EFTA00166727.pdf

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As ot September 30. 20'8 Account Number: Base Currency: USD manifest line PRIMARY OFFICER STEWART OLDFIELD CUSTODY OFFICER ARTHUR TENDLER 60 Was Shoot \ ow York \Y '0005 10111111111111111111111111111111111111001 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002501 EFTA_000 15975 (X 0 Ile I .7 EFTA00166727 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002502 EFTA_000 15976 EFTA00166728 Deutsche Bank Portfolio Summary As of September 30. 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Mat Class Adjusted Cost Basis fn USD Market Value In USD % of Category Market Value Reconciliation in USD Current Period Year to Date Opening Balance as of September 1, 2018 119,978.13 173,806.11 Cash and Cash Equivalents 199192 35 193.400 41 '00 00% Total 195,192.35 193,400.41 100.00% Addition/VVithdrewal l'25,327 84) C t 200.000 00 Net AddittonNVithdrewal 74.872.18 29.559.19 Current Period Income Estimated Annual Income 1 69 DIWOOPO 0.04 Total 1.69 Interest 158 751 Change in Accrued Income 33 08 Net Income (26.13) 1679.91) Realize," Currency Cain/Loss 0.181 03) 14.352 761 Change in Unrealized Currency Gain/Loss (43 72) 14932 22) Closing Balance as of September 30, 2018 193,400.41 193.400.41 \ole Market Values Ircluce Accrued Income 3 101 II III II III IIIIIIIIHIIIIIIIIIIIIIIIIIIII CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002503 EFTA_000 15977 (X011,3 Jll EFTA00166729 Deutsche Bank Regional Diversification As ol September 30. 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Ahotellen by Region Cash and Cash Fixed Income Eguity Alternative Melket Value % ot Fttope Festivalente in USD '.93,282.9" in USD 0.00 in USD 0.00 Investments in USD 000 in Lust, 193.282 r Catagoty 99 9S% Jmod Stalos/Coneca '17 50 0 00 0.00 000 •1750 006% Total 193.400.41 0.00 0.00 0.00 193.400.01 100.00% • I tickees I oreigr I seharge Corinicts CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002504 EFTA_000 15978 EFTA00166730 Deutsche Bank Currency Diversification As of September 30, 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Currency Cash and Cash Fixed Income Equity Alternative Foreign Exchange Market Value % of Equivalents In USD in USD in USD Investments in USD In USD In USD Category US Dollar (USD) 117.50 0.00 000 000 000 117.50 006% Dab (EURI 193.282 91 0.00 000 000 000 193,282 91 9994% Total 193.400.41 0.00 0.00 0.00 0.00 193.400.41 100.00% Exchange Rates JSD - VS0 1 00000 JSD ' - UR 0.86165 USD 1 s USD 1.00000 EURI= USD 1.16056 11111111111111111111111111111111111111111111 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002505 EFTA_000 15979 EFTA00166731 Deutsche Bank Detailed Portfolio Information As olSoptenstssr 30. 20'8 List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Quantity Security Description % of Local Unit Cost Price in USD Adjusted Cost Market Value Accrued Income Estimated Annual Yield to Security ID Moody's/S419 Rating Category Local Price Basis in USD in USD in USD Income in USD Maturity % Cash '66.642.80 EURO 9994% I JR • 000 J50 1 '6' 195.'0797 '93,282.91 EJR 7 000 Total Cash 99.94% 195,107.97 193,282.91 Cash Management United States 84.38 DEUTSCHE GOVERNMENT CASH 0.06% JSO ' 000 84 38 84. 38 33'2 ' 59 INSTITUTIONAL SHARES Total United States 0.08% 84.38 84.38 33.12 1.69 1.88% Total Cash Management 0.06% 84.38 84.38 33.12 1.59 Total Cash and Cash Equivalents 100.00% 195,192.35 193,367.29 33.12 1.59 lotnl Accrued Irconse 33'2 Total Cash and Cash Equivalents including Accrued Income 193,400.41 Adjusted Cost Basis datum n reflects Tax Cost ler those clients who subscribe to our lax cost services; lor all other clients, we report Average Cost For Cash Management vehicles and Moray Markel Funds, Annual Yield is reported in the Yield to Maturity column. 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002506 EFTA_000 15980 EFTA00166732 Deutsche Bank 7 Transaction Summary September 1, 2018 to September 30. 2018 Transaction Category Opening Balance as ol September 1, 2018 US Dollar (USD1 Amount Amount Year to Date Cash Maragenwrl 84 34 72.30 Cash 1'9.893.75 173.733 76 Addition/Withdrawal Cash DisMasemert (125.327 841 1420.440 811 Cash Receipt 200,000 00 450,000 00 Net Addition/Withdrawal 74,672.16 29,559.19 Investment Income Cimaenc 0.04 12.08 Interest 158 75) 1725.061 Net Investment Income (58.211 (712.981 Realized D( Gatr/Loss on Cash (1.181.031 (4.352.701 ../nrcahrect FX Gair/Loss cc Cash 14332) 14.932.22) Closing Balance es of September 30. 