EFTA00166427.pdf

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As of December 31. 20-7 Account Number: 680519 Base Currency: USD manifest line PRIMARY OFFICER STEWART OLDFIELD IN lax e-mail CUSTODY OFFICER ARTHUR TENDLER 11111111111111111111111111111111111111111111 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002201 EFTA_000 15675 EFTA00166427 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002202 EFTA_000 15676 EFTA00166428 Deutsche Bank Portfolio Summary As of December 3'. 20 7 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Mat Clan Adjusted Cost Basis in USD Market Value In USD % Category Mark., %/Mu. Reconciliation in USD Current Period Year to Oats Opening Balance as of December I, 2017 298,755.00 37,122.55 Cash and Cash Equivalents '70.69890 173.808 11 '0000',. Total 170.898.90 173,808.11 100.00% Addition/Withdrawal Cash Disbursemzri 1123.821.75) Net AddMon/VVithdrawal 1123.821.75) 99.438.32 Current Period Income Dividend 0.03 Estimated Annual Income 080 Interest 047.34) Total 0.80 *anon in Accrued Income 0.02 Net Income 047.29) 8345.58) Realized Currency Gainfloss 964.33 33,003.24 Cneroe it Unrealized Currency CoNLose (144,18) 4.889.58 Closing Balance as of December 31, 2017 173,806.11 173,806.11 Note Market Values Induce Accrued Income 3 Mli II III II III II III II III II III II III 11111 II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002203 EFTA_000 15677 00008724 EFTA00166429 Deutsche Bank Regional Diversification As of December 31, 20'7 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Allocation by Region Cash and Cash Fixed Income Egad's. Alternative Matket Value 94 of Equivalents in USD in USD in USD Investments in USD in USD' Category I urope '73.73376 0.00 000 000 173,733 76 99 96% Jnitcsa States/Canaca 72 35 000 000 000 72 35 004% Total 173.806.11 0.00 0.00 0.00 173,806.11 100.00% • Initeles Emetgn Intend° Contracts CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002204 EFTA_000 15678 EFTA00166430 Deutsche Bank Currency Diversification As ol December 31. 20'7 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Allocation by Currency Cash and Cash Fixed Income Equity Alternative Foreign Exchange Market Value % Equivalents in USD in USD in USD Investments in USD In USD in USD Category JS Dollar (USD/ 72 35 000 000 0.00 000 72.35 004% I (Jell JAI '73.73370 000 000 0.00 000 173.733 76 9996% Total 173.806.11 0.00 0.00 0.00 0.00 173.800.11 100.00% Exchange Rates JSD = USD 1.00000 USD 1 = EUR 0.83361 5 USD 1 = USD 1.00000 EUR I = USD 1.19960 IMO III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002205 EFTA_000 15679 03008734 EFTA00166431 Deutsche Bank Detailed Portfolio Information As of December 31. 20'7 List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Quantity Security Description % of Local Unit Cost Price in USD Adjusted Cost Market Value Accrued Income Estimated Annual Yield to Security ID Moodys/S8,P Rating Category Local Price Basis in USD in USD in USD Income in USD Maturity % Cash '44,82841 EURO 99.96% EUR 1.000 USD 1.200 '.70.62660 173.73376 EUR 1000 Total Cash 99.96% 170,626.60 173,733.78 Cash Management United States 72.30 DEUTSCHE GOVERNMENT CASH 0.04% JSD ' 000 1.000 72 30 72 30 000 • ' INSTITUTIONAL SHARES Total United States 0.04% 72.30 72.30 0.80 I.11% Total Cash Management 0.04% 72.30 72.30 0.80 Total Cash and Cash Equivalents 100.00% 170,698.90 173,806.06 0.80 Total Accrued !Katie Total Cash and Cash Equivalents including Accrued Income 173,806.11 Adjusted Cost Basis column reflects Tax Cost ler thoseclients who subscribe to our tax cost services. for all other clients, we report Average Cost For Cash Management vehicles and Moray Market Funds. Annual Yield is reported in Pe Yield to Matunty column 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002206 EFTA_000 15680 EFTA00166432 Deutsche Bank 7 Transaction Summary Derembei 20 7 to December 3 20 7 Transaction Category Opening Balance as or December 1. 2017 US Dollar (USD) Amount Amount Year to Date Cash Management 72 27 10.01 Cash 290.682 70 37,104.54 Addition/Withdrawal Cast, Disbrasemert 1'23,62' 7 5) D.950,019.391 Carl- Receipt 000 22 049,455.71 Net Addition/Withdrawal (123231.75) 91.43622 Investment Income Drvider° 0.03 54.29 Interest (147.34) 169990/ Net Investment Income 1147.31) 0345.611 Realized IX Gasraoss or Cash 944.33 33.003 24 %A/realized FX Garr/Loss or Cash (144.10) 4.89950 Closing Balance as of December 31, 2017 Cash Maragernent 72.30 72 30 Cash 173,733.78 '73,733 76 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD 101 II III II III IIIIIIIIHIIIIIIIIIIIIIIIIIIII CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0002207 EFTA_00015681 COM61 4/6 EFTA00166433 Deutsche Bank Transaction Summary - Foreign Currency December 20 7 to December 3 20 7 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Transaction Category Euro (EUR) US Dallas. (USD) US Dollar (USD) Grand Total in Base CCY IUSD) Opening Balance as of December I. 2017• 249.082.04 298.882.70 72 27 296.754 97 Addition Withdrawal (104,111.54) 023,821/SI (' 23.821 75) Investment Income (12609) 1147.34) 003 1147.31) Investment Activity Capital Gains Distribution Currency Exchange Realized FX Gain/Loss on Cash 964.33 964 33 Unrealized FX GainrLoss on Cash (144.18) ('44.181 Closing Balance as of December 31. 