EFTA00166365.pdf

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As col ADM 30. 2017 Account Number: Base Currency: USD manifest line PRIMARY OFFICER STEWART 0LDFIELD CUSTODY OFFICER ARTHUR TENDLER 60 Well Street New York, NY 10005 11111111111111111111111111111111111111111111 00H0 In CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002139 EV1:4_000156B EFTA00166365 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002140 EFTA_00015614 EFTA00166366 Deutsche Bank Portfolio Summary As of April 30. 2017 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Asset Class Adjusted Cost Basis in USD Market Value in USD % of Category Market Value Reconciliation in USD Current Period Year to Date Opening Balance as of April 1. 2017 118.167.80 37,122.55 Cash and Cash COUIVSOrtl$ 73.84802 75.521 40 '0000% Total 73,648.02 75,521.40 100.00% AdditionNVithdrawal Cash Disbursement (44,33563) Net AdditionAcriihdrawel 144,335.63) 35,882.99 Current Period Income kthillal00 Annual Income 016 Dividend Immest 5.82 (2865) Total 0.16 Change in ACCIbod Income (5 82) Not Income (28.65) (47.48) Realises; Currency Gainft oss 348 20 11.092 44) Charger Jrrealizea Currency Gain/Loss 1,371.68 3.655 78 Closing Balance as of April 30, 2017 75,521.40 75,521.40 \rate Merkel Values Induce Acme(' Income 11111111111111111111111111111111111111111111 D301432/7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002141 EFFA_00015615 EFTA00166367 Deutsche Bank Regional Diversification As of April 30. 2017 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Region Cash and Cash Fixed Income Equity Alternative Market Value %el Equivalents in USD in USD in USD Investments in USD in USD• Category Etrope 75,496 25 000 0.00 0.00 75,496 25 99.97% J0004 StatearCanace 25 15 0.00 0.00 0.00 25'5 003% Total 75,52140 0.00 0.00 0.00 75,521.00 100.00% • I sauces Incest's I scSarge COP0Octx CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002142 EFTA_00015616 EFTA00166368 Deutsche Bank Currency Diversification As of April 30. 2017 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Currency Cash and Cash Equivalents in USD Fixed Income in USD Equity in USD Altemative Investments in USD Foreign Exchange in USD Market Value in USD % of Category 'QS Dollar (USDI 25 15 000 000 000 000 25 '5 003% I Leo it Uhl 75.496 25 000 000 000 000 75.496 25 9997% Total 75.521.60 0.00 0.00 0.00 0.00 75.521.40 100.00% Exchange Rates JSO = USD' 00000 VS0 ' = JSD 00000 JSD ' - CUR 0 9'802 [JR 1 - JSO ' 08930 5 11111111111111111111111111111111111111111111 0001473n CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0002143 EFTA_00015617 EFTA00166369 Deutsche Bank Detailed Portfolio Information As of April 30. 2017 List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number: Base Currency: US0 Quantity Security Description % of Local Unit Cost Price in USD Adjusted Cost Market Value Accrued Income Estimated Annual Yield to Security ID Moody'sfS&P Rating Category Local Price Basis In USD in USD in USD Income In USD Maturity % Cash 69.307.14 CURD 9997% I JR • 000 ./S0 I 089 tJR I 000 73.622 87 75,438 25 Total Cash 99.97% 73,822.87 75,496.25 Cash Management United States 25'5 Df JTSCHE GOVERNMENT CASH 0.03% USD' 000 1.000 26.16 26.16 0.64% Ksriturionait SHARES Total United States 0.03% 25.15 25.15 0.134% Total Cash Management 0.03% 26.16 26.16 Total Cash and Cash Equivalents 100.00% 73.848.02 76.621.40 Total Accrteci Irceno Total Cash and Cash Equivalents including Accrued Income 75.521 40 Adjusted Coot Basis column collects Tax Con for those clients who subscribe to our tax cost services; for 50 other clients. we report Average Cost. For Cash Management vehicles and Money Market Funds. Annual Yield is reported in the Yield to Maturity column. 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002144 EFTA_00015618 EFTA00166370 Deutsche Bank Transaction Summary April 1. 20'7 to April 30. 20'7 Transaction Category Opening Balance as of Argil 1. 2017 1/5 Dollar IDS()) Amount Amount Year to Date Cash Maragemart 19.33 18.01 Cash 118.142 85 37.104.54 Addition/Withdrawal Cash 0rsbusoment 144.33683) 1499.117 01) Cash Decoct 000 535.000 00 Net AdditicmANIthdrawal (44.335.83) 35,882.99 Investment Income DmOrmo 582 714 Interest (28.65) (54.62) Net Investment Income (22.83) (47.48) Realized IX Gairdloss on Cash 346.20 11.092 44) ..Mrealizati 1% Gain/Loss on Cash 1,371 813 3.655 78 Closing Balance as of Ann 30. 