2018 Cash Management 84.38 84.38 Cash 193,292.91 193,282.91 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD 101II III II III II III II III II III II III II III II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002507 EFTA_00015981 (0.14/II EFTA00166733 Deutsche Bank Transaction Summary - Foreign Currency September 20'8 to September 30. 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Transaction Category Euro (EUR) US Dollar (USG) US Dollar (USD) Grand Total In Base CCY (USD) Opening Balance as of September 1. 2018• 101290.13 119,893 75 84.34 119.97809 AdditiorvINithdrawal 1107.944.91) 025127841 200.000 00 74.872.18 Investment Income (4951) 158 25) 004 (5821) Investment Activity Capital Gains Distribution Currency Exchange 171.241.09 200.000 00 (200.00000) Realized FX Gain/Loss on Cash (1.181 031 (1.181.03) Unrealized FX GainThoss on Cash (43.72) (43.72) Closing Balance as of September 30. 2018 168.542.80 193.282.91 84.38 183.307.29 • Opening and dosing currency balances incl1/440 sweeps 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002506 EFTA_000 15982 EFTA00166734 Deutsche Bank 9 Transaction Details September 1, 20'8 to September 30, 20'8 Trade Date Transaction Typo Description Settlement Date Security ID Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Ouantity Amount in Local CCY Cost in Local CCY Realized Gain/Loss Amount in USD Tranaactions for US Dollar (USD) 09/04/20'8 Dyidend CASH DIVIDEND 0.04 09/04/2018 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 09/04/20'8 Regular Sweep Purchase PURCHASE OF SECURITY 09/04/2018 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 0.04 10 04) 09/27/20'8 Guth Receipt RECEIPT OF FUNDS 200.000 00 200,000 00 09/27/20'8 09/27/20'8 Regttar Sweep Purchase PURCHASE OF SECURITY 200,000.00 1200,000 00) 09/27/20'8 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 09/27/20'8 Currency Exchange PURCHASE FOREIGN EXCHANGE SPOT (100.000 001 000.000.00) 09/28/20'8 EURO CURRENCY THROUGH: DEUTSCHE BANK - LONDON BUY: EUR 171,241.09 SELL: USD 200,000.00 PRICE: 1.18794 09/28/20"8 Regular Sweep Sale SALE OF SECURITY f200.000 200.030 00 09/28/2018 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES Transactions for Euro (EUR) 09/092018 Cash Disbursement DISBURSEMENT OF FUNDS ('.60000' 1'.800.00) 126 751 Ix 09/06/2018 FUNDS TRANS TO BNP PARIBAS SSE* 12.093 61) REFISCMS180904384983 IRAN BE58001400700179 REF: INV 1824 AUGUST 2018 FX RATE: 0.8598 09/06,20'8 Cast/ Disbursement DISBURSEMENT OF FUNDS 13.294 50. (3,294 50) /5' CAI lx 09/C9120'8 FUNDS TRANS TO SOCIETE GENERALE SSB (3,829 07) REFISCOASI130905402488 IBAN.FR76300030382400020014)1047 REF: FACTURE NO. FC7B89 CONTRACT NO 01012017 22 RUE FOCH PARIS EX RATE: 0.8604 Cost in USD in USD (III II III II III II III II III II III II III II I II II III CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002509 POMMY( EFTA_00015983 EFTA00166735 Deutsche Bank Transaction Details September '. 20'8 to September 30. 20'8 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Trade Date Transaction Typo Settlement Date Transactions for Euro (EUR) Description Security ID Ouantity Amount in Local CCY Cost in Local CCY Amount in USD Cost in USD Realized Gain/Loss in USD 09/18/20/8 Cash Disbursement DISBURSEMENT OF FUNDS 25.00) 125 001 (0 281 FX 09/18/2018 RETURN WIRE FEE 29.17) FX RATE. 0 8570 0912920113 Cash Disbursement DISBURSEMENT OF FUNDS 12.461 54) 12.461.54) (3 36) FX 09/25/2018 FUNDS TRANS TO CREDIT LYONNAIS SSB (2,896.151 RE IIISCMS180924536957 IBAN. FR2330002004690700060269070 SORT CODE: 30002 RIB CODE. 00091 17 CODE GUCHET: 00469 KEY CODE: 70 FX RATE: 0.8499 09/292018 Interest NEGATIVE IDLE CASH INTEREST (19.51) 149.51) (0.07) FX 09/25/2018 15825) IX RATE. 0.8499 09/26/2018 Cash Disbursement DISBURSEMENT OF FUNDS (121 87) 1121 87) (047) FX 09/26/2018 FUNDS TRANS TO SOCIETE GENERALE SSB 1143.08) REFOSCMS180925553550 WAN FR7630003038240002031471047 REF FACTURE NO. FC7602 CONTRACT NO 01012017 22 RUE [OCR PARIS IX RATE: 0.8517 09/27/2018 Currency Exchange PURCHASE FOREIGN EXCHANGE SPOT 171,241 09 171,241 09 09/2812018 EURO CURRENCY 200.030 00 THROUGH: DEUTSCHE BANK LONDON BUY: EUR 171,241.09 SELL: USD 200.000 00 PRICE: 1.16794 09/28/2018 Cash Disbursement DISBURSEMENT OF FUNDS (100.000 120) 1100,000.00) 0.09585) IX 09/28/2018 FUNDS TRANS TO CREDIT AGRICOLE CENTRE 1116.056 00) DAFFMRES SSB REFtSCMS180927581775 IRAN. FR7618206002804248381302136 REF. LSJE tIC FX RATE: 0.8617 0 CONFIDENTIAL— PURSUANT TO FED. R. CRIM. P. 6(e) i DB-SDNY-0002510 EFTA_000 15984 EFTA00166736 Deutsche Bank Transaction Details September 1.2018 to September 30. 