EFTA00166515.pdf

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As of Jemmy 31. 2019 Account Number: Base Currency: USD manifesl line PRIMARY OFFICER STEWART OLDFIELD CUSTODY OFFICER ARTHUR TENDLER 60 Wall &root \ ow York \Y '0005 IIIIIIIIIIIIM1111111111111111111111III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002289 EFTA_000 15763 (501011.t, EFTA00166515 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002290 EFTA_000 15764 EFTA00166516 Deutsche Bank Portfolio Summary As OlJarsary 31. 2019 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Asset Class Adjusted Cost Bait, in USD Market Value in USD % of Category Market Value Reconciliation in USD Current Period Year to Date Opening Balance a: of January 1. 2019 58,338.49 58.338.49 Cash aro Cash 1 ouivalerls 52.658 12 5*,443 98 100 00', Addition/Withdrawal Total 52.858.12 51,443.98 100.00% Cast, Distium.mort 18.743 71) Net AdditionNVithdrawal (6,743.71) (8.743.71) Current Period Income Dividend 0.25 Lstimated APPLai Ircome 2 72 Ntoresl 82.57) Total 2.72 *arcs in Accrued Income 0.02 Nat Income 142.30) 142.30/ Realized Currency GainflOss (187.40) 087 40) Cringe in Unrealized Currency Gam/Loss 78.90 78 90 Closing Balance as of January 31, 2019 51,443.98 51,443.98 \oto Markot Values Include Accrued Income 3 11111111111111111111111111111111111111111111 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002291 EFTA_000 15765 EFTA00166517 Deutsche Bank Regional Diversification As otJartaMY 31. 2019 Account Name: JEFFREY EPSTEIN Account Number: 8858 Currency: USD Allocation by Region Cash and Cash Find Income Ectoily Alternative Matkat Valu. %ot Equivalants in USD in USD in USD Investrnonts in USD in USD' Category I Liope 5'.325.48 0.00 000 000 51.325 48 99.77% Jrtiod StatoUConnoa 118.50 000 000 000 118.50 023% Total 51.443.98 0.00 0.00 0.00 51.443.98 100.00% • Intiaa («aitio Excltango Conitacts CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002292 EFTA_000 15766 EFTA00166518 Deutsche Bank 5 Currency Diversification As Ol..18M48fY 31. 2019 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Currency Cash and Cash Equivalents In USD Fixed Income in USD Equity in USD Alternative Investments in USD Foreign Exchange in USD Market Value in USD % of Category JS Dollar (USD/ 11810 000 000 000 000 "850 023% I tao it JRl 51.325 48 000 000 000 000 5' .325 48 99 77% Total 51,443.98 0.00 0.00 0.00 0.00 51.443.98 100.00% Exchange Rates JSD 1 = USD 1.00000 USD 1 - USD 1.00000 USD 1 = EUR 0.87379 EUR I = USD 1.14444 101 II III II III IIIIIIIIHIIIIIIIIIIIIIIIIIIII CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002293 EFTA_000 15767 IXOIN 4.e EFTA00166519 Deutsche Bank Detailed Portfolio Information As Or ..lerV84, 31. 2019 List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Quantity Security Description % of Local Unit Cost Price in USD Adjusted Cost Market Value Ai:aired Income Estimated Annual Yield to Security ID Moody's/S6P Rating Category Local Price Basis in USD in USD in USD Income in USD Maturity % Cash 44.847 68 I URO 9977% I JR ' 000 USD 1.144 52.539 89 5' .325 48 EUR 1000 Total Cash 99.77% 52,539.89 51,325.48 Cash Management United states 118.23 DEUTSCHE GOVERNMENT CASH 0.23% USD 1.000 1.000 118.23 118.23 2 72 2 30% INSTITUTIONAL SHARES Total United States 0.23% 118.23 118.23 2.72 2.30% Total Cash Management 0.23% 118.23 118.23 2.72 Total Cash and Cash Equivalents lotnl Accn.ed lecome 100.00% 52,658.12 51,443.71 2.72 0.01% Total Cash and Cash Equivalents including Accrued Income 51.44388 Adjusted Cost Basis column reflects Tax Cost far those clients who subscribe to our lax cost services: for all other clients, we report Average Cost For Cash Management vehicles and Moray Market Turd., Annual Yield is reported in the Yield to Maturity column 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002294 EFTA_000 15768 EFTA00166520 Deutsche Bank Transaction Summary January '. 20'9 to Jansary 3'. 2019 Transaction Category Opening Balance as ol January 1. 2019 US Dollar (USD) Amount Amount War to Date Cash Maragemeri 11398 117.98 Cash 58.22026 58,220.26 Addition/Withdrawal Cash Ilish..rsomort 16.743.71) 16.743.711 Net Addition/Withdrawal 46,743.711 (6.743.71) Investment Income Drv'deno 0.25 0.25 Interest (42.57) 142.571 Net Um/ailment Income (42.321 142.32) Realised IX Son/loss or Cash 1187.40) 1187.401 OraCtlit/CO 17( Gar/loss or Cash 78.90 78.90 Closing Balance as ol January 31, 2019 Cash Management 118.23 118.23 Cast. 51.325.48 51.325 48 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Mli II III II III II III II III II III II III 11111 II III CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SIDNY-0002295 EFTA_000 15769 EFTA00166521 Deutsche Bank Transaction Summary - Foreign Currency January '. 