EFTA00166489.pdf

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As of Jart.ary 31. 2017 Account Number: 680519 Base Currency: USD manifest line PRIMARY OFFICER STEWART OLDFIELD Ir fax CUSTODY OFFICER ARTHUR TENDLER rt. 01,,7 101II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002263 EFTA_000 15737 EFTA00166489 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002264 EFTA_00015738 EFTA00166490 Deutsche Bank Portfolio Summary As of January 31. 2017 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Asset Class Adjusted Cost Basis in USD Market Value in USD % of Category Market Value Reconciliation in USD Current Period Year to Date Opening Balance as of January 1. 2017 37,122.55 37,122.55 Cash we Cash loureatents 26.659 82 26.' 56 6" '00 00% Total 25,65922 26,166.61 100.00% Addition/Withdrawal Cast- Dubt,rsemort e'8.262 37i Cast' Receipt '05.00300 Net Addition/Withdrawal 113,262.37) 113,262.37/ Current Period Income Estimated Annual Income 0 08 Ictorest (12.74) Total 0.08 Change In Accrwid Income 1.32 Net Income (11.42) (11.42) Reahroo Currency Gain/loss 29.98 29 98 Charge 141 0'10611100 Currency Gain/Loss 2,277,87 2,277 87 Closing Balance as of January 31, 2017 26.1543.01 20156.81 \ote Market Values relict Accrue° Income 3 Mli II III II III II III II III II III II III 11111 II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002265 EFTA_000 15739 EFTA00166491 Deutsche Bank Regional Diversification As ol Jartary 31. 2017 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency. USD Allocation by Region Cash and Cash Fixed Income Equity Alternative Market Value % of Equivalents in USD in USD in USD Investments in USD in U5D• Category Et.rope 26.137.28 0.00 0.00 0.00 26.137 28 99.93% JiMIMI States/Can/ice 19.33 0.00 0.00 0.00 19.33 007% Total 213,1643.61 0.00 0.00 0.00 26,166.61 100.00% • I ',climes I °gory I xelharge COM110ClI CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002266 EFTA_000 15740 EFTA00166492 Deutsche Bank 5 Currency Diversification As &Jai-Lary 31. 2017 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Allocation by Currency Cash and Cash Equivalents in USD Fixed Income in USD Equity in USD Alternative Investments in USD Foreign Exchange in USD Market Value in USD % ol Category JS DORN (USD) 19 33 000 000 000 000 19 33 007% I Leo (I UR) 26. ' 37 28 000 000 000 000 26.'3728 9993% Total 26.156.61 0.00 0.00 0.00 0.00 26.156.61 100.00% Exchange Rates USD 1 a USD 1 00000 USD 1 = USD 1.00000 USD 1 = EUR 0.92636 EUR I = USD 1.07950 101II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002267 EFTA_00015741 IX0157:47 EFTA00166493 Deutsche Bank Detailed Portfolio Information List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Quantity Security Description % of Local Unit Cost Price in USD Adjusted Cost Market Value Accrued Income Estimated Annual Yield to Security ID Moody's/S&P Rating Category Local Price Basis in USD in USD in USD Income In USD Maturity % Cash 24.212 40 EURO 9993% JR • 000 JSI) 1 080 25,641 91 26.137 28 1003 Total Cash 99.93% 25,841.81 28.137.28 Cash Management United States '80' Di JTSCHE GOVERNMENT CASII 0.07% USD' 000 1000 18 01 18.01 1.32 044% INSTITUTIONAL SHARES Total United States 0.07% 18.01 18.01 1.32 0.44% Total Cash Management 0.07% 18.01 18.01 1.32 Total Cash and Cash Equivalents 100.00% 26.859.82 28.166.29 1.32 Total Aecrted leccmo 1.32 Total Cash and Cash Equivalents including Accrued Income 26.156.61 Adjusted Cost Basis column reflects Tax Cost 10r those clients who subscribe to our tax cost services; tot all other clients. we report Average Cost. For Cash Management vehicles and Money Market Funds. Annual Yield is reported in the Yield to Maturity column. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002268 EFTA_000 15742 EFTA00166494 7 Deutsche Bank Transaction Summary January 1. 20' 7 to January 31. 20.7 Transaction Category Opening Balance as of January 1.2017 US Dollar (USD) Amount Amount Year to Date Cash Maregornort 18.01 18.01 Cash 37.104.54 37.104.54 AddltIonANithdriswal Cash Disbiasernent 010,282.37/ (118.202 37) Cash Receipt 105,000.00 105,400 00 Nat Addition/Withdrawal 113,242.37) 03262.37) Investment Income Interest (12.74) (12.74) Net Inveatmont Income (12.74) (12.74) Realized FX Gain/loss on Cash 29.08 2818 'Jnrealized FX Gain/loss on Cash 2.277.87 2.277.87 Closing Balance as of January 31, 2017 Cash Management 18.01 18.01 Cash 28,137.28 28,137.28 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD 10111111 II III II 111111110111 II III 1111111111 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002269 EFTA_000 15743 1O:0.2 EFTA00166495 Deutsche Bank Transaction Summary - Foreign Currency January 1. 20'7 to Jarvary 31. 20.7 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Transaction Category Ellf 0 MUIR US Dollar CUM US Dollar (USD) Grand Total In Base CCY (USD) Opening Balance as of January 1. 