EFTA00165833.pdf

pliable; , i“rg;a:r. trrArra4'6:541:10:0:rriAB .4 A _Ate...tAatjal AUTHORIZATION OF POWER OF ATTORNEY For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with DBSI This Authorization/Power of Attorney constitutes a non-durable limited power of attorney, designed to give a person or persons designated by you either (1) limited authority over your Account(s) or (2) full authority over your Account(s) as set forth below. NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED, VERBATIM, IN EVERY POWER OF ATTORNEY. CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document. As the Principal," you give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your property during your lifetime without telling you. You do not lose your authority to act even though you have given your agent similar authority. When your agent exercises this authority, he or she must act according to any instructions you have provided or, when there are oo specific instructions, in your best interest important Information for the Agent" at the end of this document describes your agent's responsibilities. Your agent can act on your behalf only after signing the Power of Attorney before a notary public. You can request information from your agent at any time. If you am revoking a prior Power of Attorney by executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial institutions where your accounts are located. You can revoke or terminate your Power of Attorney at any time for any reason as long as you are of sound mind. If you am no longer of sound mind, a court can remove an agent for acting improperly. Your agent cannot make health cam decisions for you. You may execute a "Health Care Proxy" to do this. The law governing Powers of Attorney is contained in the New York General Obligations Law, Article 5, Title 15. This law is available at a law library, or online through the New York State Senate or Assembly websitbs, www.seneta.state.ny.us or www.assembly.state.ny,us. If there is anything in this document that you do not understand, you should consult with your lawyer. AUTHORITY The gn Principal (the "Undersigned" or "Principal") hereby appoints: /1( 111pi k •C Si-ea st as the Undersigned's agent(s) and attorneys) in-fact ( ent(s)") to act INDIVIDUALLY with respect to any and all accounts, if applicable (see below) in the Undersigned's name ("Aocount(s "), held individually or jointly (provided that all joint account holders have executed this form) with DBSI, as well as individual retirement accounts held for the benefit of the Undersigned ("IRAs"), with the authority to direct DBSI to buy, sell (including short sales) and otherwise transact in any security, including but not limited to stocks, bonds, mutual fund shares, limited partnership interests, caft and put options (oovered and uncovered), on margin or otherwise, and any instrument, agreement or contract relating to same, on margin or otherwise, or enter into futures, options on futures and forward contracts, interest rate, rr cuency, equity or commodity swap transactions, deposit accounts at financial institutions and direct or indirect interests in securities, deposit instruments or contracts whore all or part of the return is calculated by reference to changes in, among other things, the value of securities, commodities, currencies, interest rates, property of any description or indices, in each case in accordance with DBSI's terms and conditions for the Undersigned's account, account type, and risk and in the Undersigned's names, or numbeds) on DBSI's books. Agent(s) must exercise the authority granted herein pursuant to the Undersigned's instructions, or otherwise for purposes which the Agent(s) reasonably deems to be in the Undersigned's best interest. By giving this authority, the Undersigned authorizes Agent(s) to make inquiries on the Account(s), including requesting information about account transactions, balances and holdings. (5\x5rui- 446-7 (1,tu.co Nsi&-oav9V,3 COPY Ionwou i 1 .P1M409135 (01/121 CO90)1.010512 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001581 EFTA_000 15055 EFTA00165833 • ' Principal agrees that DBSI shall not be obligated to proceed with instructions that are inconsistent with • the terms of any agreements governing the Account(s), or that would violate any applicable laws, rules or regulations, or that would be otherwise limited by tho account type or documentation on file. THE UNDERSIGNED AUTHORIZES THE AGENT(S) TO RECEIVE COPIES OF ACCOUNT STATEMENTS AND TRANSACTION CONFIRMATIONS UPON THE AGENT(S)'S REQUEST. DBSI RETAINS THE RIGHT IN ITS SOLE DISCRETION TO REFUSE TO ACCEPT INSTRUCTIONS BY THE AGENT(S) TO CHANGE THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY DESIGNATIONS. NOTE: If you want to authorize yoor Agent(s) to make gifts of your money or assets or other property held in the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s) himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent(s) grants your Agent(s) authority to take actions which could significantly reduce your pmperty or change how your property is distributed at death. DBSI shall not be responsible to monitor whether any payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider. SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION 0 LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, DBSI is Onsek) authorized to follow the instructions of Agent(s) in avery respect concerning the Account(s), add Agent(s) is/are authorized to act for the Undersigned and on the Undersigned's behalf in the same manner and with the same force and effect as the Undersigned might or could do with respect to such purchases, sales or trades as wall es with respect to all -other things necessary or incidental to the furtherance or conduct of such purchases, sales or trades. Note: This Limited Authorization does not permit Agent(s) to withdraw or transfer assets from the Account(s). k.isie instructions of Agent) in every respect concerning the Account(s), and to make deliveries or transfers of assets (including cash), from the Accounts) and payment of moneys as directed by Agent(s), without restriction .fisektelingeteetheagentlek himself, herself or themselves except in connection with IRAs) in accordance with DBSI's terms and conditions