EFTA00166671.pdf

Deutsche Bank Contacts As of ()vomiter 30. 20'8 PRIMARY OFFICER STEWART OLDFIELD CUSTODY OFFICER ARTHUR TENDLER 80 Wall &root \ow York. \Y '0005 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD manifest line I..1 111"~'I'i'IIill IIIIIIIIJI'l,Irll III. ill 1III'Il l' 111111'11 I' MIN1111111101111111IIIIIIIMMIIN CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002445 EFTA_00015919 0(0109 1,7 EFTA00166671 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002446 EFTA_000 15920 EFTA00166672 Deutsche Bank Portfolio Summary As of \cumber 30. 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Asset Class Adjusted Cost Basis in USD Market Value In USD % of Category Market Value Reconciliation in USD Opening Balance as of November I. 2018 Current Period 158.430.78 Year to Date 173,806.11 Cash and Cash Equivalents '22.254 00 118,071/0 100.00% Total 122.254.00 118,071.70 100.00% Addition/Withdrawal Cash Disbursemprt 140.256 561 Net Addition/Withdrawal 140,256.56/ 141.368.83) Current Period Income Dividend 0.23 Estimated Arrual Income 250 Interest 184.481 Total 2.50 Charge in Accrue, Income 0.02 Net Income 184.231 1823.021 Realized Currency Gamfloss (1.411.71) 16,252 851 Charge in Unrealized Currency Gaon/Loss 1,393,44 17.289.71) Closing Balance as of November 30, 2018 118,071.70 118,071.70 Solo Market Values Ircluce Accrual Income 3 101II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002447 EFTA_000 15921 01.i.101.2; EFTA00166673 Deutsche Bank Regional Diversification As ovombor 30. 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Region Cash and Cash Fixed Income Equity Alternative Markel Value % cd Equivalents in USD in USD in USD Investments in USD in USD. Category I lap° 117,953 72 0.00 000 000 ".7.90372 99.90% Jnnod Stator/Canoga 117.98 000 000 000 — 7 98 010% Total 110,071.70 0.00 0.00 0.00 118.071.70 100.00% • Exciudes Foreign (=barge Contracts CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002446 EFTA_000 15922 EFTA00166674 Deutsche Bank Currency Diversification As of \ *wonting 90. 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Currency Cash and Cash Equivalents in USD Fixed Income in USD Equity in USO Alternative Investments in USO Foreign Exchange in USD Market Yalu* in USD % of Category JS Dollar (USD) I '7 48 0.00 000 000 000 117.98 0.10% Etre IELIFII 117,963 72 0.00 000 000 000 117,963 72 9990% Total 118.071.70 0.00 0.00 0.00 0.00 118.071.70 100.00% Exchange Rates USD 1 - USD 1.00000 USD 1 = EUR 0.88388 USD 1 - USD 1.00000 EUR I = USD 1.13140 Mli II III II III II III II III II III II III II I II II I II CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002449 EFTA_000 15923 EFTA00166675 Deutsche Bank Detailed Portfolio Information As of November 30. 20'8 List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Quantity Security Ommiption % of Local Unit Cost Price in USD Adjusted Cost Market Value Accrued Income Estimated Annual Yield to Security ID Moody's/S&P Rating Category Local Price Basis in USD in USD in USD Income in USD Maturity % Cash 104,254.88 EURO 9990% I JR ' 000 USD 1.131 122.136 27 "7.953 72 EUR 1.000 Total Cash 99.90% 122,13%27 117,963.72 Cash Management United States 117.73 DEUTSCHE GOVERNMENT CASH 0.10% USD 1.000 ' 00) 1'7 73 117.73 2 50 2 ' 2% INSTITUTIONAL SHARES Total United States 0.10% 117.73 117.73 2.60 2.12% Total Cash Management 0.10% 117.73 117.73 2.60 Total Cash and Cash Equivalents total Ac 11, C0.110 100.00% 122.25400 118,071.45 2.50 Total Cash and Cash Equivalents including Accrued Income 118.071 70 Adjusted Cost Basis column relleas Tex Cast ler thosechents who subscribe to our lax cost services: ter all other clients, we report Average Cost For Cash Management vehicles and Moray Markel Funds. Annual `field is reported in lhe `field to Malunly column. 6 [1) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002450 EFTA_000 15924 EFTA00166676 Deutsche Bank Transaction Summary November '. 2018 to November 30. 20'8 Transaction Category Opening Balance as ol November 1. 2018 US Dollar (USD) Amount Amount War to Date Cash Maragenwri 11.60 72 30 Cash 193213 03 173.733 76 Addition/Withdrawal Cash Dishasomort (40.256 561 (491.368 83) Cash Remo 0.00 450,000 OD Net Addition/Withdrawal (40.2513.58) 441.388.83) Investment Income Dividend 0.23 45.43 Interest 184 481 (868.65) Net Investment Income (84.25) (823.22) Realized IX Garr/loss or Cash 11,411.71) 16.252 85/ .1nrcolized FX Gair/Loss cw Cash 1.393.44 (7.209 711 Closing Balance as of November 30. 2018 Cash Maragement 117.73 117.73 Cash 117,963.72 117,963.72 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Mli II III II III II III II III II III II III 11111 II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002451 EFTA_000 15925 EFTA00166677 Deutsche Bank Transaction Summary - Foreign Currency November 1. 