EFTA00166453.pdf

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As of Fobnary 28. 20. 7 Account Number: Base Currency: USD manifest line PRIMARY OFFICER STEWART OLDFIELD CUSTODY OFFICER ARTHUR TENDLER 60 Vlall Sloe' Vow York, NY '0O05 0(10117115 101II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002227 EFTA_00015701 EFTA00166453 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002228 EFTA_000 15702 EFTA00166454 Deutsche Bank Portfolio Summary As oi l ebruary 28. 20'7 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Asset Class Adjusted Cost Basis in USD Market Value in USD % of Category Market Value Reconciliation in USD Current Period Year to Date Opening Balance as of February 1. 2017 28.1%81 37.122.55 Cash arc Cash Crivreaterts '7.750.93 '7.757 0' '00 COO Total 17,750.93 17,757.01 100.00% Addition/Witlx1rawal Ca* D.shLrxemort 0.950 521 Net AdditionNtrithdrawal 17.950.52) 121.212.89) Current Period Income Chvidone 32 Annual Income 009 Merest (8.'8) Total 0.09 Change in Accniod Income C 32) Net Income (8.18) (19.60) Realetec Currency Gamnft oss <849 70 47 Charge m Jrreelizeo Currency Gem/Loss (489 39i ',788 Closing Balance as of February 28, 2017 17,757.01 17,757.01 \oto Market Values lrcluce ACCR.00 Income 3 10111111111111111111111111111111111111001 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002229 EFTA_000 15703 (X01121.I5 EFTA00166455 Deutsche Bank Regional Diversification As oil obrtay 28. 20'7 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Region Cash and Cash Fixed Income Equity Alternative Market Value % of Equivalents in USD in USD in USD Investments in USD in USD• Categoty Et.rope 17,737.68 000 0.00 0.00 '7,737 68 99 89% Jnited Slates/Caruso.' 19.33 0.00 0.00 0.00 '933 0''% Total 17,767.01 0.00 0.00 0.00 17,757.01 100.00% • I xcluoas I °rept I tcaarga COMINICtl CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002230 EFTA_000 15704 EFTA00166456 Deutsche Bank Currency Diversification As of I obruary 28. 20'7 Account Name: JEFFREY EPSTEIN Account Number: Base Currency. USD Allocation by Currency Cash and Cash Equivalents in USD Fixed Income in USD Equity in USD Alternative Investments in USD Foreign Exchange in USD Market Value in USD % of Category US Dollar (U5D1 19 33 000 000 000 000 19 33 011% Cure IEUR) 17.737 68 000 000 000 000 17.737 68 9989% Total 17.767.01 0.00 0.00 0.00 0.00 17.757.01 100.00% Exciting. Rites USD 1 s USD' 00000 USD 1 s USD 1.00000 USD 1 = (DR 0 94393 EUR I v USD 1.05940 11111111111111111111111111111111111111111111 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0002231 EFTA_000 15705 EFTA00166457 Deutsche Bank Detailed Portfolio Information As of I olsn..ary 28. 20'7 List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Quantity Security Description % of Local Unit Cost Price in USD Adjusted Cost Market Value Accrued Income Estimated Annual Yield to Security ID Moody'sTS&P Rating Category Local Price Basis In USD in USD in USD Income In USD Maturity % Cash 16.743 15 EURO 9989% I JR 000 JS0 1059 '7.731 60 17.737 68 [JR 1000 Total Cash 99.89% 17,731.60 17.737.68 Cash Management United States 19.33 DEUTSCHE GOVERNMENT CASH 0.11% USD 1.000 '000 19 33 '933 047% INSTITUTIONAL SHARES Total United States 0.11% 19.33 19.33 0.47% Total Cash Management 0.11% 19.33 19.33 Total Cash and Cash Equivalents 100.00% 17.760.93 17.767.01 Tot✓ Accrue., !roam Total Cash and Cash Equivalents Including Accrued Income 17.757 01 Adjusted Cost Basis column reflects Tax Cost to. those clients who subscribe to our tax cost services: for ell other clients. we report Average Cost For Cash Management vehicles and Money Market Funds. Annual Yield is reported in the Yield to Maturity column. 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002232 EFTA_000 15706 EFTA00166458 Deutsche Bank Transaction Summary lebrbar2 1. 2017 to I elebary 28, 2017 Transaction Category Opening Balance as 04 February 1. 2017 US Dollar IUSD) Amount Amount Year to Date Cash Maregornert 18.01 18 01 Cash 20137.28 37.104 54 AddltionANithdrawal Cash Disbursement (7.950 52) 1126.212 89) Cash Recopt 0.00 105.000 00 Net Addition/Withdrawal 17.950.621 421,212.89/ Investment Income °wows 1.32 1 32 Interest (8.18) 12092) Net Investment Income (6.86) 119.60/ Realized FX Gain/loss on Cash 48 49 78 47 ',Metall/ad 1X Gain/loss an Cash (489 39) 1,78848 Closing Balance es of February 28. 