EFTA00166503.pdf

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As olJamery 31. 2018 Account Number: Base Currency: USD manifest line PRIMARY OFFICER STEWART OLDFIELD far 0 mad CUSTODY OFFICER ARTHUR TENDLER 60 Wall Strom \cw York. \ •0005 far 0 mad (10..1”1t 101II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002277 EFTA_00015751 EFTA00166503 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002278 EFTA_000 15752 EFTA00166504 Deutsche Bank Portfolio Summary As ol January 31. 2018 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Asset Class Adjusted Cost Bests Market Value % of Market Value Reconciliation in USD Current Period Tear to Date In USD In USD Category Opening Balance as of January 1. 2018 173,806.11 173,806.11 Cash ano Cash fetinntlerls 161.791 40 170.431 54 '.00Øo Total 111.791.40 170.431.54 100.00% AdditionNVithdrawal Cast' Dc:hueenirrt 118, .07 9'1 Net AdditionNVithdrawal 19,107.91) 19,107.91) Current Period Income Dividend 005 Lsnotated At rbal Income 0.89 Interest (133.51) Total 0.89 Cltango in Accrues Income (001) Net Income 1133.471 (133.471 Realized Cuirorcy GainflOss 333.87 333.87 *area it Unrealized C,.rrency Gam/Loss 5.532.94 6.632.94 Clown Balance as of January 31, 2018 170.431.54 170.431.54 Solo Markel Values Induce Monroe Income 3 101 II III II III IIIIIIIIHIIIIII)IIIIIIIIIIIII CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002279 EFTA_000 15753 (sort:. ze EFTA00166505 Deutsche Bank Regional Diversification As ot Jarcary 31, 2018 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Region Cash ano Cash Fixed Incorne Equity Aliernetive Market Value % ot Euekielente in USD in USD in USD Investments in USD in USD' Canmin I taue 170.369.15 0.00 000 000 170.359.15 99 96% Jrincia Siatos/Canaca 72.39 000 000 000 72.39 004% Total 170.431.54 0.00 0.00 0.00 170.131.54 100.00% • (xcludes Fcceign Exebange Conuacts CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002280 EFTA_000 15754 EFTA00166506 5 Deutsche Bank Currency Diversification As of ..larVarY 31. 2018 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Currency Cash and Cash Fixed Income Equity Alternative Foreign Exchange Market What % of Equivalents in USD in USD In USD Investments in USD in USD in USD Category JS Dollar (USD/ 72 19 000 0.00 0.00 0.00 72.39 004% I uroirJR, '70,359'5 000 0.00 0.00 0.00 170,359 15 9996% Total 170,431.54 0.00 0.00 0.00 0.00 170,431.54 100.00% Exchange Rates JSD 1 = USD 1.00000 USD 1 = USD 1.00000 USD 1 = ELM 0.80674 EUR I a USD 1.24109 101 II III II III IIIIIIIIHIIIIIIIIIIIIIIIIIIII CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002281 EFTA_000 15755 (X0179 :415 EFTA00166507 Deutsche Bank Detailed Portfolio Information As otJaroary 31. 2018 List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Quantity Security Description % of Local Unit Cost Price in USD Adjusted Cost Market Value Accrued Income Estimated Annual Yield to Security ID Moody's/S6P Rating Category Local Price Basis in USD in USD in USD Income in USD Maturity % Cash '37.28515 EURO 9995% I JR • 000 USD 1 241 161,719 05 '70,359 15 EJR 7 003 Total Cash 99.96% 181,719.05 17%359.15 Cash Management United States 72.35 DEUTSCHE GOVERNMENT CASH 0.04% JSO ' 000 caa 72 35 72 35 089 1.23% INSTITUTIONAL SHARES Total United States 0.04% 72.35 72.35 0.89 1.23% Total Cash Management 0.04% 72.35 72.35 0.89 Total Cash and Cash Equivalents 100.00% 181,791.40 170,431.50 0.89 Total Accrued Income Total Cash and Cash Equivalents including Accrued Income 170,431.54 Acriusted Cost Oasis column reflects Tax Cost for those clients who subscribe to our tax cost services; for all other clients, we report Average Cost For Cash Management vehicles and Macy Market Funds, Annual Yield is reported in the Yield to Maturity column. 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002282 EFTA_000 15756 EFTA00166508 Deutsche Bank Transaction Summary January '. 20'8 to Jarr,ar, 3'. 