EFTA00166799.pdf

KYC Print Page 1 of 23 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case 0 : 01133624 One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Marx II New PWM Relabcaship O Boating PWM Relationship Relationship to MYRI: If existing, please indicate since when the relationship exists, provide reason for new prone and attach ad profile: CI Client Referral g RM Prospect O Intermediary/KM • Cater Source (CIS, etc.) How Was the Cheap) Introduced' How long has the PM personally known the (lent> please provide details (e.g. name of referral source, ow many years RM personally has known client. etc.): Jeffrey Epstein is a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had mutual friend/colleague who introduced them while Paul was at JPIlorgan. Over the course dl a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocession Cr unilar O Yes I 2 No compensation to a thud party for the introduction of this relationship/ (If Yes, describe/. List all Rettig and new accounts involved In this relationship Legal Entity Account(s) Account Name / Number Opening Date Ontended/actual) 1 RI Hyperion Ak Inc 10/16/2013 2 El Hyperion Air Inc — Money Market 10/16/2013 3 2 Hyperion Ak LLC 10/16/2013 4 2 Hyperion Ak LLC -- Money Market 10/16/2013 5 2 JEGE Inc 10/16/2013 6 ig JEGE Inc — Money Market 10/16/2013 7 2 JEGE LLC 10/16/2013 a a JEGE LLC -- Money Market 10/16/2013 9 a Plan D, LLC 10/16/2013 10 2 Plan D, LLC — Money Market 10/16/2013 Who is the primacy contact person cc the RM/ (Note: This person needs to have signatory rights and/or information right for the accounts.): Harry Beller contact Preferred method of fax no (indicate phone no., , e-mail address, etc ): Status : 6. Approved CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002573 EFTA_000 16047 EFTA00166799 KYC Print Page 2 of 23 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Hyperion Air Inc Acct Number (el avadtde) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account, custody services, lonoterm invesbnent, payment/expense account)' Checking account to hold the funds necessary for the costs associated wth owning/running one of Jeffrey Epstein's airplanes Indicate from where the asset are expected to arrive' • DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account dela/5): Eil Other Institution (Indicate name & location): 1PPlorgan. New York O Physical Deposits (specify cash, securities, cheques, ••.): What is the expected site and frequency of regular Inflows and outflows fa the account (indicate estimated number and volume per month)': Roughly 10 Inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening' 150000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 1100000 I Currency I USD Does/will the client have Asset Under Management (MN) within 08 under Eur. " 0 Yes 5 No Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 an be selected). • If none of the check boxes apply, describe the party's relation to the account In the "Other column. • Always describe the relationship between the parties in the last cilium. • Please drill down to the ultimate/underlying Beneficial Owner(s) .egal7escripbon Entity of Source of Wealth required 'account Parties related to this AccourOIC liskter Jwnellust Sealer of / Pounder ctOwner Foundation Ukimate Benelkialsr `Signatonlmitedignancial Full POA POA IMermearySharetiolderRepresentatoe (RH) Significant (>-25%) NonOIC entity (indicate 'meshes 1b) -egal Grantor/SettlorroundincaOthe Donor (please descnbe other roles and/or indicate relationship between parties) 1 El El HYPerbril AP, Inc 0 O O O O OU O O O 2 ElEd Jeffrey fa h mi Do Ed E DU 0 0 0 3 • • Many Belkr O O a O • O O • O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002574 EFTA_000 16048 EFTA00166800 KYC Print Page 3 of 23 2. Account Ownership Summary Account Name: Hyperion Air Inc — Money Market Aca Number Of avadatilei Account Manager: Paul Monty What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)' Money account to hold the funds necessary foe the costs associated web ownIng/n.mnIng one of Jeffrey Epsteln's airplanes indicate from where the assets are expected to arrive' O DB Group: Same Boolthg Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account cleats): El Other Institution (Indicate name & location): Ohloroan. New York I l l Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per month)': Roughly 1.3 mflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days alter opening' 1100000 'Currency 1 USD What is the expected volume or assets and currency for the account approx. one year after 1200000 opening' 'Currency I USO Does/will the client have Assets Under Management (AuM) within DB under Eur 3N1' OYes 5 No Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check the appropnate box to describe the relabonship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column. • Always describe the relationship between the parties i the last olumn. • Please drill down to the ultimate/underlying Beneficial Owner(s) _coal Entity Description of Source of Wealth cowed . Parties related to this account (count Holder PlC awneatust Settler of / Founder &Owner Foundation Ultimate Rene& obi Signaler) Fun ?OA limitedFinarxial ROA ntermedla FIM) ' nificant ateholderRepresentative >,,s%) on-PIC stay indicate mership • ) -egal GrantoriSettiorfoundingeOther Donor O (please descnbe other roles and/of indicate relabonship between parties) 1 D 9 km" Epstein O OO 2 0 L, O O O 2 g g HYPerion Inc n, 1 0-0 O O O O O • O O O 3 O • HanY Beller D O n a a D MI i i D O Imps CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002575 