EFTA00166465.pdf

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As of folayary 28. 20'8 Account Number: Base Currency: USD manifest line PRIMARY OFFICER STEWART OLDFIELD CUSTODY OFFICER ARTHUR TENDLER 60 Wall Strata \en York. Ve '0005 IIIIIIIIIIIIM1111111111111111111111III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002239 EFTA_00015713 0(017S1.t EFTA00166465 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002240 EFTA_00015714 EFTA00166466 Deutsche Bank Portfolio Summary As of February 213. 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Asset Class Adjusted Cost Basis in USD Market Value In USD % of Category Market Value Reconciliation in USD Opening Balance as of February 1. 2018 Current Period 170,431.54 Year to Date 173.806.11 Cash aro Cash (cu/alerts '58.64399 162,15848 100 00% Total 158.64199 162,158.48 100.00% Addition/Withdrawal Cast. Disbursement (5243 75) Net AddleonANIthdrawal I5,243.75/ 114.351.68) Current Period Income Dividend 0.04 Lthmaroa Arrual Ircome 092 Interest (132.25) Total 0.92 Not Income (13221) (265.68) Realized Currency Gain/Loss 228.55 562 42 Charge it Urreabrec Currency Garr/loss (3.125 651 2.40729 Closing Balance as of February 28. 2018 162.158.48 162.158.48 Nola Marko( Valuos Ircluco Accrual Income 3 1111111111111111101111111111111111111111111 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002241 EFTA_00015715 0(017S,A5 EFTA00166467 Deutsche Bank Regional Diversification As 01 Febtuary 28, 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Region Cash and Cash Fixed Income Equily Alternative Market Value % ot Equivalents in USD in USD in USD Investments in USD in use Category Ittope 162.066 05 0.00 0.00 000 I 62.C66 05 99 96% Jnitod Stales/Cannes 72 43 000 0.00 000 72 43 004% Total 162.156.48 0.00 0.00 0.00 162.158.48 100.00% • Excludes Eamon Exchange Contracts CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002242 EFTA_00015716 EFTA00166468 Deutsche Bank Currency Diversification As 01 Istiwary 28, 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Currency Cash and Cash Fixed Income Equity Alternative Foreign Exchange Market Value % ot Equivalents in USD in USD in USD Investments in U50 In USD in USD Category JS Dollar (USD) 72 43 000 000 000 000 72 43 004% Rao lEURI '62.086.05 000 000 000 000 '62,08605 9996% Total 162.158.48 0.00 0.00 0.00 0.00 162.158.48 100.00% Exchange Rates USD 1 e USD 1.00000 USD USD 1.00000 USD 1 = EUR 0.81991 EUR I a, USD 1.21964 11111111111111111111111111111111111111111111 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0002243 EFFA_000 (57 (7 EFTA00166469 Deutsche Bank Detailed Portfolio Information As of TObruary 28 20'8 List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD Quantity Security Description % of Local Unit Cost Price in USD Adjusted Cost Market Value Accrued Income Estimated Annual Yield to Security ID Moody's/S&P Rating Category Local Price Basis in USD in USD in USD Income in USD Maturity % Cash '32.898.63 EURO 9996% I .41 ' 000 JSI) " 220 '56.57' 60 '62,(8605 I JR ' 000 Total Cash 99.98% 158,571.80 182,088.05 Cash Management United States 72.39 DEUTSCHE GOVERNMENT CASH 0.04% JS0 ' 000 ' co) 72 39 72 39 092 27% INSTITUTIONAL SHARES Total United States 0.04% 72.39 72.39 0.92 1.27% Total Cash Management 0.04% 72.39 72.39 0.92 Total Cash and Cash Equivalents lots' Ac ued Income 100.00% 158.1343.99 182,158.44 0.92 Total Cash and Cash Equivalents including Accrued Income 182.158.48 Achustec Cost Oasis cciumn ;enacts Tax Cost for Nosedim-Is who subscribe to Olaf tax cost sorvicos. for all other clients. we report Average Cost I or Cash Maragemort vehicles and Moroy Mortal I urds, Annul `nob is reponse it tho Yield to Matunly column 6 CONFIDENTIAL—PURSUANT [j TO FED. R. CRIM. P. 6(e) DB-SDNY-0002244 EFTA_00015718 EFTA00166470 Deutsche Bank Transaction Summary obtuary 20, 8 to Feb/tory 28. 20'8 Transaction Category Opening Balance at of Fobniary I. 2018 US Dollar (USD' Amount Amount War to Date Cash Maragoment 72 35 72 30 Cast. 170.369 15 173.733 76 Addition/Withdrawal Cash Dish..womert (5.243 751 ('4.35' 661 Net AdditionANIthdeawal 15,243.75) (14,351.136) Investment Income Crocurno 0.04 009 Interest 1132 25) 1265 761 Net Investment Income 1132.21) 1285.87) Realuect IX Gat/Loss on Cash 228 55 562 42 ...areallted IX Gar/toss or Cash (3.125 651 2.407 29 Closing Balance as of February 28, 2018 Cash Maragoment 72.39 72 39 Cash 162.086.05 162.086.05 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD 11111111111111111111111111111111111111111111 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002245 EFTA_00015719 EFTA00166471 Deutsche Bank Transaction Summary - Foreign Currency obruary 1.2018 to February 28. 