EFTA00165823.pdf

PI II I 11111 IR II TTY For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001571 EFTA_000 15045 EFTA00165823 FOR INTERNAL OFFICE U Applicable Account No(s). Authorization/Power of Attorney For Natural/Individual Persons for use in connection with Brokerage Accounts and/or Retirement Accounts with Deutsche Bank Securities Inc. This AuthorizatlorVPower of Attorney constitutes a nondurable limited power of attorney, designed to give a person or persons designated by you either (a) limited authority over your Account(s) or Ib) full authority over your AccountIsl as set forth below. NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REOUIRED TO BE INCLUDED, VERBATIM, IN EVERY POWER OF ATTORNEY. CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document. As the "Principal," you give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your property during your lifetime without telling you. You do not lose your authority to act even though you have given your agent similar authority. When your agent exercises this authority, he or she must act according to any instructions you have provided or, when there are no specific instructions, in your best interest, "Important Information for the Agent" at the end of this document describes your agent's responsibilities. Your agent can act on your behalf only after signing the Power of Attorney before a notary public. You can request information from your agent at any time. If you are revoking a prior Power of Attorney by executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial institutions where your accounts are located. You can revoke or terminate your Power of Attorney at any time for any reason as long as you ace of sound mind. If you are no longer of sound mind, a court can remove an agent for acting improperly. Your agent cannot make health care decisions for you. You may execute a "Health Care Proxy" to do this. The law governing Powers of Attorney is contained in the New York General Obligations Law, Article 5, Title 15. This law is available at a law library, or entitle through the New York State Senate or Assembly wahsites, www.senate.strde.ny.us or www.assembly.state.ny.us. If there is anything in this document that you do not understand. you should consult with your lawyer. Authority The undersigned Principal (the "Undersigned" or "Principal") hereby appoints: Darren IndyIce as the Undersigned's agent(s) and attomey(s) in-fact ("Agent(s)") to act INDIVIDUALLY with respect to any and all accounts in the Undersigned's name rAccounfisrj, held individually or jointly' with Deutsche Bank Securities Inc. (DBSI), as well as individual retirement accounts ((AM) held for the benefit of the Undersigned, with the authority to direct DBSI to accept instructions from the Agent(s) as set forth below, in each case in accordance with ()BSI's terms and conditions for the laderogned's account and risk,.and in the . - Undersigned's names, or nurriber(s) on DBSI'iliboks. Agent(Scliluel exercise the authority granted herein pursuant to the Undersigned's instructions, or otherwise for purposes which the Agents) reasonably doem(s) to be in the Undersigned's best interest. Principal agrees that OBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s), iv that would violate any applicable laws, rules or regulations, or that woilld be otherwise limited by the account type or documentation on fith. The Undersigned authorizes the Ageot(s) to make inquiries on the Account(s) (including transaction balances and holdings) and to receive copies of account statements and transaction confirmations upon the Agent(s)'s request DBSI retains the right in its sole discretion to refuse to accept instructions by the Agent(s) to change the official mailing address assigned to thn Undersigoed's Actount(s) or any beneficiary.designanons. NOTE: If you warn to authorize your Agent(s) to make gifts of your money or assets or other property held in the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s) himself, herself or themselves. you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent(s) grants your Agent(s) authority to take actions which could significantly reduce your property or change how your property is distributed at death. DBSI shall not be responsible to monitor whether any payments or transfers are gifts and/or require the execution of a Statutory Major Gilts Rider. ' For joint accounts, all the authorised account holders must ewcute this form. Deutsche Bank Socunten Inc., a subsidiary of Deutsche bank AU conducts irreastmant banking and siacordki activities in the Unitod States. 