2.., a Transaction Category Opening Balance as ol January 1, 2018 U5 Dollar (USD1 Amount Amount Year to Date Cash Management 73.30 72.30 Cash 173,73336 173,733 76 AdditionArgithdrawal Cash D.shr.rsemont 19,107.91) 19.107 91) Net AdditionANithdrawal 19.107.91) 19,107.91) Investment Income Divieena 0.05 0.05 Interest 1133.51) 1133.611 Net Investment Income 1133.481 (133.46) Realueg IX Gat/toss on Cash 333.87 333.87 Jmeabtad D( Gamkoss or Cash 5.532.94 5.532.94 Closing Balance as at January 31, 2018 Cash Management 72.35 72.35 Cash 170,369.15 170.359.15 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Mli II III II III II III II III II III II III 11111 II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002283 EFFA_000 15757 EFTA00166509 Deutsche Bank Transaction Summary - Foreign Currency January '. 20'8 to January 3'. 2018 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Transaction Category Euro (EUR) US Dollar (USD) US Dollar (USD) GrandTotal in Base CCY (USD) Opening Balance as of January 1. 2018• 144,828 At 173.733 76 72.30 173.601306 AdditiorvINithdrawal 17.453 08) 19,107.911 (9,107.91) Investment Income (107 58) (133 511 005 1133 48) Investment Activity Capital Gains Distribution Currency Exchange Realized FX Gain/Loss on Cash 333.87 333.87 Unrealized FX Gain/Loss on Cash 5,532 94 5,532 94 Closing Balance as of January 31. 2018 137.285.75 170,359.15 72.35 170,431.50 • Opening and dosing currency balances enclixie sweeps 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002284 EFTA_000 15758 EFTA00166510 9 Deutsche Bank Transaction Details Jart.ery 1. 2018 to Jan...ant 31. 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Trade Date Transaction Type Description Settlement Date Security ID Transactions for US Dollar (USD) °tomtit., Amount in Local CCY Cost in Local CCY Amount in USO Cost in USO Realized Gain/Loss in USD 01/0920'8 Dividend CASH DIVIDEND 72 30 005 01/05/2018 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 01/05/2018 Regular Swoop Purchase PJRCHASE Of SECURITY 005 10.05) 01/05/2018 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES Transactions for Euro (EUR) 01/03/2018 Cash Disbursement DISBURSEMENT OF FUNDS 12.461 54) 12.461.54) 56.80 TX 01/03/2018 FUNDS TRANS TO CREDIT LYONNAIS SSB REF eSCMS180102719858 WAN- 12.956 85) FT12330002004690303060269070 SORT CODE. 30002 RIB CODE' 0009117CODE GUCHET: 00469 KEY CODE: 70 FK RATE: 0.8325 01/18/2018 Cash Disbursement DISBURSEMENT OF FUNDS 12,530.00) 12.530.00) 115.48 IX ovisaols FUNDS TRANS TO SNP PARIBAS 558 REF 13.096.19) ISCMS180117809199 IBM U58001408700179 REF: ISN 1736 (DEC 20171 AND INV 1737 - 2017 EXPENSES TX RATE: 0.8171 01/292018 Cash Disbursement DISBURSEMENT OF FUNDS 12.461 66) (.461 54) '9:82 IX 01/292018 FUNDS TRANS TO CREDIT LYONNAIS SSB REF (3.054 871 NSCMS180124870039 WAN. FR2330002000390003060269070 SORT CODE: 30002 RIB CODE: 00091 17COOE GE/CHET:00LO KEY CODE. 70 FX RATE 08058 01/25/2018 Interest NEGATIVE IDLE CASH INTEREST 1107.58) 007.681 677 IX 01/292018 1133 51) Fx RATE: 0.8058 MINIMUM CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002285 EFTA_000 15759 morn 'A EFTA00166511 Deutsche Bank Disclaimer As of January 31. 201$ Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas Etautsche Banthl. Account Statement Information: Ibis statenurni u. Loup lurrrsmm PLrauanI war .swernwri rviveim.r. the is -ourt 1-olc..e arc Deutsche Bank. this statement is for the eilei LW.* use of the account holder pursuant to such agreement and may rot be relied upon by Nita parties. Nether Deutsche Bank, nor its affiliates or subsidiaries, assume responsibility to any person other than the named account holder for trlormation contained in this account statement Deutsche Bark. and its affiliates and Subsidiaries. make no representation, warranty Or guarantee. express or mono in COrnettan with the information provided in this account Statement. Please rote that this aCCOuni Statement may reflect investments directed solely by No account holder we assets that are not hold at Deutsche Bank Valuation of masts: the prices and valuations of assets presented or this account statement may be bases upon No most arrant available pnces prOviC0C1 by the third party pricing service used for each asset at the time this statement was pfirtec the prices or values cil assets state° herein may rot reflect the actual proceoos that would be °blame° upon the disposition of any such asset we eo rot constitute either a bid or offer to unwind any investment or transaction Prices shown should