2017• 35.248 68 37.'04 54 18.01 37.122.65 Addition/Withdrawal 341.64) I" 8262 37) 11 1&282.37) Investment Income 11 • 95) 112 74) (12.74) Investment Activity Capital Gains Distribution Currency Exchange 100.6t7 21 105.000 00 105.000.00 Realized FX Gain/Loa on Cash 29 98 29.98 Unrealized FX GainfLom on Cash 2.277 87 2.277.87 Closing Balance as of January 31. 2017 24212.40 28.137.28 15.01 2e.iss.2. • Opening and dosing currency balances include sweeps 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002270 EFTA_000 15744 EFTA00166496 Deutsche Bank Transaction Details January 1. 2017 to January 31. 2017 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Trado Dato Transaction Typo Description Ouantity Amount in Local CCV Cost in Local CCY Realized GaIn/Loss Settlement Date Security ID Amount in USD Cost in USD in USD Transactions for US Dollar (USD/ 01/C0/20'7 Cash Receipt RECEIPT OF FUNDS 105,000.00 105.030 00 01/03/20'7 01/02/2017 Regtaar Sweep Purchase PURCHASE OF SECURITY 105,000.00 1105.000.00) 01/03/2017 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SNARES 01/03/2017 Currency Exchange PURCHASE FOREIGN EXCHANGE SPOT 005000.001 1106.000.001 01/04/2017 EURO CURRENCY THROUGH: OEUTSCHE SANK -LONDON BUY: EUR 100,617.21 SELL: USD 105,000.00 PRICE. 1.04356 01/04/2017 SeOular Sweep Sale SALE OF SECURITY 005.000001 106,000.00 01/04/2017 OEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES Transactions for Euro IEURI 01/03/2017 Currency Exchange PURCHASE FOREIGN EXCHANGE SPOT 100,617.21 100,617.21 01/04/2017 EURO CURRENCY 106,030.00 THROUGH: DEUTSCHE SANK LONDON BUY: FUR 100,617.21 SELL: USD 106,000.00 PRICE: 1.04356 01/04/2017 Cast Disbursement DISBURSEMENT OF FUNDS (4,19300) I4,180 00) (43.83) FX 01/04/2017 FUNDS TRANS TO BNP PARIBAS SSB REF/ 14.382.94) SCMS170100320121 IRAN U58001408700179 REF: INV 1638.1387 INOV/DEC 2016 TRAVEL EXPI SWIFT REF/ 17010403104 FX RATE: 0.9537 01/04/2017 Cash Disbursement DISBURSEMENT OF FUNDS (5.000 00) 15.000 001 162.43) FX 01/04/2017 FUNDS TRANS TO BANCO DO BRASIL SA SSB 15.242.75/ REEF SCMS170103320122 SWIFT REF/ 17010403354 FX RATE: 0.9537 9 101II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002271 EFTA_000 15745 0301575n EFTA00166497 Deutsche Bank Transaction Details January 1. 201 7 to Jana,/ 31. 2017 Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD Trade Date Transaction Typo Settlement Date Transactions for Euro IEURI Description Security ID Ouantity Amount in Local CCV Cost m Local CCV Amount in USD Cost in USD Realized Gain/Loss in USD 0705/20'7 Cash Disbursement DISBURSEMENT OF FUNDS (100000.00) 4'00.000 00, 66 37 IX CC/0520'7 FUNDS TRANS TO CREDIT AGRICOLE CENTRE -558 REF/ SCMS170104316939 C05.990 03, IBAN: FR7619306002804248381300136 REF:INVOICE H.16/111 NY PROJECT SWIFT REF/ 17010511711 FX RATE: 0.9436 01/1912017 Interest NEGATIVE IDLE CASH INTEREST (11.13) (11.13) 0.07 FX 01/1912017 /i1 86) IX RATE: 0.9381 01/25/2017 Cash Disbursement DISBURSEMENT OF FUNDS 47,451 541 12.451 541 39.79 FX 01/252017 FUNDS TRANS TO CREDIT LYONNAIS SSB 12.64665) REF/ SCMS170123450504 16AN: FR2330002004690000060269070 SORT CODE: 30002 RIB CODE: 00091 17 CODE GUCHET:004139 KEY CODE: 70SWIFT REF/ 17012487 FX RATE: 0.9301 01/27/2017 Interest NEGATIVE IDLE CASH INTEREST (0.92) 10.821 0.01 FX 01/27/2017 093) FX RATE: 0.9349 '0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002272 EFTA_000 15746 EFTA00166498 Deutsche Bank Disclaimer As of Jaruary 31, 2017 Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number: 680519 Base Currency: USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas I-Deutsche Bank'h Account Statement Information: This statement is berg luring-ea pursued to ar agreement between the accourt hoboes arc Deutsche Bark statement is tor the exclusive use ol the accourt hoboes pursuant to such agreement and may rot bo rebels upon by third panes Neither Deutsche Bart, roc es athletes a subs's:aeries, assume responsibility to any person other than the ranted account holder lor irforrnatior contained in this account statement Deutsche Bank. and its affrates and subsdianes. make ro representation, warranty or guarantee. express or 'mire°. in correction with the information pleaded ir this account statement. Please note that this account statement may reflect investments directed solely by the account holder and assets Nat are rot held at Deutsche Bark Valuation of assets: The prices and valuations of assets presentee in this account statement may be based upon the most current available prices provided by the Nita party pricing service used for each asset at the Lane Nis statement was printed The prices or values ol assets stated herein may rot reflect the actual proceeds that would be °dare° upon the asposition of any