20)7 194.828.41 173,733.78 72.30 173.808.08 • Opening and dosing currency balances include sweeps a CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002208 EFTA_000 15682 EFTA00166434 Deutsche Bank Transaction Details December 1.2017 to December r , 20'7 Trade Date Transaction Typo Description Settlement Date Security ID Transactions for US Dollar (USD) 12/01/2017 Dividend CASH DIVIDEND 12/01/2017 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 12/01/2017 RegtAer Sweep Purchase PJRCHASE Of SECURITY 0.03 10 03/ 12/01/2017 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES Transactions for Euro (EUR) 12/01/20'7 Cad, Disbursement DISBURSEMENT OF FUNDS 11.650 001 1" .650 00) 1908 IX 12/01/2017 FUNDS TRANS TO BNP PARIBAS SSB REF eSCMS171130614219 IBAN- 11.963 02/ 8E58001406700179 FX RATE: 0.8406 1212112017 Cash Disbursement DISBURSEMENT OF FUNDS 12.461 541 42.461 54) 2268 IX 12/21/2017 FUNDS TRANS TO CREDIT LYONNAIS SSB REF a.922 23) OSCMS17 1220642470 IRAN. ER2330002004690300060269070 REF 13TH MONTH SORT CODE 300021118 CODE: 0009117 CODE CLICHE T. 00469 KEY CODE 70 FX RATE, 0 8427 12/21/2017 Ceti Disbursement DISBURSEMENT OF FUNDS 1100.000.001 1100.000.00) 921.43 IX 12/21/2017 FUNDS TRANS TO BNP PARIBAS SSB REF 1118.736.00) ISCMS171220042471 IRAN-. FR7630004029330000006235160 TX RATE 08422 12/21/2017 Interest NEGATIVE IDLE CASH INTEREST 1124 091 1124.091 12/21/2017 (147.34) FX RATE. 0.8422 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Quantity Amount in Local CCY Cost in Local CCY Realized Gain/Loss Amount in USD 003 Cost in USD in USD MINIIIIM111111111111111111111111 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002209 EFTA_000 15683 00303756 EFTA00166435 Deutsche Bank Disclaimer As of December 31, 20'7 Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number 680519 Base Currency: USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas l'O•utsche Bank'). Account Statement Information: this stationert is tx0r0 furrishim pursuant to ar agreement between the account holder arc Deutsche Bank I his statement is for the exclusive use of the account holder pursuant to such agreement and may rot be relied upon by third parties. Netter Deutsche Bank, nor its affiliates or subsidiaries, assume respzesibility to any person other than the named account holder for irlormation contained a this account statement Deutsche Bark, and its affiliates and subsidiaries, make n0 representation, warranty Or guarantee, express o implige, in COnnettoen with the information provided e' this account Statement Please note that this acc0uni statement may reflect investments director: solely by the account holccr and assets that are not hold at Deutsche Bank Valuation of assets: the paces and valuations of assets presentee it this account statement may be based upon the most current evadable pncos provided by the third party pacing service used for each asset at the time this statement was parte° Ito paces or values of assets state herein may not reflect the actual procecos that would be obtained upon the disposition of any such asset we do rot conselutoalkor a bid or offer to unwind any investment or transaction Prices shown should only be use° as a general guide to portfoliovalue. The prices of certain securities may represent approximations based upon such securities' relationships to other securities, price ouotes from broker-dealers coaling in same or similar securities or certain valuation formutas Please rote: S/E/S/C refers to 'Seale Envelopes Said to Contain' Information for these assets and for securities and other assets Nat are illiouso or not publicly traded may have beer obtained from the account holder, agents of the account holder. or other sources that rimy or may not be reliable Alternative investments Much as hedge funds or pnvate equity funds) may invest in highly Aqui° securities that may be difficult to value. M adoition, the valuations presented in this report for alternative investments reflect the