EFTA00166659.pdf

Deutsche Bank Contacts As of \ovombef 30. 20'7 PRIMARY OFFICER STEWART OUTFIELD CUSTODY OFFICER ARTHUR TENDLER 60 Wall Sireot \ow York \Y '0005 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD manifest line IIIIIIIIIIIIM1111111111111111111111III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002433 EFTA_000 15907 EFTA00166659 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002434 EFTA_000 15908 EFTA00166660 Deutsche Bank Portfolio Summary As of November 30. 20'7 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Asset Class Adjusted Cost Basis Market Value % of Market Value Reconciliation in USD Current Period Year to Date In USD In USD Category Opening Balance as of November 1, 2017 295.048.83 37,122.55 Cash aro Cash Equivalents 293.503 63 296.755 00 10000% Total 293.603.63 298.765.00 100.00% Addition/Withdrawal C-ur 1/4.1,“{-{{nwrI (/..83991) Net Addition/Withdrawal 14.839.911 223.068.07 Current Period Income Dividend 20.79 Estimated Metal Income 0.71 Interest (97.641 Total 0.71 Change in Accrue, Income 115.561 Net Income 192.41) 1498.271 Realized, Currency Gainfless 12 84) 32,038 91 Change in Unrealized Currency Gair/Loss 6.64' 33 5.033 74 Closing Balance as of November 30, 2017 296,755.00 296,755.00 Note Market Values Induce Accrued Income 3 101 II III II III IIIIIIIIHIIIIIIIIIIIIIIIIIIII CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002435 EFTA_000 15909 ID:01c. ye EFTA00166661 Deutsche Bank Regional Diversification As 01 \ovorsiber 90. 20'7 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocetion by Region Cash ano Cash Equivalents in USD Fixed Income in USD Equily in USD Alternative Investments in USD Merket Velo., in USD' % of Cateenfl. I.swpe 296.682 70 0.00 0.00 0.00 296.582 70 99 98% Jnnesz1SlatosJCareca 72 30 000 0.00 0.00 72 30 002% Total 298.755.00 0.00 0.00 0.00 298.755.00 100.00% • Irekees loreer 1 scharge Corsuacts CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002436 EFTA_00015910 EFTA00166662 Deutsche Bank Currency Diversification As or ovember 30. 20' 7 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Currency Cash and Cash Equivalents in USD Fixed Income in USD Equity in USD Alternative investments in USD Foreign Exchange in USD Market Value in USD % of Category JS Dollar 1USD) 72 30 000 00D 000 000 72.30 002% hao IEUIll 296,682 70 000 000 000 000 296,682 70 99.98% Total 298.765.00 0.00 0.00 0.00 0.00 290.755.00 100.00% Exchange Rates USD I = USD 1.00000 USD 1 4 USD 1.00000 USD 1 = EUR 0.83949 EUR I = USD 1.19120 Mli II III II III II III II III II III II III II I II II I II CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002437 EFTA_00015911 EFTA00166663 Deutsche Bank Detailed Portfolio Information As of oyembef 30. 20'7 List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Quantity Security Description % of Local Unit Cost Price In USD Adjusted Cost Market Value Accrued Income Estimated Annual Yield to Security ID Moody'WS&P Rating Category Local Price Basis in USD in USD in USD Income in USD Maturity % Cash 249.062 04 EURO 99.98% I JR 000 JSO 1 '91 293,431 36 296,682 70 E JR 1000 Total Cash 99.98% 293,43138 296,682.70 Cash Management United States 72.27 DEUTSCHE GOVERNMENT CASH 0 02% JSO ' 000 1 000 7127 72.27 0.71 098% INSTITUTIONAL SHARES Total United States 0.02% 72.27 72.27 0.71 0.98% Total Cash Management 0.02% 72.27 72.27 0.71 Total Cash and Cash Equivalents 100.00% 293,503.63 296,754.97 0.71 10161 Ac sad 11, C0010 Total Cash and Cash Equivalents including Accrued Income 296155.00 Adjusted Cost Basis column reflects Tax Cost ler those clients who subscribe to our lax cost services; ler all ether clients, we report Average Cost For Cash Management vehicles and Moray Market Funds. Annual Yield is reported in the Yield to Maturity column. 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002438 EFTA_00015912 EFTA00166664 Deutsche Bank Transaction Summary \ °venter '. 20'7 to \ ovember 30. 20'7 Transaction Category Opening Balance es of November I, 2017 US Dollar (USD1 Amount Amount War to Date Cash Management 51.48 1801 Cash 264.981.76 37.104.54 Addition/Withdrawal Cash Dratossement (4.839.91) (1.826.397 64I Cash Receipt 0.00 2,049.456 71 Net Addition/Withdtawal (4,839.91) 22%068.07 Investment Income Modena 20.79 54.26 Interest (97.64) (562.56) Net Investment Income 176.85) (498.30) Realtzod IX Garr/Loss on Cash 12134/ 32.038 91 ./nrcalued FX Garr/Loss on Cash 6.6C 33 5.033 74 Closing Balance as of November 30. 