2018 to November 30.2018 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Euro (EUR) US Dollar (USD) US Dollar (USD) Grand Total if I Base CCY (USD) Transaction Category Opening Balance as of November 1.2018• 139.894 52 158.313 03 V7.50 '58.43053 AdditioryWithdrawal 05.56527/ (40.256.56) (40256.56) Investment Income (74.59) (84-48) 0 23 (84 25) Investment Activity Capital Gains Distribution Currency Exchange Realized FX Gain/Loss on Cash (1.411.71) Unrealized FX Gain/Loss on Cash 1.393 44 1.393 <4 Closing Balance as of November 30. 2018 104.254.68 117,953.72 117.73 118.071.45 • Opening and closing currency balances include sweeps a CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002452 EFTA_000 15926 EFTA00166678 Deutsche Bank Transaction Details November 1. 20'8 to November 30. 2018 Trade Date Transaction Typo Description Settlement Date Security ID Transactions for US Dollar (USD) 11/02/208 Dividend CASH DIVIDEND 11/02/20'8 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Ouantity Amount in Local CCV Cost in Local CCY Realized Gainkoss Amount in USD 0.23 11/02/2018 ReptAar Sweep Purchase PJRCHASE Of SECURITY 0.23 10 23) 11/02/2018 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES Transactions toe Euro (EUR) 11/01/2018 Cash Disbursement 1101/2018 DISBURSEMENT OF FUNDS FUNDS TRANS TO BNP PARIBAS SSB RE FiSCMS181031823682 IRAN 8(58001406700179 REF. iNV 1830 OCTOBER 2018 FX RATE 0.8767 11/14/2018 Cash Disbursement DISBURSEMENT OF FUNDS 11/14/2018 FUNDS TRANS TO CIC BANCYJE TRANSATLANTIQUE 558 REFPSCMS181113918328 IBAN. FR7630668199040001207230197 REF. 2018 WEALTH TAX RETURN JEFFREY EPSTEIN FX RATE. 0.8839 11/28/2018 Cash Disbursement DISBURSEMENT OF FUNDS 11/26/2018 FUNDS TRANS TO CREDIT LYONNAIS SSB RECISCMS181I2398525B IBAN: FR23300020048900000802(19070 SORT CODE' 30002 RIB CODE 00091 17COOE GUCIIEI 00489 KEY CODE. 70 FX RATE 0.8830 Cost in USD in USD 11.800 001 11.80000) (5558) FX 12.053 171 a9.4seoo (29.456001 (33,325 051 (1.193 20) Fx 12.509 27) 12.609 271 197.841 FX (2.841 821 11/215'2018 Interest NEGATIVE IDLE CASH INTEREST O.1 59. 174,591 11/26/2018 (84.481 Ix RATE: 0.8830 11111111111111111111111111111111111111111111 000109 5; a%) Ix CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002453 EFTA_000 15927 EFTA00166679 Deutsche Bank Transaction Details November 1. 2018 to November 30. 2018 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Trade Date Transaction Typo Description Ouantity Amount in Local CCY Cost in Local CCY Realized Gain/Loss Settlement Date Security ID Amount in USO Cost in USD in USO Transactions for Euro (EUR) /30,20'8 Cann Disbursement DISBURSEMENT OF FUNDS 11.800 00) 4' .800 00) 02.21) Tx FUNDS TRANS TO BNP PARIBAS SSB 42.036 52) REENSCMS181129023449 IBAN OEM0014003700179 REF INV 1833 NOVEMBER 2018 Ex RATE: 0.8839 '0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002454 EFTA_000 15928 EFTA00166680 Deutsche Bank Disclaimer As of \Member 30. 20'S Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas PO•utsche Account Statement Information: I his statement is burg furnished pursuant to ar agreement between the accourl holder arc Deutsche Bank I his statement is lot the 4,XCIL5ree use of the accourl holder pursuant to such agreement and may rot be mime upon by third parties. Neither Deutsche Bank, nor its affiliates or subsidiaries, assume responsibility to any person other than the named account holdg for inlormation contained ro this account statement Deutsche Bark, and its affiliates and subsidiaries, make no representation. warranty Or guarantee, express Or imploe0, in connection with the information provided in this account Statement Please Nate that this account statement may reflect investments directoa solely by the account holcer and assets that are not hold at Deutsche Bank Valuation of assets: the pncos and valuations 01 assets presented or this account statement may be based upon the most anent available pnces provided by the third party pricing service used 10r each asset at the Woe this statement was parte° lho paces Or values of assets state° herein may not reflect tho actual proceoos that would bo °blame° upon the disposition of any such asset and Co rot constitute either a bid or offer to unwind any investment or transaction Prices shown should only be used as a general quo* to portfolio value the prices of certain securities may represent approximations based upon such securities' relationships to other securities. price cuotos from broker dealers dealing in same or similar securities or certain valuation formutas Please note- S/E/S/C refers to 'Sealed Envelopes Said to Contain' Information for these assets and for securities and other assets that are dliouio or not publicly traded may have beer obtained from the account holder. agents of the account holder. or other sources that may or may not be reliable Alternative investments (such as hedge tunas or private equity funOril may invest in highly illcurC securities that may be difficult to value. b Women, the valuations presented in this report for alternative investments reflect tho valuations Nat wale available at the time offprinting this report and may be smarificartly