valuations that were available at the time of partite this report and may be SmarifiCartly different Irom the most current valuation. The method of valuator' of alternative investments are the securities in which they invest is determined by Um investment manager using data supplied by the mcerlarg tune managers rd/or administrators of the alternative investments Before making any investment decisions with respect to your alternative investments, please consult your Primary Officer to obtain the most moral valuation of the alternative investment The prices or values of one or more assets may indicate "WA" "not available This does not necessarily mean Nat the assets are worth zero or that the assets are in default It does mean that Deutsche Bank is currently unable to establish a value for those assets for the purpose of this account statement. II any one or more assets have an indication of "NIA" as its value, then it may affect performance reporting aro unrealized gain/loss information. In addition. such assets have rot been included it the Market Value Information, Summaries, or the Asset Allocation information at the Darning of this statement Debt securities subject to caN features or other redemption features may be receemed in whole Or in part before maturity Such occurrences may al loot the web represented Please note that wet° to maturity as represented in this statement reflects the tower of yield to maturity or weer -to call The actual yield of an asses backed security may vary according to the rate at which the unoorlying receivables or other francial assets aro propaic Information concerning recempbon features and the factors that affect yield will be furnished upon written recruest of the account holder . The pacing of hosted options takes trio account the last closing price, as well as the anent bid and oiler prices. Please note that although money market tunas seek to preserve the value of your investment at Si per share. it is possible to lose money by investing in them. Due to the rounding conventonsapplied. summary subtotals and totals for some data columns aro percentages may rot actual the sum of the indivmual amounts ospleyeer Assets on this Statement described as "held elsewhere: These assets are not evetereie0 with Deutsche Bank but are 'halo elsewhere at the rockiest of the account holder. Informatior provico0 on this statement in connection with such assets 0ncludirg valustronl was not provided or verified by Deutsche Bark. Exchange Rates: Exchange rates are supplied by a third party provider unrelated to Deutsche Bark and are basso on interbank exchange rates al the time of the dose of this account statement. Deutsche Bark does rot prepare. edit, or endorse third party data Deutsche Bank is rot responsible lea inaccurate. incomplete. or missing information with respect to such data. Investment results may be impacted by Imams currency fluctuations Adjusted Cost Basis. Gain/floss). and Holding Period Information: The information moinceo in this account statement with respect to estimated cost basis, maiiteo gaerfless, and hating ponods may not reflect all adjustments necessary for tax reporting purposes N addition, the designation of taxable arc tax exempt Estimated Annual Income coos not reflect possible state. local, or foreign taxes that might apply Customers should verify all irlormatior this account statement against their own records when calculating a reportable gain or loss resulting from a sale redemption. or exchange of an asset Deutsche Bark is rot responsible for the accuracy of such information taxpayers may be secure° to report to tomcat. state, of other if S or non J S taxing authorities Deutsche Bank mates no warranties with respect to. and specifically cock:ems any liability arising out of a customer's use of. or any tax position taker in reliance upon, the information Contained in this aCCOur t statement. Deutsche Bark does rot provide tax advice. This statement should not be used for tax reporting purposes '0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002210 EFTA_000 15684 EFTA00166436 Deutsche Bank Disclaimer As of December 3'. 