20'9 to Jantory 3'. 2019 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Transaction Category Euro (EUR) US Dollar 'USD) US Dollar (USD) Grand Total in Ben ccv (USD) Guanine Balance as of January 1. 2019• 50.900.34 99.220 26 117.95 58.938 24 Addition/Withdrawal (5,916.27) (6.743 71) 48.743.71) Investment Income 07.41) (42 571 0.25 142.32) Investment Activity Capital Gains Distribution Currency Exchange Realized FX Gain/Loss on Cash 087 401 1187.40) Unrealised FX Gain/Loss on Cash 78 90 78.90 Closing Balance as of January 31. 2019 44.847.68 51.326.48 11423 51.443.71 • Opening and closing currency balances inclucie sweeps a CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002296 EFTA_000 15770 EFTA00166522 Deutsche Bank Transaction Details January 1. 2019 to January 31. 2019 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Trade Date Transaction Type Description Settlement Date Security ID Transactions for US Dollar (USD) Ouantity Amount in Local CCV Cost in Local CCV Amount in USO Cost in USD Realized Gain/Loss in USO 01/07/2Cr 9 Dmiten0 CASH DIVIDEND 117 98 0.25 01/07/20'9 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 01/07/2019 Regtiar Swoop Purchase PJRCIIASE Of SECURITY 025 10.25) 01/07/2019 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES Transactions for Euro IEUR) 01/.420'9 Cast' Disbursement DISBURSEMENT OF FUNDS 0.408 00) 13.406 00) 184.871 IX (14/14/20'9 FUNDS TRANS TO BNP PARIBAS SSB (3.9C6 521 RE rest M5190111325621 IBAN BE58001406700179 REF INV 1838 EXTRA WORK AND EXPENSES 2018 FX RATE 0.8721 01/23/2019 Interest NEGATIVE IDLE CASH INTEREST (37.41) 137.41) 11 26) IX 01/23/2019 142.57) FX RATE' 08788 01/24/2019 Casty Disbursement DISBURSEMENT OF FUNDS 12.509.27) 12.509.27) l'O' /.7) IX 01/24/2019 FUNDS TRANS TO CREDIT LYONNAIS SSB (2.838 191 RE FISCMS190123389994 IBAN: fR233000200469C038060269070 SORT CODE: 30002 RIB CODE 0009117CODE GUCTITT: 00469 KEY CODE: 70 EX RATE: 0.8841 9 1111111111111111101111111111111111111111111 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002297 EFTA_00015771 1%0101'A EFTA00166523 Deutsche Bank Disclaimer As of January 3t. 2019 Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD IMPORTANT NOTICE: This amount is maintained at Deutsche Bank Trust Company Americas I-Deutsche Smirk Account Statement Information: I his statement is being furnished pursuant to. r agreement between the account holder arc Deutsche Bank I his statement is for the excli.iiiiee use of the account holder pursuant to such agreement and may rot be relied upon by third parties. Neither Deutsche Bank, nor its affiliates or subsidiaries, assume responsibility to any person other than the named account holder for telormation contained in this account statement Deutsche Bark, and its affiliates and subsidiaries. make n0 representation. warranty Or guarantee, express Or impled. in COrnettoen with the information provided re this account Statement Please role that this account statement may reflect ...vestments diroctec solely by the account holder are assets that aro not hold at Deutsche Bank Valuation of assets: the prices and valuatdos of assets presented or this account statement may be based upon the most Curren available paces provided by the third party pricing service used for each asset at the ante this statement was prink.° lho prices or values of assets slated herein may not reflect the actual proceeds that would be obtained upon the disposition of any such asset and 00 rot constituteadios a bid or offer to unwind any investment or transaction Prices shown should only be used as a general guns to portfolio value the prices of certain securities may represent approximations based upon such securities' relationships to other securities. Price OUCCOS frOm brokee-cealers coaling in same or similar securities or certain valuation formulas. Please note S/ErS/C refers t0 -Seale° Envelopes Said to Conan'. Information for tes0 assets and for securities and other assets Nat are ithouio or not publicly traded may have beer obtained from the account holder. agents of the account holder. or other sources that may or may not be reliable Alternative investments (such as hedge funds a pnvato equity funosl may invest in highly Awe securities that may be difficult to value. Cr Women, the valuations presented in this report for alternative investments collect the valuations that were available at the time of printing this report and may be