2018 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Trade Dato Transaction Type Description Quantity Amount in Local CCV Cost in Local CCY Realized Gain/Loss Settlement Date Security ID Amount in USO Cost in USD in USO Transactions for Euro (EUR) 09/28/20/8 Cash Disbursement DISBURSEMENT OF FUNDS (242 00) (4200) 12.65) IX 09/28/2018 FUNDS TRANS TO BANQUE RONA AIFIF (280 86I LORRAINE CHAMPAGNE SS8 RE FOSCMS180927581778 MAN FR71147070002CG092177039944 RF. FACTURE NO 17-o9.10 MONSIEUR EPSTEIN INTERVENSION 25/07/2017 EX RATE: (teen 11111111111111111111111111011011111111111 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002511 EFTA_000 15985 EFTA00166737 Deutsche Bank Disclaimer As of September 30. 20'8 Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas Eteutsche Bane,. Account Statement Information: Inn sitirrot‘ri i, N•tro liar it.hoc pursuer I to Jr agierti•rt retwik.r try nc i our f rolcor ar.: Lit tt. (N. Bark I his stalemert is tor the exclu %We use of the account holder pursuant to such agreement and may rot be retied upon by Okra parties. NOIthOf Deutsche Bank, nor its affiliates or subsidiaries, assume responsibility to any person other than the named account holder for trlormation contained in this account statement Deutsche Bark, and its affiliates and subsidiaries. make n0 representation. warranty Or guarantee, express a mullet in Connection with the information provided re this account Statement. Please role that this account statement may reflect irvostmonts directed solely by the account holder we assets that aro not hold at Deutsche Bank Valuation of assets: the prices and valuations of assets presented or this account statement may be bases upon the most arrant available prices provided by the Dad party pricing service used for each asset at the time this statement was prirtec Rio prices or values of assets stated herein may not reflect tho actual proceoos that would be ebbed° upon the disposition of any such asset and eo rot constituteeither a bid or offer to unwind any investment or transaction Prices shown should only be used as a general quote to portfoliovalue the prices of certain securities may represent approximations based upon such securities' relationships to other securities, price cuotes from brokeecealers dealing in same or similar securities a certain valuation formutas Please rote SZE/S/C refers to 'Sealed Envelopes Said to Contain' Information for these assets and for securities and other assets that are libitum, or not publicly traded may have beer obtained from the account holder, agents of the account holder. or other sources that may or may not be reliable Alterrativ0 investments (such as hedge funds a private equity tuned may invest in highly dicta° securities that may be difficult to value. I addition, the valuations presented in this report for alternative investments reflect the valuations that were available at the time of printing this report and may be smarificartN different Isom the most current valuation. The method of valuator of alternative investments and the securities in which they invest is determined by Do investment manager using data supplied by the urcertying lune managers rd/or administrators of the alternative investments Before making any investment decisions with respect to your alternative investments, please consult your Primary Of hcer to obtain the most aorert valuation of the alternative investment Thor prices or values of one or more assets may indicate "N/A' "not available'This does not necessarily mean that the assets are worth zero or that the assets are in delault It does mean that Deutsche Bank is currently unable to establish a value for those assets for the purpose of this account statement. II any one or more assets have an indication of "N/A" as as value. Den it may affect