2017 Account Name: JEFFREY EPSTEIN Account Number 680519 Base Currency: USD Deutsche Bank. as agent: Unless otherwise specified. Deutsche Bank antes as agent in the transactions Costing: in this account statement The timolsl of execution of these transactions will be furnished within a reasonable time upon wogen request of the account holder. Deutsche Bank or its affiliates may profit or receive remuneration from other parties in 00rreCtier with the transaction described in this account statement. Deutsche Bank will furnish the source ant amount of any such remuneration upon written request of the account holder Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: California Probate Coco Section 15060, et sea requires !cob:anon to go account holder of No following ii) the roamer] ol this account may petition the court pursuant to California Probate Coco Section 17200 to obtain a court farrow ol this account aro of the acts of the trustee reponec herein, and ill dams against the trustee for broach ol trust must be mace within 3 years ol the date the beneficiary receives an account or a report disclosing lads al vie.° rise to the claim 2. Florida Trusts: Ar action for breach of trust bane upon matters cisclosoo in a trust accounting or written report of the trustee may be subject to a 6 month statute of limitations from No receipt of the trust accounting or other report If you have questions, please consult your attorrey. Common TRIO Fund Accounts: If your account is a participant in a Deutsche Bank's Common Trust lungs a full copy of the most recent gone° annual report is available upon request without charge Non'US Account holders: With respect to your assists Clon04100 with Deutsche Bank, income and capital gains or distributions Iron, your account may be taxable in your home IllFIS0ICil0P Please consult your tax amtiscr for the appropriate tax treatment ol your transactions Confirmation of Tax and Compliance Responsibilities for Individuals: The Account holder confirms that it is his responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to him in any relevant rurischclocrs that may arise in C0rneCti0nvnth esans, income Or transactions or his aCc0untla are his business relationship with the Bark. Confirmation of Tax and Compliance Responsibilities for Organizations: Tho Account hogs', confirms that it is its responsibility to AVM any tax obligations are any other regulatory reporting Cubes applicable to it in any relevant yurisactices Nat may arose in correction with assets, IrCOTO or transactions in its account(sl and as business relationship with the Bark I unhermote, the Account holder confirms that the necessary inlomsation no the best of its knowledge and capabilities) is made evadable ro less than annually to the relevant beneficial °wrests), sellks(s). benelsaarylies), partrogs), etc to enable him/her/Item to Iullill any respective tax oblgations that may arise for hotn/herAhem in C0nneCis0n with the Account holder's business relationship with the Bank. For Investment advisory account holders: II there have boon any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modify existing restrictions, please contact your Primary Officer. For Custody account holders: Activity in thisl'your custody account is entirely self-directed away from the Bank or directed by a third party advisor. Deutsche Bank has not solicited or offered any advice to you about the custody account activity reflected on this statement. FDIC: Unless notified to the contrary in a particular case, the securities and financial instruments presented herein aro not insured by the Federal Deposit Insurance Corporation PTDICI, aro not guaranteed by. nor are obligations of, Deutsche Bank AG or any of its affiliates or subsidiaries and ere subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your account, promise any specific level of performance or promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time Deposits(TOs) with Deutsche Bank AG: Additions ox Withdrawals [hydras \o acdmoral orposits or partial withcrayeals may be mace to this ID Any partial withdrawal will result in closure of the f D Early Withdrawals Deutsche Bank imposes a penalty on any venhciawal from a ID prior to its maturity The amount of the penalty will be calculated or the cats 01 the early withdrawal as follows A 'Penalty sate will be calculated The 'Penalty Rate' is the engrosser, between the internal Deutsche Bank interest rate for the remaining pond or the °ate of termination are the interest rate or your TO The total principal balance ol your f0 on In date of termination will be multiplied by the Penalty Rate and Nen divide° by either 360 or 365, as specified by your relationship manager. The resulting number will be multiplied by the number of days remaining until the coign& trlatuoity Date to arrive at the amount of Ne penalty. An example of an early withdrawal penalty applying the methodology above will be provided to you upon rocuest In notion, an estimate of the early withcrawal penalty prior to termination with respect to your TO will bo provide." to YOU upon request. 