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Transaction Category Euro (EUR) US Dollar (USD) US Goiter (USD) Grand Total in Base CCY WSW Opening Balance as of February 1. 2018 137.265 75 170.359.15 72.35 170.431.50 AdditionlWithdrawal (4.261541 (5243.75) 55243.75) Investment Income (107.58) 1132 251 004 (132.21) Investment Activity Capital Gains Distribution Currency Exchange Realized FX Gain/Loss on Cash 228.55 228.55 Unrealized FX Gain/Loss on Cash 13.125 65) (3.125 65) Closing Balance as of February 28. 2018 132.898.83 182.088.05 72.39 182,158.94 • Opening and dosing currency balances include sweeps 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002246 EFTA_000 15720 EFTA00166472 Deutsche Bank Transaction Details Feb,'Airy 1. 20'8 to February 28. 2018 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Trado Date Transaction Type Description Settlement Date Security ID Transactions for US Dollar (USD) Ouantity Amount in Local CCY Cost in Local CCY Amount in USD Cost in USD Reaiired Gain/Loss in USD 02/07/20'8 Dniaend CASH DIVIDEND 72.36 0.04 02437:2018 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 02/07/20'8 Regutar Sweep Me:Chase PURCHASE OF SECURITY 0.04 1004) 02/07/20'8 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 02/08/20'8 Dividend CASH DIVIDEND 024)8/20'8 DEUTSCHE GOVERNMENT CASH INSTIRJTIONAL SHARES REVERSED ENTRY POSTED ON 02/07/2018 Transactions for Euro (EUR) 02r 2/2018 Cash Disbursement DISBURSEMENT OF FUNDS 11.800 00) 11.800.00) 91.65 IX 02r 2/20'8 FUNDS TRANS TO BNP PARIBAS SSE{ REFIT 12.21231) SCMS180209954996 'BAN 8E58001406700179 REF: 1W 1802 JANUARY 2018 DC RATE: 0.8130 02/23/2018 Interest NEGATIVE IDLE CASH INTEREST 1107.58) 1107 581 6.61 IX 02/23/2018 1132 251 MI RATE: 0.8134 02/26/2018 Cast' Disb‘rsement DISBURSEMENT Of FUNDS 12.461.54) 12.461.54) 131.39 IX 02/26/2018 FUNDS TRANS TO CREDIT LYONNAIS 558 REF 13.031 44) PSCMS180223061068 IBAN: FR2330002004690300060269070 SORT CODE: 30002 RIB CODE - 00091 17CODE GLCHET:00469 KEY CODE: 70 EX RATE: 0.8120 MIIIIIIIIIM11111111111111111113N CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002247 EFTA_000 15721 0(017S"M EFTA00166473 Deutsche Bank Disclaimer As of February 28 20'8 Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas I-Deutsche Bank' I. Account Statement Information: this statement is beirp furnished pursuant to an agreement between the account holder arc Deutsche Bank I his stalemert is lot the exclusive use of the account holder pursuant to such agreement ants may rot be rehea upon by third parties. Neither Deutsche Bank, nor as affiliates or subsidiaries, assume resew sibittly to any person other than the named account holder for irlormation contained in this account statement Deutsche Bark. and its affiliates WO Subsidiaries, make no representation, warranty Or guarantee, express or oohed. in COnnettien with the information provided n this account Statement. Seek° role that this account Statement may reflect investments directed solely by the account holder we assets that are not hold at Deutsche Bank Valuation of assets: the prices and valuations of assets presented it this account statement may be bases upon the most Current available paces provided by the Ned party ending service used to Paoli asset at the trine this statement was printec lho paces Or values ol assets stated. herein may not reflect tho actual proc000s that would be obtained upon the disposition of any such asset we oo rot constitute either a bid or offer to unwind any investment or transaction Prices shown should only be used as a general on ice to portfolio value the prices of certain securities may represent approximations based upon such securities. relationships to other securities. Price °soles from broker dealers °eating in same or similar securities or certain valuation formulas Please rote- S/E/SAC refers to 'Sealed Envelopes Said to Contain' Information for these assets and for securities and other assets that are illiouso or not publicity waded may have beer obtained from the account holder. agents of the account holder. or other sources that may or may not be