performance reporting we unrealized gainnoss information. In addition. such assets have rot beer included it the Market Value Information, Summaries, or the Asset Allocation srlorreation at the beginning of this statement Debt securities suNect to cal features of other redemption features may be receemed in whole Or in part below maturity Such occurrences may allect the welo represented Please note that yield to maturity as represented in this statement reflects the lower of yield to maturity or weld so call The actual yield of an asses backed security may vary according to the rate at which the unoorlying receivables or other brancial assets are propels Information cacerring redemption features and the factors that affect yield car be furnished upon written reouest of the account holder The pricing of Nino options takes into account De last closing price as well as the anent lad and oiler prices. Please rote that although money market funds seek to preserve the value of your investment at St pen share, it is possible to low money by investing in them. Due to the rounding conventionsapplieci. summary subtotals and totals for some data columns are percentages may rot actual the sum of the individual amounts displayed Assets on this Statement described as "held elsewhere: These assets are not custodied with Deutsche Bank but are 'held elsewhere at the rimiest of the account holder. Information provioed on this statement in correction with such assets (including valuated was not provided or verdred by Deutsche Bark. Exchange Rates: Exchange rates are supplied by a third party provider unrelated to Deutsche Bark arc are base° on irterbank exchange rates al the time of the dose of this account statement Deutsche Bark does rot prepare. edit. or endorse third party data. Deutsche Bank is rot responsible for inaccurate, incomplete. Or missing information with respect to such data. Investment results may be impacted by foreign currency fluctuations Adjusted Cost Basis: Gain/Woes). and Holding Period Information: The information provicec in this account statement with respect to estimated cost basis, mai Lim QairrnOSS, and holding periods may not reflect all adjustments necessary for ax reporting purposes Ir oduitior, the designation of taxable arc tax exempt Estimatoo Annual Income coos not reflect possible state. local, or foreign taxes that might apply Customers should verify all irlormatior in this account statement against their own records veer calculating a reportable gain or loss resulting Rom a sale. recomphor. or exchange of an asset Deutsche Dark is not responsible for the accuracy of such information taxpayers may be recurred to (Open to federal. State, or other U S or non J taxing authorities Deutsche Bank makes no warranties with respect to. are spenbcally CisClaiMS any liability arising Out Of a Customer's use Of. or any tax position taker in reliance upon• the information Contained in this account statement. Deutsche Bark does rot provide tax advice. This statement should not be used for tax reporting purposes '2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002512 EFTA_000 15986 EFTA00166738 Deutsche Bank Disclaimer As or September 30. 20'6 Account Name: JEFFREY EPSTEIN Account Number Base Currency: USD Deutsche Bank. as agent: Unless otherwise specified. Deutsche Bank acted as agent in the transactions OeSeribe0 in this account Statement The timeISI Of execution of these transactions will be furnished within a reasonable time up en written fracas, Of the accent holder. Deutsche Bank or its allihates may profit Or receive remuneration from Other parties or Cern:alien with the transactions described in this account statement. Deutsche Bark win furnish the source art amount of any such remuneration upon written request of the account holder Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: California Probate Coto Sootier 15060. et see , requires !anti:anon to Po account holder of the following li) the recipient of this account may petition the court pursuant to California Probate Coco Section 17200 to obtain a court review of this account are of the acts of the trustee reponoc herein, are (Al claims against the trustee for breach of trust must be mace with., 3 years of the date the beneficiary receives an account or a report disclosing lads