EFTA00166401.pdf

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As of August 31. 2017 Account Number: Base Currency: USD manifest line PRIMARY OFFICER STEWART OLOFIELD CUSTODY OFFICER ARTHUR TENDLER 80 Wall Strool \ow York. \Y '0005 MIIIIIIIIM1111111111111111111111M CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002175 EFTA_000 15649 00:44214 EFTA00166401 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002176 EFTA_000 15650 EFTA00166402 Deutsche Bank Portfolio Summary As of August 3'. 2017 Meet Class Adjusted Cost Basis Market Value % of in USD in USD Category Cash and Cash Equivalents 150.6369' '0000% Total 143082.11 150838.91 100.00% Estimated Annual Income Total \me Market Values Ircicco Accrucc Income 3 Current Period 045 0.45 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Market Value Reconciliation in USD Current Period Tear to Date Opening Balance as of August 1, 2017 153,428.77 37.122.55 Addition/V0thdrawel Gun Disbursement 13.453 75/ Net Addition/Withdrawal 13.453.75) 82.096.54 Income Dividend 15.80 Interest (229.54) CEanga in Accrue., Income 115.801 Net Income (229.64) (320.62) Realizes Currency Gain/loss 147.42 23,302.24 Change in Unrealized Currency Gatiflosa 748.01 8437.20 Closing Balance as of August 31, 2017 150,838.91 150,838.91 0301422/6 CONFIDENTIAL— PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002177 EFTA_00015651 EFTA00166403 Deutsche Bank Regional Diversification As of AUWIST 31. 2017 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Region Cash and Cash Fixed Income Ebern Alternative Maiket Value % of Eguivalents in USD in USD in USD Investments in USD in USD' Category Ittope '50,58797 0.00 0.00 0.00 '50.587 97 99.97% Jrsied Slatos/Conma 48 94 000 0.00 0.00 48 94 003% Total 150.838.91 0.00 0.00 0.00 150.838.91 100.00% • I rch.oes I oropr I xcharge Corunde CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002176 EFTA_000 15652 EFTA00166404 Deutsche Bank Currency Diversification As of August 3'. 20'7 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Currency Cash and Cash Equivalents in USD Fixed Income in USD Equity in USD Alternative Investments in IJSO Foreign Exchange in USD Market Value in USD % of Category JS Dollar (USD/ 48 94 0.00 000 000 000 48.94 003% Etre IEURI 150.587 97 0.00 000 000 000 150.587 97 9997% Total 160436.91 0.00 0.00 0.00 0.00 160.636.91 100.00% Exchange Rates JSD - USD 1 00000 USD 1 = EUR 043976 USD 1 e USD 1.00000 EUR I = USD 1.19082 Mli II III II III II III II III II III II III 11111 II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002179 EFTA_00015653 03014234 EFTA00166405 Deutsche Bank Detailed Portfolio Information As of August 31. 2017 List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Quantity Security Description % of Local Unit Cost Price in USD Adjusted Cost Market Value Accrued Income Estimated Annual Yield to Security ID Moody's/S&R Rating Category Local Prig Basis in USD in USD in USD Income in USD Maturity % Cash 128,457.37 ELMO 9997% I JR ' 000 USD 1 191 143,933 17 150.587 97 E JR 1003 Total Cash 99.97% 143,933.17 150.587.97 Cash Management United States 48.94 DEUTSCHE COVE RNMI N1 CASH 0.03% JSO 1 000 1.000 48 94 4994 092% INSTITUTIONAL SHARES Total United States 0.03% 48.94 48.94 0.92% Total Cash Management 0.03% 48.94 48.94 Total Cash and Cash Equivalents long Accrued Income 100.00% 103.982.11 150.838.91 Total Cash and Cash Equivalents including Accrued Income 150.838.91 Adjusted Cost Basis column reflects Tax Cost tor those clients who subscribe to our lax cost services; for all other clients, we report Average Cost for Cash Management vehicles and Moray Market Funds. Annual Yield is reported in the Yield to Maturity column. 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002180 EFTA_000 15654 EFTA00166406 Deutsche Bank 7 Transaction Summary August I. 20'7 to August 31. 2017 Transaction Category Opening Balance as ol August 1. 2017 US Dollar {USD/ Amount Amount Year to Date Cash Maragemeri 3114 19.01 Cash 151377.83 37,106.54 Addition/Withdrawal Cash Disht.rsemort 3.453 751 (1.502,904 481 Cash Hoceept 080 1.585.000 00 Net Addition/Withdrawal 13,453.75) 82,095.54 Investment Income Drodenc 15.80 30.93 Interest 1229 54/ 1351 55/ Net Investment Income 1213.741 1320.621 Realized DI Gar•/Loss on Cash 14742 23.302 24 '0i/realized FX Garr/Loss co Cash 74601 8.437 20 Closing Balance as 01 August 31. 2017 Cash Management 49.94 48.94 Cash 150,687.97 150.587 97 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD 101II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002181 EFTA_000 15655 0001424e EFTA00166407 Deutsche Bank Transaction Summary - Foreign Currency August 1. 