EFTA00168742.pdf

KYC Print Page I of 26 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case * : 01133377 One sheet must be established per relationship - list all accounts Included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP. Booking Center. New Yost Relationship Manager: Paul Morris 2 New PWM Relationship O Existing PWN Relationship Relationship to PWM: If masung, please indicate since when the relationship toys, provide reason for new profile and attach old profile: 4 Dent Referral O RH Prospect O IntermedlayifIM • Other Source (C1B, etc.) How Was the Chent(s) Introduced? How long has the UN personaly known the client? Please provide details (e.g. name of referral sane, how many yews RM personally ha known client, etc.): Darren Indyke Is the in-house lawyer for Jeffrey Epstein, who Is a current c=ent of the bank. Darren has worked edenswely with Paul here at CO while we've opened accotat for Jeffrey Easter and he was a prevous client of Paurs ‘‘nen he was at JPPlorgan. He met Paul at 3PM through Jeffrey Epstein Does Deutsche Bank pay a retrocession or similar O Yes 12 No compensation to a third party for the introduction of this relationship? (If Yes, desarbe) Lst all existing and new accounts Involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (Witendedfactua0 I w ,4 The 2007 Jeffrey E. Epstein Insurance Trust a3 10/16/2013 2 F i t HBRK Associates, Inc 10/16/2013 3 2 HBRK Associates, Inc — Money market 10/16/2013 4 71 Darren K. Indylce FtLC 10/16/2013 2 Darren K. Indyke FtLC — Money Market 10/16/2013 6 2 Darren K. Indyke FtLC-Attorney Trust Account 10/16/2013 7 2 Darren K. Indyke FtLC-Attorney Trust Account — Money Market 10/16/2013 8 e New York Strategy Group, LLC 10/16/2013 9 2 New York Strategy Group, LLC — Money Market 10/16/ 013 Who Is the primary contact person for the RN? (Note: This person signa nee ri ds s and/or to have tory ght Information right for the acourils.): Darren Indyke Preferred method deselect (Indicate phone no., fax no., e-mail acetate, etc): Status : 6. Approved CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-0000122 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=0 I N30000000D9Di&e... 11MP/2814°85 EFIA_00018995 EFTA00168742 Kl"C Print Page 2 of 26 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: The 2007 Jeffrey E. Epstein Insurance Trust X3 Acct. Number Of avaiebel Account Manager. Pate Morns What Is the purpose of the account (e.g. pordolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold funds for this trust Indicate from where the assets are effected to arrive? O DB Group: Same Booking Center (indicate account number): • DB Group: Other Booking Center (indicate DC locaton aid account details): RI Other Institution (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume a month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency fa the account approx. 90 days after opening? 100300 1 Currency 1 USD What is the expected volume of assets and currency for the account approx. one year after opening? 1 150000 I Currency I USD Does/will the client have Assets Under Management (AuM) within DEt under Eur. 3M? O Yon 0 No Please list all parties related to the account. For each party: • Check if a source of wean descripaon is required for the party. • Check the appropriate box to descrte the relationship of the party to this account (> I can be selected). • f none of the check boxes apply, descnbe the party's relation to the account In the 'Other column. • Always describe the relationship between the pestles in the last column. • Pease drill down to the ultimate/Le-deriving Beneficial Owner(s). Legal Entrtyof Discripoon Source of Wealth requred Parties *elated to this aCCOLMIt AccounbPIC Holder 0wnefTrst/ Settke of Powder of Foundation Jibmate Beneficelor Tourer Signator&meee Full POA 'OA Financial Intermedars (FIN) ignificant hareholderRonsentative >=25%) -PIC tity indicate ership ) _egal Grantor/SettlorFouridingbther Donor ;please iincrke 3ther roles std/or ndlcate relationship )etween 'arms) 1 (2) Ei The 2007 Epst Jeffrey E. ein Insurance Trust #3 gi O O O O • lo O O O 2 n n Jeffrey K Epstein O O g O O O O • • D Grantor; 3 0 El Darren Indyke D D O O 2 O O • • • Trustee:; 4 D D Richard Cahn O K O O O 121 O O O O • Trustee:; CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000123 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... UM92814086 EFFA_00018996 EFTA00168743 KYC Print Page 3 of 26 2. Account Ownership Summary Account Name: The 2007 Jeffrey E. Epstein Insurance Trust X3 -- Money Market Act Number ("evadable. Account Manager. Paul Morris What is the pirpose of the account (e.g. portfolio management, advisory account, custody senAces, long-term investment, payment/expense account)? Money market account to hold funds for the insLrance trust Indicate from where the assets are emected to amve? O DB Group: Same Booking Center (indicate account number): • DB Group: Other Booking Center (indicate DB location and account details): 2 Other Institution (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated minter and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after' opening? 