reliable Alternative investrnerts Ouch as hedge lures or pnvate equity funeffIl may invest in highly Rowe secunues that may be difficult to value. M adeition. the valuations presented in this report for alternative investments reflect the valuations that wale available at the time of printing this report and may be significantly *Recent from the most current valuator The method of valuator of alternative investments we the securities in which they invest is determined by the investment manager using data supplied by the underlying tuna managers ardirx administrators of the alternative uwestments Odom making any investment decisions with respect to your alternative investments, please consult your Primary Officer to obtain the most amen valuation of the alternative investment The prices or values of one or more assets may indicate 'NIA' 'not available this does not necessarily mean that the assets are wroth zero or that the assets are in default It does mean that Deutsche Bank is currently unable to establish a value for those assets for the purpose of this account Statement. II any one or more assets have an indicator of "N/A" as its value, then a may affect performarce reporting we unrealized gainnoss information. In addition. such assets have rot been included in the Market Value Information. Summanes, or the Asset Allocation information at the beginning of this statement Debt securities subsect to cal features or other redemption features may be cocooned in whole or in part below maturity Such occurrences may alloct the web represented Please note that yielc to maturity as represented in this statement reflects the lower of yield to maturity or ieffectio call The actual pad of an asserbacked security may vary according to the rate at which the unoorlying receivables or other Monad assets are propao Information concerning redemption features and the factors that affect yield we be !unshed upon written recruest of the account holder. The poring of lisle° options takes into account the last closing pew. as well as the anent bid and oiler prices. Rene rote that although money market funds seek to preserve the value of your investment at St pre share. it is possible to lose matey by investing in them. Due to the rounding conventionsapptied. summary subtotals and totals for some data columns WO percentages may rot eoual the sum of the individual amounts (*splayed. Assets on thie Statement described to 'held elsewhere: These assets are not custodies with Deutsche Bank but are Told elsewhere at the sootiest of the account holder. Information promise on this statement in °corrector with such assets (including valuation) was rot provided Or verified by Deutsche Bank. Exchange Rates: I genera° rates are supplied by a thee party provider unrelated to Deutsche Bark aro are based on irterbank exchange rates at the time of the dose of this account statement Deutsche Bark does rot prepare, odd. or endorse thira party data Deutsche Bank is rot responsible lee inaccurate, incomplete. or missing information with respect to such data. Investment results may be impacted by kremlin currency fluctuations Adjusted Cost Basis. Gain/(Loss). and Holding Period Information: The Information provicec in this account statement with respect to estimated cost basis, maiiteo painless, an., holeing periods may not reflect all adjustments necessary for lax reporting purposes N addition, the dosigrabar of taxable we tax exempt Fsbmatoo Annual Income coos not reflect possible state. local, or foreign taxes that might apply Customers should verify all irlosmatior this account statement against their own records vtter calculating a reportable gain or loss resulting Isom a sale. meemptior. or exchange cl an asset Deutsche Dark is rot responsible for the accuracy of such information taxpayers may be MCI.1(0C to report to federal. state, or other U S or non J S taxing authorities Deutsche Bank makes ro warranties with respect to. arc specifically anthem+, any liability arising out of a customer's use of. or any tax position taken in reliWCO upen, the information contained in this account statement Deutsche Bank does rot provide tax mode This statement should not be used for tax reporting purposes '0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002248 EFTA_000 15722 EFTA00166474 Deutsche Bank Disclaimer As of February 28. 