2017 Cash Management 25.15 25.15 Cash 75,4913 25 75.498 25 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: US0 IIII II III II III II III II III II III II III II III II III CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002145 EFTA_00015619 0001414/1 EFTA00166371 Deutsche Bank Transaction Summary - Foreign Currency Aprd ' 20 7 to April 30. 20•.7 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Transaction Category Euro (EUR) US Dollar IUSCI) US Dollar LUSO) Grand Total in Base CCY (USD) Opening Galena* as or April 1. 2017• 11 744.91 116,142.66 '9 33 1'8.16' 98 Addition..Withdrawal 441.410 79/ 444,335 63) (44,335 63) Investment Income 126.981 128.651 5 82 122.83) Investment Activity Capital Gains Distribution Currency Exchange Realized FX Gain/Loss on Cash 346 20 346 20 Unrealized FX GeniiLou on Cash 1,37'.68 1.37/ 68 Closing Balance as of April 30. 2017 69.307.14 75.486.25 25.15 75.521.40 • Opening and dosing currency balances encluce sweeps 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002146 EFTA_000 15620 EFTA00166372 9 Deutsche Bank Transaction Details April 1. 20)7 to APS 30. 20" Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Trade Dato Transaction Type Description Settlement Date Security ID Transactions for US Dollar IUSD) Ouantity Amount In Local CCY Cost in Local CCY Amount in USO Cost in USD Realized Galn/Loss in USO 04/03/20'7 DNICOPO CASH DIVIDEND 5 82 04/03/20'7 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 04/03/20/7 ReptAar Sweep Purchase PJRCITASE OF SECURITY 6.82 15.821 0003/2017 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES Transactions for Euro IEURI 0004/20'7 Cash Disbursement DISBURSEMENT OF FUNDS (1,650 OD) 1.660 00) 73' FX 0404/20/7 FUNDS TRANS TO BNP PARIBAS SSB REFS 11,760 06) SCMS170443918023 IBAN DE58001408700179 REF: INV 1706 'MARCH 20171 SWIFT REF 17040404437 FX RATE. 0 9375 0411/20/7 Cash Disbursement DISBURSEMENT OF FUNDS 15.000 00) 15.000.00) (860) EX 04/11/2017 FUNDS TRANS TO BNP PARIBAS SSB REED 15.302.76) SCMS170410977602 IBAN:•FR76300040007000005807439a9 SWIFT REFS 17041136066 FX RATE. 0.9429 0413/20/7 Interest NEGATIVE IDLE CASH INTEREST Q6.98) 06.98) (001) IX 04/13/2017 128.55) FX RATE 0.9417 04/18/2017 Cash Disbursement DISBURSEMENT OF FUNDS (3.030 00) 13.030 00) 33 39 EX 04/18/2017 FUNDS TRANS 10 AS'SEB BANKA SSB REES 13.220 20) SCMS1704 14007725 IBAN -1A/09UNLADO50009399019 SWIFT WS 17041739891 FX RATE. 09318 04/21/2017 Cast Disbursement DISBURSEMENT OF FUNDS (29.299 25, 129.299 26) 236.75 FX 04/21/2017 FUNDS TRANS TO CREDIT AGRICOLE CENTRE 01.340 46) CrAFFMRES SSB REFS SCMS170420057310 IBAN-ER7618200002804248381300136 REF:TRAVELING EXPENSES STATEMENT 03/20/17 DECORATIVE NY PROJECESWIF FX RATE: 0.9343 MIN1111111101111111IIIIIIIMMIIN CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002147 EFTA_000 15621 a 010 EFTA00166373 Deutsche Bank Transaction Details Apnl 1. 2017 to April 30. 2017 Trado Date Transaction Type Description Settlement Date Security ID Transactions for Euro IEURI 04/25/20'7 Cast Disbursement 04/2920'7 '0 DISBURSEMENT OF FUNDS FUNDS TRANS TO CREDIT LYONNAIS SSB REF/ SCMS170424073016 IBAN.-FR2330002004690000000269070 SORT CODE: 30002 KEY CODE: 70 RIB CODE' 00091 17CODE SUOMI': 00469 SWIFT REFS 1704250 IX RATE. 0.9143 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Ouantity Amount In Local CCY Cost in Local CCY Realized Galn/Loss Amount in USD Cost in USD in USD 12.451 54) 12.48'.54) 77 36 IX 12.692 18/ CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002146 EFTA_000 15622 EFTA00166374 Deutsche Bank Disclaimer As of April 30. 2017 Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas I'Doutsche Bankl. Account Statement Information: Ihis statement is being lurnrshec pursuit to an agreement betw♦en the accourt hobo,. arc Deutsche Bark. This statement is for the exclusive use ol the account holaer pursuant to such mffeeniert aro may rot be relied upon by third parties Neither Deutsche Bark, rot es affiliates or subsiciaries, assume fesponsiblity to any person other than the romeo account holder lot orforreatior contained in this account statement Deutsche Bank. are its affiliates and substhianes. make no representation, warranty or guarantee, express or implore. in connection with the information Novice° e' this account statement. Please note that this account statement may reflect investments directed solely by the account holder and assets that ale rot held at Deutsche Bark