EFTA_000 16049 EFTA00166801 KYC Print Page 4 of 23 2. Account Ownership Summary Account Name: Hypenon Air LLC Acct. Number ellavadatk): Account Manager: Paul Moms What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated wth ovnang/ninnIng one of Jeffrey Epsteln's airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account details): 10 Other Institution (Indicate name & location): Pflorgan. New York O Physical Deposits (specify cash, securities, cheques....): What is the expected site and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)'+: Roughly 10 inflows and outflows per myth ranging from $1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening' I %000 ICurrency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 1100000 I Currency I USD Does/will the client have Assets Under Management (AM) within DB under Eur. 3/4? • Yes 2 No Please list all parties related to the account. For each party: • Check If a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column. • Always describe the relationship between the parties I the last olumn. • Please drill down to the ultimate/underlying Beneficial Owner(s) _coal Entity Description of Source of wealth cowed . Parties related to this account (count molder PlC awnearust Settler of / Founder orOwner Foundation Ultimate Rene& iator Signaton Fun ?OA LmitedFmarxial ROA IntermedLe (Fill) Significant areholderRepresentative >,•2944) on-PIC entay Indicate mership %) .egad GrantoriSettiorfounchntrOther Donor O (please descnbe other roles and/or indicate relationship between parties) I 9 9 ttiPellW1 nt, LLC 9 D O O O O O O O 2 O 9 Jeffrey Epstein y." " O O 12) 0 O O O O O 3 I II H Beller O O O le N O O I I D O Imps CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 'on?lid=01N30000000D9Di&e... 7/30/2019 DB-SDNY-0002576 EFTA_000 16050 EFTA00166802 KYC Print Page 5 of 23 2. Account Ownership Summary Account Name: Hyperion Air LLC — Money Market Acct. Number Of evadable): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term invesbnent, payment/expense account)' Money account to hold the funds necessary for the costs associated wth owning/running one of Jeffrey Epstein's airplanes indicate from where the assets are expected to arrive' O DB Group: Same Boolthg Center (indicate account number): O DB Group: Other Booking Center (indicate DB Location and account cletais): El Other Institution (Indicate name & location): 1Pflorgan. New York • Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)': Roughly 1-3 inflows and outflows per month ranging from ;1000 to $10,000 What Is the expected volume of assets and currency (or the account approx. 90 days after opening' 1 100000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after Welling' 1200000 I Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Eur 3M' O yes Kr] No Please list all parties related to the account. For each party: • Check If a source of wealth description is required for the party. • Check the appropnate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column. • Always describe the relationship between the parties I the last olumn. • Nene drill down to the ultimate/underlying Beneficial Owner(s) _coal Entity Description of Source of wealth cowed .. Parties related to this account (count Holder PlC Ovine Settler of (rust/ Founder orOwner Foundation Ultimate Benefkialor Signation Fun ?OA UmitedFmandal POA intern edlarysharefloldervepresentative (Fill) (Significant (>•.2944) Non-PIC entity (indicate ownership le) -egal GrantoriSettiorfoundocrOther Donor O (please describe other roles and/or indicate relationship between parted) 1 9 9 "Ind Air, LLC 0 El O O O OO O O 2 O O Harry Bel O ❑O O O 0 O O O O O 3 I 5 Jeffrey E pstein r, i—I O O 2 N O O i i D O Imps CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 'on?lid=01N30000000D9Di&e... 7/30/2019 DB-SDNY-0002577 EFTA_00016051 EFTA00166803 KYC Print Page 6 of 23 2. Account Owners ip Summary Account Name: NW Inc Acct. Number (If evadable). Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account custody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated with overlie/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB Location and account details): RI Other Institution (Indicate name & location): Wflorgan. New York O Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and outflows for the account (indicak estimated number and volume per month)/ Roughly 10 inflows and outflows per myth ranging from 91000 to 910000 What is the expected volume of assets and currency for the account anima 90 days after openings 150000 ICurrency I USD What is the expected volume of assets and currency for the account approx. one year after opening' 1100000 ICurrency I USD Does/will the client have Assets Under Management (Aunt) within DB under Eur. / II Yes R)No Please list all parties related to the account. For each party: • Check W a source of wealth description Is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other' column. • Always describe the relationship between he part es n the last column. • Please drill down to the uflimatehanderlytng Beneficial Owner(s . ..egal Entity Description of Source of wealth equired Parties related to this account AccountOK *rider Ownertrust Settior of / :launder of Poundals,' Jltimate Beneficial Owner Snsnatory_imtedrnancral dr Full POA ?OA Intermerlary ,FIM) Significant Shareholder .. - .25*) Jon-PIC entity 'indicate vnership N) legal Representative GrantonSettfor Founderg Donor (padres) Other (please dtscnbe other roles analo indicate relabonshi between 1 D (2) SEGE