101II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002211 EFTA_000 15685 tritgit EFTA00166437 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As ot December 3'.2017 Account Number 680519 Base Currency: USD Sublect to omner verilicatice ecceptable lo De dset° Bank ir es ude discrolion. ro perally vell be &argot lor early withorawal upon Ne Good' or loss of legal cempetercy ol any ircivicual who is the accourt holder ol the 70 Lady Wilhdrawal peralhes vall reduto the arnourl of irleresl corned on the ID. Ste2ond Currently, no S secoreary merket exista for dus TD aro ro assurerte is PrOviCed Chat ore tvill nevelop le the baule tillatast vall begir to accrue or the day el deponi line/est vall be medited 10 your account on the Matunty Date ol the ID lor IDs w,lh a matuoty ol 12 mon ha or Less Tor 'Ds ~h a maturity gromer tran 12 ~nibs 'matem vall be paid arrrally arro vedl not be &mede lo pnrcipal Nieren vall be calm.lated base° upor either I a 380 cay year er (21a 385 cay year, in each case lor the number ol oays elapsec Ironi the cay of ceposa lo the maturity ard as specifico by your reletionship rnaragor UO interost vall &mue or the 7D after the Maturity Dale II No TD ia dosod pnor to the llaturity Date, imerest vall only bo titteltal, to your accetrl lo the maori Nat it incoeits the oarly withdrawal peralty. Imerest will rot be ccinfrourcco. The rotnest rate mil rot charge tuting the period ol te 10. Important infonnation about negative 'terest falet Please be edene° Nat sinte Januar,' 1. 20'5, we heve erliNetee IDO efective rettar or vanOwl currenees to a regalias rale Datert are abblOCI to charge in rasper.e lo merket °herpes, and we m.m,, in the klure ard based er Na normal Feieren rale seier° arrangementa. begin 10 charge regelen, 'eies* rotes on °donor& lafter currercy balances II vou have arv toneris or ouesuors. piasse cortact your dont representative Mareei: lhe ID wdl rot automatically rol ve r upon /natteliv FDIC Insurance; Please roto that your TO ia not insured by the FDIC. Tradernerks and COpyrIght: Nloocy's Irvostor Senwe. Inc aro Standard & Poeta Corporation Standard & Pcorsl'S&Fri is a &aspen ol the VicGraw-Hill Compares. Inc Reproduchor of ary irlormatior prove:wc by S&P in any form is prohibiec °zoom vermer permission S&P eees ror gumar lee the accuracy, adequacy, completeness or availability ol any rlornatwr and is rotraspar sible for any mima or omissions or lor the resulta Obleined Iren the use ol such erlorritatron In rOrwert shall S&P be bade lor arv irdirect. special OF corsettuereal clamsDes r ecerectior vath use of any S&P inlormatior. The raorgs ot Watt?, Invostors Service. Inc r\loocy's't arc/or S&P .01100100 ir Nis statomert represort Moody's aro/or S&P opinion as to Ne molo,/ of Mo securnos Nov rale Petra. aro relative aro sublecnwe ere are rot absolute sverdenes el otakty Green oualey el somalien does not removo morkel tak Aaclitranal infOrmatiOn vath respecl to the setermas Nat are rellected as "Not Rate,- or "Raun° Not Availatie" m the Credo Rating temmet of dus statemont is availablo upon omnen roduest et the accourt holder NI tracernaiks ara service maces or Nis statemert belorg le Deutsche Bark AG or es riffiliates or subsitharies. except Ned party trocemarks er service merkt. %ti& are the prepene el Noir omdømme owners The Global Irdustry Classification Slarcarc ("GICS") was developod ard is the exclusive properly ano a service mad( ol Morgen Stanley Capdal Interralional Inc i'MSCIN ard S&P party invelved in makirg a compilirg Ne GICS er arv GICS classificatiors maker arv ONCreS$ er snipne: warranties. or representations valh rospect lo such starv:are er classilication ler the resulta to be obtaineo by the use thereolh. ano all such pannes heiby expressly discleim all ~tranen or ongirality. accuracy. completeness. metchantabilny aro biress lor a particular purposowith respect to arv ol such standard c< classtlecabor YVithoutkmitirg ary ol the Imegwrig, me ro ~i shall N1SCI, S&P, any of New all/lenes a any thea party ...volve° ir mehea or compihrg the GICS er ary GICS classificatiors have arv kabiley for anY eimet. fl ire" sydal. Ndearae. DaearteNeettal er arv eter eantages «reir/ding leal prelua) Over if nøla« et the p08eibility Of Sutt damapet. iii Please review your account statement. It you find or suspect any inaccuracies or discrepancies in your account statement, y must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, . Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please ca your Primary Officer if you have any questions. 12 Drent Fa. 74042r3CONI Ordnete 00CW70111 END CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002212 EFTA_000 15686 EFTA00166438