2017 Cash Management 72 27 72 27 Cash 296.662 70 296.682 70 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Mli II III II III II III II III II III II III 11111 II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002439 EFFA_00015913 EFTA00166665 Deutsche Bank Transaction Summary - Foreign Currency `i.ovember 1. 2017 to November' 30. 2017 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Transaction Category Euro (CUR) US Dollar (USD) US Dollar (USD) Grand Total in Base CCY (USD) Opening Balance as of November 1. 2017- 253.255 40 294.981 70 5'48 295.033 2.4 AdditionrWithdrawal (4,1. 1 541 14,839 911 14,839 911 Investment Income (81 82) 197 64) 20 79 (76 E6) Investment Activity Capital Gains Distribution Currency Exchange Realized FX Gain/Loss on Cash (.841 a 841 Unrealized FX Gain/Loss on Cash 6.64' 33 6.641 33 Closing Balance as of November 30. 2017 249.062.04 298.682.70 72.27 298.754.97 • Op°Mfg and closing currency balances include sweeps 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002440 EFTA_00015914 EFTA00166666 Deutsche Bank Transaction Details November 1. 20'7 to November 30. 20'7 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Trado Dato Transaction Typo DatioriptIon Owenby Amount in Local CCV Cost in Local CCY Reaitiod Gain/Loss Settlement Date Security ID Amount in USD Cost in USD in USD Tramtactions for US Dollar (USD) '103120' 7 Dymond CASH DIVIDEND 20 79 • 1.03/2017 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES ''/03/20'7 Regular Sweep Purchase PURCHASE OF SECURITY 20.79 .20 79. • X73/2017 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES Transactions for Euro (EUR) II/07/20'7 Cast, Disbbraement DISBURSEMENT OF FUNDS 11.650 001 1'.65000) 132.151 FX 11107/20'7 FUNDS TRANS TO BNP PARIBAS SSB REF, SCMS171108323824 IBAN 5E58001408700179 IX RATE: 0.88331 11/24/20' 7 Interest NEGATIVE IDLE CASH INTEREST 181.821 (8' 821 1 24 FX 11/24/2017 (97 eh) FX RATE. 0.8380 1127/20/7 Cash Disbursement DISBURSEMENT OF FUNDS 12.461 S41 (2.461.54) 28.07 FX 11/27,2017 FUNDS TRANS TO CREDIT LYONNAIS SSB REF 12.928 121 RSCMS171124‘50739 IBAN: FR2330002004690000060289070 SORT CODE: 30002 RIB CODE 0009117CODE GLICHE100469 KEY CODE: 70 FX RATE 0.8407 MIN11111111011111111111111111HIN CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002441 EFTA_00015915 00100.1NO EFTA00166667 Deutsche Bank Disclaimer As of \tomato' 30, 20'7 Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas Etautsche Bane,. Account Statement Information: Ile: slaternart echo kw ...hoc ptassar I war au:erten retvreer the ar;:ourt rohmr arc Deutsche Bank. this statement is lot the OXCI SM. use of the account holder pursuant to such agreement ano may rot be relied upon by giro parties. Neither Deutsche Bank, nor its alt dotes or subsidiaries, assume responsibility to any person other than the named account holder for irlormation contained in this account statement Deutsche Bark, and its all Motet and Subsidiaries. make no represertalre, warranty or guarantee. express Or iinplsee, in COrnetirn with the inlOtMatiOn provided r this account Statement Please hale that this account statement may reflect moo:imams direetea solely by No account ',Meer are assets that are not hold at Deutsche Bank Valuation of asseu: the prices and valuations of assets presentee in Nis account statement may be bases upon the most anent available pncos wormed by the third patty pricing service used tar each asset at the tittle the statement was prole° Ilea prices or values of assets stated herein may not reflect tho actual proceeds that would be °blamer' upon the disposition of any such asset we Oo rot constitute Mora bid or offer to unwind any investment or transaction Prices shown should only be used as a general gem* to portfoliovalue the prices of certain securities may represent approximations based upon such securities' relationships to other securities. price (Nieto, from broker-Gealers °eating in same or similar securities or certain valuation forrnutas Please rote- S/E/S/C refers to 'Seale° Envelopes Said to Contain' Information for Nose assets and for securities and other assets Nat are ithouio or not publicly traded may have beer obtained