cpwr g rise to the claim 2. Florida Trusts: An action lot broach of trust base° upon matters CiSCIOS00 in a trust accounting or written report of the trustee may be subject toe 6 month statute of limitations from the receipt of the Mal accounting or other report If you have questions, please consult your attorney. Common Trust Fund Accounts: If your account is a participant in a Deutsche Bank's Common Trust lungs, a full copy of the most recent PrOrtraa annual report is available upon moues% without charge Non.US Account holders: With respect to your assets C14104100 with Deutsche Dark, income and capital gains or disInbutions Iron, your account may be taxable in your home jUrISOICPOP Please C011$01yOrrr tax *wiser for the appropnate tax treatment of your transactions Confirmation of Tax and Compliance Responsibilities for Individuals: The Account holder confirms that it is his responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to him in any relevant furisdiCtides that may arise in COrneCtiOnveth assets. income Or transactions in his accounust and his business relationship with the Bark. Confirmation of Tax and Compliance Responsibilities for Organizations: The Account hotcar conlirms that it is its responsibility to fulfill any tax obligations we any other regulatory reporting duties applicable to it in any relevant furisactiors that may arise in correction with assets, income or transactions in its accoungsl arm as business relationship with the Dark I unhermore, the Account holder confirms that the necessary inhumation Ito the best of its knowledge aro capabilities) is made available ro loss than annually to the relevant beneficial owned:). settkv(s). beneficiarylies), partrogsk etc to enable him/her/gem to fulfill any respective tax obligations that may arise for hingheighem in eOnneCianwith the ACCOunt holder's business relationship with the Bark. For Investment advisory account holders: II there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modify existing restriction*, please contact your Primary Officer. For Custody account holden: Activity in thistyour custody account is entirely selfdirected sway from the Bank or directed by a third party advisor. Deutsche Bank has not solicited or el fared any advice to you about the custody account activity reflected on this statement. FDIC: Unless notified to the contrary m a particular case. the securities and financial instruments presented herein are not insured by the Federal Deposit Insurance Corporation rFDICti, are not guaranteed by. nor aro obligations of, Deutsche Bank AG or any of its affiliates or subsidiaries and are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your account, promise any specific level of performance or promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time DepOsIts(T0s) with Deutsche Bank AG: Addkions ox Withdrawals Deposks No wager:II Deposits or partial withcrawals may be mace to this ID Any partial withdrawal will result in closure of the I'D Early Withdrawals Deutsche Bark imposes a penalty on any withcrawal from a ID prior to as matunty. The amount of the penalty will be calculated co the gate 01 to early withdrawal as follows A 'Penalty Rate will be calculated The 'Penalty Rate' is the ciffororce between the internal Deutsche Bank interest rate for the remaining penod on the Gate of termination are the interest rate or your TO The total principal balance of your f0 on the date of termination will be multipliers by the Penalty Rate and then dividers by either 360 or 365, as speedier, by yOra relationship marager. The resulting number will be multiplied by the number of Gays remaining until the °none Malady Date to arrive at the amount of the Penally. An example 01 ar early withdrawal penally applying the methodology above will be provided to you upon reouest N aceiGon. an estimate of the early withcrawal penalty pner to terminator with respect to your TO will bo providers to you upon request . 