Die • ei a o O O o O O L z • El ksteffrey Epstein n 1---, . O El El O O O O • • O rry BHealler O • n O 2 • O E O El Imps CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002578 EFTA_000 16052 EFTA00166804 KYC Print Page 7 of 23 2. Account Ownership Summary Account Name: JEGE Inc — Money Market Acct Number Of avadatiel Account Manager: Paul Mortis What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term investment, payment/expense account)' Money account to hold the funds necessary for the costs associated wed owning/running one of Jeffrey Epsteln's airplanes Indicate 0 0 from where the assets are expected to arrive' DB Group: Same Bookaig Center (indicate account number): DB Group: Other Booking Center (indicate DB location and account detais): Other Institution (Indicate name & location): 1Pflorgan. New York PhYskal Deposits (specify cash, securities, cheques..-): 5 0 What is the expected site and frequency of regular inflows and outflows for the account (indicate estimated inflows and outflons per month ranging from $1000 to $10,000 number and volume per month)': Roughly 1-3 What is the expected volume of assets and currency for the account appria 90 days after opening' 1100000 ICurfency I USD What is the expected volume of assets and currency for the account approx. one year after opening' 1200000 'Currency I USD Does/will the client have Assets Under Management (Anal) within DB under Eur 3M' ales INo Please list all parties related to the account For each party: • Check if a source of wealth description Is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> I can be selected). • If none of the ch ck boxes apply, describe the party relation to the account in the 'Other' column. • Always describe the relationship between he parties n the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s . _coal Entity Description of Source of ivealth cowed Parties related to this account AccountOK Holder Ownertrust Settior of / Pounder of Foundation Jltimate Beneficialat Owner Signatory_imRedinancial Full POA ?OA intermeoary ,F1/1) Significant Shareholder .-?Sr) on-PIC entity 'indicate pimership N) legal Representative GrantooSettfor Founding Donor ipartes) Other (please dtscnbe other roles andior indicate relationship between 1 ED Ea JEGE Inc • 2] a o o o o o _ L z El Ep k steffrey in n 1---, 0 El El 0 0 0 0 • . • 0 rry BHealler K 0 0 n 2 0 E E El • • • Imps CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002579 EFTA_000 16053 EFTA00166805 KYC Print Page 8 of 23 2. Account Ownership Summary Account Name: JEGE LLC Acct Number (favadable) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account ustody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstelifs airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB Location and account details): 2 Other Institution (Indicate name & location): 1Pflarger,. New York El Physical Deposits (specify cash, securities, cheques..-): What is the expected size and frequency of regular inflows and outflows fa the account (indicate estimated number and volume per month)'+: Roughly 10 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of assets and currency for the account ataxia 90 days after opening' I 5°I))) I Currency I USD What is the expected volume of assets and currency for Ihe account approx. one year after opening? 1100000 I Currency I USD Does/will the client have Assets Under Management (Anal) within DB under Eur. 314/ Oyes ri No Please list all parties related to the account. For each party: • Check If a source of wealth description Is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party relation to the account in the 'Other' column. • Always describe the relationship between he parties n the last column. • Please drill down to the uttimatefunderlying Beneficial Owner(s . .egal Entity Description of Source of wealth cowed Parties related to this account AccountOK Holder OwnertruSt Settior of / sounder of Poundal's° Jltimate Beneficial,, Owner Sgnatory_imrtedinancial Full POA ?OA Intermssary l'FIM) Significant Shareholder ..-.2Ss,) on-PIC entity 'indicate gime/ship N) legal Representative GrantooSettior Founding Donor ipartes) Other (please descnbe other roles and/or indicate relationship between 1 O O " a " Bells K o a o El 2 O O E L 2 5 2 LL JEGE, C la • O O O O O O O • • 2 EJeffrey pstnn in I—J • O 2 2 • O O O O Imps CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) D9Di&e... 7/30/2019 DB-SDNY-0002580 EFTA_000 16054 EFTA00166806 KYC Print Page 9 of 23 2. Account Ownership Summary Account Name: JEGE LLC -- Money Market Acct. Number (a'avadra ): Account Manager: Paul Marls What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)' Money account to hold the funds necessary for the costs associated wth ownkig/running one of Jeffrey Epstein's airplanes Indicate li 0 El from where the assets are expected to arrive' DB Group: Same Boolthg Center (indicate account number): DB Group: Other Booking Center (indicate DB location and account Otte/5): Other Institution (Indicate name & location): 1Pflorgara New York Physical Deposits (specify cash, securities, cheques....): • What is the expected site and frequency of regular inflows and outflows for the account (indicak estimated inflows and outflows per myth ranging from ;1000 to $10000 number and volume per month)': Roughly 1-3 What is the expected volume of assets and currency for the account appna 90 days after opening, ' 1°°00° I Currency IWO What is the expected volume of assets and currency for the account approx. one year after opening' 1200000 I Currency I USD Does/will