2017 to August 31. 2017 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Transaction Category Euro (EUR) US Dollar (USD) US Dollar WSW Grand Total In Base CCV fUSD/ Opening Balance as of August 1. 2017• 129.933.93 153.377.83 33.14 153.410.97 Addition/Withdrawal (2,911.54) (3,453.75) (3.453.75) Investment Income (19502) 1229 541 15.80 D13.741 Investment Activity Capital Gains Distribution Currency Exchange Realized FX Gain/Loss on Cash 147.42 147.42 Unrealized FX Gainn.oss on Cash 748.01 748.01 Closing Balance as of August 31. 2017 126.457.37 150.5137.97 48.94 150.030.91 • Opening and dosing currency balances include sweeps a CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002182 EFTA_000 15656 EFTA00166408 Deutsche Bank Transaction Details August '. 2017 10 Au0...st 31. 20'7 Trado Date Transaction Typo Daaoription Settlement Date Security ID Transactions for US Dollar 'USD/ 06/01/2017 Dandend CASH DIVIDEND 08•01/2017 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 08/01/20'7 Regular Wipes, Purchase PURCHASE Of SECURITY 15.80 (' 5 00) 08/01/2017 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES Transactions for Euro (EUR) 08/!6/20'.7 Intorost NEGATIVE IDLE CASH INTEREST 091021 1195 021 757 FX 08/1812017 1229 541 FX RATE: 0.8496 08/18/20'7 Cash Disbursement DISBURSEMENT OF FUNDS 1450.001 1450.001 '70$ lx 08/18/2017 FUNDS TRANS TO CIC BANOUE 1529 271 TRANSATLANTIQUE SSB REF/ SCMS170817837437 IBAN: FR7830588199040001207230197 REF. 2017 WEALTH TAX RETURN • JEFFREYEPSTEIN SWIFT REF/17081803542 FX RATE' 0.8602 08/30/20'.7 Cain night. meet DISBURSEMENT OF FUNDS 12.481,54) 12.481 54) '22 77 IX 08/30/20'7 FUNDS TRANS TO CREDIT LYONNAIS S58 12.924.48) REF, SCMS170829910801 IBAN FR23300020048900:0080289070 SORT CODE: 30002 RIB CODE: 00091 17 CODE GJCIIET00489 KEY CODE: 70SWIFT REF, 17063003 FX RATE. 0.8417 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Quantity Amount in Local CCV Cost in Local CCV Roalezod Cain/Loss Amount in USD 1560 Cost in USD in USD IIII II III II III II III II II II III II III II I II II 1p CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002183 EFTA_000 15657 0301425e EFTA00166409 Deutsche Bank Disclaimer As of August 3'. 3017 Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas l'ENutsche Bank'l. Account Statement Information: I hi? statomert is leers; lurrished pursuant to an agreement between the accost I holder arc Deutsche Dank I his statement is lot the exclusive use of the account holder pursuant to such agreement are may rot be relied upon by third parties. Neither Deutsche Bank, nor its affiliates or subsidiaries, assume responsibility to any person other than the named account holdg for plantation contained in this account statemert Deutsche Bark. and its affiliates and subsidiaries, make no representation, warranty Or (jUararl00. express or unified, in Connection with the information provided n this account Statement Please rote that this aCeOuni statement may reflect irvestments directed solely by No account holder we assets that are not hold at Deutsche Bank Valuation of masts: the paces and valuations of assets presentee in this account statement may be based upon the most anent available pncos provided by the third party pricing service used for each asset at the time this statement was purled lho prices or values of assets slated home, may not reflect the actual proceeds that would be obtain° upon the disposition of any such asset we do rot constituteeater a bid or offer to unwind any investment or transaction Prices shown should only be used as a general guicie to portfolio value tie prices of certain securities may represent approximations based upon such securities' relationships to other SeCUMies, price motes from broker dealers dealing it same or similar securities a certain valuation fore utes Please note S/E/S/C refers to 'Sealed Envelopes Said to Contain' Information for these assets and for securities and other assets that are Aloud or not publicly traded may have beer obtained from the account holder. agents of the account holder. or other sources that may or may not be reliable Alternative investments duct as hedge funds a private equity funcail may invest in highly illiquid securities that may be difficult to value. I addition, the valuation presented in this report for alternative investments reflect the valuations that were available at the time of printing this report and may be smrificartly cillerent from the most current valuatan fie