realized Tax COW Gainless 050 Settled Aug 30 Sep 3 Purchase J P MORGAN TAX FREE MONEY MARKET USD 21,086 37 1.00 - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 84O) Sep 10 Sep 10 Sale J P MORGAN TAX FREE MONEY MARKET USD - 2,000,000 1.00 2,000,000.00 - 2,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 16 Sep 16 Sale J P MORGAN TAX FREE MONEY MARKET USD - 1,000,000 1.00 1,000,000.00 - 1,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 18 Sep 18 Sale J P MORGAN TAX FREE MONEY MARKET USD - 5,000,000 1.00 5,000,000.00 - 5,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005509 Chase EFTA00083994 09 2002 Account Numbe JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 JPMorgan Chase Bank 345 Park Avenue. New York, NY 10154-1002 JPMorgan Private Bank Asset Account Portfolio Page Got 9 Account Transactions Cash Activity Summary Amount1MS Penod USD Amount Year to Date USD' Beginning Balance Credits .00 Dividends 21,093 46 21.475 74 Taxable Interest 949.99 949.99 Sweep Account Sales 48,998.65 Sales, Maturities, Redemptions 8,000,000.00 18,000,000.00 Miscellaneous Receipts 24,767,645.14 Debits Sweep Account Purchases - 957.08 - 1,339.36 Purchases of Securities - 21,086.37 - 24,837,730.16 Miscellaneous Disbursements - 8,000,000.00 - 18,000,000.00 Ending Balance .00 *Year to date information is calculated on a calendar year basis. Activity by Date Settlement are Type Quantity Descnplton Amount USD Sep 3 Dividend Sep 3 Interest JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) INTEREST FOR AUG. @ 1.4% ON NET AVERAGE COLLECTED BALANCE $798,956.29 AS OF 09/01/02 7.09 949.99 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005510 Chase EFTA00083995 09 JPMorgan Chase Bank 2002 345 Park Avenue, Nen York, NY 10154-1002 ° JPMorgan Private Bank Account Number JEFFREY EPS Asset Account Portfolio Page 7 of 9 September 01, 2002 - September 30, 2002 Activity by Date Sealentenz One TYPe continued Gummy DeSCOMM Amount VW Sep 3 Sep 3 Dividend Purchase 21,086.37 J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) INCOME DIVIDEND REINVESTED a 51.00 J.P.MORGAN SECURITIES INC AS AGENT TRADE DATE 08/30/02 21,086 37 - 21,086.37 Sep 3 Purchase 957.08 JP MORGAN TAX FREE MONEY MARKET - 957.08 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Sep 10 Sale - 2,000,000 J P MORGAN TAX FREE MONEY MARKET 2,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/10/02 Sep 10 Misc. Disbursement TRANSFERRED BY WIRE TO - 2,000,000.00 PALM BEACH NATL BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 16 Sale - 1,000,000 J P MORGAN TAX FREE MONEY MARKET 1,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/16/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005511 Chase EFTA00083996 09 Account Numbe JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 JPMorgan Chase Bank 2002 345 Park Avenue, New York, NY 10154-1002 q1PMorgan Private Bank Asset Account Portfolio Page Sof 9 Activity by Date Sealenteen One type continued Gummy Descraalon Amounr USD Sep 16 Misc. Disbursement TRANSFERRED BY WIRE TO - 1,000,000 00 PALM BEACH NATI BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 18 Sale - 5,000,000 J P MORGAN TAX FREE MONEY MARKET 5,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT Sep 18 Misc. Disbursement a 1.00 TRADE DATE 09/18/02 TRANSFERRED BY WIRE TO PALM BEACH NATL BK 8 TR CO FAO GHISLAINE MAXWELL LETTER FROM CLIENT - 5,000,000.00 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005512 Chase EFTA00083997 09 2002 Account Numbe JEFFREY EPSTEIN September 01, 2002 - September 30. 