200000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 250,000 I Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Dyes El NO Please list all parties related to the account. For each party: • Chedc if a source of wealth description Is required for the patty. • Chedc the appropriate box to descrte the relationship of the patty to the account (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the account In the 'Other column. • Always describe the relationship between the pasties in the last column. • Please drill down to the ultimate, isterlyeg Beneficial Owner(s). Legal Lnytrof Description Source of Wealth requeed Parties related to this account AccounUPIC Holder Ownefrust Senior of / Founder of Foundation Jemate Beneficialior Owner Signatory Full POA Limseci POA Financial IntermediayShareholderRimmsentative (Flm) Significant (>=25%) Nan-PIC tity (lls:I:ate ownership %) egal Grantor/Settlorfounding Donor • the (please 1escrte Other roles and/or ndicate relationship between Jarties) 1 I2 E) The 2007 Jeffrey E. Epstein Insurance trust #3 gl O O O O O O O O O 2 O El EpsteJeffreyn O O 2 O O O O O O O grantor; 3 O O Darren Indyke O O O O O • O • • O Trustee:; 4 O El Rchard Cahn O O O O 0 O O O O O Trustee:; CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000124 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... U§192824°87 EFIA_000 18997 EFTA00168744 KYC Print Page 4 of 26 2. Account Ownership Summary Account Name: HEAR Associates, Inc Acct. Number (if avaitabiek Account Manager. Paul Moms What is the ptspose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold funds for daily a for the company. Indicate from vita the assets are expected to amve? O DB Group: Same Booking Center (indicate account number): • DB Group: Other Booking Center (indicate DB location and account details): 74 Other Institution (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated lumber and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1,030 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? 150000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 150000 I Currency l a' Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? 0 Yes 2 No Please list all parties related to the account. For each party: • Check if a source of wealth description s required for the party. • Check the appropriate box to descrte the relationship of the party to the accowit (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the account In the 'Other' column. • Always desate the relationship between the parties in the last column. • Please drill down to the ultimate/ix-4Omq Beneficial Owner(s). Legal Lnutrof Description Source of Wealth requted Parties related to iliS aCCOLOIt Account, IC Holder Ownearust Settlor of / Founder of Foundatko JIbrrete Beneficiaor Owner SignatorNimeed FiA POA t•CiA Anandal IntermediarySharetioker (FIM) Significant (>=25%) 'Ion-PIC entity (Indicate ownership %) Legal Representative GrantorfSettlorfounding3ther Donor ;please describe other roles and/or nocate relationship ertl.4.44n 1 2 El Heal( Associates, Inc 2 O O O O O O O O O 2 O 2 Ca Rai:hard hn O O O 121 2 O O O O O 3 O (0 Bell OK O O 0 O O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000125 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... UM92814088 EFIA_000 18998 EFTA00168745 KYC Print Page 5 of 26 2. Account Ownership Summary Account Name: HUM( Associates, Inc -- Money market Acct. Number (if avaitabie): Account Manager. Pad Morris What is the pirpose of the account (e.g. portfolio management, advisory acorn, custody seMces, long-term investment, payment/expense account)? MOney market account to hold funds for the company and earn interest Indicate from where the assets are expected to aMve? O DB Group: Same Bodang Center (ndicate account number): • DB Group: Other Booking Center (indicate DB location and account details): IZ Other Insbtution (Indicate name & location): JPMorgan. new York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (inircate estimated ranter and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? 1 100000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 1 150000 I CbrrencY I USD Does/will the client have Assets Under Management (AuM) within DB under Bur. 3M? afizs El No Please list all parties related to the account. For each patty: • Chedc if a source of wealth description s required for the patty. • Chedc the appropriate box to describe the relationship of the patty to the account (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the account in the 'Other column. • Always describe the relationship between the pasties in the last column. • Please drill down to the ultimate/underlying Beneflcial Owner(s). Legal Lnutrof Description Source of Wealth requted Parties related to iliS account AccountPIC Holder Ownearust Settlor of / Founder of Foundation Jltimate Benet-crater Owner Signatorydmeed FLA POA DOA Fnandal IntermediaySharehoker (FIN) Significant (>=25%) Von-PIC entity (Indicate ownership %) Legal Representative Grantor/Settlorfounding3ther Donor O ;please iescribe other roles and/or nocate relationship (names) I 2 El Heal( Associates. Inc 2 O O O O O O O O 2 O El Ca Rai:hard