EFTA00128797.pdf

To: From: Serd: Wed 11/27/2013 4:11:20 PM (UTC) Subject: Nov 27.2013 11:11:20 AM Conversation #139881360 # Interaction information interlD: 139881360 startTime: Nov 27, 2013 11:11:20 AM endTime: Nov 27. 2013 11:26:21 AM employeelD: buddyName: networkiD: OCS/LCS employeelPAddr: 10.164.105.245 serverName: Zantaz deployrnentiD: 0 outgoingFlag: false supervisedFlag: true intemalFlag: true roomName: # Start of transcript 433?database=imauditor # Participant OCS/LCS entered on Nov 27, 2013 11:11:20 AM # Participant information buddyNam networkiD: OCS/LCS employee) # End of participant information OCS/LCS 11:11:20 AM): is caroline in on friday? OCS/LCS: 11:13:39 AM): he's being anxious per usual OCS/LCS:Se11:13:54 AM): he knows Joe is a-ok. just want to make sure I know who else is down there if he's off the desk OCS/LCS: (11:14:27 AM): yup, as discussed- OCS/LCS: 11:14:30 AM): Chris Quartararo OCS/LC 11:14:35 AM): and Joshua Shoshan OCS/LCSIMMIlle11:15:02 AM): perf OCS/LCS: (11:15:03 AM): thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY_MLARS_BRIEFING-000028 DB-SDNY MLARS_Bnefing-000000028 EFTA00128797 OCS/LCS: (11:15:21 AM): I will make everyone aware OCS/LCS: 15:28 AM): Joe should be your primary go-to OCS/LCS: (11:15:33 AM): (I trust him the most) OCS/LCS: 11:15:38 AM): and fyi, if Paul is ever around and you're in front of other people refer to Jeff and all accounts as "Southern Financial" OCS/LCS: (11:15:48 AM): yes. understood OCS/LCS1 (11:15:57 AM): he's made that very clear OCS/LCS: Epstein (11:16:08 AM): we both know everyone knows the client is Jeffrey OCS/LCS 11:16:21 AM): most def OCS/LCS 11:16:21 AM): yeah, he's made it clear many times :) # Participant OCS/LCS # End of transcript aft on Nov 27, 2013 11 26 21 AM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY_MLARS_BRIEFING-000029 DB-SDNY_MLARS_Briefing-000000028 EFTA00128798