only be use° as a general guide to portfolio value the prices of certain securities may represent approximations based upon such securities' relationships to other securities, Price OUCileS from brokeibeealors dealing in same or similar securities or certain valuator formutas. Please rote- SPEESAC refers to `Sealed Envelopes Said to Contain' Information for these assets and lot securities and other assets Nat are allow; or not publicly traded may have beer obtained from the account holder, agents of the account holder, or other sources that may or may not be reliable Alternative investments (such as hedge funds or pnvate (faulty funOill may invest in highly Route securities that may be difficult to value. Ir addition, the valuation presented in this report for alternative investments reflect the valuations that were available at the time of printing this report and may be significantly *Recent Iron the most current valuator. The method ol valuation ol alternative investments we the securities in which they invest is Oetermine0 by No investment manager using data supplied by the underlying lung managers rd/or administrators of the alternative investments Before making any investment decisions with respect to your alternative investments, please consult your Primary Officer to obtain No most current valuation of the alternative investment The prices or values of one or more assets may indicate 'NIA' 'poi available This does not necessarily mean Nat the assets are worth zero or that the assets are in delault It does moan that Deutsche Bank is currently unable to establish a value for those assets for the purpose of Nis account statement any one or more assets have an iroicator of "NIA" as its value. Nen it may affect performance reporting we unrealized °steno's information. In addition. such assets have rot beer included in the Market Value Information. Summanes, or the Asset Allocation irlorreation at the bothering of this statement Debt securities suNect to cal features of other redemption features may be interned in whole or in part before maturity Such occurrences may afloat the wele represented Please note that yield to maturity as represented in this statement reflects the lower of yield to maturity or weloto call The actual yield of an asset backed security may vary according to the rate at which the underlying receivables or other financial assets aro prepaid Information concerning redemption features and the factors that affect yield wit be furnished upon written recuest of the account holder The pacing of late° options takes into account No last closing price, as well as the anent bed and offer MVOs Please rote that although money market funds seek to preserve the value of your investment at St pee share, it is possible to lose morn by investing in them. Due to the rounding conventorsappliee. summary subtotals aro totals for some data columns we percentages may rot °Guth the sum of the Nemoursi amounts ersplayee Assets on this Statement described as "held elsewhere: These assets are not custodied with Deutsche Bank but are 'held elsewhere at the reouest of the account holder. Information locoweed on this statement in connection with such assets (including valuation) was not provided Or verified by Deutsche Dark. Exchange Rates: I /charge rates are supplied by a these party provider unrelated to Deutsche Bark aro aro base° on interbank exchange rates al the time of the dose of this account statement Deutsche Bark does rot prepare, edit or endorse third party data Deutsche Bank is rot responsible for inaccurate, incomplete. or missing information with respect to such data. Investment results may be impacted by benign currency fluctuations Adjusted Cost Basis. Gain/(Loss). and Holding Period Information: The information movicec in this account statement with respect to estimated cost basis, maiiteo gain/loss, and holding dermas may not reflect all adjustments necessary for lax reporting purposes In addition, the designation of taxable we tax exempt Estimatoo Annual Income coos not reflect possible state. local, or foreign taxes that might apply Customers should verify all irlormatior in this account statement against their own records when calculating