1 WM1348STUS 0.14707O11514 CONFIDENTIAL - PURSUANT TO FED R. CRIM. P. 6(e) DB-SDNY-0001572 EFTA_000 15046 EFTA00165824 SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION LIMITED TRADING AUTHORIZATION DBSI is authorized to follow the instructions of Agent(s) in every respect concerning the Account(s), and Agent(s) is/are authorized to act for the Undersigned and on the Undersigned's behalf to buy, sell or enter into trades of stocks, bonds, option contracts, or any other securities, or contracts relating to same on margin or otherwise, as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or other trading activity. finuals) -OR— aneitlal Note: Limited Authorization does eot permit Agent(s) to withdraw or transfer assets from the Account(s). FULL AUTHORIZATION TO TRADE AND MOVE ASSETS D= I is authorized to follow the instruetions of Agent(s) in every respect concerning the ccpunt(s), and to make deliveries or transfers of assets (including cash), from the A unt(s) and payment of moneys as directed by Agent(s), without restriction (i luding to the Agent(s), himself, herself or themselves except in connection with IRAs). ote: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to withdraw or transfer assets from the Account(s). For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with distributions. In all matters and things mentioned above, as well as in all other things necessary or incidental to the furtherance or conduct of the Account(s), Agents) may act in the same manner and with the same force and effect as the Undersigned might or could do. This Authorization/Power of Attorney shall remain in full force and erect until DBSI receives actual written notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DEMI Client Advisor or his or her branch manager. However, the limited power of attorney granted hereunder is mg a durable power of attorney and will cease to be effective upon actual receipt by DBSI of written notice of the occurrence of either of the following events: (a) the Undersigned is judicially declared to be incompetent. or (b) the death of the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shall be entitled to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual written notice. The Undersigned understands and agrees that DBSI has the right to require additional verification and documentation from the Undersigned or the Undersigned's Agents) in certain transactions that DBS1, in its sole discretion, deems necessary. In addition, OBS1 has the right to request that either a new Authorization/Power of Attorney be executed or that the Agent(S) verify In wilting the validity of the current Authorization/Power of Attorney. —Damn Ind)** A nl's Name Address TN of Aeon Attorney Relationship to Principal Acmes Nam Address. TIN of Agent Relationship to Principal THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE LINES BELOW. ORIGINAL 2 1349S7-0S • 014707.0911514 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001573 EFTA_000 15047 EFTA00165825 Indemnification The Undersigned acknowledge and agrees that the Undersigned is responsible for all acts of the Agent(s). The Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives and assigns to indemnify and hold harmless DBSI and its parents, affiliates, subsidiaries. officers, employees and agents (collectively, "081 from all claims that may arise in connection herewith, and to pay 08 promOtly, on demand, any and all losses and liabilities arising therefrom or from any action taken or not taken by DB in reliance hereon, including without limitation, any debit balance due with respect to the Account(s). The Undersigned further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of this document and holds harmless DB regarding same. This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective of any change or changes at any lime in the personnel thereof for any cause whatsoever. Principal(s) Signature and Acknowledgement To be effective for joint account(s). all account holders must sign. Document must be signed in the presence of the Notary. • The Undersigned understands and agrees that DBSI may require joint account holder(s) to sign all requests for withdrawals from an account jointly with the Agenda). The Undersigned by signing below confirms that ho/she has read the contents of this Power of Attorney and understands same, and has executed this Power of Attorney of his/her own free will and has received advice about the effect of this Power of Attorney from his/her advisers as he/she has deemed neaessary or advisable. In witness whereof, the Undersigned has executed this Authorization/Power of Attorn ,oate:_5 71% —tt. - Signature:__ Jeffrey Epste Print Name:_ (the 'Undersigned') Date: Signature: Print Name: • Date: Signature: (the 'Undersigned') Print Name' (the 'Undersignedi 3 WM1348574.M 014707:0911614 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001574 EFTA_000 15048 EFTA00165826 IMPORTANT INFORMATION