the client have Assets Under Management (Anal) within DB under Eur 3M' Ores El No Please For • Check • Check • If • Always • Please list each all parties related to the account party: If a source of wealth description is required for the party. the appropriate box to describe the relationship of the party to this account (> 1 can be selected). of the check boxes apply, describe the party relation to the account in the 'Other' column. describe the relationship between he parties n the last column. drill down to the ultimate/underlytng Beneficial Owner(s . none _coal Entity Description of Source of Wealth equired Parties related to this account AccountIC Holder °wheel Settior of -rust / "launder of Poundals,' Jitimate Beneficialair Owner Sgnatory_imrtedinancial Full POA ?OA Intermelary 'PIM) Significant Shareholder '-?Sec,) Ion-PIC entity 'indicate mnetship s) legal Representative GrantooSettfor Founding Donor (parties) Other (please dtscnbe other roles anchor indicate relationship between i El E?) GE. H LLC El 0 O 0 0 0 0 _ E L 2 E.) Ewi pstemtty in 1--. O El El 0 0 0 O • • • 0 rry BHealler O K 0 n 2 D E O El • • • littps://dbforcepb.my. sal et/serviet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002581 EFTA_000 16055 EFTA00166807 KYC Print Page 10 of 23 2. Account Ownership Summary Account Name: Plan D, LLC Acct Nunter °Ian"(ak) Account Manage: Paul Morris What is the purpose of the account (e.g. pxdoho management advisory account custody services, long-term investment payment/expense account)/ Checkkig account to hold the funds necessary fee the costs associated with ovnang/ninnIng one of Jeffrey Epsteln's airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account details): RI Other Institution (Indicate name & location): 1Pflorgan. New York O Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and out fa the account (indicate estimated number and volume per month)'+: Roughly 10 inflows and outflows per month ranging from $1000 to $10,00 What is the expected volume of assets and currency for the account ewer. 90 days after opening/ 150000 I CurnaCY I USD What is the expected volume of assets and currency for the account approx. one year after opening? 1100000 I Currency 'USD Does/will the client have Assets Under Management (Aual) within DB under Eur. / III Yes El No Please list all parties related to the account. For each party: • Check tf a source of wealth description Is required for the party. • Check the appropnate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party relation to the account in the 'Other' column. • Always describe the relationship between he parties n the last column. • Please drill down to the ultimate/undedying Beneficial Owner(s . _coal Entity Description of Source of wealth moulted Parties related to this account AccountOK Wrier °newel Settfor of -rust / :Rounder of roundalaso Jltimate Beneficial Owner Srgnatory_imdedrnancial or Full POA ?OA Interme6ary ,FIM) Significant Shareholder • -.25*) eon-PIC entity 'indicate ometship N) legal Representative GrantooSettior Founding Donor ipartes) Other (please descnbe other roles andior indicate relationship between 3 9 9 Plan D' LLC la O O O O O O O O 2 I:1 2 jeffreY Epstein O OO 2 2 o o O e • 3 • • HanY Bel O K O • D 2 • O E O El Imps CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 'on?lid=01N30000000D9Di&e... 7/30/2019 DB-SDNY-0002582 EFTA_000 16056 EFTA00166808 KYC Print Page 11 of 23 2. Account Ownership Summary Account Name: Plan D, LLC — Money Market Acct. Number 6/svadafeet. Account Manage: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account custody services, long-term investment, payment/expense account)'' Money Market account to hold the funds necessary for the costs associated with owning/running one ci Jeffrey Epstein's akplanes Indicate from where the assets are expected to arrive' O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate 06 location and account Octets): El Other Institution (Indicate name A location): Whlorgan. New York O PhYskal Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicaW estimated number and volume per month)': Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. 90 days after clothing, 1100000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after 1200000 I opening' Currency I USD Does/vd0 the client have Asset Under Management (AuM) within DS under Eur. , O Yes 2 No Please list aN parties related to tM account. For each party: • Check If a source of wealth description is required for the party. • Check the appropriate box to desc be the relationship of the party • If none of the ch ck boxes apply, escdbe the party relation to • Misery, describe the relationship between he parties in the last • Plate drill down to the ultimate/underlying Beneficial Ownes(s to this account (> 1 can be selected). the account In the 'Other' column. column. . .egal Entity Description of Source of Wealth required Parties related to this account AccountbK Holder 3wnerTrust/ `Senior of sounder of roundabon Atimate Beneficial, Owner gignatoryOrNtedtinarxial Full VA ?OA rntermerlary ;MM) Significant ShareholderCepresentative ;>,..25%) Yon-PIC entity (Indicate ownership 40 kepi UrantoriSettortoundMgOther Donor (please describe other roles and/or Indicate relationship between parties) 1 2 2 Man D, LLC izi O O O O OO O O O 2 O 'Ta kstein Ep ' mer ri O O 0 El OO O O O 3 • II BMarl' eller O O • O 5 • O • • • https:// CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002583 EFTA_000 16057 EFTA00166809 KYC Print Page I2 of 23 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Jeffrey Epstein - 00000483289 Date of Birth. 