Valuation of assets: The prices are valuations of assets presentee in this account statement may be based upon the most current available prices provided by the thin: party pricing service used for each asset al the time this statement was printed The prices or values el assets stated herein may rot reflect the actual protean that would be oblainec upon the asposition ol any such asset and caret constitute either a do or offer to urwina any .vestment or transaction. Prices shown should only be used as a general guide to poriloho value the prices of certain securities may represent approximations based upon such securities relationships to other securities, price curios from broke' dealers coating in same a sender securities or mitan valuation lormulas Please rote Sh/S/C refers to 'Sealer' Trivelopos Said to Conumr' Information for these assets and bar searthes and other assets that are 'dome or not publicly tracec may have been obtained from the account holder, agents of the account ',other, or other sources Nat may or may rot be reliable Alternative investments (such as hedge funds or private equity funs) may invest is highly illiquid secunties that may be difficult to value In waitron, the valuations presentee in this report for alternative investments reflect the valuations that were available at the time of printing this report aro may be significantly different from the most current valuation. The method of valuation of alternative investments aro the securities in which they invest cetermired by the investment manager using cats supplied by the unoerlying fund managers aro/or administrators ol the alternative investments Before making any investment cecisrors with respect to your alternative investments, please Consult your Primary Officer to Obtain the most current valuation Of the alternative investment The prices or values of One or more assets may IlVICate 'N/A' 'not available this coes rot recessanly mean that the assets se worth zero of that the assets are in default h does mem that Deutsche Bank is currently unable to establish a yak., for those assets for the purpose of this account statement If any ore or more assets have an indication of WA- as as value, then it may affect parlormance reporting and urrealized gain/loss information n adenine., such assets have not been induced in the Market Value Information, Stmmanes, or the Asset Allocation information at the beginning of this statement. Debt sect-noes sudect to call 'Matures or other redemption leatures may be redeemed in whole or in part before maturity Such occurrences may affect the yield represented Please note that wele-tomaturity as represented in this statement reflects the lower ol aelc-to-matunty or neld•to-call. The actual yield of an asseldacked security may vary according to the rate at which the underlying receivables Or Other financial assets me prepaid trimmed:a concerning recemption features are the factors that affect vela will be furnished upon written firmest of the account holder The pacing of listed options takes into account the last closing pace, as well as the current do and oiler prices Please note that although money market turas seek to preserve the value at your investment at 5' per share, it is possible to lam money by investing r them Due to the (curare conventions apidec. summary subtotals arc totals for some cola columns and percemages may not ecual the sum 01 the iedwid WI amounts displayed Assets on this Statement described as 'held elsewhere: These assets ere not custoesee with Deutsche Bank but MO 'hole elsewhere at the rech.est of the account bolder Information proviccd on this statement in connection with Such assets (including valuation) was rot provided or Wished by Deutsche Bank Exchange Rates: Exchange rates are supplied by a third party provicer unrelated to Deutsche Bank arc me based or interbank exchange rates at the time of the close of Nis account statement Deutsche Bank does not prepare, edit, or endorse thin: party data Deutsche Bark is not responsible for inaccurate, incomplete, or missing irlormatior with respect to such data Investment results may be impacted by foreign currency fluctuations. Adjusted Cost Basis, Gain/(Loss), and Holding Period Information: The information provides in this account statement with respect to estimated cost basis, realized gaindoss, and holding periods may rot reflect alt adjustments necessary for tax reporting