hn O O O 121 El O O O O O 3 O (0 Blieller Bell O O O 0 2I O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000126 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... /I/192824°89 EFFA_00018999 EFTA00168746 KYC Print Page 6 of 26 2. Account Ownership Summary Account Name: Darren K. Indyke PLLC Acct. Number (if available) Account Manager. Paul Morris What is the propose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account for the daty use of the this law firm Indicate from where the assets are expected to arrive? O DB Group: Same Bookilg Center (indicate account number): • DB Group: Other Booking Center (indicate DB location arid account details): Other Insolation (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1,030 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? 150000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? I 75°°° I Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Cur. 3M? 0 Yes 2 No Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check the appropriate box to desorte the relationship of the patty to the accoirit (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the accorxit In the 'Other column. • Always desate the relationship between the parties in the last column. • Please drill down to the ultimateirriderlymg Beneficial Owner(s). Legal Discripttin AccounUPIC Settler of Jibmate Signatory Limited Financial Significant .egal Granta/Settlorfounding a the intrtrof Source Holder Ownerrust/ Beneficial's' Full POA IntermedioyShareholderetexesentative Donor (please of Wealth Founder of Owner POA (Flm) (>=25%) 1esorte requted Parties Foundation Non-PIC (Indicate Y Dther roles and/or ndicate related to this account ownership %) relationship Sehyeen ,times) 1 O 0 lndDarren yke O O O 2 O O O O a Darren K. 2 2 0 Indyke El O O O O O O • N N PLLC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000127 https://dbforcepb.my.salesforce.com/servlet/serviet.Integration?lid=0IN30000000D9Di&e... /I/192814°9° EFIA_000 19000 EFTA00168747 KYC Print Page 7 of 26 2. Account Ownership Summary Account Name: Cowen K. Indyke PLLC -- Money Market Acct. Number (loveable): Account Manager. Paul Morris What is the pLrpose of the account (e.g. portfolio management, advisory accent, custody seMces, long-term invesonent, paymentfemense account)? Money market account for the company to hold funds and earn interest Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB locaton and account details): El Other !nu:coition (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated rornber and volume per month)?: Roughly 1-3 inflows and outflows per monthr anging from $1,030 to $10,000 What is the expected volume of assets and currency fce the account approx. 90 days after opening? 1 100000 I Currency I LISO What is the expected volume of assets and currency fce the account approx. one year after opening? 125000 I Currency NW Does/will the client have Assets Under Management (AuM) within DBunder air. 3M? U Yes 5 No Please list all parties related to the account. For each party: • Check if a source of wealth desolation is required for the party. • Check the appropriate box to decree the relationship of the patty to the accent (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the accent In the 'Other' column. • Always desate the relationship between the parties in the last column. • Please drill down to the ultimate/ix-40ring Beneficial Owner(s). Legal Lnotrof Discription Source of Wealth requeed Parties related to this account AccounflPIC Holder Onneffrust/ Settlor of Founder of Foundation Jibmate BenefKialor Owner Signatory Ful POA Limited POA Financial IntermediayShareholderctexesentative (FIFO Significant (>=25%) Non-PIC envy (Indicate ownership %) .agal Granta/Settlorfoundin Donor the please then roles nd/or ndicate elationsto ) 1 El 0 IndDarren yke O O O 2 O O O O a 2 2 0 Darren K. Indyke PLLC El O O • O N N O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000128 https://dbforcepb.my.salesforce.com/servlet/serviet.Integration?lid=0IN30000000D9Di&e... UM92814°91 EFIA_000 19001 EFTA00168748 KYC Print Page 8 of 26 2. Account Ownership Summary Account Name: Darren K. Indyke PLC-Attorney Trust Account Acct. Number (ffavarOble). Account Manager. Paul Mons What is the pLrpose of the account (e.g. portfolio management, advisory account, custody services, long-tam investment, payment/expense account)? Checking account for clients escrow. Funds are placed here to earn interest Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (ndicate account number): O DB Group: Other Booking Center OrKlicate DB location and account details): 2 Other Instartion (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (Indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging trap $1,030 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? 50300 I Currency I USD What is the treated volume of assets and currency for the account approx. one year after opening? 