EFTA00166391.pdf

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As of nerd 30. 20'9 Account Number: Base Currency: USD manifest line PRIMARY OFFICER STEWART OLDFIELD CUSTODY OFFICER ARTHUR TENDLER 60 Wall &root \ ow York \Y '0005 0(0104 1,5 101 II III II III IIIIIIIInII III II III 11111 II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002165 EFTA_000 15639 EFTA00166391 Deutsche Bank This Page Intentionally Left Blank CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002166 EFTA_000 15640 EFTA00166392 Deutsche Bank Portfolio Summary As of Apol 30. 20'9 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Mat Class Adjusted Cost Basis in USD Market Value In USD % of Category Market Value Reconciliation in USD Current Period Year to Date Opening Balance as of April I. 2019 0.00 68138.49 Cash end Cash Equivaleets 045 0.45 '0000% Total 0.45 0.45 100.00% Addition/Withdrawal Cott- It. vita 4.00 Net Addition/Withdrawal 9.00 (57.471.80) Current Period Income Irieeett 13 57) Estimated Mrual Income 000 Net Income 13.57) 192.241 Total 0.00 Realiteo Currency GainA of s 002 (2.08131) Charge or linreahrec Currency Gem/Loss 1,29131 Closing Balance as of April 30, 2019 0.45 0.45 \eta Market Values Ircluce Accruee Income 3 101 II III II III IIIIIIIIHIIIIIIIIIIIIIIIIIIII CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002167 EFTA_00015641 (x0 io4 7.5 EFTA00166393 Deutsche Bank Detailed Portfolio Information As ol April 30. 20'9 List of Holdings - Cash and Cash Equivalents Cash Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Quantity Security Description % of Local Unit Cost Price In USD Adjusted Cost Security ID Moody's/S&P Rating Category Local Price Basis in USD 045 US DOLLAR 100.00% JSO 000 100.00% 0.45 1 000 0 <5 Market Value Accrued Income Estimated Annual Yield to in USD in USD Income in USD Maturity % Total Cash Total Cash and Cash Equivalents Total AccrLed Income Total Cash and Cash Equivalents including Accrued Income 100.00% 0.45 AcA ate° Cost Oasis column reflects Tax Cost for those cloorts who subscn be to our lax cost services'. for all other chants. wo report Average Cost for Cash Management vehicles and Macey Martel funds, Annual Vice is reported in the Yield to Matunty column CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002168 EFTA_000 15642 EFTA00166394 Deutsche Bank Transaction Summary Aga 1, 2019 to April 30. 2019 Transaction Category Opening Balance as ol April 1, 2019 US Dollar (USD1 Amount Amount Year to Date Cash Management 000 ".798 Cash 000 58.220 26 Addition/Withdrawal Cash Dists.rsement 000 157.475 80) Cash Iloceopt 4.00 400 Net Addition/Withdrawal 4.00 197,471.8W Investment Income Dnwerc 0.00 0.88 Interest 13 571 192 071 Net Investment Income 13.57/ 191.99) Realized IX Gair/Loss on Cash 002 12.067 31) './nrealized FX Garn/Loss cc Cash 000 1,293 3' Closing Balance es of April 30.2019 Cash Management 0.00 000 Cash 0.45 0 45 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD 11111111111111111111111111111111111111111111 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002169 EFTA_00015643 EFTA00166395 Deutsche Bank Transaction Summary - Foreign Currency April 1. 20'9 to April 30, 2019 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Transaction Category Euro (CUR) US Dollar (USD/ US Dollar (USD) Grand Total in Base CCY IUSO) Guanine Balance as of April t. 2019' 000 000 000 000 Addition Withdrawal Investment Income 13 16) (3.571 13 571 Investment Activity Capital Gains Distribution Currency Exchange 3'6 355 3 55 Realized FX GaIn/Losa on Cash 002 0 02 Unrealized FX Gain/Loss on Cash Closing Balance as of April 30. 2019 0.00 0.00 0.45 0.45 • Opening and dosing currency balances include sweeps 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002170 EFTA_000 15644 EFTA00166396 Deutsche Bank Transaction Details April '. 2019 to Apnl 30. 20'9 Trade Date Transaction Typo Description Settlement Date Security ID Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Ouantity Transactions for US Dollar (USD) 04/18/2019 Cast Receipt RECEIPT OF FUNDS 4.00 04/18/2019 04/19/2019 Currency Exchange PURCHASE FOREIGN EXCHANGE SPOT 13.55) 04./190019 ['JR° CURRENCY THROUGH: STATE ST BK TR CO BUY: FA 116 SELL. USD 155 PRICE: 1.12342 Transactions for Euro (EUR) 04/17/2019 Interest 04/17/2019 NEGATIVE IDLE CASH INTEREST PAYMENT FX RATE: 0.8849 04/19/2019 Currency Exchange PURCHASE FOREIGN EXCHANGE SPOT 04/19/2019 EURO CURRENCY THROUGH. STATE ST BK TR CO BUY: EUR 3.18 SELL: USD 155 PRICE 1.12342 7 (3 18) 318 IIIII11III11IIIIIIII11I11IIIII CONFIDENTIAL— PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002171 EFTA_000 15645 Amount in Local CCY Cost in Local CCY Realized Gain/Loss Amount in USO 400 (3 55) 0 '8) (3 57) 318 3.55 0(0104 IS Cost in USD in USO 002 Ix EFTA00166397 Deutsche Bank Disclaimer As of April 30. 