purposes In &edition, the designation ol taxable and tax-exempt Estimated Annual Income does not reflect possible state. local, or foreign taxes that might apply. Customers should verily all irlonnatior r this account statement against their own retests wrier calculating a reportable gain or loss resulting from a sale, redemption, Co exchange of an asset Deutsche Bank is not responsible for the accuracy of such irlormation taxpayers may be require° to report to feadral, state. or other U S or nor J $ taxing authorities Deutsche Dank makes no warranties with respect to. are specifically disclaims any liability arising out of a customer's use of. or any tax position taker in reliance upon, the information contained on this account statement Deutsche Bark does rot provide tax advice this statement should rot be used for ax reporting purposes 1111II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002149 EFTA_000 15623 MOMS° EFTA00166375 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of Apra 30. 20'7 Account Number: Base Currency: USD Deutsche Bank. as agent: Unless otherwise spaded. Deutsche Sark acme as agent in the transactions described in this account statement The bme(S) of execution of these transactions will be furnished within a reasonable time upon written request of the acrouri holder Deutsche Bark or es affiliates may profit or receive remuneration from other parties in correction with the transactions Onscnbee r this account statement Deutsche Dark will furnish the soisco and amount of any such remuneration upon written request of the account holder Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: California Probate Code Section '5060. et sea, requires ratification to the account holder of the lollowing el the recipient of this account may petition the court pursuant to Calilccria Probate Code Sects:. 17200 to obtain a court review ol this account are of the acts of the Trustee reporter, herein. end la) claims against the trustee la breach of trust must be made within 3 years of the oats the beneficiary recerves an account or a report disclosing facts giving nse to the claim 2. Florida Trusts: An action for breach o nal based upon matters cisclosea in a trust accounting or written report el the trustee may Co subiect to a 6.morth statute of limitations from the receipt of the trust accounting or other report II you have questions, please Consult your attorney. Common Trust Fund Accounts: If your account is a participant in a Deutsche Bark's Common Trust Funds, a lull copy of the most recent audited annual report is available upon request without charge. Non'US Account holders: With respect to your assets custociec with Deutsche Bark, income and capital gains or ClthlbtAkOrS nom your account may be taxable in your home iurisdictrar Please consul) your tax advisor for the appropnate tax treatment of your transactions Confirmation of Tax and Compliance Responsibilities for Individuals: lho Account holder confirms that x is his responsibility to fulfill any tax obligations are any other regulatory reporting cubes applicable to him in any relevant an:cruces that may arise in connection with assets, income or transactions tr his accounts) and his business relatiorship with No Bank Confirmation of Tax and Compliance Responslbllltlas for Organizations: The Account holder confirms that it is its responsibility to fulfill any lax Obligations and any other regulatory reporting duties applicable to 4 in any relevant miscectows that may anse in connection with assets. income or transactions In its accounts' and its business relationship with the bankFurthermore. the Account holder confirms that the necessary inlormatior (to the best ol its knowledge arc capabilities) is made available no less than annually to the relevant beneficial owner's), settlertsk beneliaarrtios), partners), etc to enable hirrt/hernhem to fulfill any respective tax obligations that may arse for hinilliernhem in connection with the Account holoer's business relationship with the Bank. 