75000 I Currency I USD Does/will the client have Assets Under Management (AuM) within DB under air. 3M? 0 Yes El No Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check the appropriate box to desate the relationship of the patty to the account (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the account in the 'Other column. • Always deserts the relationship between the parties in the last column. • Please drill down to the ultimatefirdedymg Beneficial Owner(s). Legal intrrvof Disruption Source of Wealth required related to this account AccounUP1C Holder Ownefrust Settler of / Founder of Foundation Jibmate BenefKiabor Owner Signatory Full POA Limited POA Financial IntermedioyShareho (Flm) Significant (>=25%) Nan-PIC awry (Indicate ownership %) al aresentative Granta/Settlorfounding Donor a the (please iesate other roles and/or and/or Parties ndicate elationster Oetitmen parties) 1 E 2 Darren K. Indyke PLLC 2 O O • O O O O K O 2 O 2 IDandyrren ke O O O O O O O CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000129 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... U§192824092 EFIA_000 19002 EFTA00168749 KYC Print Page 9 of 26 2. Account Ownership Summary Aomunt Name: Darren K. Indyke PLC-Attorney Trust Account — Money Market Acct. Number Of arsiaNe): Account Manager. Paul Morris What is the pLrpose of the account (e.g. partfollo management, advisory account, custody services, long-tom investment, payment/expense account)? Money market account for clients escrow. Funds are placed here to earn interest Indicate from where the assets are expected to aMve? O DB Group: Same Booki-ig Center (ndicate account number): • DB Group: Other Booking Center (indicate DB location and account details): IZ Other Insbtution (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated timber and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,030 to $10,000 What is the expected volume of assets and currency fry the account approx. 90 days after opening? 175000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 1 100000 I Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Cur. 3M? Oyes 2 No Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check the appropriate box to desate the relationship of the patty to the accoint (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the accoixit In the 'Other' column. • Always desate the relationship between the parties in the last column. • Please drill down to the ultimate/inderlyng Beneficial Owner(s). Legal intrtrof Description Source of Wealth requted Parties related to this aCCOLIM AccouniPiC Holder Ownefrust Settler of / Founder of Foundation Jibmate BenefKialor Owner Signatory Full POA Limited POA Financial intern edl Shazehode.*opresentative (Flm) Significant (>=25%) Nan-PIC (Indicate ownership %) .agal Granta/Settlorfounding Donor a rho (please desate otter roles and/or ndicate relationship Setween ,arties) 1 O 0 IndDarren yke O O O 2 O O O O a 2 2 0 Darren K. MdYke PLLC El O O • O N N O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-00001W https://dbforcepb.my.salesforce.com/servlet/serviet.Integration?lid=0 I N30000000D9Di&e... /I/JP/2814°93 EFIA_000 19003 EFTA00168750 KYC Print Page 10 of 26 2. Account Ownership Summary Account Name: New York Strategy Group, LLC Acct. Number (ff aragoAfef. Account Manager. Paul Monis What is the ptspose of the account (e.g. portfolio management, advisory accoult, custody senAces, long-term Investment, payment/expense account)? Checking account for the daily needs of the company Indicate from where the assets are expected to aMve? O DB Group: Same Booking Center (rdicate account number): • DB Group: Other Booking Center (indicate DB location and account details): Other Instation (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (Indicate estimated mayber and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1,030 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days after opening? 125000 I Currency I USD What Is the expected volume of assets and currency for the account applox. one year after opening? 150000 I Curl enc.,' I USO Does/will the client have Assets Under Management (AuM) within DB under air. 3M? °Yes@ No Please list all parties related to the account. For each patty: • Chedc if a source of wean description s required for the party. • Chedc the appropriate box to desate the relationship of the patty to ths accoird (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the accorn in the 'Other column. • Always describe the relationship between the parties In the last column. • Please drill down to the ultimate/Lndedymg Beneficial Owner(s). Legal Lnutrof Description Source of Wealth requted Parties related to this account AccounUPIC Holder amethyst/ Settled of Founder of Foundation Jlbmate Beneficialor Owner Signatory Full POA Limited POA Financial intern edl Shazehoderqreseritative (FINI) Significant (>=25%) Nan-PIC (lIntO ty icate ownership %) eget Granta/Settlorfounding Donor a the (please Oescrte Dther roles and/or ndlcate relationship Setween woes) 1 2 2 New York stn" croup, LLC O OO ID O O O O O O 2 D El rren IDa ndyke O O O 2 2 O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000131 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... /I/192814°94 EFIA_000 19004 EFTA00168751 KYC Print Page 11 of 26 2. Account Ownership Summary Account Name: New Vat Strategy Group, LLC -- Money Market Ace. Number (ff aiano.W. Account Manager. Paul Mortis What is the pirpose of the account (e.g. portfolio management, advisory accoint, custody senAces, long-term investment, payment/expense account)? Money market account to hold funds for the company and earn interest Indicate from Mere the assets are expected to anlve? O DB Group: Same Booking Center (Indicate account number): • DB Group: Other Booking Center (Indicate DB location and account details): 2 Other Insbtution (Indicate name & location): JP.Morgan. New York, NY O Physical Deposit (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? 