and account type. In all matters and things aforementioned, as well as in all other things necessary or incidental to the furtherance or conduct of the Account(s), Agent(s) may act in the same manner and with the same force and effect as the Undersigned might or could do. Note: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to withdraw or transfer assets from the Account(s). For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with distributions. — OR— filULL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI is authorized to follow the This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or his or her branch manager. However, the limited power of attorney granted hereunder is nct a durable power of attorney and will cease to be effective upon actual receipt by DBSI of written notioe of the occurrence of either of the following events: (i) the Undersigned is judicially declared to be incompeteni, or (ii) the death of the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shall be entitled to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual written notice. 2 1I-PWM-0985 (01(121 CO9611-010512 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001582 EFTA_000 15056 EFTA00165834 The Undersigned understands and agrees that DBSI has the right to require additional verification and documentation from the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in its sole discretion, deems necessary. In addition, DBSI has the right to request that either a new Authorization/ Power of Attorney be executed or that the Agent(s) verify in writing the validity of the current Authorization/ Power of Attorney. Agent Name: Address: TIN of Agent: Relationship to Principal: fi-cl 0.-4 ^ Agent Na Address: TIN of Agent: Relationship to Principal: THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE LINES BELOW. INDEMNIFICATION The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives, and assigns to indemnify and hold harmless DBSI and its parents, affiliates, subsidiaries, officers, employees, and agents (collectively, "DB") from all claims that may arise in connection herewith, and to pay DB promptly, on demand, any and all losses and liabilities arising therefrom or from any action taken or not taken by DB in reliance hereon, including without limitation, any debit balance due with respect to the Account(s). The Undersigned further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of this document and holds harmless DB regarding same. This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever. The Undersigned understands and agrees that the DBSI may require joint account holderts) to sign a requests for withdrawals from an account jointly with the Agent(s). 3 114W/409851011121 009611.010512 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) OB-SDNY-0001583 EFTA_000 15057 EFTA00165835 The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney and understands same, and has executed this Power of Attorney of his/her own free will and has received advice about the effect of this Power of Attorney from his/her advisers as he/she has deemed necessary or advisable. In witness whereof, the Undersigned has executed this Amtl‘rizan/Power• of orn ..•• Date: /947n Signature: Print Name: 5/0/ (the "Undersi ned") TO BE EFFECTIVE FOR JOINT ACCOUNT(S), ALL ACCOUNT HOLDERS MUST SIGN: In witness whereof, the Undersigned has executed this Authorization/Power of Attorney. Date: Signature: Print Name: (the "Undersigned") This section intentionally left blank. 4 I i4VR4.0985(01/12) 0096114405U CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001584 EFTA_000 15058 EFTA00165836 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF Pew yo,k 55.: on OC4,hat 41, Vac before me. /14itty personally appeared ?Pi tri ttc,n personally known to me 6r proved to me on the basis of satisfactory evidence to e the ind vidual s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by hi her/their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the in ual(s) acted, executed the instrument. Notary Public HARRY I. SELLER Notary Public. Stele of New York No ()I "4 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YQRNYFIdalg in County 7 c0mmiss.or. E 2024" STATE OF COUNTY OF ss.: On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individualist whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, theindividual(s), or the person upon behalf of whom the individual(s/ acted, executed the instrument, end that such individuals) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF ss.: On before me personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/herttheir capacity(ies), and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument. Notary Public ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.: On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidenne to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) 5 114WM-OSSS 1011121 0)9611010612 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001585 EFTA_000 15059 EFTA00165837 ' IMPORTANT INFORMATION FOR THE AGENT(S): • When you accept the authority granted under this Authorization/Power of Attorney, a special legal relationship is created between you and the Principal. This relationship imposes on you legal responsibilities that continue until you resign or the Authorization/Power of Attorney is terminated or revoked. You must: 1. act according to any instructions from the Principal, or, where there are no instructions, in the Principal's best interest; 2. avoid conflicts that would impair your ability to act in the Principal's best interest; 3. keep the Principal's property separate and distinct from any assets you own or control, unless otherwise permitted by taw; 4. keep a record of all receipts, payments, and transactions conducted for the Principal; 5. disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's name and signing your own name as "Agent" in either of the following manner: (Principal's Name) by (Your Signature) as Agent, or (Your Signature) as Agent for (Principal's Name); and 6. agree that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations. You may not use the Principal's assets to benefit yourself or give major gifts to yourself or anyone else unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in a Statutory