from the account holder, agents of the account holder, or other sources that may or may not be reliable Alternative investments Much as hedge lends or innate equity fundsl may invest in Nobly illiquid securities that may be difficult to value. b a0eition, the valuations presentee in this report for alternative investments reflect the valuations that were available at the time of printing this repast and may be significantly °invent from tee most Current valuation. The method of valuation of alternative investments are the securities in which they invest is determined by go investment manager using data supplied by the meenying lung managers rd/or administrators of the alternative investments Before making any investment decisions with respect to your alternative investments, please corset l your Primary Officer to obtain the most armpit valuation of the alternative investment The prices or values of one or more assets may indicate 'N/A' "not available this does not necessarily mean that the assets are worth hero or that the assets are in default It does mean that Deutsche Bank is currently 'sable to establish a value for those assets for the purpose of this account statement. II any One or more assets have an indication of - NIA" as its value, then it may erect performance reporting ere unrealized gain loss information. In addition. such assets have rot beer included it the Market Value Information, Summanes, or the Asset Allocation information at the Darning of this statement Debt securities subgect to cal features of other reaemptan features may be reeeemed in whole Or in part bolero matenty Such occurrences may allect the welo represented Please note that yieN to maturity as represented in this statement reflects the lower of yield to maturity or weld no call The actual yield of an asses backed security may vary according to the rate at which No uncorlying receivables or other financial assets aro propam Information concerning remempudn features and the factors that affect yield will to lurnished upon valuer reouesi of the account holder. The pacing of hosted options takes into account the last closing price, as well as the anent bid and oiler prices. Please rote that although money market tunas seek to preserve the value of your investment at Si per share. it is possible to lose more./ by investing or them. Due to the sourcing conventsarsapplierf. summary subtotals and totals for some data columns are percentages may rot eoual the sum of the individual amounts employee Assets on this Statement described as "held elsewhere: these assets are not cvstoclie0 with Deutsche Bank but are 'held elsewhere at the feouest of the account holder. Informatior proweed on this statement in correction with such assets (including Vall.80011 was not provided Or verified by Deutsche Bark. Exchange Rates: I setorge rates are supplied by a third party provider unrelated to Deutsche Bark ano ere based on interbank exchange rates at the time of the dose Orris account statement Deutsche Bank does rot prepare, oat or endorse thi(3 party data Deutsche Bank is rot responsible for taco/rate, incomplete. or missing information with respect to such data. Investment results may be impacted by loreign currency fluctuations Adjusted Cost Basis, Gain/Boss), and Holding Period Information: Iho information mos/wee in this account statement with respect to estimated cost bans, mainee gamfloss, and holding ponods may not reflect all adjustmonts necessary for lax reporting purposes le NICIII0r, the dominance of taxable are tax exempt Esematoo Annual Income coos not reflect possible state, local, or foreign taxes that might apply Customers should verify all irlormatior in this account statement against then own records when calculating a reportable gain or loss resulting Isom a sale. receiriptior. or exchange of an asset Deutsche Bark is rot responsible for the accuracy of such irformatior taxpayers may be recuireo to report to fecoral. state, or other U S or non JS taxing authorities Deutsche Dank makes ro warranties with respect to, are specifically acclaims any liability arising osrlol a customer's use of. or any tax position taker in reliance upon, the information Container, in Nis account statement. Deutsche Bark does rot provide tax advice. Ibis statement should not be used lot tax repotting