FOR THE AGENT(S): When you accept the authority granted under this AuthorizationfPower of Attorney, a special legal relationship is created between you and the Principal. This relationship imposes on your legal responsibilities that continue until you resign or the Authorization/Power of Attorney is terminated or revoked. You must: (1) Act according to any instructions from the Principal, or where there are no instructions, in the Principal's best interest (2) Avoid conflicts that would impair your ability to act in the Principal's best interest (3) Keep the Principal's property separate and distinct from any assets you own or control, unless otherwise permitted by law; (4) Keep a record of all mceipts, payments and transactions conducted for the Principal; (5) Disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's name and signing your own name as 'Agent' in either of the following manners: (Principal's Name) by (Your Signature) as Agent or (Your Signature) as Agent for (Principal's Name); and (6) Agree that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations. You may not use the Principt I's assets to benefit yourself or give major gifts to yourself or anyone else unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in a Statutory Major Gifts Rider which the Principal may attach to this Authorization/Power of Attorney. If you have that authority, you must act according to any instructions of the Principal or, where there are no such instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to any co-agent or successor agent, If one has been appointed. if there is anything about this document or your responsibilities that you do not understand, you should seek legal advice. Liability of Agent: The meaning of authority given to you is defined in New York's General Obligations Law, Article 5, Title 15. If it is found that you have violated the law or acted outside the authority granted to you in the Authorization/Power of Attorney, you may be liable under the law for your violation. AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT: It is not required that the Principal and the Agent(s) sign at the same tine. nor that mfitipo Agents sign at the same time. Darren Indyke Uwe, . . [insert namelsl of Agent(sll have read the foregoing AuthorizatioNPower of Attorney. I am/we are the person(s) identified therein as Agent(s) for the Principal named therein. Were acknowledge my/our legal responsibilities. Authorization/Power of Attorney. I arn/We are the person(s) identified therein as AtientierfOrthe Principal named therein. Agent's signature Agent's signature Dated:- Mehra. t%1 antfet Dated: 5 WM174957 US 0147070911514 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0001575 EFTA_000 15049 EFTA00165827 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF 1 ,4 vajlogy., On nal before me, eXenco to el:e1 9 1 ) g -etctiv dualls) whose name(s) is (are) subscribed to within the instrument and aCknOwledgethkg me that r. Ian personally known to me or proved to me on the basis of satisfactory is he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrue3nt the 'it1/4„ CS. J indiyidualls), or the person von behalf of whom the individua acted. execute he i trument. Sc.: personally appeared LESLEY K GROFF Notary Public State of New *el NO. 01GR62$S700 ()Willa in New York Cagily My Co STATE OF NI y On _MA04 )3 ao thefore me, personally appeared • , personally known to me or proved to me on the basis of satisfactory evidence to be the incf whose name(s) is tare) subscribed to within the instrument and acknowledged to me — • — "7 — viduiR - 7 that he/she/they executed the same in his/her/their capacity(es), and that by his/her/their signature(s) on the instrument, the individualist, or the person upon behalf of whom the individuals) acted, executed the instrument, and that such individuals) made such appearance before the Undersigned in (state/country). o ry Public CIPAL'S SIGNATURE OUTSIDE NEW YORK STATE COUNTY OF NY f.:JK ...t. ?,I. 3 . 41 "Mc 6: s..., 1 i,i • . • P ‘... li, S. ‘ 1 1 . •,,,),„ •• h e augir . (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN. NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF se: On , . before me. ._ . personally appeared , personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is fare) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/heir signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individualist acted, executed the instrument. Notary Public — •- • ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint es:icon/As) STATE OF COUNTY OF On before me. personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individualls) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individual(s). or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). ('signature and office of the individual taking acknowledgement) EkmichvAL 4 OO.1134957-US 014707.0911514 CONFIDENTIAL - PURSUANT TO FED R. CRIM. P. 6(e) DB-SDNY-OOO1576 EFFA_00015050 EFTA00165828 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF It•ker %a %tolatile . Oninearsie VSialtipit before me, . personally appeared bishelleSiratiketertellic--. Personally known to me or proved to me on the basis of satisfactory evidence to be the . ;. 