a reportable gain or loss resulting Irom a sale. redemption. or exchange of an asset Deutsche Dark is rot responsible for the accuracy of such information taxpayers may be recurred to report to Novel. state, or other U S or non J S taxing authorities Deutsche Bank makes no warranties with respect to. arc speolically disclaims any liability arising out of a customer's use of. or any tax position taken in reliance upon, the information Contained in this account statement Deutsche Bark does rot prOyide lax advice this statement should net be used for tax exporting purposes '0 1,1: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002286 EFTA_000 15760 EFTA00166512 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD Deutsche Bank. as agent: Unless otherwise specified. Deutsche Bank acted as agent in the transactions described in this account statement The WIMP of execution of these transactions will be furnished within a reasonable limo upon written request Of the account holder. Deutsche Bank or its afliliates may profit or receive remuneration from other parties in <0.4'000Onwith the transactions described in this account statement. Deutsche Bark will furnish the source art amount of any such remuneration upon written request of the account holder Accounts for which Deutsche Bank la acting as Trustee: I. California Trusts: California Probate Coco Section 15060. et sec requires roblication to the account holder of No following the recipient ol this account may petition the court pursuant to California Probate Coco Section 17200 to obtain a court review of this account arc of the acts ol the trustee reponoc herein, ano (II claims against the trustee for breach ol trust must be map, within 3 years ol the date the brthelipary receives an account of a report disclosing lads giving nso to the claim 2. Florida Trusts: An action lot Mooch of trust based upon matters cuclosoc in a trust accounting or whiten report of the trustee may be subject to a 6 month statute of limitations from the receipt of the trust accounting or other report g you have questions, please consult your attorney. 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Confirmation of Tax and Compliance Responsibilities for Organizations: The Account hoker confirms that it is its responsibility to IkIldl any tax obligations are any other regulatory reporting duties applicable to it in any relevant itrisdICtiOrs that may rise in connection with assets, income or transactions in its account(si sae as business relationship with the Clark I unhermore. the Account holder confirms that the necessary information Ito the best 01 its knowledge and capabilities) is made evadable ro less than annually to the relevant beneficial owner's). settler(s). benehaarylies), partrorls). etc to enable himtherrthem to IOW' any respective tax obligations that may arise for NM/her/NOM in connection with the Account holder's business relationship with the Bank. For Investment advisory account holders: If there have boon any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modify existing restrictions, please contact your Primary Officer. For Custody account holders: Activity in thisfyour custody account is entirely self-directed away from the Bank or directed by a third party advisor. Deutsche Bank has not solicited or offered any advice to you about the custody account activity reflected on this statement. FDIC: Unless notified to the contrary in a particular case, the securities and financial instruments presented herein are not insured by the Federal Deposit Insurance Corporation ITDIC1, aro not guaranteed by. nor are obligations of, Deutsche Bank AG or any of its affiliates or subsidiaries and are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your account, promise any specific level of performance or promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time Deposits(TDs) with Deutsche Bank AG: Additions or Withdrawals Deposks No °edition:II orporits of rental withdrawals may be mace to this ID Any partial withdrawal will result in closure of the ID Early Withdrawals Deutsche Bark imposes a penalty on any withcrawal from a ID prior to its maturity. The amount of the penalty will be calculated or the date ol