2017 Cash Management 19.33 '9 33 Cash 17,737 68 17,737 88 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Mli II III II III II III II III II III II III 11111 II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002233 EFFA_000 15707 EFTA00166459 Deutsche Bank Transaction Summary - Foreign Currency February 1. 2017 to February 28. 2017 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Transaction Category Euro lEUR) US Dollar IUSD/ US Dollar IUSD) Grand Total In Base CCY WSW Opening Balance as of February 1. 2017• 24.212.40 26.137.28 18.01 26.156 29 Addition..Withdrawal (7,481.54) 17.950.52) (7.950.521 Investment Income 17.71) 18181 1.32 16.881 Investment Activity Capital Gains Distribution Currency Exchange Realized FX Gain/Loss on Cash 48.49 48 49 Unrealized FX GeniiLou on Cash 1489.391 1489 39) Closing Balance as of February 28. 2017 18743.15 17.73748 19.33 17.757.01 • Opening and dosing currency balances induce sweeps 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002234 EFTA_000 15708 EFTA00166460 9 Deutsche Bank Transaction Details February 1, 2017 lo February 28, 2017 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Trado Date Transaction Type Description Sentiment Date Security ID Transactions for US Dollar (USD) Quantity Amount In Local CCY Coal in Local CCY Amount in USD Cost in USD Realized Gain/Loss in USD 02/01/20'7 DaVICOPCI CASH DIVIDEND 1 32 02/01/20'7 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 02/01/2017 Regular Sweep Purchase KIRCHASE OF SECURITY '_32 11 32) 02/01/2017 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES Transactions for Euro IEURI 02/07/20'7 Cash Disbursement DISBURSEMENT OF FUNDS (5,000 OD) 15,000 00) 48 57 FX 02/07/2017 FUNDS TRANS TO BANCO DO BRASIL SA SSS 15.343 75) REF/ SCMS170206545211 SWIFT REM 1702079A8K0 FX RATE 0.9357 02/17/2017 Interost NEGATIVE IDLE CASH INTEREST O 71) 17 71) 00' FX 02/17/2017 18 '8) A( RAIL 0.9426 02/2720/7 Cash Disbursement DISBURSEMENT Of FUNDS 0,461 54) a.46' Klee) TX 02/27/2017 FUNDS TRANS 10 CREDIT LYONNAIS SSB a.sos 77) REF/ SCMS17 022 4641685 (BAN. FR2330002004690003060269070 SORT CODE. 30302, RIB CODE. 00091 17 CODE GUCHE1. 00469, KEY CODE. 70SWIFT REF/ 17022 FX RAIL 0.9443 101 II III II III IIIIIIIIIIII III II IIIIIIIIIIIII CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002235 EFTA_000 15709 (X0117',V. EFTA00166461 Deutsche Bank Disclaimer As of February 28. 20'7 Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas ['Deutsche Bank"). Account Statement Information: this statement is being lurnisheo pursuant to ar agreement between the account holed arc Deutsche Bark this statement is tor the exclusive use ol the account holed pursuant to such agreement aro may rot be reheo upon by third parties Neither Deutsche Bari, nor es affiliates or subsocienes. assume responsibility to any person other than the ram° account holder lot Deformation contained in this account statement Deutsche Bank. arc its afldiates and subsoianes. make ro representation, warranty or guarantee. express or invitee. in connection with the information plovicee in this account statement. Ream note that this account statement may reflect investments directed eddy by the account holder and assets that ale rot held at Deutsche Bark Valuation of assets: The prices are valuations of assets presentee in this account statement may be based upon the most current available prices provided by the thira party pricing service used for each asset at the rime this statement was printed The prices or values ol assets stated heroin may rot reflect the actual proceoas that would to obtainer, upon the asposition ol any such asset and co not constitute either a old or offer to unwire any investment or transaction. Prices shown should only be used as a general guide to portfolio value the prices of certain securities may represent approximations basec upon such securities relationships to other securities. price eueurs from broker dealers coaling in coma or similar securities or cellar valuation lormulas Please rote S/I/S/C refers to 'Seale leveled's Said to Contain' Information for these assets and ler seaman and other assets that are diode or not publicly traces may have beer obtained from the account holder, agents of the account ',deer. or other sources that may or may rot be reliable Alternative investments (such as hedge lures or private acuity funds) may irvdt it higNy Aqua securities that may be difficult to value N needier, the valuators presentee in this report for alternative investments reflect the