1/20/1953 Country of Residence: USVI Country d Citizenship: USA Address of primary residence: Lille Saint James Saint Thomas 00802 US Virgin Islands Has client resided outside of Ns/her country of nationality far S years or more El yes ®No Profession/Occupation: Self Employed Tax ID / SSN: Current Employer: Southern Rnancial LLC Posibon/Trtle/Rank: President Address of employer: 6100 Red Hook Quarter 83 St Thomas USW 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial ridustry, or an entity listed on DB-recognised exchange' (Not applicable for operating entitles r--i Li Yes Z No Is the individual a Politically Exposed Person (PEP)'(d Yes, cksente) O Yes E4g No To the best of your knovAedge, FM* Friendshs detaibt) is the individual related to an employee of the D8 group'(d 0 Family 0 Flints/ Up 2 None or To the best of your knowtedge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods or services)' (/ Yes,decarbe) No • Yes 0 If applicable, indicate which bank officers have met the person: Indicate Mitre and when the client mei:6819(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: O O • O O • ID El iii O Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the IndlVduars Business: Private nts Primary Country of source of wealth/source of Funds' Primary industry of source of Wealth/Source of Funds' Summarize Source of Wealth: g Business owner 0 salary/Earnings investment 0 Inheritance/Gifts 0 Other: Further Describe Source of WeaRh /Detail the history of swath or each of the sources: (e.g. For trusts, how did settlor accumulate wealth' For inheritance, how did family accumulate wealth'For business owners, how long in bushiest, how many employees, level of profitability' Indicate type of business, countries of mayor activities, Mportant business partners.) Epstein begs his financial career in 1976 as an options trader *Bear Steams and became a partneri n 1980. In 1982, Epstein founded his awn finance] management firm, 3. Epstein 8 Co., managing the assets of clients with more than a billion In net worth. In 1996, Epstein changed the name of his film to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. Al of his clients were anonymous except for the very wealthy businessman Leslie Wexner. its wealth has come from his days at Bear Steams and his financial management firms Estimated Annual Income($): 10,000,000.00 Estimated amount of investable assers($): $100 MM - 500 MM Estimated Net Worlh($): $100 MM • SOO MM Mauro of assets planned to invest with PWTI($): Other Known Fnancial Institutions: Institution 3Pflorgan I Country: USA Est Assets Under Mgt: '200,000,000.00 https://dbforcepb.my et/servI et. Integration?lid=01N30000000D9Di&e 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) D6-SDNY-0002584 EFTA_00016058 EFTA00166810 KYC Print Page 13 of 23 Institution: Counby: Est Asset Under Mgt: Institution: Counby. Eu Asset Under Mgt: Please indicate the famly situation of the individual (marital status, other family members, etc.): Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-OIN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002585 EFTA_000 16059 EFTA00166811 K YC Print Page 14 of' 23 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Harry Beller - Date of Birth. Country of Residence: USA Country d Ctzenship: USA Address of primary residence: Has client resided outside of his/her country of nationality for S years or more El yes ®No Profession/Occupabon: Accountant Tax ID / SSN: Current Employer HOOK Associates, Inc Position/Title/Rank: Address of employer: 575 Lexington Avenue, 4th Floor New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial ndustry' or an entity listed on DB-recognised exchange' (Not applicable for operating entitles r--i L.l Yes Z No Is the individual a Politically Exposed Person (PEP)>(dYes, cksente) Oyes NO O To the best of your knovdedge, FM* Friendshs detaibt) Is Me Individual related to an employee of the DB group'(d CI Family 0 FrierxIstilp 2 None or To the best of your knowtedge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods or services)'(/ Yes,decarbe) No • Yes Iii If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (seedy): Date: Paul Morris O 0 9/13/2013 • O O O ID El II 0 Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the IndlVduars Business: Primary Country of source of wealth/source of Funds' Primary industry of source of Wealth/Source of Funds' Summarize Source of Wealth: DElusiness owner 0 Salary/Earnings 0 Investment 0 Inheritance/Gifts 0 Other: Further Describe Source d Wealth /Detail the history of wealth or each of the sources: (e.g. For trusts, how did senior accumulate wealth' For inheritance, how did family accumulate wealth'For business owners, how long in business, how many employees, level of profitability' Indicate type of business, countries of miler activities, important business partners.) Estimated Annual Income($): Estimated amount cf investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PWTI($): Other Known Enamel Institutions: Institution: Country: Est Assets Under Mgt: Institution: Country: Est Assets Under Mgt Institution: Country: Est Assets Under Mgt: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002586 EFTA_00016060 EFTA00166812 K YC Print Page 15 of 23 Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet mint be established for EACH LEGAL ENTITY in Section 2. Account Somme 3C. Legal Entity Details (For al Legal Entities) Legal Entity Name: Hyperion M. LLC - 00000487225 Type of Entity: O FoundatavAssaiabon El Trust RI