3 Mli II III II III II III II III II III II III 11111 II ail CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002513 OdelP3 Iii EFFA_000 15987 EFTA00166739 Deutsche Bank Disclaimer Account Name: JEFFREY EPSTEIN As of September 30, 20'8 Account Number Base Currency: USD Sublett lo miller verification' acceptable to Deutsche Bank mils sole discretion. no peraby will be ohargeo for early withdrawal upon the coat" or loss of legal competency of any ircivicual who is the account holder of the 10 Lady Withdrawal pi/rabies will reduce the amount of if-iciest ~NM on the ID. Seconslary_Mark Currently. no seconetdary market exists for this to arc ro assurance is Previeee that ore will develop in the future frifittd,r: Interest will begin to accrue or the day of deposit. Interest will be credited to your account on the Maturity Date of the ID la IDs with a maturity of 12 months a kiss For 'Ds with a maturity greater than 12 months interest will be paid annually arc will rot be Wand to enrol:al Interest will be calculated based upon either p I a 360 cay year or Q) a 365 cay year, in each case lot the number of days elapsec from the cay of cepoot to the maturity and as specific° by your relationship manager No interest will accrue or the 7D after the Maturity Date If No TO is dosed prior to the Maturity Date. interest will only be ammo to your accourt to the extort that it exceeds the early withdrawal peralty. Interest will rot be compounded,. The interest rate will rot change curing the period of the 10. Important irlormation about negative interest rates Please be advisen that since January 1, 20'5, we have 0(fildled the effective tetom On various owrencies to a negative fate Rates are sublett to charge inn response 10 market charges, and we may. in the future we based cc Our normal interest rate settirg arrangements. begin 10 charge negative interest rates or additional loreigr currency balances II you have err concerns or duestiors, please contact your client eryxesertative Mandrky: lho ID will rot automatically rollover upon maturity FDIC insurance; Now rote that your TO is not insured by the FDIC. Trademarks and Copyright: 'Aooey's Investor Service, Inc ere Standard & Poor's Corporation. Staneard & Poor's ("S&PTI is a division of The McGraw-Hill Comparies, Inc Repro:tumor of arv information providee by S&P leery form is prolebite° except with S&P's written, permission S&P coos rot guarar tee the accuracy, adequacy, completeness or availability of any ir loiniabor and is rot responsible for any errors or omissions or for the results obtained from the use of such information In ro event shall S&P be bade lor err indirect. special or consequential damages ir correction with use of any S&P inlormanor the ratings of Moody's Investors Service. Inc I'Moody's'l arc/or S&P reflected in this statement represent M000y's are/er S&P opinions as to the duality of the senundes they rate Ratings are relative arc sublective arc are rot absolute standards 01 Qbalily Creed Quality ol securities does not remove market nsk ACclitKonal information with respect to the tOCuriliel, that are reflected as -Not Rated" Of -Rating Not Available" IP the Credo Rating section of this statement is available upon written re:boat of the account holder NI tracemarks ane service marks or Na statement belong to Deutsche Bark AG or es affiliates or subsiclianos, except third-party tracemarks or service marks, which are the property of Nee respocinie owners. The Global Industry Classification Starcant ("GICS") was developed and is the exclusive property are a service mark of Morgan Stanley Capital Interrational Inc MSCI'l and S&P No party involved in making et compiling the GICS or ar v GICS classifications makes any express or implied waniarbes. or representations with respect to such standard or classification for the results to bo obtainec by the use thereof/. are all such parties herby expressly disclaim all warranties or originality. accuracy. completeness. merchantability and fitness for a particular purpose with respect to any of such standard or classification. Withoutlimiting any of &eh:mewing, in ro event shall MSCI, S&P, any of thew affiliates or any third party involved in making or compiling the GICS or any GICS classifications have any liability for any direct, indirect, special, punitive, corsecuontial or any other carnage% (including lost profits) even if notified of the possibility of such damages. Please review your account statement. If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. 14 Occuwitl).7405/16117: Ce.1~16,01/2010 END CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002514 EFTA_000 15988 EFTA00166740