1 50000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 1 75000 I Currency I USD Does/will the client have Assets Under Management (AuM) within DB under air. 3M? aria @No Please list all parties related to the account. For each party: • Chedc if a source of weakh description s required for the patty. • Chedc the appropriate box to desate the relationship of the party to tin account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account In the 'Other" column. • Always describe the relationship between the pasties in the last column. • Please drill down to the ultimateftsiderlyan Beneficial Owner(s). Legal intrtrof Description Source of Wealth requted Parties related to this account AccounflPIC Holder amethyst/ Settler of Founder of Foundation Jibmate Beneficialior Owner Signatory Full POA Limited POA Financial IntermediaryShareholdereepresentative (FIFO Significant (>=25%) Nan-PIC lnty (Indicate lt ownership %) .agal Grantor/Settlorfounding Donor • the (please 1escrte other roles and/or ndicate relationship Setween woes) 1 O ID New Yak stn " Y Group, LLC O O O ID O O O O O O 2 D El Darren Dyke O O O @ 2 O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000132 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... /I/192814 °95 EFIA_000 19005 EFTA00168752 KYC Print Page 12 of 26 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Darren Indyke - Date of Birth: Country of Residence: USA Country of Otbaenship: USA Address of primary residence: Has client resided acme of he/her country of nationality for 5 years or more? O yes la No Profession/Ocomatka: Lawyer Tax ID / SSN: Current Employer: Southern Financial LLC Postion/Tttle/Rank: Address of employer: 6100 Red Hook Quarter 83 St Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity In the financial ndustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles in yes 2 Pb " Is the individual a Politically Exposed Person (PEP)?(// Yes, desarbe) 0 yes 0 No To the best of your knew/ledge, is the individual related to an employee of the I313 group?(if Family oneriendship, describe) 2 None • Family • Friendship To the best of your knowledge, is the individual party to a non-banking relationship with Deuische Bank (e.g., external legal counsel, client referral source, supplier of goods or seivicm)?Of res,desmbe) O Yes 2 No If applicable, rdlcate ',itch bank officers have met the person: Ind.cate where and when client meebng(s) took place: Bank Officer Name(s) Bank Office: Gent Private Domiolle: Client Place of Business: Other Location (specify): Date: Paul Morris O O 2 9/13/2013 O O • O O O O Wealth Details for this individual are not filled in, because they we the same as for the following person: 38. Wealth Details (Only for parties requirrig source of wealth description as rioted In Seddon 2) Nature of the Irchvicluars Busness: Attorney Primary Country of source of wealtrysource of Funds? Primary k-dustry of source of Weatth/Source of Funds? Summate Source of Wealth: O Business Owner 2 Salary/Earnings 2 Investment O Inheritance/Gifts . Other: Further Descrte Scurce of Wealth /Detail the hisbery of wealth for each of the sources: (e.g. For mars, how did senior aoximulate wealth? For inheritance, how did family accumulate weath?For business owners, how long in business, how many employees, level of profitafly? Indicate type of business, countries of major activities, important business partners.) Darren has been an ri-house lawyer for Jeffrey Epstein at Southern Firenchial LLC for over 10yrs, wherein his main source of income comes form (See KYC #1082293). He also owns a few of his own small companies (LLC's) for his private investments, and well his own law practice, Darren Indyke PLLC Estimated Annual Income(S): 300,000.00 Estimated amount of investable assers($): $1 MM - 2 MM Estimated Net Worth(5): $2 WI - 5 MM Amount of assets planned to invest with PSWl($): 200,000.00 Other Known Finan:el Institutions: Institution: JPMctgan Carey: USA Est. Assets Under Mgt: 10,000,000.00 Insbtution: Carey: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 8(e) DB-SONY-0000133 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... UM92814096 EFIA_000 19006 EFTA00168753 KYC Print Page 13 of 26 Insbtution: Please indicate the (amity situation of the inctvidual (marital status, other family members, etc.): I Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Da-soNr-oo00134 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... /I/192814°97 EFIA_000 19007 EFTA00168754 KYC Print Page 14 of 26 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all pates) individual's Name: Harry Beyer • Date of Birth: Country of Residence: USA Country of Ottpenship: USA Address of primary residence: Has client resided ouiside of his/her country of nationality for 5 years or more? O yes la No Profession/Ocanatka: Accountant Tax ID / SSW: Current Employer: HBRK Associates, Inc Pomba/Tide/Rank: Address of employer: 575 Lexington Avenue, 9th R New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity In the financial ndusby? or an entity listed on a DDreccgnised exchange? (Not applicable for operating entitles in yes 2 No " Is the individual a Politically Exposed Person (PEP)?