purposes '0 1,1: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002442 EFTA_00015916 EFTA00166668 Deutsche Bank Disclaimer As ol \ovember 3i), 20'7 Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD Deutsche Bank. as agent: Unless otherwise specified. Deutsche Bank actor; as agent in the transactions Oescribec in this account statement The timels1 of execution of these transactions will be furnished within a reasonable time upon written request Of the account holder. Deutsche Bank or its affilsates may profit r receive remuneration from other parties in COrreCtiOnwIth the transactions described in this account statement. Deutsche Bark will furnish the source ant amount of any such remuneration upon written request of the account holder Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: California Probate Coco Section 15060, et sec requires notification to the account holder of the following li) the reapient ol this account may petition the court pursuant to California Probate Coco Section 17700 to obtain a court review of Nis account aro of the acts of the trustee roponoc heron, and ill claims against the trustee for breach ol trust must be maim within 3 years ol the date the beneficiary receives an account m a report disclosing lads pow g rice to the claim 2. Florida Trusts: Ar action lot broach of trust based upon matters COC10500 in a trust accounting or written report of the trustee may be subject to a 6 month statute of limitations from the receipt of the trust accounting or other report If you have questions, please consult your allOrroY Common Trust Fund Accounts: If your account is a participant in a Deutsche Bank's Common Trust funds, a full copy of the most reran auctum annual report is available upon request without charge Non.US Account holders: With respect to your assets Clon04100 with Deutsche Dark, income and capital gains or distributions from your account may be Livable in yOur home lurisoiction Please consult your tax adviser for the appropnate tax treatment ol your transactions Confirmation of Tax and Compliance Responsibilities for Individuals: the Account holder confirms that it is his responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to him in any relevant jurisdictions that may arise in connectionwith assets, income or transactions in his accoungsland hs business relationship with the Bark. Confirmation of Tax and Compliance Responsibilities for Organizations: the Account holder conlirms that it is its responsibility to RIMI any tax obligations arc any other regulatory reporting duties applicable to it in any relevant jurisactions that may rinse in COnneCtiOn with assets, InCOMO or transactions in its accourgsl and as business relationship with the Clark I unktermote, the Account holder Confines that the necessary infemsetion Ito the best 01 its knowledge and capabilities) is made evadable ro less than annually to the relevant bonelocial owricrls). salamis). benelsaarylics), partrolls). etc to enable hinvherfthem to lulfill any respective tax obligations that may arise for him/her/them m connection with the ACOOunt hcaler's business relationship with the Bank. For Investment advisory account holders: II there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modify existing restrictions, please contact your Primary Officer. For Custody account holden: Activity in this/your custody account is entirely selfdirected sway from the Bank or directed by a third party advisor. Deutsche Bank has not solicited or offered any advice to you about the custody account activity reflected on this statement. FDIC: Unless notified to the contrary in a particular case, the securities and financial instruments presented herein aro not insured by the Federal Deposit Insurance Corporation ITDIC1, are not guaranteed by. nor aro obligations of, Deutsche Bank AG or any of its affiliates or subsidiaries and are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your amount, promise any specific level of performance or promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time Deposits(TIN) with Deutsche Bank AG: Additions or Withdrawals Deposks accutieral orpozots or partial withcrawals may be mace to this ID Any partial withdrawal will result in closure of the fl) Early Withdrawals Deutsche Bark imposes a penalty on any vathcrawal from