EFTA00167035.pdf

KYC Print Page 1 of 14 DB PWM GLOBAL KYC/NCA: PART A VA KYC Case z :01651769 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEF₹REY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart adtleld • New PWM Relationship O besting PWM Relationship Relationship to MN: If existing, please indicate since when the relationship exists, provide reason for new profit and attach old profile: Update of I(YC 801133113. Beneficiaries have changed 0 Client Referral • RM Prospect O Intermediary/FIM LI Other Source (CI8, etc.) How Was the Clients) Introduced' How long has the RM personally known the dent' Please provide details (e.g. name of referral source, ow many years RR personally has known client, etc.): Jeffrey Epstein (President of Gratitude Amerka) is a current client of the bank and reached out to Stewart Cldfield to update the beneficiaries to his Butterfly Trust Does Deutsche Bank pay a retrocesskm or smiler • Yes I 0 No compensation to a third party for the ntroduOon of this relationship' (ff Ya, describe) List all exestmg and new accounts involved in this relationship Legal Entty Account(s) Account Name / Number Opening Date (intended/actual) 1 0 Butterfly Trust -- Checkeig 10/9/2013 2 Ei Butterfly Trutt -- Money Market 10/9/2013 Who Is the primary contact person for the RM' (Note: This person needs to have signatory rights and/or information right for the accounts.): Many Beler Preferred method of contact (indicate phone no., fax no., e-mail address, etc): - https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9DiSce... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0002809 EFTA_00016283 EFTA00167035 KYC Print Page 2 of 14 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Butterfly Trust -- Checking Acct. Number Of avai.tAW Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term investment, payment/expense account), This is a checking account to hold funds for the trust. Indicate from where the assets are expected to arrive/ • DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (Indicate 08 location and account details): Eil Other Institution (Indicate name & location): Whlorgan. New York, NY (1 Physkai Deposits (specify cash, securities, cheques, ••.): What is the expected site and frequency of regular Inflows and outflows for the account (Indicate estimated number and volume per month)/: Roughly 540 Inflows and outflows per month ranging from $1,000 to $20,000 What is the expected volume of assets and currency for the account approx. 90 days after opening/ I I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening/ 15,000,000.00 ICurrency I USD Does/will the client have Assets Under Management (MN) within 08 under Eur. ? II Yes n No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the 'Other' column. • Always describe the relationship between the parties in the last olunin. • Please drill down to the ultimate/underlying Beneficial Owner(s) .eganescripUon Entity of Source of Wealth required Parties related to this account AccoundPIC Holder OwnerTrust Settler of / Founder of toundabon Admate Benefk rat Owner 'Senator Df Full ?0A inytednancial A Mennedmiry (FIN) Significant Shareholder (>=25%) slon-PIC entity tracheate ownership %) Legal Representative GrantoriSettlorboundmgOther Donor (please describe other roles and/or indicate relationship between dies I O El jeffrn O O K o Epstein • O O O O O O Grantee; 2 0 0 Marry Belles 0 D ei 0 115 Ill 0 0 • 0 lhistec 3 • • Ede Kellerhals O O • O 2 O O O O • Trustee:: 4 5 12] Buttetilna Trust O O • O O • O . O Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-0IN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002810 EFTA_000 16284 EFTA00167036 KYC Print Page 3 of 14 2. Account Ownership Summary Account Name: Butterfly Trust •• Money Market Acct. Number (//avtlahlet. Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account custody services, long-term invesbnent payment/expense account)' Money Market accomt. To hold cash for the trust to earn interest Indicate from where the assets are expected to arrive' C3 DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indkate DB location and account debts): 2 Other Institution (Indicate name A location): IPtiorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ..j: What is the expected size and frequency of regular inflows and outflows for the account (indicaW estimated number and volume per month)': Roughly 1-2 nnows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after openings I I Currency I USD What is the expected volume of assets and currency (or the account approx. one year after opening' 1 1,000,000.00 I Currency I uSD Does/will the client have Asset Under Management (AuM) within DB under Eur. ? i Yes 2 No Please list an parties Sated to tM account. For each party: • Check If a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes pply, describe the party's relation to the account In the 'Other' column. • Always describe the relationship between the parties in the last olumn. • Flease drill down to the ultimate/underlying Beneficial owner(s) .egal Entity Description of Source I Wealth required Parties related to this account AccounWiC Holder OwnerTrust/ Setflor of Founder of foundation JltirnaW Beneficial Dreier tisatorysimitedlignancial or Full >OA 'OA InterinediaryShareholder (FIN) Significant (>=25%) Non-PIC entity (Indicate ownership )6) Legal Representative Grantor/Settle-oundingOther Donor (please describe other roles and/or indicate relationship between parties) Grantor; 1 O 2 Epstein O O 9 O O O O O O O 2 5 Butterfly Trust Ea O O • O O O O O O 3 • • "Beller • O O • O O • O • O Tr ustee: ; 4 LI O Erika K Kellerhak ri I-I • • O 2 El O • O O Trustee:; https://dbforcepb.my. sal esforce.com/seMet/servl et. Integration?lid=01N30000000D9Di&e CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002811 EFTA_00016285 EFTA00167037 KYC Print Page 4 of 14 must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Jeffrey Epstein - 00000483289 Date of Birth. 1/20/1953 Country of Residence: USVI Country of Obzenship: USA Address of primary residence: Me Saint James Saint Thomas 00802 Has client resided outside of Ns/her country of nationality for 5 years or more El yes giNo ProfessionfOccupabon: Self Employed Tax ID / SSN: Current Employer: Southern Financial LLC Position/Title/Rank: President Address of employer: 6100 Red Hook Quarter B3 St. Thanes 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry' or an entity listed on Derecognrsed exchange' (Not applicable for operating entitles r-7 L...I Yes Z No Is the individual a Polibcally Exposed Person (PEP)'(// Yes, ckscnte) O Yes No E4g To the best of your knovAedge, FM* Friendshs describe) Is Me individual related to an employee of the D8 group'(, I:Family Ornery:HMIs 2 None or To the best of your knowiedge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods or services)'(/ Yes,thrscnbe) • Yes Ei No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (seedy): Date: Paul Morris O 0 9/13/2013 • O o O ID El • 0 Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Inclivcduars Business: Private hnwb,ients Primary Country of source of wealth/source of Funds' Primary industry of source of Wealth/Source of Funds' Summarize Source of Wealth: g Business owner 0Salary/Earnings RInvestrnent 0 Inheritance/Gifts 0 Other: Further Describe Source of WeaRh /Detail the history of swath or each of the sources: (e.g. For trusts, how did settlor accumulate wealth' For inheritance, how did family accumulate wealthiFor business owners, how long in bushiest, how many employees, level of profitability' Indicate type of business, countries of mayor activities, rnportant business partners.) Epstein begs his financial career in 1976 as an options trader at Bear Stearns and became a panned n 1980. In 1982, Epstein founded his own finance] management firm,./. Epstein & Co., managing the assets of clients with more than a bibon In net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas In the US Virgin Islands. Al of his clients were anonymous except for the very wealthy businessman Leslie Wexner. its wealth has come from his days at Bear Steams and his financial management firms Estimated Annual Income(i): 10,000,000.00 Estimated amount of investable assels($): $50 MM - 100 MM Estimated Net Worth(i): $100 MM • 500 MM ArnouM of assets planned to invest with PWM($): 5,000,000.00 Other Known Financial Institutions: InsIltution: JPil Country: USA Est Assets Under Mgt: 120,080,00000 https://dbforcepb.my. sal esforce.com/seMet/servl et. Integration?lid=01N30000000D9Di &e 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DS-SDNY-0002812 EFTA_00016286 EFTA00167038 KYC Print Page 5 of 14 institution: Deutsche Bank Countyy. USA Est Assets Under Mgt: 70,000,000.00 Institution: Counby. at Asseb Under Mgt: Please indicate the Varney situabon of the individual (mantel status, ether family members, etc.): Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-OIN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002813 EFTA_000 16287 EFTA00167039 KYC Print Page o of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) IndMduars Name: Harry Beller - Date of Birth Country of Residence: USA Country d Ctzenship: USA Address of primary residence: Has client resided outside of his/her country of nationality for S years or more O yes ®No Profession/Occupabon: Accountant Tax ID / SSN: Current Employer HBRK Associates, Inc Position/Title/Rank: Address of employer: 575 Lexington Avenue, 4th Floor Monsey NY United States 10022 Does the person work as senior executive of a DB-recognized regulated entity In the financial ridustry, or an entity listed on DB-recognised exchange' (Not