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Time Deposits(TDs) with Deutsche Bank AG: Additions or Withdrawak Deposita \o aecitionalCoposits or partial Withdrawals may be TOM '0 this TO. Any partial withdrawal will result n closure of the TO Early Mixt:awes Deutsche Dank imposes a penalty on any withdrawal from a ID price to its maturity. The amount of the penalty will be calculated on the oato of the early withdrawal as fellows A 'Penally Rate' will be calculate° The 'Penalty Rate' is the allerence between the internal Deutsche Bark interest rate for the remaining period on the date of termination and the interest rate on your TO the total principal balance of your II) on the cote of termination will be multiplied by the Penalty Rate and then divided by either 360 or 365, as specified by your relationship manager the resulting number will be multiplied by the number el days remaining until the original Matunly Date loamy° at the amount of the penally Ar example el an early withcrawal penalty applying the methodology above will be provided to you upon request kt &Callon, an estimate of the early withdrawal penalty prior to termination with respect to your TD well be pro‘nced IO you upOn recuest Subject to written verification acceptable to Deutsche Bank in as solo disCretiOn, no penalty will be charged for early withdrawal upon the death or loss of legal competency of any individual who is the account holder of the TO Early WithOlaWal penalties will reduce the amount of interest earned or the TD 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002150 EFTA_000 15624 EFTA00166376 Deutsche Bank Di8claimer Account Name: JEFFREY EPSTEIN As of April 30. 20'7 Account Number: Base Currency: USD SertinslaryMarket: Currently, no secondary market costs tor this TO and no assurance is provided that ore will develop in the futuee Interest: Interest will begin to accrue er the day of deposit Interest will be credited to your account on the Maturity Date of the ID for r Ds with a maturity of '2 months or less For IDs with a maturity greater than "2 months interest will be paid annually and will rot be adored to principal. Interest will be calculatco based upon either (11 a 360 day year or 121 a 385 day year. in each case for the number of days elapsed from the day of ceposit to the maturity and as specifeee by your relationship manager. No interest will accrue or the ID alter the Maturity Date ft the ID is closest poor to the Maturity Date. Interest will only be credited to your account to the extort that it exceeds the early withdrawal penalty. Interest will not be compounded. the interest rate will rot charge dunrg No period of the ID Maturity The ID well rot automatically roll over upon maturity. MC Insurance: Please rote that your TO is rot insured by No FDIC. Trademarks and Copyright: Moody's Investor Service, Inc and Standard & Poor's Corporation. Standard & Poor's ITSJIPT) is a demon of The McGrawHill Companies. 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Additional information with respect to the securities that are oedema as 'Not Raw- or 'Raked Not Available in the Crean Rating section of this statement is available upon written roauest of the account bolster All trace/baths and service marks on this statement belong to Deutsche Bank AG or its elf doles or subsecianes, except thirdparty trademarks or service marks, which are the properly of their respective owners. The Global Industry Classification Standard ("GICS") was developed and is the exclusive property and a service mark of Morgan Stanley Capital Irtemational Inc CMSCI') and S&P. No party involved ir making or compiling the GICS or any GICS classifications mates any express or implied warranties, or representations with respect to such standard or classification for the results to be obtained by the use thereof/, and all such parties herby expressly disclaim all warranties or originality, accuracy, completeness, merchantabeity and lotress for a particular purpose with respect to any of such standard or dasstlecation Without krniting any of the foregoing, m ro event shall MSCI. S&P. any of thee affiliates or any third party involve° in making or compiling the GICS or any GICS dassiftcations have any liability for any direct, indirect, special, punitive, corsequeroal or any other damages (incluaerg lost proles) even el notified of the possibility of such camages. Please review your account statement. If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. 13 Occi.malID 7405/1401.2 Orwalst 05/0,t2017 two 101 II III II III IIIIIIIIIIII III II IIIIIIIIIIIII CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002151 EFTA_000 15625 C(v)143 sit EFTA00166377 Deutsche Bank This Page Intentionally Left Blank '4 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002152 EFTA_000 15626 EFTA00166378