such asset and done, constitute either a bid or offer to unwire any investment or transaction. Prices shown should only be used as a general guide to portfolio value. The pieces of certain securities may represent approximations Ceases upon such securities relationships to other securities, price cuotes from broker dealers coaling in same or amdar securities or cedar valuator formulas Please rote ShiSfC refers to 'Sealed Envelopes Said to Contain' Information for these assets and la securities and other assets that are Theme or not publicly traced may have been obtained from the account holder, agents of the account baker. or other sources Nat may or may rot be reliable Alternative investments (such as hedge funds or p.nvato equity funds) may invest in higNy Maur securities that may be difficult to value In mama% Ne valuations presentee in this report for alternative investments reflect the valuations that were available at the time of panting this report aro may be significantly different from the most current valuation. The method of valuation of alternative investments and the sect:noes in which they invest color mired by the investment manager using cata supplied by the underlying fund managers arbor administrators of the alternative investments Before making any investment cecisrors with respect to your alternative investments, please consult your Primary Officer to obtain the most current valuation or the Stem/Ante investment The prices or values of one or more assets may indicate -N/A" 'not available this does rot recessanly mean that the assets are worth zero or that the assets are ir default It does mean that Deutsche Bank is currently unable to establish a value for those assets for the purpose of this account statement II any one or more assets have an indication of "MA" as its value, then it may affect perlormarce reporting and unrealized gain/loss information In addition, such assets have not beer Menem in the Market Value Information. Summand, or the Asset Allocation information at the beginning of this statement. Debt sect-noes subsect to call leatures a other redemption gnawed may be redeemed in whole or in part before maturity Such occurrences may affect the yield rerxeserted Please note that yield-to-maturny as representee in this statement reflects the lower ol yield-to-man-My or yield-to-cal. The actual yield of an asset-backed security may vary Steen:ling to the rate at which the underlying receivables or other financial assets we prepaid. Inl0rmater concerning recompiran features and the factors that affect yield will be furnished upon written request of the account holder The pricing of listed options takes into account the last closing price, as well as the current be and offer prices Please note that although money market lures seek to preserve the value ol your investment at 5' per share. n is possible to lose money by investing r them Due to the rounding conventions appinec. summery subtotals and totals for some gala columns aro percentages may not nousl the sum 01 the in0lvioual amounts displayed Assets on this Statement described as 'held elsewhere: These assets are not custom** with Deutsche Bank but are *hero elsewhere at the midst of the account holder Information pierced on this statement in connection with such assets (including valuation) was not provided or vented by Deutsche Bank Exchange Rates: Exchange rates are supplied bye third party piercer unrelated to Deutsche Bark and Me based or interbank exchange rates at the time of the close of this account statement Deutsche Bank does not prepare. eau or endorse thee party data Deutsche Bark is not responsible for raccurate, incomplete, or missing irlormatior with respect to such data Investment results may be impacted by foreign currency fluctuations. Adjusted Cost Basis, Gain/Does), and Holding Period Information: The information apace(' in this account statement with respect to estimated cost basis, realized gernnoss, and holding periods may rot reflect all adjustments necessary t0r tax repotting purposes In addition, the designation ol taxable and tax-exempt Estimated Annual Income does not reflect possible state, local, or foreign taxes that might apply Customers should verily all information r this account statement against their own records when calculating a reportable gain or loss resulting from a sale, redemption, or exchange of an asset Deutsche Bank is rot responsible la the accuracy of such irlormatior taxpayers may be required to report to federal, state. or otter LI S or nor J taxing authorities Deutsche Bank makes no warranties with respect to. and specifically disclaims any liability arising out of a customer's use of. or any tax position taker in reliance upon, the information contained in this account statement Deutsche Bank does not prods° tax