dillerent from the most current valuatkon the method ol valuation 01 alternative investments and the securities in whoa they invest is determined by the investment manager using data supplied by the urcerlyorg lune managers areffoc administrators of the alternative investments Before making any investment decisions with respect to your alternative investments, please consult your Primary Officer to obtain the most anent valuation of the alternative investment the prices or values of one or more assets may indicate 'NIA' "not available'This does not necessarily mean that the assets are wroth zero or that the assets are in dolault It does mean that Deutsche Bank is currently unable to establish a value for those assets for the purpose of Nis account Statement any One or mere assets have an ;meaner of "NM" as its value, then it may affect performance reporting aro unrealized gain/loss information. In addition. such assets have rot beer included in the Market Value Information. Summanes, or the Asset Allocation srlorrnation at the horning of this statement Debt securities sublect to cal features Os Other redemption features may be receemed in whole Or in part before maturity Such occurrences may alloct the web represented Please note that yietc to maturity as represented in this statement reflects the lower of yield to maturity or yielcolo call The actual yield of an asset backed security may vary exceeding to the rate at which the unoorlying receivables or other fronoal assets aro prepaid Information concerning redemption features and the factors that affect yield veil be furnished upon written moues, of the account holder. The racing of 'oleo options takes into account the last closing price, as well as the anent bid and offer prices. Please rote that although money market tunas seek to preserve the value of your investment at St pee share. it is possible to Me money by investing in tnem Due to the sourcing conventsonsapplieo. summary subtotals aro totals for some data columns aro percentages may rot eoual the sum of the incinnoual amounts cop:item° Assets on this Statement described es "held elsewhere: These assets are not cvstodieo with Deutsche Bank but are "held elsewhere at the recuest of the account holder. Information provioed on this statement in connection with such assets (nduding valualiOrl was not provided Or verified by Deutsche Berk. Exchange Rates: [genera° rates are supplied by a thorn party provider unrelated to Deutsche Bark are are based on interbank exchange rates al the time of the dose of this account statement Deutsche Bank does rot prepare. oddt or encase thira party data Doutscte Bank is rot responsible for inaccurate, incomplete. or missing information with respect to such data. Investment results may be impacted by loreign currency fluctuations Adjusted Cost Basis, Gain/Woos). and Holding Period Information: The information peovicoc or this account statement with respect to estimated cost basis, mantes gamfless, and hating periods may not reflect all adjustments necessary for lax reporting purposes I- adaitoor, tho designation of taxable arc tax exempt Estimatoo Arrual Income coos not reflect possible stale. local, or foreign taxes that might apply Customers should verify all information in this account statement against their own records when calculatirg a reportable gain or loss resulting from a sale. redemption. or exchange of an asset Deutsche Bark is rot responsible for the accuracy of such information taxpayers may be comae° to report to fecoral. slate, or other U S or non J S taxing authorities Deutsche Dank makes ro warranties with respect to. arc spoolcally disclaims any liability arising oulot a customer's use of. or any tax position taken in reliance upon, the information Contained in this account statement. Deutsche Bank dews rot preside tax advice. This statement should net be used for tax repeating purposes 10111111111111111111111111111111111111001 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002455 EFTA_000 15929 OdalC9e1/ EFTA00166681 Deutsche Bank Disclaimer As 01 November 30. 20'8 Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD Deutsche Bank. as agent: Unless otherwise specified. Deutsche Bank acted as agent in the transactions described in this account statement The limelst of execution of these transactions will be furnished within a reasonable time upon written recuest Of the account holder. 0et.ISCIN0 Bank or its all litotes may profit or receive remuneration from other parties in COrreOliOn will' the transactions described in this account statement. Deutsche Bark will furnish the source aro amount of my such remuneration upon written request of the account hotter Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: California Probate Coco Section 15060. et sr requires notification to to account blow of the following a) the seaport of this account may petition the court pursuant to California Probate C000 Section 17200 to obtain a court review of this account are of the acts ol the trustee roponoc herein, ano lid claims against the trustee for breach ol trust must be mace within 3 years ol the date the beneficiary receives an account or a report disclosing tarts eavirg rise to the claim 2. Florida Trusts: Ar action for breach of trust bases upon matters osclosoo in a trust accounting or written report of the trustee may be subject to a 6 month statute of limitations from the receipt el No trust accounting or other report II you have questions, please consult your allorrey. 