a ID prior to its matunty. The amount of the penalty will be calculated or the date 01 the early withdrawal as follows A 'Penalty Rate will be calculated The 'Penalty Rate' is the calor-once between the internal Deutsche Bank interest rate for the remaining period or the gate of termination are the interest revs or your TO the total principal balance ol your TO on the date of termination will be nu-little° by the Penalty Rate and Nen diveleo by either 360 or 365, as specified by Old relationship manager The resulting number will be multiplied by the number of days remaining until the orlon& Matufity Date to arrive at the amount of the penalty. An example 01 an early withdrawal penalty applying No methodology above will be provided to you upon recuest N acionion, an estimate of No early witecrawal penalty pnor to termination with respect to your TO will bo provideo to you upon request. III I) III II III II III II III II MINH CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SONY-0002443 00C911965 EFTA_000 159 17 EFTA00166669 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of November 30. 20'7 Account Number: Base Currency: USD Sublett to /wilier verilicatior acceptable to Deutsche Bank in its vole discretion. no penalty will be charge° ler early withorawal upon the coat" or loss of legal competency of any ircrectial who is the account holder ol the TO Lady Withdrawal poralties will reduce the amount of irterest ranee on the ID. SeccmcferyAftritat: Currently, no secondary market exists for this TO arc ro assurance is provided that ore will develop in the future frifittalt Interest will begin to accrue or the day of deposit Interest will be created to your account on the Matunty Date ol the ID for IDs with a maturity of 12 months or kiss For IDs with a maturity greater than 12 months interest will be paid annually arc will not be edam to pnrcipel Interest will be calculated based upon either if- 1 a 380 say year or Oa 385 day year, in each case ler the rumbas of days elapsed from the cay of cepont to the maturity and as specific.° by your relationship manager No interest will accrue or the ID alter the Maturity Oat* If No TD is dosed prior to the Maturity Date, thief est will only be amuse to your account to the extort that it exceeds the early withdrawal peralty. Interest will rot be cempourceo. fhe interest rate will rot charge curing the period of the 10. Important information about negative interest rater. Please be advised that Since January 1, 2015, we have acipstec the effective return or various currencies to a regaDW) rate Rates are subject to charge in resporse to market charges, and we may. in the future and based Ce our normal 'Merest rate setting arrangements, begin to charge regain° interest rates on additional lamer currency balances II you have any concerns or ouestiors, please cor'tact your (twit represertauve Maturetr The ID will rot automatically rollover upon maturity FDIC Insurance: Pease rote that your TO is not insured by the FDIC. Trademarks and Copyright: 'body's Investor Service. Inc aro Standard & Poor's Corporation. Stanoard & Poor's ("S&P-I is a division of The McCraw-Hill Companies. 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Inc C'M000v's'l arc/or S&P reflected in this statement represent nAosoi/s are/or S&P opinions as to the Polity of the securities they rate Ratings aro relative arc sublective dr° aro rot absolute standards ol quality Creed auality of securities does not remove market nsk Adria/oral information with respect to the socunties that are reflectec es "Not Rated" or "Rating Not Available" Pi the Credit Rating section of this statement is available won written roduest of the account holder NI tracemarks anc service marks or this statement belong to Deutsche Bark AG or as affiliates or subsidiaries, except third-party trademarks or Service marks, which aro the property of their respearve owners. The Global Industry Classification Steeper: ('GICS") was developed and is the exclusive property aid a service mark ol Morgan Stanley Capital Inter/national Inc CMSCI-I and S&P. 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If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. 12 te 740dit00136 00.1.10•01 12.1070, END CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002444 EFTA_00015918 EFTA00166670