smarificartly different from the most current valuabon. The method ol valuation ol alternative investments are the securities in which they invest is determined by No investment manager using data supplied by the Lecerlying lune managers ardior administrators of the alternative investments Bolero making any investment decisions with respect to your alternative investments, please consult your Primary Officer to obtain the most oaten valuation of the alternative investment The prices or values of one or more assets may indicate 'NIA' 'not available'This does not necessarily mean Nat the assets are worth zero or that the assets are in default It does mean that Deutsche Bank is currently unable to establish a value for those assets for the purpose of Nis account fitatOMent it any one or more assets have an ;enamor of "NIA' as its value, then it may affect performance reporting aro unrealized gainAoss information. In addition. such assets have rot beer included it the Market Value Information, Summanes, or the Asset Allocation srlormation at the horning of this statement Debt securities subsect to call features or other redemption features may be cocooned in whole Or in part before maturity Such occurrences may alloct the yidc represented Please note that peke to maturity as represented in this statement 'enacts the lower of yield to maturity or rola-to call The actual yield of an asset backed security may vary according to the rate al which the underlying receivables or other financial assets aro prepaid Information concerning redemption features and the factors that affect yield wit be furnishe0 upon written moues, of the account holoer. The cooing of lisle options takes into account the last closing price, as well as the anent bid and offer prices. Please rote that although money market funds seek to preserve the value of your investment at Si pee share, it is possible to lose money by investing re them. Du0 to the rounding converbonsapplieo. summary subtotals aro totals for some data columns are percentages may rot eoual the sum of the indwroual amounts coplayeo Assets on this Statement described es "held elsewhere: These assets are not cvstoneo with Deutsche Bank but are Tab elsewhere at the footrest of the account holder. Information named on this statement in corrector with such assets (including value's/el was not provided or seethed by Deutsche Bark. Exchange Rater.: f ethane° rates are supplied by a third party provider unrelated to Deutsche Bark ano are bases, on interbank exchange rates al the time of the dose of this account statement Deutsche Bank does rot prepare. edit. or endorse third party data Deutsche Bank is rot responsible for inaccurate, incomplete. or missing information with respect to such data. Investment results may be impacted by loragn currency fluctuations Adjusted Cost Basis, Gain/Boss). and Holding Period Information: Iho information proviceo in this account statement with respect to estimated cost bans, maiitea gainless, and holcing ponods may net reflect all adjustments necessary for lax reporting papooses Ir Wands, , the designation of taxable we tax exempt Estimator, Annual Income coos not reflect possible state, local, or foreign taxes that might apply Customers shouter verify all ottomanr in this account statement against their own records when calculaurg a reportable gain or loss resulting from a sale. redemption. or exchange of an asset Deutsche Dank is rot responsible for the accuracy of such information taxpayers may be fedwf00 to report to feceral. state, or other kl $ or non J S taxing authorities Deutsche Bank makes no warranties with respect to. arc specifically cisctaims any liability arising eta a customer's use of. or any tax position taken in reliance upon, the information Contained in Nis account statement Deutsche Bark does rot provide lax advice Ihis statement should net be used for Us reporting purposes '0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002298 EFTA_000 15772 EFTA00166524 Deutsche Bank Disclaimer As 01 January 3'. 