metiod of valuation of alternative investments and the securities in Mu& they invest is determined by ire investment manager using data supplied by the Leccrlyirg lure managers rd/or administrators of the alternative srvostments Bolero making any investment decisions with respect to your alternative investments, please consult your Primary Officer to obtain Do most amen vatuatior of the alternative investment The prices or values of one or more assets may indicate "N/A" "not available'This does not necessarily mean that the assets are wroth zero or that the assets are in delault It does mean that Deutsche Bank is currently unable to establish a value for those assets for the purpose of this account statement. II any one or more assets iave an in:manor of "NM" as its value. Den it may affect performance reporting aro unrealized gain/loss information. In addition. such assets have rot been included it the Market Value Information, Summanes, or the Asset Allocation information at the beginning of this statement Debt securities suNect to cad features or other redemption features may be redeemed in whole Or in part before mahnty Such occurrences may allnt the veld represented Please note that yield to maturity as represented in this statement reflects Po lower of yield to maturity or yield so.call The actual yield of an asset-backed security may vary according to the rata at which Do unorlying receivables or other financial assets aro propad Information corcerring redemption features and the feelers that affect yield veal te furnished upon valuer teduesi of the account hider The poring of lists., options takes into account De last closing price, as well as the anent bid and oiler prices. Please rote that although money market funds seek to preserve tie value of your investment at Si per share. it is possible to lose money by investing in them Due to the rounding conventscinsapplied. summary subtotals and totals for some data Columns and percentages may rot eoual the sum of the indivroual amounts displayeo Assets on this Statement described as "held elsewhere: These assets are not custodied with Deutsche Bank but are 'held elsewhere at the reauest of the account holder. Information provioed on this statement in correction with such assets (including valuation) was not provided Or verified by Deutsche Bark. Exchange Rates: riff-horde rates ere supplied by a there party provider unrelated to Deutsche Bark aro are based on interbank exchange rates at tie time of the dose of this account statement Deutsche Bark does rot prepare, odat or endorse Duo party data Deutsche Bank is rot raspersibla for iraccurate, incomplete. or missing information with respect to such data. Investment results may be impacted by loregn arrercy fluctuations Adjusted Cost Basis, Gain/Boss), and Holding Period Information: The information mosncec in this account statement with respect to estimated cost bans, reabice gaerfloss, and hating periods may not reflect all adjustments rooessary for tax reporting purposes r &Mode% the dosignalkar of taxable arc tax exempt Estimatoo Aerial Income coos not reflect possible state. local, or foreign taxes that might apply Customers should verify all Plormatior in this account statement against their own records when calculating a reportable gain or loss resulting from a sale. redemption. or exchange of an asset Deutsche Dark is rot responsible for the accuracy of such information taxpayers may be recline to report to Bowel. state, or other II S or non J S taxing authorities Deutsche Bank makes no warranties with respect to. aro specifically cesclaims any liability arising out of a customer's use of. or any tax position taken in reliance upon, the information Contained in this account statement. Deutsche Bark does rot provice tax advice. This statement should not be used for tax repotting purposes '0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002184 EFTA_000 15658 EFTA00166410 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD Deutsche Bank. as agent: Unless otherwise specified. Deutsche Bank acted as agent in the transactions described in this account statement The tinsels) of execution of these transactions will be furnished within a reasonable limo upon written request Of the account holder. Deutsche Bank or its affiliates may profit o receive remuneration from other ponies it COrreCtiOr with the transactions described in this aCCOunt statement. Deutsche Bark will furnish the source ant amount of any such remuneration upon written request of the account hotter Accounts for which Deutsche Bank Is acting as Trustee: I. California Trusts: California Probate Coco Section 15060, et requires notification to the account holder of the following le the reapierl ol this account may petition the cowl pursuant to California Probate Coco Section 17200 to obtain a court review of this account aro of the acts of the trustee reponeo herein, and Ill claims against the trustee for breach ol trust must be mace within 3 years ol the dale the beneliaary receives an account or a report disclosing tams p.m.