applicable for operating entitles r-7 L..l Yes Z No Is the individual a PoliticaPy Exposed Person (PEP)>(d Yes, descnbe) Chet E4g No To the best of your knovAedge, Family Friendylma, Is the Individual related to an employee of the DB group'(d 0 Family Chien:Wile 2 None or *scribe) To the best of your knowSedge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods or services)'(/ Yes,thrserbe) No • Yes 0 If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Chent Private Domicile: Client Place of Business: Other Location (seedy): Date: O O • O ED • ID El a 0 Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Indivcduars Business: Primary Country of source of wealth/source of Funds' Primary industry of source of Wealth/Source of Funds' Summarize Source of Wealth: DElusiness owner 0 Salary/Earnings 0 Investment 0 Inheritance/Gifts 0 Other: Further Describe Source d Wealth /Detail the history of wealth or each of the sources: (e.g. For trusts, how did senior accumulate wealth' For inheritance, how did family accumulate wealth'For business owners, how long In bushiest, how many employees, level of profitability' Indicate type of business, countries of miler activities, important business partners.) Estimated /must Income($): Estimated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PWTI($): Other Known Fnancral Institutions: Institution: Country: Est Assets Under Mgt: Institution: Country: Est Assets Under Mgt Institution: Country: Est Assets Under Mgt: https://dbforcepb.my. sal esforce.com/seMet/servl et. Integration?lid=01N30000000D9Di&e 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002814 EFTA_00016288 EFTA00167040 KYC Print Page 7 of 14 Please indicate the family sltuabas of the individual (manta, status, other family members, etc.): Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-OIN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002815 EFTA_000 16289 EFTA00167041 KYC Print Page 8 of 14 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Enka Kellanais - Date of Birth Country of Residence: USA Country d Catienship: USA Address of primary residence: Has client resided outside of Ns/her country of nationality far S years a more El yes giNo Profession/Occupabon: Attorney Tax ID / SSN: Current Employer Kelatals Ferguson Kroblin PLLC Position/Me/Rank: Address of employer: 9100 Pat of Sale Mall, Ste IS St Thomas 00802 Does the person work as senior executive of a DB-recognized regulated entity In the financial ridustry, or an entity listed on DB-recognised exchange' (Not applicable for operating entitles r--, LI Yes Z No Is the individual a Politically Exposed Person (PEP)>(dYes, cksente) O Yes E4g No To the best of your knovAedge, FM* Friendshs describe) is Me individual related to an employee of the D8 group'(d 0 Family 0 Frierxtrhip 2 Nine or To the best of your knowiedge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods or services)'(/ Yes,decarbe) No • Yes 0 If applicable, indicate itch bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Placed Business: Other Location (specify): Date: O O • O o • ID El a 0 Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Indiv`dualls Business: Primary Country of source of wealth/source of Funds' Primary industry of source of Wealth/Source of Funds' Summarize Source of Wealth: 0 Business owner 0 salary/Earnings 0 Investment 0 Inheritance/Gifts 0 Other Further Describe Source d Wealth /Detail the history of wealth or each of the sources: (e.g. For trusts, how did senior accumulate wealth' For inheritance, how did family accumulate wealth'For business owners, how long in business, how many employees, level of profitability' Indicate type of business, countries of major activities, important business partners.) Estimated /must Income($): Estimated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PWTI($): Other Known Enamel Institutions: Institution: Country: Est Assets Under Mgt: Institution: Country: Est Assets Under Mgt Institution, Country: Est Assets Under Mgt: https://dbforcepb.my. sal esforce.com/seMet/servl et. Integration?lid=01N30000000D9Di &e 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) D6-SDNY-0002816 EFTA_00016290 EFTA00167042 KYC Print Page 9 of 1 4 Please indicate the fart* situatiai of the individual (marital status, other family members, etc.): I One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Simms 3C. Legal Entity Details (For al Legal Entitles) Legal Entity Name: Butterfly Trust - 00000486926 Type of Entity: Purpose of En bty: Fiiel Private Investment El PhilanthropiciChantable [..) Commercial E ia Foundabco,Assoc tion R Trust N Company Ei Estate O Partnership Type of Entity Other (specify): Purpose Other (s of Entity (specify)-. Country of incorporabon/regiSbabon: USA Date of regista incorporatkin i boo: 12)27)2006 Yokker Status: Determination Reputed Vokker