Company O Estate O Partnership Purpose of Early: Pi Private Investment • phuneruppk/charbabk 0 Commercial Type of Enbty Other (specify): Purpose of Entity Other (specify): County of I ncorporationftegistrabon: US Virgil Islands Date incorpoforatiOn / reasbabat 10/19/2012 Vokker Status: Vokker Flag: Address (city, street post code): 6100 Red Hook. Quarter 83 St Thomas 00802 USVI U.S. TIN/EIN: 66-0795359 Provide a description of the entity's organlzatknal structure, its ownership structure and its Top Management For trusts/foundabons, include information about revocablity,settlor and benefici ries,etc.: Single member U.C. Jeffrey Epstein is sole member/owner Please indicate how ownership of the legal entity Is reflected: Single member U.C. Jeffrey Epstein is sole member/owner. Initial capital conbibution el $1,000 from Jeffrey Epstein Shares - Indicate 'Acre shares are custodied: • Special attention: Bearer Describe the chain from the direct owner of the entity to the ultimate beneficial owner (Ina the same persona) Single member LLC. Jeffrey Epstein is sole member/owner To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)? yes U — No Fa Describe Hahn of Entity's Primary Business and Imestment Activities Nature of the business: This is a company formed to hold funds fa the taxes and airplanes. This LLC was formed to eventuay lake over Air Inc WO be closed within a year payments of one of Jeffrey Epstein's for Hyperion Air Inc. Hyperion Countries where business is transacted: USA, USVI Number of employees: 1 I 3D. Wealth Profile (Only for parties requiring source of wealth descriptkm as indicated in Section 2) Primary Country of source of wealth/source of Funds' Primary Industry of source of Wealth/Source of Funds/ Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assetsfliabilibes): This is a company formed to hold funds for the taxes and payment of one of Jeffrey Epstein's airplanes. This LLC was formed to eventually take over payment for Hyperion Air Int. Hyperion Air Inc will be closed %thin a year. Initial capital contribution of $1,000 from Jeffrey Epstein. All funds for this company come from Jeffrey Epstein's source d wealth. Estimated gross receipts ISIS): Eetimated net vet.! ($): Estimated investable assets ($): <$1 MM Potential Amount to be invested with MN ($): 300,000.00 Other Know, Financial Institutions: Institution: 3PMagan Country: USA Est. Assets Under Mgt: 300,000.00 Institution: County Est. Assets Under Mgt CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002587 EFTA_00016061 EFTA00166813 K YC Print Page 16 of 23 I Institution: I I Country: One sheet mint be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For al Legal Entitles) Legal Entity Name: Man D, LLC - 00005487219 Type of Entity: OFoundabon/Associabon El Tnrst El Company O Estate OPartnership Purpose of Entity: 2Private Imesbnent O phiand„opkichadtabk • Commercial Type of Entity Other (specify): of Purpose Other (spe Entity cify): County of incorporation/registration: US Virgin Islands Date of incorporation / 10/19/2012 Volcker Status: Yokker Flag: Address (city, street, post code): 6100 Red Nook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN: 66-0795246 Provide a description of the entities organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabilty,settlor and benefici ries,ete: Snore member LLC. Sole member is Jeffrey Epstein Please indicate how ownership of the legal entity is reflected: Single member LLC. Sole member Is Jeffrey Epstein. Initial capital ccatrtrution of $1,000 by Jeffrey Epstein O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner Of not the same persons/. Single member LLC. Sole member is Jeffrey Epstein TO the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)? yesU — No 0 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: LLC created to hold funds to pay for costs associated mth one of Jeffrey Epstein's planes Countries where business is transacted: USA, USVI Number el employees: 1 I Est. Assets Under Mgt I 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of weatih/source of Funds, Primary Industry of source of Wealth/Source of Funds', Provide Evidence el Corporate Assets (e.g. balance sheet or equivalent wriimary of assetsfliabates): LLC created to hold funds to pay for cost associated with one of Jeffrey Epstein's planes. Initial contribution of $1,000 from Jeffrey Epstein and all source of funds come from Jeffrey Epstein. Estimated gross receipt .(5): Estimated net profit s (5): Estimated investable assets (6): <$1 MM Potential Amount to be invested with PWM (5): 300,000.00 Other Known Financial Insteutions: Institution: 3/44organ Country: USA Est. Assets Under Mgt: 300,000.00 Institution: Country: EN. Assets Under Mgt Institution: Country: Est. Assets Under Mgt One sheet mint be established for EACH LEGAL ENTITY in Section 2. Account Summary I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002588 EFTA_00016062 EFTA00166814 KYC Print Page 17 of 23 3C. Legal Entity Details (For at legal Entities) Legal Entity Name: Hyperion Air, Inc - 00000487224 Type et Entity: OFoundaticniAssociabon O Trust RI Company O Estate 0 Partnership Purpose of Entity 2 Private Investment • phianthropia roble O Commercial Type of Enbty Other (specify): of E ty IX her ( pose specify) nti : Country of incorporabonfregistrabon: USA Date of Incorporation I registration: 7/18/1991. Vokker Status, Vokker Rag: Address (city, street, post code): 6100 Red Hook Quarter 83 SL Thomas 00802 USVI US. TIN/EIN: 13.3621632 Provide a description of the entitles organizational structure, Its