'v.•._ individualist who name(s) is fare) subscribed to within the instrument and acknowledged to me that he/she/they .1: e: •11.•g. executed the same in his/her/their capacity(ies), and that by li heir signature(s) on the instrument. thevidividual(e), ' l 'i., or he u of the individuaits) acted, d the instrument. -.- - ; ,.:'• 1- ..t a •c.::1 • '1,, 1 '^.- .. 1IL Al / A. £ :-- • . far, I I- •0. •", RY , et As . • 4. ti P J I$ %X 4.1 ri:e 4,1h, "n Its, •Ce f :14 - LESLEY K GROFF Notary Public • State 01 New York NO 01GR6265700 OualMeC in New York County PA 0 7 STATE OF On M itedH 3,-)10 (4- before me, personally SDI:geared personally known to me or proved to me on the basis of satisfactory evidence to be the individuals) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individuals). or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individualist made such appearance before the Undersigned in (state/country). tary )' SIGNATURE OUTSIDE NEW YORK STATE COUNTY OF (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF AGENTISY SIGNATURE IN NEW YORK STATE (for balm accounts) STATE OF NEW YORK, COUNTY OF _ as.: • On before me, • personally appeared . personally known to me or proved to me on the basis of satisfactory evidence to be the individualist whose names) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the ladividual(s) acted, exscuted the instrument. Notary Public ACKNOWLEDGEMENT OF AGENT(S)* SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.: On _ before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is lave) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(iesl, and that by his/her/their signature(s) on the instrument, the individual(s). or the person upon behalf of whom the individuals) acted, executed the instrument, and that such individuaNs) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) viramaaseiiUS 0147070911514 • CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001577 EFFA_00015051 EFTA00165829 rij Current Classification: (click here for help) Internal Re: BSO Exception Request - DB POA Form [li Zia Memon to: Zbynek Kozelsky, Vahe Stepanian Cc: Jay Lipman, Tazia Smith, Fran M Wickman, Amanda Kirby 10/22)2013 07:54 AM History: This message has been replied to and forwarded. Classification: For internal use only BSO approved Zbynek Kozelsky Original Message — From: Zbynek Kozelsky Sant: 10/22/2013 07:49 AM EDT To: Vahe Stepanian/db/dbcom@DBAmericasEIDBAMERICASS0BCOEX; Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form i11 Classification: For internal use only Good morning Zia, Please see below. Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue N wY rk NY 10154 Sent From Blackberry Vahe Stepanian 1 Zia Memon -- Original Message --- From: Vahe Stepanian Sent: 10/21/2013 C8:47 AM EDT To: Zia Memon Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: RSO Exception Request - DB POA Form (I) Classification: For internal use only Good Morning Zia, Hope you had a great weekend. Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we ere in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in 5120mm+ liquid across his accounts. A few itemi that we're requesting exceptions for 1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001578 EFTA_00015052 EFTA00165830 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. We're meeting with the client tomorrow morning, so we would appreciate It you could please review at some point today. Thanks in advance for your help. Vahe — Forwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM — From: Fran M Wickman/db/dbcom To: Vahe Stepanian/db/dbcorn@DBAmericas, Jay Lipmerodbidbcom@DBAMERICAS, Cc: Zbynek Kozelsky/db/dbcom@DBAmericas, MO CIF, Date: 10/18/2013 02:52 PM Subject: POA Issues (I) Classification: For internal use only - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization Is to be completed for trusts & corporations. - Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations & LLCs. is not a valid acct #. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman Fran Wickman Deutsche Bank Securities Inc. Private and Institutional Client Services (PICS) 1 South Street. 21202.3298 Balbmore. MD. USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001579 EFTA_000 15053 EFTA00165831 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001580 EFTA_000 15054 EFTA00165832