valuations that were available at the time of printing this report are may be significantly (liftmen from the most current valuation. The method of valuation of alternative investments are the securities in which they invest a cetermired by the investment manager using cats supplied by the urderlyirg fund managers ardor administrators of the alternative investments Before making any investment ceasors with respect to your alternative investments, please consult your Primary Officer to obtain the most current valuation of the altethatere investment The prices or values of one or mote assets may indicate 'N/A' 'not available This coes not necessarily mean that the assets se worth zero of that the assets are ir default h does meat that Deutscee Bank is currently unable to establish a value for those assets for the purpose of this account statemort II any ore or more assets have an indication of 'N)A as as value, then it may affect perlormance reporting are unrealized gain/loss information In addition, such assets have not been inducee it the Market Value Inlormatior, Summand. or the Asset Allocabor information at the beginning of this statement. Debt sect-noes subiect to call leatures or other redemption !educes may be redeemed in whole or in part before matunty Such occurrences may affect the yield represented Please note that yiele-tomaturny as reetesentec in this statement reflects the lower of oele-to-matunly or yield-to-cal. The actual yield of an asset-backed security may vary according to the rate at which tee underlying receivables or other financial assets ere prepare thlormaber concerning recemption features and the factors that affect yield will be furnisher, upon written request of the account holder The pricing of listed options takes into account the last closing price, as well as the current lad and otter prices Please note that although money market lures seek to presence the value ol your investment at 5' per share, a is possible to lose money by investing In them Due to the rounding conventions aodthc. summary subtotals arc totals for some data columns aro percentages may not ecual the sum 01 the inflovicual amounts displayed Assets on this Statement described as 'held elsenvhent These assets we not customer, with Deutsche Bank but ale 'held elsewhere at the request of the account holder Information deemed on this statement in connection with such assets (including valuation) was not provided or dolled by Deutsche Bank Exchange Rates: Exchange rates are supplied by a third party previcer unrelated to Deutsche Bark ano de based or interbank exchange rates at the time of the dose ol this account statement Deutsche Bank does not prepare. edit, or endorse thee party data Deutsche Bark is not responsible for inaccurate, incomplete, or missing irlormabor with respect to such data Investment results may be impacted by adder cuerency fluctuatiors Adjusted Cast Basis, Gain/(Less), and Holding Period Information: The information provides in this account statement with respect to estimated cost basis, realized gain/loss, and holding periods may rot reflect alt adjustments necessary Ice tax reporting purposes In sedition, the designation ol taxable and tax-exempt SSIIIISSIOCI Annual Income does not reflect possible state. local. or foreign taxes that might apply Customers should verily all irlormator r this account statement against their own records wiser calculating a reportable gain or loss resulting from a sale, recemption, or exchange of an asset Deutsche Bank is not responsible for the accuracy of such irlialMati0r taxpayers may be receare0 to report to feedral, state. or other U S or nor $ taxing authorities Deutsche Bank makes no warranties with respect to. are specifically disclaims any liability arising out of a customer's use of. or any tax position taker in reliance tipOn, the informatior contained in this account statement Deutsche Bark does not device tax advice. This statement should rot be used for lax reporting purposes '8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002236 EFTA_00015710 EFTA00166462 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of February 28, 2017 Account Number: Base Currency: USD Deutsche Bank. as agent: Unless otherwise specified. Deutsche Bark acme as agent in the transactions describe.: in this account Maternal The bowls/ of execution of these transactions will be furnished within a reasonable time upon written roouest of the accotri