20'9 Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas PO•utsche (Merl. Account Statement Information: I his stationer' is lxiirg furrikhed pursuant to ar agreement between the account holder arc Deutsche Bark I his 'Witmer' is lot the exclusive use of the account holder pursuant to such agreement and may rot be relied upon by third parties. Nether Deutsche Bank, nor its affiliates or subsidiaries, assume reswesibility to any person other than the named account holder for irlormation contained in this account statemert Deutsche Bark, and its affiliates and subsidiaries. make no representation. warranty Or guarantee, express or implied. in connection with No information provided in this account statement. Please rote that this account statement may reflect irvestments directed solely by No account holder and assets that are not hold at Deutsche Bank Valuation of assets: the pnces and valuations of assets presented it this account statement may be based upon the most Current available pnces provided by the third party pricing service used for each asset at the lime Nos stateroom was ported Ito paces or values of assets stated herein may not reflect tho actual procecos that would be obtained upon the disposition of any such asset we do rot Corsalute either a bid or offer to unwind any investment or transaction Prices shown should only be used as a general gs we to portfolio value the prices of certain securities may represent approximations based upon such securities' relationships to other securities, Price cuotes Iran broker dealers dealing in same or similar securities or certain valuation formutas Please rote- S/E/Sh: refers to 'Sealed Envelopes Said to Contain' Information for Nese assets and for securities and other assets Nat are illiouso or not publicly 'Jaded may have beer obtained from the account holder. agents of the account holder. or other sources that roar or may not be reliable Alternative investments (such as hedge tunes or pnvate equity funds) may invest in highly illiquid securities that may be difficult to value. In Women, the valuations presented in this report for alternative investments reflect the valuations Nat were available at the time of mintiest this report and may be significantly °Moroni horn the most current valuation. The method of valuation of alternative investments are the securities in which they invest is determined by No investment manager using data supplied by the kreerlying lure managers rd/or administrators of the alternative investments Before making any investment decisions with respect to your alternative investments, please consult your Primary Officer to obtain the most efferent valuation of the alternative investment The prices or values of ono or more assets may indicate 'NIA' 'not available'This does not necessarily mean Nat the assets Si. worth zero or that the assets are in dolault It Ofies mean that Deutsche Bank is currently unable to establish a value for those assets for the purpose of Nis account statement any one or more assets have an indication of "NM" as its value, then it may eget; performance reporting ere unrealized gainnoss information. In addition, such assets have rot been included it the Market Value Information, Summanes, or the Asset Allocation information at the beginning of this statement Debt securities subsect to cal features Or Other redemption features may be redeemed in whole Or in part belore malunty Such occurrences may alloct the weld represented Please note that wale to maturity as represented in this statement reflects the fewer of yield to maturity or yield-to-call The actual yield of an asset-backed security may vary according to the rate at which No unoorlying receivables or other financial assets aro Propane Information concerning recempeor features and the factors that affect yield vat be lutnished upon flitter) fedueSI 01 the account bidet The pacing of listed options takes into account the last closing price. as well as the anent del and oiler prices. Please note that although money market funds seek to preserve the value of your investment at SI per share, it is possible to lose money by investing in Nem. Due to the rounding conventionsepplieo. summary subtotals and totals for some data columns aro percentages may rot &fuel the sum of the individual amounts employed. Assets on this Statement described as "held elsewhere: These assets are not custodied with Deutsche Bank but are Tele elsewhere at the reduest of the account holder. Information. provioed on this statement in correction with such assets (including valuation was not fireweed or verified by Deutsche Bank. Exchange Rates: Exchange rates are supplied by a thro party provider unrelated to Deutsche Bark and are base" on interbank exchange rates al the time of the dose of this account statement. Deutsche Bark does rot prepare. odd. or endorse third party data Deutsche Bank is rot respcesible for inaccurate, incomplete. or missing information with respect to such data. Investment results may be impacted by twerps currency fluctuations Adjusted Cost Basis, Gain/Bass). and Holding Period Information: The information INOOCOC in this account statement with respect to estimated cost basis, realizes gairtfloss, and holding ponods may not reflect all adjustments necessary for tax reporting purposes N adeition, the designation of taxable and tax exempt Estimatoo Annual Income coos not reflect possible state, local, or foreign taxes that might apply Customers should verify all irlormation in this account statement against their own records when calculating a reportable gain or loss resulting Isom a sale. redemption. or exchange of an asset Deutsche Bark is rot responsible for the accuracy of such irlormatior taxpayers may be fl/C41(00 to report to fecoral. state, or Other U S or non J S taxing authorities Deutsche Bank makes ro warranties with respect to. aro specifically disClaiMS any liability arising auto a customer's use of. or any tax position taken in reliance ',pen. the information contained in Nis account statement Deutsche Bark does rot provide tax advice. This statement should not be used for tax reverting purposes 8 CONFIDENTIAL— PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002172 EFTA_000 15646 EFTA00166398 Deutsche Bank Disclaimer As of April 30. 