Rag: No Address (city, stet post coder 6100 Red Hook Quarter B3 St, Thomas 00802 United States US. TIN/EIN: Provide a description of the enblYs revocabilty,settior and benefici This is an inevocable trust set r lifer and Erika Kenitrais. Duren lndyke Karyna Shullak RI:hard Kahn organizational structure, ls ownership structure and its Top Management For trustsfloundabons, Include information about ries,etc.: p by Jeffrey Epstein as the grantor. The the beneficiaries for the trust are berig updated by the current trustees. The trustees The beneficiaries are: Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-0IN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002817 EFTA_00016291 EFTA00167043 KYC Print Page 10 of 14 I tached are the original trust agreement and the addition/deletion of beneficiary Instrument to support this change. According to the algMal trust agreement, re trustees have the right during the lifetime of the Grantor to delete or add beneficianes under fund. 3 of the agreement. Please indicate how ownership of the legal entity Is reflected: trust agreement O Special attention: Bearer Shares - Indicate where shares are custodial: Describe the chain from the direct owner of the entity to the ultimate beneficial owner Of not the same persons) This is an irrevocable trust set up by Jeffrey Epstein as the grantor. The the beneficiaries for the bust are being updated by the current trustees. The trustees are Harry Beier and Enka Keikrhah. To the test of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or servicesr 'Yes . NO Describe Nature of Entity's Primary Business and Investment Activities Nature of the busoess: Trust account Countries where business is transacted. USA, USVI Number of employees: N/A 3D. Wealth Profile (Only for parties requirog source of wealth description as indicated in Section 2) Primary Country of source of wealthisource of Funds, Primary industry of source of Wealth/Source of Funds, Provide Evdence of Corporate Assets (e g. balance sheet or equivalent summary of assets,nabloes): Trust account with Jeffrey Epstein as Grantor Initial $100 green to the account to fund. The funds for the trust account come from mvestments made by Jeffrey Epstein. His wealth profile is fined out. The trust is for the benefit of the 6 named individuals Estimated gross receipts p a ($): 4,500,000 00 Estimated net profit pa. (5): 4,500,000.00 Estimated investable assets (5): S5 Mil - 10 MM Potential Amount to be invested with PiVni (S): 4,500,000 00 Other Known Financial Institutions: Institution: 3PHorgan Country: USA Est. Assetr Under 14gt: 4,500,000.00 Institution: Country. Est. Assets Under Mgt Institution: Country: Est. Assets Under Mgt: littps://dbforcepb.rny.salesforce.com/servlet/serviet.Integration?lid-0IN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002818 EFTA_00016292 EFTA00167044 KYC Print Page 11 of 14 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comments: Booking Center El NY O /Offshore O Moderate isk 2 High Risk Yoonsun Chung • Offshore (Compliance Signature) El DB Employee O DB Managed PIC O DB Is Trustee/Co-Trustee O Bearer Shares 4. Attachments A. Type of Photo ID Provided Driven License FA Passport ONationagState ID a Other B. Checklist of names (ndividuals and/or enbties) that were submitted for database searches is attached Ores El No C. Please indicate the results of the database searches performed RDC searches complete e yes 0 No negative results found 0 'it 0 No PCR checks complete Ores O No negative results found 0 Yes O No OFAC checks complete ®Yea ONO negative results found Olt O No 85 searches complete (Leds/Nexls, Facbva, Reuters, Dow Jones, DEU3) 0 yes O No negative results found 5 Yes O No Denial Orders checks complete Wires O No negative results found • `Magi No Manandale•Hubbel searched (Largos/Law Mims only) Ores 5 No negative results found Ora 0 No D. Please summer oe any negative results from the database searches indicated above: BUTTERRY TRUST: Negative Media: All negative media pertain to a company called the Butterfly Trust in Europe. This Is not our client Our client is an actual trust Created by a Grantor and not a company. No court cases JEFFREY EPSTEIN: Previously approved KYC a:01082293 & 01121718 MI negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court Cases have been closed RDC alerts ffor Rkhard Kahn cone is but they were all false positives as the age and locaban of the alerts did not match the age and address on file. HARRY BELLER: No negative media Court case lists him as a defendant for bong chief of medical staff for Jackson Memorial Hospital. The court concluded that the plaintiff had no cogntrable clam that his civil rights has been violated, but refused to dismiss his complaint as to his anbtrust claim Defendants' motion was thus granted in part and denied in part. The