holder Deutsche Bank or its affiliates may profit or receive remuneration from other panics in connection with the transactions ooscnbeo v this account statement Deutsche Dark wilt furnish the souse and amount of any such remuneration upon written request of the account holder Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: California Probate Code Section '5060. et see, requires notification to the account holder of the following the recipient of this account may petition the court pursuant to Calilaria Probate Code Section 17200 to obtain a court review of this account arc of the acts of No Trustee reponse herein. and lid claims against the trustee for breach of trust must be merle within 3 yews of the case the beneficiary receives en account or a report disclosing facts giving nse to the Claim 2. Florida Trusts: Ar action for breach of truss based upon matters °morose.° in a trust accounting or written report of the trustee may be sulkier] to a bmorth statute of limitations from the receipt of the trust accounting or other report If you have otestions, please consult your attorney Common Trust Fund Accounts: II rota account is a participant in a Deutsche Bark's Common Trust Funds, a lull copy of the most recent sedated annual report is available upon MOU0111 without charge. Non'US Account holders: With respect to your assets C1.3100.t4: with Deutsche Bark, income and capital hairs a attributions Iron your account may be taxable in vow home lutisdietan Please consult vett tax advisor for the appropriate tax treatroart of your transactions Confirmation of Tax and Compliance Responsibilities for individuals: Thai Account holder confirms that a is his responsibility to fulfill any tax obligations and any other regulatory reporting cubes applicable to him in any relevant Now:lairs that may arise in connection with assets, income or transactors in his accounts) and his business relationship with the Bank Confirmation of Tax and Compliance Responsibilities for Organizations: the Account holder coefums Nat it is its responsibility to fulfill any Mx obligations and any other regulatory reporting ethos applicable to 4 in any relevant itriseectows that may arise in connection with assets. income or transactions in its accotralsl and its business relationship with the Bankfurthermore. the Account holder confirms that the necessary inlormatior (to the best ol its knowledge arc capabilities) is made available ro less than annually to No relevant beneficial owner's). settlorisk beriebnaryliasi, partneri.), etc to enable him/her/them to fulfill any respective tax obligations that may arse for hingtretthem in connection with the Account hober's tininess relationship with the Bank. For Investment advisory account holders: II there have been any changes in your financial situation or investment objectives, a II you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modify existing restrictions, please contact your Primary Officer. FDIC: Unless notified to the contrary In a particular cue, the securities and financial Instruments presented herein ere not Insured by the Federal Deposit Insurance Corporation (FDIC'). are not guaranteed by. nor are obligations of, Deutsch* Bank AG or any of its affiliates re subsidiaries and are subject to investment risk, including possible loss ci the principal amount invested. Deutsche Bank cannot guarantee the future performance ci your account, promise any specific loyal of performance or promise that Deutsch* Bank's investment recommendations or strategies for your account will be successful. Time DepositsfTDs) with Deutsche Bank AG: Additions or Withdrawak Deposits \o admiring caroms or partial withdrawals may be math to INS TO. Any partial withorawal will result in closure of the TO Eady_Withdrewes Deutsche hark imposes a penalty on any withorawal from a TO price to its mattnty the amount of the penalty will bo calculated on the cite of the early witherawal as follows A 'Penalty Rate' will be oaktlatec The 'Penalty Rate' is the coherence between the internal Deutsche Bark interest rate fa the remarry penal on the date of termination and the interest rate on yotr TD the total principal balance of your II) on the car of termination will be miltiplieo by the Penalty Rate and then divided by richer 360 or 365, as specified by your relationship manager the resulting number will be multiplied by the number of days f011lairitO until the original Maturity Date loamy° at