20'8 Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD Deutsche Bank. as agent: Unless otherwise specified. Deutsche Bank acted as agent in the transactions described in this account statement The time's' of execution of these transactions will be furnished within a reasonable time upon written recuest Of the account holder. Deutsche Bank or its efliliates may profit Or reCflive remuneration from other parties it COrreCtiOn with the transactions described in this account statement. Deutsche Bank will furnish the source aro amount of any such remuneration upon written reouest of the account holder Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: Calamine Probate Coto Section 15060, et sec requires notification to tho account holder of the following the reaper] ol this account may petition the court pursuant to California Probate Coco Section 17200 to obtain a court review of this account are of the acts of the trustee roponoc herein, and ill dams against the trustee for breach ol trust must be mace within 3 years of the date the beneliaanc receives an account or a report disclosing lads olviro nso to the claim 2. Florida Trusts: An action ler broach of trust based upon matters asclosoo in a trust accounting or written report of the trustee may be subject to a 6 month statute of limitations from the receipt of the trust accounting or other report If you have questions, please consult your attorney. Common Trust Fund Accounts: If your account is a participant in a Deutsche Bank's Common Trust lungs, a lull copy of the most recent audited annual report is available upon request without charge Non.US Account holders: With respect to your assets Clon04100 with Deutsche Bank, income and capital gains or distributions Iron, your account may be Fixable in your home JUDSOICOOP Please consult your tax aoviscx for the appropnate tax treatment ol your transactions Confirmation of Tax and Compliance Responsibilities for Individuals: the Account holder confirms that et is his responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to him in any relevant jurisdictions that may arise in COnn0C000 with assets, inCOMO Or transactions in his aCcOunt(DanO his business relationship with the Bark. Confirmation of Tax and Compliance Responsibilities for Organizations: rho Account hoker confirms that it is its responsibility to hike any tax obligations aro any other regulatory reporting arias applicable to it in any relevant itrisdICtiOns Pat may site in connection with assets, InCOTO or transactions in OS aCCOunt(SI are as business relationship with the Dark I urthermore, the Account holder confirms that the necessary information no the best of its knowledge and capabilities) is made evadable ro less than annually to the relevant Conchae' owner's). 'onkel.). benehaarylies), partrons). etc to enable hantherithem to fulfill any respective tax obligations that may arise for hingherAhem m connecikn with the ACCOunt hcacier's business relationship with the Bank. For Investment advisory account holders: II there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modify existing restriction*, please contact your Primary Officer. For Custody account holden: Activity in thistyour custody account is entirely selfidirected sway from the Bank or directed by a third party advisor. Deutsche Bank has not solicited or offered any advice to you about the custody account activity reflected on this statement. FDIC: Unless notified to the contrary m a particular case, the securities and financial instruments presented herein aro not insured by the Federal Deposit Insurance Corporation ITDIC1, are not guaranteed by. nor aro obligations of, Deutsche Bank AG or any of its affiliates or subsidiaries and are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your account, promise any specific level of performance or promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time Deposit/3(TM) with Deutsche Bank AG: Addkions or Withdrawals Deposits No additional &pouts or partial withcrawals may be mace to this ID Any partial withdrawal will result in closure of the f D Early Withdrawals Deutsche Bark imposes a penalty on any vathorawal from a ID prior to its matunty. The amount of the penalty will be calculated on the date tel the early withdrawal as follows A 'Penalty Rate' will be calculated The 'Penalty Rate' is the difference between the internal Deutsche Bank interest rate for the remaining pond or the date of tonninauen aro