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For Custody account holders: Activity in this/your custody account is entirely self-directed away from the Bank or directed by a third party advisor. Deutsche Bank has not solicited or offered any advice to you about the custody account activity reflected on this statement. FDIC: Unless notified to the contrary in a particular case, the securities and financial instruments presented herein aro not insured by the Federal Deposit Insurance Corporation prole'', are not guaranteed by. nor are obligations of. Deutsche Bank AG or any of its affiliates or subsidiaries and are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your account, promise any specific level of performance or promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time Deposits(TDs) with Deutsche Bank AG: Additions or Withdrawals Deposits \o eerier-8 orprouts or pornol withorawal: may be mace to this ID Any partial withdrawal will result in closure of the ID Early Withdrawals Deutsche Bark imposes a penalty on any wohotawal front a ID prior to its matunty. The amount of the penalty will be calculated on the °ate 01 the early withdrawal as follows A 'Penalty Rate' will bo calculated The 'Penalty Rate' is the °Before between the internal Deutsche Bank interest rate for the remaining penod on the pate of tonninauon are the interest rate or your TO The total principal balance of your TO on the date of termination will be motioned by the Penalty Rate and then divided by either 360 or 365, as specified by yOUr relationship manager. The resulting number will be multiplied by the number of days remaining until the reseal Natoity Date to arrive at the amount of the penally. An example of an early withdrawal penally applying the methodology above will be provided to you upon reduest N sedition. ar estimate of the early witherawal penalty prior to mirror. , with respect to your TO will bo provide.] to YOU upon request. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002456 EFFA_000 15930 EFTA00166682 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of November 30. 20'8 Account Number Base Currency: USD Subpot lo ~tier verification acceptable to Deutsche Bank ir its sae discretion. no peraby will be charged for early witharawal upon the imalln or loss of legal competency of any ircivoual who is the account holder of the 10 lady Withdrawal per-altos will reduce the amourt of interest ~nee on the ID. Secoalary_tierket Currently, no secondary market exists for this TO arc ro assurance is provided that ore will develop in the future ~St Interest will begin to accrue or the day of deposit Interest will be credited to your account or the Matunty Date of the ID for IDs with a maturity of t3 months or kiss For IDs with a maturity greater than 12 months interest well be paid annually arc will rol be added le pored:al Interest will be calculated based upon either ill a 380 cay year or Oa 385 cay year. in each case tar the number of oays elapsec from the cay of ceposat to the mab.rity and as spocifieo by your relationship matador NO interest will accrue or the ID after the Maturity Date If No TD is dosed prior to the Maturity Date. priciest will only be voodoo to your accourt 10 the extent that it exceeas the early withdrawal penalty. Interest will rot be campourceo. fhe interest rate will rot change curing the period of the M. Important information about negative interest rates Please be advised that since January 1, 20'5. we have adiustec the effective return or various currencies to a regative rate Rates are subject to charge in resporse to market charges, end we may. in the future and based or ow normal interest rake setting arrangements. begin to charge negative interest roles On additional lemur currercy balances II you have cry concerns or ouesuors, please cortact your abort represeetatne Maturely'. the ID will rot automatically roll-over upon maturity FDIC Insurance; Please rote that your TO is not insured by the FDIC. Trademarks and Copyright: 'hooey's Investor Service. Inc arc Standard & Poor's Corporation. 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If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. 13 pm„~ io iromsevi evarasre' IVCOM:Ve END 101II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002457 EFTA_00015931 00,109 /11 EFTA00166683 Deutsche Bank This Page Intentionally Left Blank CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002458 EFTA_000 15932 EFTA00166684