the amount of the ;Orally Ar example of an early withcrawal penalty applying the methodology above will be provided to you upon request in 8C011.0ft, ar estimate of the early withdrawal penalty poor to termination with respect to your TD well be prowced to you upon reouest Sublect to written verification acceptable to Deutsche Sank in as sole CISCI0110r, no penalty will be charged for eat)] withcrawal upon the death or loss of legal competency of any individual who is the account holder of the TD. Tally Witherawal penalties will reduce the amount of interest Barnet) or the TO 1011111111111111111111111111011111111001 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002237 EFTA_000 1 57 1 1 00)1I2O4 EFTA00166463 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of February 28. 2017 Account Number: Base Currency: USD Sm:ontlary_Markat Currently, no secondary market exists tor this IO and no assurance is provided that one will develop in the future. Interest: Interest will begin to accrue or the day of deposit Interest will be credited to your account on the Maturity Date of the 10 for rDs with a maturity of '2 months or less For IDs with a maturity greater than '2 months interest will be paid annually and will rot be adood to principal. Interest will be calculated basin upon either DI a 360 day year or al a 385 day year. in oath car for the number of days elapsed from the day of eoposit to the maturity and as xenon, by your relationship manager. No interest rap accrue or the ID alter the Maturity Date the ID is closes: prior to the Maturity Date, interest will only be credited to your account to the extort that it exceeds the early withdrawal penalty. Interest will not be compounded the interest rate will rot charge during No period of the ID Maturity The ID will rot automatically roll over upon maturity. FDIC Insurance; Please rote that your TO is rot inured by the FDIC. Trademarks and Copyright: Moody's Investor Sends. Inc and Standard & Poor's Corporation. Standard & Poor's (-S&P') is a division of The McGrawillill Companies. Inc Reproducuor of any information provided by S&P in any form is prohibited except with S&P's written permission S&P does not guarantee the accuracy, adequacy, completeness or avadabdity of any irlormatror and is rot responsible for any errors or emission or for the results obtaireo from die use of such irlormatcr In no avert shall S&P be Mario for any roirect, special or consequential damages in correction with use of any S&P inlormatice The ratings of Moody's Investors Service, Inc I- Moo:Ws- I and/or S&P reflected in this statement represent Moody's andlor S&P opinions as to the quality of the securities they rata Ratings are relative and subiectrve are are not absolute standards of duality. Credit Quality of securities 0009 rot remove market risk. Additional information with respect to the securities that are reflected as -Not Rare- or 'Ratty Not Available- in the Credit Rating section of this statement is available upon written roakost of the account holcier All tracernarks and service marks on this statement belong to Deutsche Bank AG or its affiliates or subsdranas, except third party trademarks or service marks, which are the property of their respective owners. The Global Industry Classification Standard (- GICS-1 was developed and is the exclusive property and a service mark of Morgan Stanley Capital International Inc (-MSCI-) and S&P. No party involved it making or compiling the GICS or any GICS classifications mates any express or implied warranties, or representations with respect to such stanoard or classification (or the results to be obtained by the use thereof), and all such parties herby expressly disclaim all warranties or originality, accuracy, completeness. merchartabiaty and lotress for a particular purpose with respect to any of such standard or classtlication Without Limiting any of the forogorg, in no event shall MSCI, S&P, any of their afliliates or any third party involves it making or compiling the GICS or any GICS classifications have any liability for try direct indirect, special. punitive, consequential or any other damages (including lost proles) ever il notified of the possibility of such damages. Please review your account statement. If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. 12 OCCNillet ID 3401.6014121 CersEENTOYON2017 END CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002238 EFTA_00015712 EFTA00166464