2002 .IPNIorgan Chase Book 345 Park.!. taille, New York, NY 10154-1002 JPNlorgan Private Bank Asset Account Portfolio Pact: of C: In Case of Errons or Questions Above Your Sabena Transfers. Contact sour Morgan Teem at One Of me tenEnzone runts., on the front Wane statement ce nye. us at500 Stanton ChnstonaRoad. MOPS Mow& OE 10713-2107 as soon as sweep e you hank par statement ts wrong a I sou need MOM Worrrefonatool • WSW on me statement We must haw Wen sou no lela than CO as arse- we sent you the FIRS7statement on which tne ear or Waken apposed (1) Ten us >0W name and account nunter (2)Describe Pie antra Ma Sans& yes are unsure about and explenas clearly as you can why you oetevert 4 in antra wny >Ou need more mtormaton (3)•• us the deer *moat of me SuSpaCled error If you contact us ore* sou must send us axe conplant a Question ,n annoy; sal 10 buSinaSS days in Oldie to presenneiont Tuna We WAY olvaStyaleyOur COMplatn: and va correct any arra ivorpoy dim take wren than 10 &dine...a days ro do tem (20daysfa purchased Wang your dem lard se AY antemanoneltrensactons) we we anode paramount fa me amount you thank U n and SO that yew war hare she use of frOney dam; me an* 4 takes us to COmpanteOunn.ostgaton tn Cate Of Myers or quettionS about your statement, including yew tine of credit if sou thmic that jots statement a incarect a (you need mete inkrmabon about a bansecton on put statement including a Am of crud/ tense:lionk you mum ante bus on a sesame sheet descnba• me face and send to Jettorpan Alva. Bade. 500 Montan Graham Rood. i/OPS3 Nowak OE 10713.2107. We must hem Awn you no lop than 60 days Me' me stem-rent on while the era or problem appeared is sent You can convect saw chant saven spousist but doing so wet not pomp.* yaw ryas In your Mac please porde the afammon ahem name and account number ojewidoner ammo! of re so'pectd tea and (3)• damnation ate and and expiewahow ✓you can why sou bedew these is an arm If you need rose infarreebon you must &mute the ,tam you me unsure *dad me JPMorgan Funds or 17so -Morgan Mattnatlonal Funds or The American Century Fends JP Morgan Funds Ombitufa. be is the &Intake of the J P Merman Funds end AntietamCentury Investment Services Inc is the detntalce &Me AmowanCentury Funds JPMagan Investment Manaparrent Mc and Amensan Century Investment Management serve as 0:vestment editors to Meerespects* fund raneas Shares of the &as are not bore deposes agatenot guarenleedby any bank government en*. a Me FOC. Return and Owe pre we &Clue* and redetabon wive mey be more or less don anomalous( Mae the meneymelkel Am& See* to mantel,' a slab* net easel vokeOf SIMI per share. /heed nO eSasancettrat they roe continueto do so. Theestmeted annual amassed diridendyieW edam for (naval funds representthe funds' most 'scent atom. &Wend annvalded If sou ham chosen one of me sweep mutual funds you are nobler: Met positions in me erne Money Make SweepFund fercesoot bona", or* akepan RAM Stet WM , Fund. P7100 mat& Federal MtadY Mate Sweep Fund represent halags is the JP1Ampan Federal Money Market Fund. and porticos vo the Tax Exert( Money Market Sweep Fund represent holdage in the JPIAcrgen Tax Exempt Money WOW Fund. JPMorgan Rhea Ronk • M• mmketag name Ice Me ;awe* benkng buns. conducted by! P Magian Chase a Co Nebula rts subsdrones waWwd snaustag JPIAsnan Chase Bank. J P Mogen Trust Ccomany. NA wen P Morgan Saamttes Inc MIMS a a manor am* Securess Investor lhatratln Cap:aeon (SIM). a not-kr-prole membrane caporalco funded by masoteassrstropelefed mai the &maws and Exchange Commove° Securities and cosh held kr • customer account at JPMSI ere protected up 10 On ammo, of 550.000020 The Ina $500,000 of emission. Math exlides up /a $100.000 of prolixity, ste ash a moydedby SIPC The balance a the praeCOOn viten ockeles up lo an alchhone$900.000 of pmeaton fa cash. 4 Fended by a wants* Excess Securities Bend issued by Tranvia, Cesuety and Stety Company of Amerce SPC and excess &PC protection does not protect avant bases horn fluctuations in the value cline securities Assets held in eteledy by 'PA CS are net meted to S1FC ccivenspe Confidential Treatment Requested by JPMorgan JPM-SDNY-00005513 Chase EFTA00083998