advice. this statement should rot bo used for Lax reporting purposes 101II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002273 EFTA_000 15747 0(bihneir EFTA00166499 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of January r. 2017 Account Number: 680519 Base Currency: USD Deutsche Bank. as spent: Unless otherwise specified. Deutsche Bark acted as agent in the transactions described in this account statement The time(s) of execution of these transactions will be furnished within a reasonable time upon written request of the account holder Deutsche Bank or its affiliates may profit or meow° romureration from other parties in correction with the transactions doscnbed v this account statement Deutsche Dark will furnish the sossco and amount of any such remuneration upon written request of the account holder Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: California Probate Code Section '5060. et see, requires notification to the account holder of the following. Id the recipient of this account may petition the court pursuant to Caldwfia Probate Code Section 11200 to obtain a court review of this account and of the acts of the trustee reponse herein. end lid claims against the trustee lor breach of trust must be merle within 3 years of the cats the beneficiary recerves en account or a report disclosing facts giving nse to the Claim 2. Florida Trusts: Ar actor for breach of tn,st based upon matters °meioses in a trust accounting or written report of the trustee may be subject to a (Jmorth statute of limitations from the receipt of the trust accounting or other report If you have questions, please consult your attorney. Common Trust Fund Accounts: If your account is a participant in a Deutsche Bark's Common trust funds, a lull copy ol the most wart audited annual report is available upon request WithOlil charge. Non'US Account holders: With respect to your assets CbStOeleit with Deutsche Bark, income and capital gains or attributions Iron" your account may be taxable in your home jurisdiction. Please consult your tax advisor for the appropnate tax treatmart of your transactions Confirmation of Tax and Compliance Responsibilities for Individuals: rho Account holder confirms that it is his responsibility to fulfill any tax obligations and any other regulatory reporting cubes applicable to him in any relevant Noe:sew:es that may arise in correction with assets, income or transactions in ins accounts) and his business relatiorship with No Bank COnlirMatIOn CI Tax and Compliance ReSpentIbIlitlea for Organizations: The Account holder ccetums chat it is its responsibility to fulfill any lax Obligations and any other regulatory reporting cubes aocncaue to a or arse relevant furiscfictices that may ante m connection with assets. income or transactions in its accounts' and its business relationship with the Bank furthermore. the Account holder confirms that the necessary inlormation (to the best ol its knowledge arc capabilities) is made available ro less than annually to the relevant beneficial owner's), senior's), benelmaryoes), partner's), etc to enable hint/her/them to fugal any respective tax obligations that may arise for renVbeolhom in connection with the Account holoer's business relationship with the Bank. For Investment advisory account holders: II there have been any changes in your financial situation or Investment objectives, a if you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modify existing restrictions, please contact your Primary Officer. FDIC: Unless notified to the contrary in a particular use, the securities and financial Instruments presented herein are not insured by the Federal Deposit Insurance Corporation rFDIC'I. are not Guaranteed by. nor are obligations of. Deutsche Bank AG or any of its affiliates a subsidiaries and are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your account, promise any specific level of performance or promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time DepositsfTDs) with Deutsche Bank AG: Additions or Withdratvek Deposits additional deposits or partial withdrawals may be moo* to this TD. Any partial withdrawal will result in closure of the TO ferly_Witlxitewels Deutsche Bark imposes a penalty on any withorawal from a TO pea to its maturity the amount of the penalty will be calculated on the oato of the early withdrawal as follows A 'Penalty Rate' will be calculated The 'Penalty Rate' is the ifillerence between the internal Deutsche Bark interest rate to the remaining penal on the date of termination and the interest rate on your TD the total principal balance of your II)on the date of forme-atm.