the interest rate or your TO The total principal balance ol your f0 on the date of termination will be multiplied by the Penalty Rate and Pen dividec by either 360 or 365, as specified by Old relationship manager. The resulting number will be multiplied by the number of days remaining until the orignal Maturity Date to arrive at the amount of the penalty. An example of an early withdrawal penalty applying the methodology above will be provided to you upon request In aoption, an estimate of Po early withdrawal penalty poor to termination with respect to your TO will bo prOvide0 to you upon (BOUGH MINIMA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002249 PUMPS EFFA_000 15723 EFTA00166475 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As 01 February 28. 2018 Account Number Base Currency: USD Subject to mitten verification acceptable to Deutsche Bank w its sole discretion. no penalty will be charged lei early withdrawal upon No dean a loss of legal competency of any Ira racial who IS the account holder ol tne 10 Lady Withdrawal peralties will reduce the amount of almost earned on the ID. Sessmsfary_Market Currently. no secondary market exists for this TO arc ro assurance is provided that ore will develop in the future frifittalt: Interest will begin to accrue or the day of deposit. Interest will be credited to your account on No Matunty Date ol the Ws won a maturity of 12 months a kiss For Ws with a maturity greater than 12 months 'rimiest will be paid annually arc will rot be accec to pnrcipal Interest will be calculated basec upon either III a 360 cay year or (2) a 365 cay year, in each case for the number of days elapsec from the cay of cepout to the maturity and as specified by your relationship rnarager No interest will accrue or the ID after the Maturity Dale If No TD is dosed prior to the Maturity Date. interest will only be ammo to your account to the extort Nat it exceeos the early withdrawal peralty. Interest veal rot be canpourceo The interest rate will rot change curing the period of the 10. Important information about negative interest rater Deese be Andvari° that since January 1, 20'5, we have adthstec the effective return en various currencies to a negative rate Rates ore subject to charge in response to market changes, and we may. in the It.ti.re and based a Our normal 'merest rate setting arrangements, begin to charge negative interest rates On additional Image currency balances II you have any concerns or ouesuors. please contact your client representative. Maturkt the 10 will rot automatically roll-over uponmall...1y FDIC Insurance; Please rote that rata TO is not insured by the FDIC. Trademarks and Copyright: Mooces Investor Sender). Inc arc Standard & Poor's Corporation. Standard & Pairs I'S&PTI is a division of The McGraw-Hill Companies, Inc Reproctuctior of any information provided by S&P in any form is prohibited except with S&P's written permission S&P cons not guatar tee the accr.raCy, adequacy, completeness or availability of any irlormatior and is rotresponsible for any errors or omissions or for the results obtained from the use of such information In ro event shall S&P be liable lot any indirect, special or cm-soot:what damages in correctionwith use of any S&P inloimatror. The ratings of Moody's Investors Slavic°. Inc ("Moody'el arc/or S&P regaled in this statement represent Moan's aro/or S&P opinions as to the Quality of the securities they rate Ratings aro relative arc subtheme are are not absolute standards ol quality Crean duality of securities does not remove market nsk AdditiOnal information with respect to the securities Nat are reflected as Not Ramie or Taming Not Available at the Credit Rating section of this statement is available upon wtitten request of the account holder NI trademarks and service marks or this statement belong to Deutsche Bark AG or as affiliates or subsidiaries. except third-party trememarks or service marks, when are the property of their respective owners. The Global Industry Classification Starcaro ('GIGS-) was developed and is the exclusive property aro a service mark ol Morgan Stanley Capital International Inc i'MSCIN arc S&P. 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If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. 12 Occurs'. ID /4043114114 camara OtteedOirs END CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002250 EFTA_000 15724 EFTA00166476