(if Yes describe) O Yes O No To the best of your knowledge, is the Individual related to an employee of the I313 group?(if Family oneriendship, describe) 2 None • Family • Friendship To the best of your knowledge, is the individual party to a non-banking relationship with Deursithe Bank (e.g., external legal counsel, client referral source, supplier of goods or serelos)?(if res,desmbe) O Yes 2 No If applicable, rdlcate Much bank officers have met the person: Indcate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Clent Private Dombile: Client Place of Business: Other Location (specify): Date: Paul Morris O O 2 9/13/2013 O O • O O O • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Seddon 2) Nature of the individual's Busness: Accounting Firm Primary Country of source of wealth/smite of Funds? Primary ndustry of source of Weatth/Source of Funds? Summarae Source of Wealth: 2 Buenas Owner OSalary/Earnings O Other: 2Investment • Inheritance/Gifts Further Desate Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For insis, how did settle accumulate wealth? For inheritance, how dkl family accumulate wealth?For business owners, how long in business, how many employee, level of profitability? Indicate type of business, countries of major activities, important business partners.) Harry Is an accountant and owrs his own firm. He S also the n-house accoLntant for Southern Financial LLC (KW r:010B2293). He has gained Ns wealth from his years as the in-house accountant and his own firm Estimated Annual Income(S): 500,000.00 Estimated amount of investable assets(S): $1 MM - 2 MM Estimated Net Worth(5): S2 MM - S MM Amount of assets planned to invest with PWM($): Other Known Finanoal Institutions: Institution: IPMegan Country: USA Est Assets Under Mgt 5,000,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000135 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... /I/192814°98 EFIA_000 19008 EFTA00168755 KYC Print Page 15 of 26 I I I I I I I Please indicate the family situation of the inctvidual (marital status, other family menters, etc): !Named CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000138 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=01N30000000D9Di&e... /I/1928(1)3°99 EFTA_000 19009 EFTA00168756 KYC Print Page 16 of 26 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Richard Kahn • Date of Birth: Country of Residence: USA Country of Ottoenship: USA Address of primary residence: Has client resided ouiside of he/her country of nationality for S years or more? 0 yes No Profession/Ocabiatica: Accountant Tax ID 155N: Current Employer: HBRK Associates, Inc Posebn/Ttle/Rank: Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity In the financial Mushy? or an entity listed on a O8-recognised exchange? (Not applicable for operating entitles /-1 yes 2 lb i--1 Is the individual a Politically Exposed Person (PEP)?(if Iles cesarbe) 0 Yes 0 Pb To the best of your knew/ledge, is the individual related to an employee of the 08 group?(if Family oneriendship, describe) 2 None • Family • Friendship To the best of your knowledge, is the individual party to a non-banking relationship with Deuische Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?!/ res,desmbe) Oyes 2 lb If applicable, rdlcate Mich bank officers have met the person: Ind.cate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Cent Private Dombile: Client Place of Business: Other Location (specify): Date: Paul Morris 0 0 2 9/13/2013 0 0 • 0 O 0 • Wealth Details for this indMdual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated In Seddon 2) Nature of the Individual's Busness: Accountant Primary Country of source of weakh/sairce of Funds? Primary ndustry of source of Weakh/Source of Funds? Summarae Source of Wealth: 2 Business Owner 2 Salary/Eamings 0 Investment • Inheritance/Gifts 0 Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For wise, how did settior accumulate wealth? For Inheritance, how dkl family accumulate weath?For business owners, hat/ long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, Important bumess partners.) Richard owns HBRK Associates Inc with Harry Elder. He is also an in-house accountant for Southern Financial, LLC (KYC 11082293), for over 10yrs. His wealth comes from his own frml and bang an in house accountant Estimated Annual Income($): 300,030.03 Estimated amount of investable assets( S): SI MM - 2 *I Estimated Net Worth(S): S2 *I - S MM Amount of assets planned to invest with PWM($): Other Known Finanoal Institutions: Institution: JPMegan Country: USA Est Assets Under Mgt 1,000,000.00 Institution: Country: Est. Assets Under Mgt: Inotetion: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000137 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... UM92824100 EFTA_00019010 EFTA00168757 KYC Print Page 17 of 26 I I I I I I I Please Indicate the family situation of the inoviclual (mental status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-000013B https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... II/192814101 EFIA_00019011 EFTA00168758 KYC Print Page 18 of 26 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Jeffrey Epstein - Date of Birth: 1/2011953 Country of Residence: USVI Country of Capership: USA Address of pansy residence: Lite Saint James Saint Thomas 00802 US Virgin Islands Has client resided ankle of his/her country of nationality for 5 years or more? O Yes ©No Profession/Ocaipatk:n: Self Empolyed Tax ID / SSN: Current Employer: Southern Finanaal LLC Postal/Title/Rank: President Address of employer: 6100 Red Hook Quarter B3 St. Thomas USVI 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial ndustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles in yes 2 Pb " Is the individual a Politically Exposed Person (PEP)?(if Yes, *sorbs) 0 yes 0 No To the best of your knowledge, is the individual related to an employee of the I313 group?(if Family oneriendship, describe) 2 None • Family • Friendship To the best of your knowledge, is the indivael party to a non-banking relationship with Deuische Bank (e.g., external legal counsel, client refers source, supplier of goods or seivicm)?Of res,desmbe) O Yes 2 No If applicable, indicate Muth bank officers have met the person: Ind.cate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domnile: Client Place of Business: Other Location (specify): Date: Paul Morris O O 2 9/13/2013 O O • O O O O Wealth Details for the individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties rentinng source of wealth description as rioted In Seddon 2) Nature of the Irchvichats Busness: Private investments Primary Country of source of wealtrysource of Funds? Primary industry of source of Weatth/Source of Funds? Summarae Source of Wealth: 2 Business Owner O Salary/Eamings 2Investment O Inheritance/Gifts O Other: Further Desate Source of Wealth /Detail the !Way of wealth for each of the sources: (e.g. For was, how did senior so:mutate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major act:Ninon, important business partners.) Epstein began his finanoal career in 1976 as an options trader at Bear Stearns an became a partners n 1980. In 1982, Epstein founded its own financial management firm, ). Epstein & Co, managng the assets of chents with more than a NI n ri net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based It on the island of St. Thomas in the US Virgin Is ands. All of his dents were anonymous except for the very wealthy businessman Leslie Warner. His wealth has come from his days at Bear Stearns and his finance] management firms Estimated Annual Income($): 10,003,003.00 Estimated amount of investable assets($): $50 KM - 100 MM Estimated Net Worth(S): $100 MM - 500 MM Amount of assets planned to invest with PSWI($): Other Known Arian:el Institutions: Institution: JPMegan Casty: USA Est. Assets Under Mgt: 120,000,000.00 Institution: Casty: Est. Asses Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000139 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... U.§192814102 EFIA_00019012 EFTA00168759 KYC Print Page 19 of 26 [ Insatution: Country: Est. Assets Under Mgt: Please indicate the family situation of the indvidual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summa 3C. Legal Entity Details (Far all Legal Entities) Legal Entity Name: New York Strategy Group, LLC - Type of EMtty: purpose O Foundation/Association O hip of Entity: 10 Private Investment O PhilandeopIc/Chantable O Commercial Tn.st it Company • Estate Type of Entity Other (specify): Purpose ity of Ent Other (specify): Country of incorporation/regsgation: USA Date of incorporation / registration: 1/13/2000 Volcker Status: Volcker Hag: Address (city, street, post code): 575 Lexington Ave, 4th Ft New York NY 10022 USA U.S. TINJEIN: Provide a description of the ent Ns organizational structure, its ownership structure and its Top Management. For trusts/foundations, include Information about revocability,setdor and benefidarles,etc.: New York Strategy Group, LLC is a single member LLC owned by Darren K. Indyke. Pease indicate how ownersNp of the legal entity s reflected: Darren K. Indyke Is the sole member - Indicate where shares are custoded: • Special attention: Bearer Shares Desate the chain from the direct owner of the entity to the utmate beneficial owner (if not Me same persons): Darren IC Indyke is the sole member To the best of your knowledge, is the entity party to a non banking relationship with Deutsche Bank (e.g. edema' legal counsel, client referral source, supplier of goods or services)?: Yes O No Describe Nature of Entity's Primary Business and Invesbnent Acthrities Nature of the business: Private LW used for the personal investments of Darren Indlrye. The LLC holds hinds and invests in assets that Darren finds interesting Countries where business is transacted: USA Number of employees: I 3D. Wealth Profile (Only for parries requiring source of wealth desorption as indicated ri Section 2) Primary Country of source et meaCh/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet New York Strategy Group, LLC Invests in different asset classes or equivalent summary of assetsibabilities): its assets through the revenue it makes on the return Investments and gains Estimated gross receipts p.a.