° rise to the claim 2. Florida Trusts: An action for broach of trust basal upon matters COC10500 in a trust accounting or written report of the trustee may be subject to a 6 month statute of limitations from the receipt of the trust accounting or other report If you have questions, please consult your allorreY Common Trust Fund Accounts: If your account is a participant in a Deutsche Bank's Common Trust Tunas, a full copy ol the most recent aura:: annual report is available upon rarest without charge Non.US Account holders: With respect to your assets Clon04100 with Deutsche Bar. income and capital gains or distributions from your account may be taxable in your home IllfISOICOOP Please consult your tax advisor for the appropriate tax treatment ol your transactions Confirmation of Tax and Compliance Responsibilities for Individuals: the Account holder confirms that it is his responsibility to fulfill any tax obligators and any other regulatory reporting duties applicable to him in any relevant jurisdictions that may arise in cerneCtiOnwith assets, inCOme Or transactions or his accounun and lit business relationship with the Bark. Confirmation of Tax and Compliance Responsibilities for Organizations: The Account hokar contains that it is its responsibility to ION' any tax obligations aro any other regulatory reporting duties applicable to it in any relevant p.m.: mimes that may arise in correction with assets, InCOTO or transactions in its accoungsl aro as business relationship with the Bark I unttermooe. the Account holder confirms that the necessary information Ito the best 01 its knowledge and capabilities) is made evadable ro less than annually to the relevant tenelocial ownerls), sellklisl. benelmarylies), partrolls), etc to enable him/her/Item to luffill any respective tax obligations that may arise for hingherAhem m COnneetKinwith the Account holder's business relationship with the Bank. For Investment advisory account holders: II there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modify existing restriction*, please contact your Primary Officer. For Custody account holden: Activity in thiaryour custody account is entirely selfafirected away from the Bank or directed by a third party advisor. Deutsche Bank has not solicited or offered any advice to you about the custody account activity reflected on this statement. FDIC: Unless notified to the contrary m a particular case, the securities and financial instruments presented heroin aro not insured by the Federal Deposit Insurance Corporation ITDICti, are not guaranteed by. nor aro obligations of, Deutsche Bank AG or any of its affiliates or subsidiaries and are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your account, promise any specific level of performance or promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time Deposit/gips) with Deutsche Bank AG: Additions or Withdrawals Deposits No additional orpowts of partial withcrawal: may be mace to this ID Any partial withdrawal will result in closure of the ID Early Withdrawals Deutsche Bark imposes a penalty on any wohorawal bons a ID prior to its inatunty. The amount of the penalty will be calculated on the date 01 the early withdrawal as follows A 'Penalty Rate' will be calculated The 'Penalty Rate' is the difference batmen the internal Deutsche Bank interest rate for the remaining penned on the date of termination aro the interest into or your TO the total principal balance ol your f0 on the date of termination will be movie° by the Penalty Rate and then divided by either 360 or 365, as specified by 1101.4 relationship marager. The resulting number will Co multiplied by the number' of days remaining until the oilcan& Maturity Date to arrive at the amount of the penalty. An example 01 as. early withdrawal penalty applying the methodology above will be provided to you upon reouest In sedition, ar estimate of the early withcrawal penalty poor to termination with respect to your TO will bo provideo to you upon request. Mli II III II III II III II III II III II III 11111 II III CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002185 ooteadda EFIA_000 15659 EFTA00166411 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of August 31. 