- will be multipheo by the Penalty Rate and then divided by either 360 or 365, as specified by your relationship manager the resulting number will be multiplied by the number of days remaining until the original Maturity Date to arrive at the amount of the penalty Ar example of an early withdrawal penalty applying the methodology above will be provided to you upon reglieSt b aCellien. an estimate of the early withdrawal penalty prior to termination with respect to your TD will be prodded to SOL. upon reouest Subiect to written verification acceptable to Deutsche Bank in as sole CISCrettOn, no penalty will be charged for early withdrawal Upon the death or loss Of legal competency of any individual WhO IS the account holder 01 the TD. Early Withdrawal penalties will reduce the amount of interest earned or the TD '2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002274 EFTA_000 15748 EFTA00166500 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of Jaruery 3'.2017 Account Number: 680519 Base Currency: USD 807~f~: Currently, no secondary market masts tor this TO and no assurance is provided that one will develop in the future. Interest: Interest will begin to accrue ce the any of ceposir Interest will be credited to your account on the Maturity Dale of the 10 for Ms with a matunty of '2 months or less for IDs with a maturity greater than '2 months interest will be paid annually and will rol be added to principal. Interest will be calculate(' eased upon either (I) a 380 day year or 121 a 385 day year, in each case for the number of days elapsed from the any of cepopt to the maturity and as specified by your !debars-hip manager. No interest von accrue on the Walter the Maturity Date. II the ID is dosed prior to the Maturity Date. interest will only be credited to your account to the extort that it exceeds the early withdrawal penalty Interest will not be compounded the interest rate roll rot charge dunrg the period of the ID Midday The ID will rot automatically roll over upon maturity. FDIC Insurance: Please rote that your f0 is rot insured by the FDIC. Trademarks and Copyright: Moody's Investor Service. Inc and Standard & Poor's Corporation. Standard & Poor's 1-S&P-)o is division of The McGraw-Hill Companies. Inc Reproduction of any information provided by S&P in err form is prohibited except with =I written permission S&P does not guarantee the accuracy, adequacy, completeness or avaiablity of any irlormatior and is rot responsible for any errors or emission or for the results obtained from the use of such information In no evert shall S&P be bade for any rcirect, special or consequential damages in cap-action with use of any S&P inlormatice The ratings of Moody's boasters Service, Inc i'Moodysi and/or S&P reflected in this statement represent Moody's and/or S&P opinions as to the quality of the socuntieS they rate Ratings are relative and subtoctive are are rot absolute standards of ctalay. Credit Quality of securities does rol remove market disk. Additional information with respect to the securities that ere reflector, as "Nol Ftinec- or "Raw(' Not Available" in the Creed Rating section of this statement is available upon written mount of the account holder All trecomarks and service marks on this statement belong to Deutsche Bank AG or its aft Pates or subedianes, except trinicarty trademark, or service marks, which are the properly of their respective owners. The Global Industry Classilication Standard (GICS") was developed and is the exclusive properly and a service mark of Morgan Stanley Capital International Inc CMSCI") and S&P. No patty involved in making or compiling the GICS or any GICS classifications makes any express or implied warrantees, or representations with respect to such standard or classification for the results to be obtained by the use thereof), and all such parties herby expressly disclaim ell warranties or originality, accuracy, completeness. merchantability and fitness for a particular purpose with respect to any of such standard or dasstlication Without limiting any of the foregoing, in ro event shall MSCI. S&P, any of their affiliates a any third party involved in making or compiling the GICS or any GICS classifications have any liability for any &Feet, indirect, special. Punitive. aorsecrucelial or any other damages (including lost betas/ ever if notified of the possibility of such damages ii Please review your account statement. If you find or suspect any inaccuracies or discrepancies in your account statement, y must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, . Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please cai your Primary Officer if you have any questions, 13 Occotort HO740StOtiColii Canandess C2/002017 END IIIIII CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002275 EFTA_000 15749 OtOIS> 111 EFTA00166501 Deutsche Bank This Page Intentionally Left Blank '4 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002276 EFTA_000 15750 EFTA00166502