defendants listed in this case have not cornmiNed any illegal acts of conduct in any way. The case was settled on 6/30/1987. ERIKA KELLERRALS: No negative media Erika Is an attorney and listed as legal counsel for several court case. Cart case to appeal from a decision of the bankruptcy court. Appellee trustee moved to dismiss the appeal for failure to prosecute under Fed R. of the six Poulls factors, five weighed in favor of disrnssal and It was granted. Another court case for dissolving of marriage and property settlement. The case was concluded. E. To the best of your knowledge, has the client ever been convicted of a criminal offense' 5 yes • No F To the best of your knowledge, has the customer ever been Involved In any past litigation against Deutsche Bank AG or any of its subsidiaries or Is the customer threatening Negation against Deutsche Bank AG or any of its subsidanes" al Yes, provide details below and contact QUellityAlgt. O Yes 0 No aatAm/Pe0 or the &Winery Control Group and notes' Compliance immethateA9 G. Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFACP O Yes No H. Does the client or related party have any financial or other association/ interactions within high risk ms countries' Yes ou No I Corporate Documentation Attached (Legal Entities Cady) 5 Yes O No O Not Amicable https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9DiSce... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002819 EFTA_000 16293 EFTA00167045 KYC Print Page 12 of 14 1. Undisclosed Principal Form Complete (Intermediaries Only) O Yes O No 2INot Appkable K. If Lexisfilexis Search Results, Corporate Documenh or Other Supporting Documentation is not in English, please provide an English summary of the natureicontents of the nen-Engish Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries' Oyes c No Is the account structure unusualy complex? Oyes E No Is there any indkation the client set ups non operating company expressly for the purpose of transferring shares to third parties? ri LJ Yes W No Is there any Indkaton thls could be a prohibited business relationship' O Yes 42 No Are the bearer shares kknbfled subyect to acceptable conbols? °Yes E No Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-0IN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002820 EFTA_000 16294 EFTA00167046 KYC Print Page 13 of 14 M. Casa Comments Created By Date Comments Cynthia Rodriguez 2/2/117 9:SS AM Email confirmation from Jason Shames is attached. Cynthia Rodriguez 12/30/116 11:29 API During the 1fetime of the granter, the trustees have the right to add/delete beneficiaries under Artick Third of the Trust agreement by an acknowledged Instrument delivered to the Grantor. Attached is the acknowledged instrument for the addition and deletion of the beneficiaries, signed by the trustees and the grantor. Cynthia Rodriguez 2/1/117 11:23 AM Amended list of beneficiaries attached to include M. Research is also attached. Cynthia Rodriguez 1/30/117 2:45 PM Jason Shames advised on1/03/2017 that fully executed addibon of beneficiary forms by the trustee, along with acknowledgment signature from the grantor are what rs needed to make changes to the beneficiaries of the trust. Cynthia Rodriguez 12)19/116 5:02 PM Attached are the supporting documents for the addition/deletion of bents of this trust. ONSHORE APPROVALS Client Facing Professional (CFP): tern sohrab ,Signature) tit; sohrab 12/15/2016 Office Director/Business Head Armen Brash (Signature) Armen Brash 12/15/2016 Regional Office Director: (Signature) AML Cosiness Risk: (Signature) AML Compliance Ricardo Mendoza Yoonsun Chung (Signature) Ricardo Mendoza Yoonsun Chung 212,2017 2/2/2017 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GFITH)/Sutrilarket Team Head (51411g: (Signature) NIL Business Risk: (Signature) AN". Can:: i'l (SignatLre, PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM)worlaWide is committed to professionally serve the interests of lts clients. To do so, Client Facing Projessionals)0) ((VP's) should establish and maintain business relationships only with persons who satisfy our high standards ofsuitability, background and character. Due diligence obtained on the client must be appropriately Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-OIN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002821 EFTA_000 16295 EFTA00167047 KYC Print Page 14 of 14 documented by the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. 1 confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that 1 have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PIM Global KYC Policy 1) Client Facing Professionals (CFP's) include: Relationship Managers. Wealth Advisors. Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York rA https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002622 EFTA_000 16296 EFTA00167048