2017 Account Number: Base Currency: USD Subject to whiner verificaticn acceptable to Deutsche Bank in its sole discretion. no penalty will be charged fa early witherawal upon Ne coati, or loss of legal competency of any individual who is the account holder ol the 10 Lady Withdrawal penalties will reduce the amourt of interest earned on the ID. Sesanclary_Market Currently, no secondary market exists for this TO arc no assurance is Premed that ore will develop in the future. Interest will begin to accrue or the day of deposit. Interest will be credited to your account on the Matunly Date ol the ID for IDs with a maturity of 12 months or kiss For Ws with a maturity greater than 12 months interest will be paid annually arc will rot be Nona to principal Interest will be calculated base° upon either a 360 cay year or Q) a 365 cay year, in each case lot the number of days elapsec from the cay of ceposit to the maturity and as specified by your relationship manager No interest van accrue or the ID alter the Maturity Ode If No TD is dosed prior to the Maturity Dale. ridge-SI will only be °recited to your account to the extent Nat it exceeds the early withdrawal penalty. Interest will rot be coinpourded. The interest rate will rot change curing the period of the ID. Important information about negative interest rater Please be advised Nat since January 1, 20'S. we have adluslec the effective return en various currencies to a negative rate Rates are sublen to charge in response to market charges, and we may. in the kstae and based Ce our normal interest rate setting arrangements, begin to charge regaine interest rates on additional binge currency balances II you have any concerns or Questions. phase contact your diert representative MatUrit the ID will rot automatically roll-over upon matunly. FDIC Insurance; Please rote that your TO is not insured by the FDIC. Trademarks and Copyright: Moody's Investor Service. Inc arc Standard & Poor's Corporation Standard & Poor's ("S&P"i is a division of The McCraw-Hill Companies. Inc Reproduction of any information provided by S&P in any form is prohibit.] except with S&P's winner permission S&Pcoes rotguarantee the accuracy, adequacy, completeness or availability of any irlormabor and is not respccsible for any errors or omissions or for the results obtained from the use ol such information In no event shall S&P be liable lot any indirect, special or corsecwerual damages it correctionwith use of any S&P inlormabor The ratings ol Moody's Investors Semi. Inc rMooey's't arc/or S&P reliance in this statement represent Mosey's ardor S&P opinions as to the Quality of the sex:unties they raw Ratings are relative and sublective aro aro rot absolute standards ol ouakty Credit ouakty of securities does not remove market nsk Additional information with respect to the secunties Nat are reflected as "hot Rata," or "Rating Not Available" v) the Credit Rating section of this statement is available won written reouest 01 the account holder NI tracemarks and service marks or this statement belong to Deutsche Bark AG or as affiliates or subsidiaries. except third party trademarks or service marks. Mich aro the property el their respective owners The Global Industry Classification Slaroarc ("GICS") was developed and is the exclusive properly and a service marl( ol Morgan Stanley Capital International Inc CMSGIN and S&P. No party involved in making or compiling the GICS or any GICS classifications makes any express or implied warranties. or representations with respect to suet, standard or classification (or the results to be obtained by the use thereof), and all such panes herby expressly disclaim all warranties or originality. accuracy. completeness. merchantability and litness for a particular purpose with respect to any ol such standard or classification. Withoutlimiting any ol the foregoing, in no event shall MSCI, S&P, any of their affiliates ee any third early revolved in making or compiling the GICS or any GICS classifications have any &ability for any direct, indirect. special, punitive, corsecuential or any other oamagos (including lest profits) even if notifiec of the possibility of such damages. Please review your account statement. If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. 12 OccurrilD 2400,4416.1 C•rotrAIC OW /2017 END CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002186 EFTA_000 15660 EFTA00166412