ownership structure and Its Top Management. For trusts foundations. include information about revcablity,settior and benefici desete.: Jeffrey Epstein is President an sole owner. Please indicate how ownership of the legal entity Is reflected: Jeffrey Epstein is President and sole owner. Owns 100 shares O Special attenton: Bearer Shares - Indicate Mitre shares are custodled: Describe the chain from the direct owner of the entity to the ultimate beneficial owner Mend the ant pawns/ Jeffrey Epstein Is President and sole owner. To the best of your knowledge, Is the entity patty to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)? yes O , N. O car M.I Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. Countries where business is transacted: USA, US Virgin Island Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth description as Indicated In Section 2) Primary Country of source of wealth/source of Funds, Primary industry of source of WealthrSource of Funds' Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assetSilobvites): All funds for this MC come from contributions of the president and sole owner, Jeffrey Epstein. Estimated gross receipts 1111114(8): Estimated net profit a (5): Estimated investable assets (5): <51 MM Potential Amount to be invested with NM (5): 300,000.00 Other Known Financial Institutions: Institution: .1PMorgan Country: USA Est. Assets Under Mgt 300,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entrues) Legal Entity Name: I JEGE, Inc 00000487244 Type of Entity: Purpose of Entity littps://dbforcepb.rny. sal et/serviet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002589 EFTA_00016063 EFTA00166815 KYC Print Page 18 of 23 I:foundation/Association O OPartnership Trust RI Company • Estate iCanmerdal ElPrivate Investment O Phianthropk/Cluritable O Typed Entity Other (specify): Ptrpose of Entity Other (specify): Country of incorporaboryregistrabon: USA Date of incorporation I registration: 9P/2000 Volcker Status: Vokker Flag: Address (city, street, post code): 6100 Red Heck, quarter 83 St, Thomas 00802 USVI US. TIN/EIN: 51-0005649 Provide a description of the entity's organizational structure, its ownership structure and Rs Top Management For busts/foundations, include information about revocability.settlor and bendier ries,etc.: Jeffrey Epstein is the sole owner. Please indicate how ownership of the legal entity is reflected: Jeffrey Epstein Is the sole owner. 100 shares have been issued. All owned by Jeffrey Epstein O Special attention: Bearer Shares - Indicate where shares are custcdled: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (tact the same persons) Jeffrey Epstein is the sole owner. 100 shares have been issued. All ovmed by Jeffrey Epstein To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)? — Yes U No 0 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. Countries where business s transacted: USa, USVI Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth description as ndicated in Section 2) Primary Country of wince of wealth/source of Funds' Primary industry of source of Wealth/Source of Funds', Provide Evidence d Corporate Assets (e.g. balance sheet or equivalent summary of assets/katelibes): All corporate hinds/assets come from contributions by the sole owner, Jeffrey Epstein and his source of weath Estimated gioss receipts SW: Estimated net pea*. (S): Estimated Investable assets ($): c$1 MM Potenbal Amount to be invested with PWT1 (5): 300,080.00 Other Known Friancial Institutions: Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00 Institution: Country: Est. Assets Under Wt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For al Legal Entities Legal Entity Name: JEGE, LLC • 00000987216 Type of Entity: OFoundation/Assocrabon O Trust ifa Company O Estate OPartnership Puipose of Entity: 2Private Investment O ilanthropk/Charibble 0 nmerdal k a https:// CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002590 EFTA_00016064 EFTA00166816 KYC Print Page 19 of 23 Type of Entity Other (specify): Purpose of Entity Other (speedy): County of Incorporagon/registratIon: USVI Date of uxorporation / registration: 10/19/2012 Volcker Status: Volcker Flag: Address (city, street, pod code): 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI US.TINIEW 66-0795442 Provide a description of the enttYs organizational structure, its ownership structure and Its Top Management For trusts/foundations, include information about revocablity,settlor and benefici nes,etc.: Sage member U.C. Jeffrey Epstein is the sole member Please indicate how ownership of the legal entity is reflected: Single member LLC. Jeffrey Epstein is the sole member. Initial capital contnbuticrt of $1,000 by Jeffrey Epstein O Special attention: Bearer Shares • Indicate Were shares are custodled: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons) Sank member LLC. Jeffrey Epstein is the sole member To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)/: n Yes I__I No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: This is a company famed to held funds for the taxes and payments of one of Jeffrey Epsteins airplanes. This LLC was formed to eventualy take over payments for JEGE Inc. Ka Inc will be closed suthin a year Countries where business is transacted: USA, USVI Number d employees: 1 3D. Wealth Profile (Drily for parties requiring source of wealth description as Indicated in Section 2) Primary Country of source of wealth/source of Funds/ Primary industry of source of Wealth/Source of Funds/ Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent sumrnary of assets/liabilizies): Initial funding of $1,000 from sole member Jeffrey Eastern. All corporate assets come from contributions made by the sole owner Estimated gross receipts p.a.