Major Gifts Rider which the Principal may attach to this Authorization/Power of Attorney. If you have that authority, you must act according to any instructions of the Principal or, where there am no such instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to any co-agent, successor agent, or the Principal's guardian if one has been appointed. If there is anything about this document or your responsibilities that you do not understand, you should seek legal advice. Liability of Agent: The meaning of authority given to you is defined in New York's General Obligations Law, Article 5, Title 15. If it is found that you have violated the law or acted outside the authority granted to you in the Authorization/Power of Attorney, you may be liable under the law for your violation. AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT: It is not required that the Principal and thsAgent(s) sign at the same time, nor that multiple Agents sign at the same time. I/we ; 1/4( oe &en gi 4 7 Scat' have read the foregoing (insert namois) of Agont(s)) Authorization/Power of Attorney. am/we are e person(s) identified therein as Agent(s) for e Principal j1"--4--4-1G•s- Agent's s gnature Ageht's sig ature Dated: Dated: 7C/K i t, 6 amed therein. (At—, I I.FWM-098501/12) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) enc., 1 Al nc. 11 DB-SDNY-0001586 EFTA_000 15060 EFTA00165838 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF 1..,v, yra- 55.: On /0/1//3 before me, Al, r 7 rki4L7- personally appeared ...1.4. k-C ii ,-. i, K-ii-,.. personally known to me or proved to me on the basis of satisfactory i j, evidence to b the individualist whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their pacity(ies), and that by/ his/her/their signature(s) on the instrument, the individualist, or the person upon b h f of whom the widual(s) acted, executed the instrument. -::-%---- --) I HARRY I. BELLER Notary Public Notary Public. State of New York No. O18E4253924 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATrommission Expires Feb. 17, 20 OunMied in ilocIztanOCountyzy STATE OF COUNTY OF SS.: On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individualist whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity( ies), and that by his/her/ their signature's) on the instrument, the individualist, or the person upon behalf of whom the individualist acted, executed the instrument, and that such individualist made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE (for joint accounts) Alen/ `j° rX STATE OF NEW YORK, COUNTY OF ss.: on /D/ /S///'13_/// before me. Itz.(eAviate, (2.:t personally appeared b -Vat rtl &VC r personally known to me or proved to me on the basis of satisfactory ce eviden to the indiv ual(s) whose names) is (ate) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individualist, or the person upon behalf of whom the indivi*51(si acted executed LANDA RICHARDSON the instrument. . lgolary Public. Slate of New York \1/4, No OIR160 53 071 Qualified in Queens County Notary Public Cnininis>ion Expires Thounry 2. ≥ey$ ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.: On before me, personally appeared personalty known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose names) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/herltheir capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individualist acted, executed the instrument, and that such individualist made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) 7 11-PWN1.0985101/121 009611-010612 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001587 EFTA_00015061 EFTA00165839 BRENNAN-WIEBRACHT, JEAN ANNE • ♦ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNV-0001588 EFTA_000 15062 EFTA00165840 ' ' • ‘e' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001589 EFFA_000 15063 EFTA00165841 Classification: For internal use only ta Current Classification: (click here for help) Internal Re: BSO Exception Request - DB POA Form [1] D Zia Memon to. Zbynek Kozelsky, Vahe Stepanian Cc. Jay Lipman, Tazia Smith. Fran M Wickman, Amanda Kirby 10/22/2013 07:54 AM Sender Date Subject Vahe Stepanian 10/21/2013 08:47 AM BSO Exception Request - Zbynek Kozelsky 10/22/2013 07:49 AM Re: BSO Exceptio Zia Memon 10222013 07:54 AM Re: BSO E J. BSO approved .41.....) Zbynek Kozelsky Original Message -- Prom: Zbynek Kozelsky Sent: 10/22/2013 irSraie To: vahe Stepania Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form (I2 Classification: For internal use only Good morning Zia, Please see below. Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. nagement Sent From Blackberry Vahe Stepanian Zia Memon ----- Original Message From: Vahe Stepanian Sent: 10/21/2013 08:47 AM EDT TO: Zia Memon Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: SW Exception Request - DB POA Form [I) Classification: For internal use only Good Morning Zia, Hope you had a great weekend. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001590 EFTA_00015064 EFTA00165842 Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm. liquid across his accounts. A few items that we're requesting exceptions for: 1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation. 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. We're meeting with the client tomorrow morning, so we would appreciate if you could please review at some point today. Thanks in advance for your help. Vahe — Forwarded by Vane Stepanian/dbrdbcom on 10/21/2013 08:35 AM -- From: Fran M Wickm To: Vahe Stepani Jay Lipma Cc: Zbynek Kotels MO CIP Date: 10118/2013 02:5 Subject: POA Issues III Classification: For internal use only N4G-024943 & N4G-024935 - DB POA Is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for trusts & corporations. N4G-024968 - Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. N4G-023812, N4G-025098, N4G-025106, N46-025114, N4G-023804, N4O-025080 - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations & LLCs. N4G-025072 is not a valid acct #. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman 14 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001591 EFTA_000 15065 EFTA00165843 • Fran Wickman Deutsche Bank Securities Inc, Pn n In i i n I lie rvi PI PAssin, i7Peepon CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001592 EFTA_000 15066 EFTA00165844