20'9 Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD Deutsche Bank. as agent: Unless otherwise specified. Deutsche Bank acted as agent in the transactions describec in this account statement The 'Imola of execution of these transactions will be furnished within a reasonable lime upon written feCueSt of the OCCOUrt holder. Deutsche Bank or its allillateS may profit Of receive remuneration from other patties in COrreCtiOn with the transactions described in this account statement. Deutsche Bark will furnish the source art amount of any such temperance upon written tamest of the account holder Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: California Probate Coca Sear 15060. et spa requires noon:anon to the account holder of Ne following li) the reaper] ol this account may petition the court pursuant to California Probate Coco Section 17200 to obtain a court review of this account are of the acts of the trustee roponoc holm and ill dams against the trustee for breach ol trust must be mace within 3 years ol the date the bereficialy receives an account r a report disclosing lads giving nso to the claim 2. Florida Trusts: An astir for Meech of trust based upon matters meioses in a trust accounting or written report of the trustee may be subject to a 6 month statute of limitations from the receipt of the trust accounting or other report it you have questions, please consult your attorney. Common Trust Fund Accounts: If your account is a participant in a Deutsche Bank's Common Trust loads. a full copy of the most recent awaited annual report is available upon request without charge Non.US Account holders: With respect to your assets CiostOdi00 with Deutsche Dank, income and capital gains or distribution from your account may be taxable in your home jurisOiCtiOn Please consult your tax advisor for the appropnate tax treatment ol your transactions Confirmation of Tax and Compliance Responsibilities for Individuals: The Account holder confirms that it is his responsibility to fulfill any tax obligators and any other regulatory reporting duties applicable to him in any relevant turitidiCtiOnS that may arise in connection with assets, income Of transactions in his accountls)and his business relationship with the Bark. Confirmation of Tax and Compliance Responsibilities for Organizations: The Account holder confirms that it is its responsibility to ION' any tax obligations are any other regulatory reporting duties applicable to it in any relevant turiSCietiOnS that may arise in connection with assets, income or transactions in OS account(sl are as business relationship with the Clark I unhermote. the Account holder confirms that the necessary information Ito the best ol its knowledge and capabilities) is made evadable ro less than annually to No relevant Correia ownerls). solike(s). bencliciarylios), partrolls), etc to enable him/nor/Nom to lulfill any respective tax obligations that may arise for hiadherAhOM in COnneCtiOn with the Account holder's business relationship with the Bank For Investment advisory account holders: If there have boon any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modify existing restrictions, please contact your Primary Officer. For Custody account holders: Activity in thisfyour custody account is entirely self.directed away from the Bank or directed by a third party advisor. Deutsche Bank has not solicited or offered any advice to you about the custody account activity reflected 011 this statement. FDIC: Unless notified to the contrary in a particular use, the securities and financial instruments presented herein aro not insured by the Federal Deposit Insurance Corporation l'FDIC1, are not guaranteed by. nor are obligations of, Deutsche Bank AG or any of its affiliates or subsidiaries end are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your account, promise any specific level of performance or promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time DepositsITCN0 with Deutsche Bank AG: Additions of Withdrawals Deposks asditional deposits or rental withcrawals may be mace to this ID Any partial withdrawal will result in closure of the ID Early Withdrawals Deutsche Bark imposes a penalty on any wecrawal bon a ID prior to its rnatunty. The amount of the penalty will be calculated on the sate ot the early withdrawal as follows A 'Penalty Rate' will be calculated The 'Penalty Rao' is the offororee between the internal Deutsche Bank interest rate for the remaining pond or the date of Rumination are the interest rate or your TO The total propel balance ol your T 0 on the date of termination will be multiplied by the Penalty Rate and Nen divided by either 360 or 365, as specified by yOUr relationship marager. The resulting number will be multiplied by the rumba of days remaining until the original Matoity Date to arrive at the amount of the penalty. An example 01 se early withdrawal penalty applying No methodology above will be provided to you upon roquest In addition, ar estimate of No early withdrawal penalty prior to termination with respect to your TO will bo provide." to you upon request. Mli II III II III II III II III II X11 II