Back to Results

EFTA00165822.pdf

Source: DOJ_DS9  •  Size: 190.6 KB  •  OCR Confidence: 85.0%
PDF Source (No Download)

Extracted Text (OCR)

Deutsche Bank Wealth Management Form is not valid until approved by BSO. October 13, 2017 SOUTHERN FINANCIAL 11.0 /THE:14AZE TRUST / JEEPERSINC SOUTHERN TRUST COMPANYINC r J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOK:QUARTER 83 ST THOMAS. I 00802 Re: N40023804, N4G024943; N4G024935, N4G023812, N4G024950 It is the practice of Deutsche Bank Securities Inc. (the "Firm) not to accept trading instructions from customers via electronic media. To facilitate eiders more of %lenity and expeditiously. the Arm is willing to moke an exception to allow you to provide trat5ng instructions via electronic media. e.g., ts-matfactimile,AOL•IM•DB. BB Chat and et-fax, butnot via volcomait. Orders sanity email or facsimile may not reach the Firm, or once such orders are received, they may not come to the attention of the intended recipient no timely manner. As a result, there may bemarket Ilictuation during the period between when the instructions aresent arid when the order is received. To alleviate tagpossibility, we encourageyou.to continue to phone us prior to sending trading instructions via email, facsimile, AOL-IM 88 Chat or *fax to make sure communication with Client Advisor is established. In consideration for our agreeing to make this accommodation to accept Instructions horn youvia email or facsimile"' your request and upon thedondition that you acknowledge and agree that (I) instructions received via email or facsimile are deemed received only when actually road, and (ii)yoy.agreezo hold harmless and indemnify the Fkm and its affiliates. employees. officers and directors from any and all NM), arising from theccecutIon of transactions based on' uch instructions or Porn such instructions not being executed, Finally. you agree to accept tesponsib8ity for the transmission of instructions to the Firm end agree that you will bear the risk of loss arising from the method of transmission used in the. event of transmission errors, mitunderstandings.1 orsonations. uensmission by unauthorized persons. forgery or-intercepts. We require your sign your Client Advisor Sincerely, Branch supervisors s Owalon oiOoUsscOi Acknowledged .41\X S,SnOttiro Joi ray Epstein Prinl Name wtd MIND 1T- to indicate ygur agreement to the above terms. Please sign below and return :his letter to st opporivolly. Thank you. ytirent Director ialo Zbynek Kozelsky Prim Name Acknowledgedand Agreed to by Client Advisor sigp.... ---,-c,ct-Lt A CIACV r1/4 & k.' Poniklams. - 2 ti Cute twir-400enret EISO Approval is esiglellted lectronloapy in acCerOaNmiyith pctet f ;" _int 14 201r Paul Barrett Dale chiP40)0PNYY) 'Deutsch. Bonk. Mein, Ommoho/ eankeekG and ns alldoto0 compare:. Ocussithe Bank VVoolus Maregenvom /olumoms the wealth rn3nownem accolv tondpaediw Dawdle Dusk AO or its.subsOuSiss. &ammo* seMeos am OWN through Clowslaso Bank SOClitillo$ 1.'4. a Olokcs:doali8 and ilest.nel umstres,radvisic Mikh COldiSCIS aotortd01 ookiScc, in jmu UMed Stases. Domicile 1388kSowtous loc ise mentor of FINPA. NYSE and Stk. WM, r.j and landing Sonikasdre sacred through (Mambo Bank Tnnl Company Nnorkgs.Mornbt, FCC. and ore, meMbms of the DeNsolto El4nk Gimp. WM167628 021661.070716 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 0B-SONY-0001570 EFTA_000 15044 EFTA00165822

Document Preview

PDF source document
This document was extracted from a PDF. No image preview is available. The OCR text is shown on the left.

Extracted Information

Dates

Document Details

Filename EFTA00165822.pdf
File Size 190.6 KB
OCR Confidence 85.0%
Has Readable Text Yes
Text Length 3,335 characters
Indexed 2026-02-11T11:04:28.866528
Ask the Files