20'9 Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD Deutsche Bank. as agent: Unless otherwise specified. Deutsche Bank acted as agent in the transactions described in this account statement The timelsl of execution of these transactions will be furnished within a reasonable time kb On written request Of the account holder. Deutsche Bank or its endows, may profit Or Wereg remuneration from other parties in COrreetiOrwith the transactions described in this account statement. Deutsche Bark will furnish the source are amours of any such remuneration upon written request of the account hotter Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: California Probate Coco Serer 15060. et sec , requires notification to the account holism of the following of the recipient of this account may petition the court pursuant to California Probate Coco Section 17200 to obtain a court review of this account aro of the acts of the trustee roponoc herein, and (Al claims against the trustee for broach ol trust must be matzo within 3 years ol the daze the berchaary receives an account m a report disclosing facts cpwrg rise to the claim 2. Florida Trusts: Ar action lot breach of trust based upon matters ciselosew in a trust accounting r written report of the trustee may be subject to a 6 month statute of limitations from the receipt of the rust accounting or other report If you have questions, please consult your allorroY Common Trust Fund Accounts: If your account is a participant in a Deutsche Bank's Comma,. Trust lures, a full copy of the most recent axiom annual report is available upon roues% without charge NorhUS Account holders: With respect to your assets CiistOMOO with Deutsche Bark. income and capital gains or distributions Irom your account may be taxable in yOur home jurisdiction. Please consult your tax advises for the appropnate tax treatment of your transactions Confirmation of Tax and Compliance Responsibilities for Individuals: The Account holder confirms that it is his responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to him in any relevant brisdiCtiOns that may arise in COnneCtiOnvoth assets, income Or transactions or his aracOuntIst and his business relationship with the Bark. Confirmation of Tax end Compliance Responsibilities for Organizations: The Account hokeir confirms that it is its responsibility to IkIldl any tax obhgabons arc any other regulatory reporting duties applicable to a in any relevant rurisactiors Nat may erne in correction with assets, income or transactions in its account(al aro as business relationship with the Bank I unbermoro. the Account holder confirms that the necessary information no the best ol its knowledge and capabilities) is made available ro loss than annually to the relevant beneficial ownells). sellksis). benehaarylies), portraits). etc to enable hirrlierfthem to fulfill any respective tax obligations that may arise for himiherAhem m COnneCistinwith the Account heeler's business relationship with the Bank. For Investment advisory account holders: II there have been any changes in yew financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modify existing restriction*. please contact your Primary For Custody account holden: Activity in this/your custody account is entirely seggirected away from the Bank or directed by a third party advisor. Deutsche Bank has not solicited or offered any advice to you about the Custody account activity reflected on this statement. FDIC: Unless notified to the contrary m a particular case, the securities and financial instruments presented herein aro not insured by the Federal Deposit Insurance Corporation ITOIC'), are not guaranteed by, nor aro obligations of, Deutsche Bank AG or any of its affiliates or subsidiaries and are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your account, promise any specific level of performance or promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time Deposits11Os) with Deutsche Bank AG: Addkions or Withdrawals Deposits No aciditional orpros of partial vathcrawals may be mace to this ID Any partial withdrawal will result in closure of the ID Early Withdrawals Deutsche Bark imposes a penalty on any withdrawal from a ID prior to its maturity. The amount of the penalty will be calculated on the date 01 the early withdrawal as follows A 'Penalty Rate' will be calculated The 'Penalty Rate' is the offeror° between the internal Deutsche Bank interest rate for the remaining period or the gate of termination arc the interest rate or your TO The