(9): Estimated net profit pa. ($): Estimated investable assetS (9): <$1 MM Potential Amount to be invested with PWM ($): 300,003.00 Other Known Financial Institutions: Institution: **Morgan Country: USA Est. Assets Under Mgt 300.000 00 Institution: Country: Est. Assets Under Mgt: Institution: Country. Est. Assets Under Mgt: I Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-0IN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002591 EFTA_000 16065 EFTA00166817 KYC Print Page 20 of 23 DB PWM GLOBAL KYC/NCA: US/LatAm/Inti PART B Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comment: Booking Center • C Offshore Risk n Moderate Jacqueline tiihthodY • ..ii NY 5 High Risk NY/ Offshore (Compliance Signature) OM Employee O DB Managed PIC O DB is Trustee/Co-Trustee • Bearer Shares 4. Attachments A. Type of Photo ID Provided 2 Others License O Passport O Natonal/State ID O Other B. for Checklist of names (individuals and/or entries) that were submitted database searches is 1:4' Yes • No attached C. Please indicate the results of the database searches performed ROC searches complete 1Z yes 0 No negative results found (Oyes 0 NO PCR checks complete 21Yes O No negative results found 21Yes O No OFAC Cheeks complete ni yes • No negative results found • yes 2 No BIS searches compete (Lois/Nods Fact's, Reuters, Dow Jones, n gl Yes O No negative results found O Yes 0 No Denial Ciders checks complete Ed Yes ONo negative results found Oyes ELI No MartindaleHubbell searched (Lawyers/Law Firms only) 0 yes 5 No negative results found • yes 0 No D. Please summarize any negative resat from the database searches Indicated above: HYPERICel AIR INC: No negative media No court cases HYPERION AIR LLC: No negative media No court cases )(GE INC: No negabve media No court cases JEGE LLC: No negative 'redo No court cases PLAN D LLC: No negative media No court cases HARRY BELIER: Negative Media: Not our client MI negative media pertains to an environmental miacisiotgist Our client is an accountant Court Cases: *I: Disposed In 1987 MI other cases are not our client The other court cases refer to a Dr. Ham/ Beller. Our client is an accountant JEFFREY EPSTEIN: Previously and approved in: 01082293 and 01121718 E. To the best of your knowledge, has the client ever been convicted of a criminal offense? 0 Yes • No E To the best of your knowledge, has the customer ever been involved In any past litigation again# Deutsche Bank AG or any of is subsidiaries or is the customer threatening legation against O Yes No K Deutsche Bank AG or any of Its sutekkeries7 (2! Yes, pow* °Sails baby and contact Quafty Mgt 0214Mann) or the Regulatory Control Group and notify Compliance immeeaste/y) G. Does the client or related party have any fk,andal or other assoclatoin / Interactions within countries or regknes sanctioned by the Office of Faelgn Assets Control (OFAC)7 O Yes 2 No CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) 7/30/2019 DB-SDNY-0002592 EFTA_00016066 EFTA00166818 KYC Print Page 21 of 23 H. Oyes @No Does the client or related party have any financial or other assooiatonj interactions within high Mk countries' I. Corporate Documentation Attached (Legal Entities Only) RI Yes O No O Not Appicable J. Undisclosed Principal Form Complete (Intermediaries Only) O Yes O No 2 Not Appkable K. U Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not In English, please prod& an Cash summary c the nature/contents of the non-English Documentation: L Special Risk Factors Does the account have Nexus to Special Risk Countries' Eves No Is the account structure unusually compkx> [ E s O Yes _, No Is there any IndkatIon the client set up a non operating company expressly for the purpose of transferring shares to third parties' L.Jrm Yes W No Is there any indkatkn this could be a prohibited business relationship' Eves E No Are the bearer shares identified subject to acceptable controls' Eves R No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002593 EFTA_000 16067 EFTA00166819 KYC Print Page 22 of 23 M. CPO COMMIlifibt treated By Date Comments Brian Biggar 10/4/113 9:56AM See KYC 01133377 for Info and research re Jeffrey Epstein ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 10/3/2013 Office Director/Business Head: Brian M. Biggar (Signature) Arian M. Biggar 10/4/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) MIL Compliance. Janice Rankin Jacqueline Lightbody (Signature) Janice Franidn Jacqueline L•ghttody 10/17/2013 10/17/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head i(GMTH)/Subglarket Team Head 'SMTH): (Rgnature) MIL Business Risk: (Signature) Nil Complance (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so, Client Facing Professionalsl( I) (CFR 's) should establish and maintain business relationships only with persons who satisfy our high standards ofsuitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and belief the above information is correct and up to date. I confirm that I have no simpletons relating to the money laundering or unethical activities on the pan of the chews) and that! have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the NMGlobal KYC Policy CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002594 EFTA_000 16068 EFTA00166820 KYC Print Page 23 of 23 (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers. etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002595 EFTA_00016069 EFTA00166821