III 11111 II III CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002299 00O10/65 EFFA_000 15773 EFTA00166525 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of January 31, 2019 Account Number Base Currency: USD Subject to nate.' vefiliCatiCc aocethatth to Deutsche Bank it its sole discretion. no penalty will be charged for early witherawal upon No death a loss of legal competency of any individual who is the account holder ol the 10 Lady Withdrawal penalties will reduce the amount of interest earned or the ID. SeganclaryAfarlset Currently. no secondary market exists for this TO arc no assurance is provided that one will develop in the future. Interest will begin to accrue on the day ol deposit. Interest witl be aerated to your account or the Maturity Date el the ID or IDs with a maturity of 12 months of kiss For IDs with a maturity greater than 12 months interest will be paid annually arc will rot be &clam to pnrcipal Interest will be calculated based upon either III a 360 cay year or (2) a 365 cay year, in each case lot the number of days elapsed from the cay of deposit to the maturity and as specific.° by your relationship manager No interest van accrue or the ID alter the Maturity Date If No TD is dosed prior to the Maturity Date. interest will only be accept to your account to the extent Nat it exceeds the early withdrawal penalty. Interest veal rot be compounded The interest rate the rot change curing the period of the 10. Important information about negative interest noes Please be advised Nat since January 1, 20'5. we have arituStee the effective Velure Or various currencies to a negative rate Rates are subject to charge in response to market charges, and we may. in the future end based or our normal interest rate setting arrangements. begin to charge negative Interest rates On additional toroth currency balances II you have any concerns or questions. please contact your diem representative. MatUritY, The ID will rot automatically rollover upon maturity. FDIC Insurance,' Floes° rote that your TO is not insured by the FDIC. Trademarks and Copyright: Moody's Investor Seivice. Inc.W0 Standard & Poor's Corporation. Standard & Poor's CS&P-I is a division of The McGraw-Hill Companies. Inc Reproduction of any information provided by S&P in any form is prohibite° except with S&P's whiten permission S&P coos rotNumeric° the accuracy, adeauacy, completeness or availability of any irlormatior and is rot respcesible for any errors or omissions or for the results obtained from the use el such information In no event shall S&P be loathe kw any indirect special or consequential damages w correctionwith use of any S&P information. The ratings of Moody's Investors Service. Inc I'Moody's'l arc/or S&P reflected in this statement represent Mooch/a ardor S&P opinions as to No quality of the securities they raw Ratings are relative aro cubic:schwa aro aro rot absolute standards ol quality Crean duality of securities does not remove market ask Additional information with respect to the securities Nat are reelected es "Not Rate," or "listing Not Available" vi the Credit Rating section of this statement is available upon mitten reotost of the account holder NI tracemarks an° service marks or' this statement belong to Deutsche Bark AG or as affiliates or subsidiaries, except Ned-party trademarks or service marks, which aro the properly of Noir reaper:the owners. The Global Industry Classification Starcarc ('GICS") was developed and is the exclusive properly aro a service mark ol Morgan Stanley Capital International Inc CMSCI" I arc S&P. No party involved in making ce compiling No GICS or any GICS classifications makes any express or implied warranties. or representations with respect to such standard or classification for the results to be obtained by the use thereoD end all such parties herby expressly disclaim all warranties or originality. accuracy. completeness. merchantability and fitness for a particular purpose with respect to any of such standard or classification. Withoutlimning any ol the loregowg, in no event shall MSCI, S&P, any of their affiliates or any third party revolve° in making or compiling the GICS or thy GICS classifications have any hobbit/ for any direct, indirect 'Papal. Punitive. consequential or any other cantors (Including lost profits) even if ^Maio° of the possibility of such damagth Please review your account statement. If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. 12 0ccuralID 740)004511e derW~02,01,7010 END CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002300 EFTA_000 15774 EFTA00166526