total principal balance ol your f0 on the date of termination will be multiplied by the Penalty Rate and Nen divided by either 360 or 365. as specified by 1101.4 relationship mar:agar. The resulting number will be multiplied by the number of days remaining until the orlon& Maturity Date to arrive at the amount of the penalty. An example of sr early withdrawal penalty applying the methodology above will be provided to you upon Arrest Ir acpoor. ar estimate of the early withcrawal penalty prior to termination with respect to your TO will bo provideo to you upon request. Mli II III II III II III II III II III II III 11111 II III CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002173 0071Cobb EFTA_000 15647 EFTA00166399 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As 01 April 30. 2019 Account Number Base Currency: USD Sublet to swelter ye/Meatier acceptable to Deutsche Bank ir its sae discretion. no penalty will be charged to early wahorawal upon the oeath o< loss of legal competency of any ircivicual who is the account holder of the 10 Lady Withdrawal penalties will reduce the amount of eldest barred on the ID. Stexensfary_tierk Currently, no seconetdary market exists for this TO aro no assurance is Premed that ore will develop in the future. Interest will begin to accrue or the day el deposit. Interest van be Credited to your account or the Maturity Date ol the ID for IDs with a maturity or 12 months orkiss For IDs with a maturity greater than 12 months interest will be paid annually arc will not be acme° to pnrcipal Interest well be calculated basso upon either Ill a 360 cay year or Q) a 365 cay year. In each case lei the number of oays elapsoc Irem the cay of ceposa to the maturity and as specific° by your relationship manager No interest will accrue or the ID after the Maturity Ode II the ID is dosed prier to the Maturity Date. interest will only be ("MOM to your account to the extent that it exceeds the early withdrawal peralty Interest wet rot be compounceo fhe interest rate will rot change curing the period of the 10. Important information about negative interest rates Please be advisee Nat since January 1. 20'5. we have adiustec the effective return or vinous CUMIN:WS to a resistive rate Rates are °vivid to charge in feSpenee to market charpes, and we may, in the future and based or our normal interest rate setting arrangements, begin to charge negative interest rates or additional tenter currercy balances II vou have any concerns or questions. please contact your client representative. Maturitt the ID will not automatically rollgyor upon maturity FDIC Insurance; Please roto that your TO Is not insured by the FDIC. Trademarks and Copyright: Moody's Investor Senses. Inc and Standard & Poor's Corporation. Stanoard & Poor's t'S&P-i is a division of The McCraw-Hill Companies, Inc Reproduction of any information provioeo by S&P in any form is prohibiter] except with S&P's written permission S&P cces rotguarantee the accuracy, adequacy, completeness or availability of any ir 'Danaher and is rot responsible for any errors or omissions or for the results obtained from the use el such information In re event shall S&P be liable lac any indirect. special or consequential damages ir correction with use of any S&P wilormairer. The ratings 01 Moody's Investors Service. Inc ("Mooey'el arc/or S&P roosted in this statement represent M000y's aro/or S&P opinions as 10 No quality 01 the securities they rate Ratings are relative WO SUbleCtiVe arc are rot absolute standards el duality Crean Quality of securities does not remove market nsk Additional information with respect to the securities that are relloctee es "Not Ram" or "Rating Not Available" in the Credit Rating section of this statement is available upon written reduest or the account holder NI trademarks and service marks or this statement belong to Deutsche Bark AG or as affiliates or subsidiaries, except thee party trademarks or service marks, which are the property of their retpectrve ovaiers The Global Industry Classification Slarcarc ('GIGS") was developed are is the exclusive property arc a service nark of Morgan Stanley Capital Interrabonal Inc I'MSCI" I era S&P. No party invdved in making es compiling the GICS or any GICS classifications makes any express or implied warranties. or representations with respect to such standard or classification for the results to be obtained by the use thereof), and all such parties herby expressly disclaim all warranties or originality. accuracy. completeness. merchantability and Fleets for a particular purpose with respect to any of such standard as classilicauor. Withoutlimiting any ol the blot:orb, in no evert shall MSCI, S&P, any of their allikaros of any third party irvolve° in making or compiling the GICS or any GICS classifications have any liability for any direct, indirect, special, purely°. corsocuontial or any other oamagos (including lost proles) even if notrhoc of the possibility of such damage. Please review your account statement. If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. lo OCCUTri m,740Matii3 Cor.rnow Teor END CONFIDENTIAL— PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002174 EFTA_000 15648 EFTA00166400