the early withdrawal as follows A 'Penalty see will bo calculated The 'Penalty Rate' is the °Howe° between the internal Deutsche Bank interest rate for the remaining penod on the eat° of termination are the interest rate or your TO the total principal balance ol your TO on the date of termination will be rwooheo by the Penalty Rate and then divider, by either 360 or 365, as specified by Olaf relationship marager. The resulting number will be multiplied by the rumber of days remaining until the original Matufity Date to arrive at the amount of the penalty. An example of on early withdrawal penalty applying No methodology above will be provided to you upon request le aedition, ar estimate of No early withcrawal penalty prior to termination with respect to your TO will bo provided to you upon request. Mli II III II III II III II III II III II III 11111 II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002287 00M2968 EFTA_00015761 EFTA00166513 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of January 3. tole Account Number: Base Currency: USD SubNot to swelter verification acceptable to Deutsche Bank in its sole discretion. no penalty will be charged for early withcrawal upon No death or loss of legal competency of any mc ‚virtual who is the account holder of tre 10 karty Withdrawal paranie' voll reduce the amourt of mimes t earned on the ID. SessmsferyitlitrIset: Currently, no secondary market exists for ihis TO arc no assurance is provioed that ore will develop in the future brat: Interest will begin to accrue an the day of deposit Interest yeti be credited to your account on the Mmunty Date ol the los with a maturity of :2 months or For Ws with a maturity greater than :2 months interest will be paid annually arc will rot be adami to pnrcipal Interest will he calculated base° upon either III a 360 cay year or (2) a 365 cay year. in each case let the number of days elapsec from the cay of cepom to the maturity and as spoofMCI by your relationship matador ski interest will accrue or the ID after the Maturity Dale If No TD is dosed prior to the Maturity Date. interest will only be amoco to your account to the extort Nat it exceecs the early withdrawal penalty. Interest will rot be ccinpourceo The interest rate will rot change curing the period of the 10. Important information about negative interest rates Reese be adviseo that since January 1, 201S. we have achustec the effective raban or various currenoes to a negative rate Rates are subject so charge in response to market charges, and we may. in the future rd based en our normal interest rate setting arrangements, begin to charge negative interest rates or additional loresdr currency balances II you have ary concerns or queetiors, please contact your client representative matur/iv: The TO will rot automatically roll over upon maturity. FDIC Insurance: Pease roto that your TO is not insured by the FDIC. Trademarks and Copyright: Moocy's Investor Samce. Inc Era Standard & Poor's Corporation. Standard & Poors l'S&P-I is a division of The McGraw-Hill Companies. 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Inc rMoody's'l arc/or S&P reflected in this statement represent Moody's aro/er S&P opinions as to the Quality of the secunties they rate Ratings aro rotative ara subteen° err: aro rot absolute standards Ol °takty Credit Quality of securities does not remove market nsk Additional information with respect to the securities Nat are retlectec as -Not Ratio" Of "Rating Not Avadebte" in the Credit Rating section of this statement is available upon written request of the account hektor M tracemarks ano service marks or Nis statement belong to Deutsche Bark AG or as affiliates or subsidiaries. except third-party tracemarks or Service marks. which are the property Ol their respective cremers. The Global Industry Classificatiori Slarcarc ('GICS") was developed and is the exclusive property ano a service mark ol Morgan Stanley Capital International Inc i'MSCri ara S&P. 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If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. 12 Occubei ID Itoisaler3s C•ereare CMI END CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002288 EFTA_000 15762 EFTA00166514