(3): 100,000.00 Estimated net profit p.a. (5): 75,000.00 Estimated Investable assets ($): <SI MM Potential Amount to be Invested with PIM (5): 50,000.00 Other Known Biaxial Institutions: Insbtution: JPMorgan Country: USA Est. Assets Under Mgt: 500,000.00 Institution: Country: Ea. Assets Under Mgt: Institution: Country: Ea. Assets Under Mgt: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SDNY-0000140 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... /I/192814103 EFFA_00019013 EFTA00168760 KYC Print Page 20 of 26 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Darren K. Indyke PLLC - Type of Entity: O Fourclation/Associaton O Trust RI Company O Estate O pa rtnership Purpose of Entity: ® Pmate Investment O Philanthropic/Chantable O Commercial Type of Entity Other (specify): Purpose of Entry Other (specify): Country of incorporation/regstration: USA Date of Incorporation / regisbatIon: 9/5/2038 Volcker Status: Volcker Flag: Address (ow, street, post code): 575 Loangton Avenue New York NY 10322 USA U.S. TINfEIN: Provide a description of the ent revocability,setdor and beneficiaries,etc.: Single member PLLC with Darren rys organizational structure, Its ownership structure and rts Top Management. For busts/foundations, include Information about and owner K. Indyke as the sole mu liter Please indicate how ownership of the legal entity Is reflected: Single member PLLC with Darren K. Indyke as the sole member and owner O Special attention: Bearer Shares - Indicate where shares are custoded: Descrte the chain from the direct owner of the entity to the ultimate beneficial owner (If not Me same persons) Single member PLLC with Darren K. Indyke as the sole member and owner To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, dent referral source, suppler of goods or services)?: Yes • No . 4 Describe Nature of Entity's Primary Business and Investment Acthrities Nature of the business: Law practice. This is Darren Indyke's private law firm. Countries where business is transacted. USA Number of employees: I 3D Wealth Profile (Only for parties reusing source of wealth description as indicated In Section 2) Primary Country of source of wealth/source of Funds? Primary mdustry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (eg. balance sheet or equivalent summary of assets/liabilities): Assets come from the rates he charges clients for his law services Estimated gross receipts p.a.($): 300,000.00 Estimated net profit p.a. ($): 200,000.00 Estimated Investable asses ($): <$1 MM Potential Amount to be invested with PWM ($): 100,000.00 Other Known Finanoal Institutions: Institution: JPMagan County: USA Est Assets Under Mgt: 500,000.00 Institution: Canby: Est Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Type of Entity: MIRK Associates. Inc - CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) Purpose of Entity: DB-SONY-0000141 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... /I/1928141°4 EFIA_00019014 EFTA00168761 KYC Print Page 21 of 26 O Fourclation/Associaton O Trust 2 Company O Estate El Partnership 2 Private Investment O RbliantivoPic/Charobk O Commercial Type of Entity Other (specify): Purpose of Entity Other (spedfy): Country of incorporation/regsvation: USA Date of incorporation I registration: 8/29/2008 Volcker Status: Volcker Flag: Address (city, street, post code): 575 Lexington Avenue, 4th Ft New York NY 10022 USA U.S. TINMIN: Provide a description of the entitys organizational structure, its ownership structure and its Top Management. For bugs/foundations, include information about renocability,setdor and benefidaries,etc.: orchard Kahn 50% owner Harry Beller 50% owner Please indicate how ownership of the legal entity is reflected: Richard Kahn 50% owner Harry Beller 50% owner D Special attention: Bearer Shares - Indicate where shares are custoded: Desate the chain from the direct owner of the entity to the ultimate beneficial owner (ii not the some persons). Richard Kahn 50% owner Harry Beller 50% owner To the best of your knowledge, is the entity party to a non banking relationship with Deutsche Bank (e.g. external legal counsel, chest referral source, supplier of goods or services)?: Yes O No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Rap:ming I -rn Countries where business is transacted: USA Number of employees: 2 3D. Wealth Profile (Only for parties requiring source of wealth desorption as indicated ri Section 2) Primary Country of source of wealth/source of Funds? Primary ndustry of source of WeakIVSource of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Harry and Rich are both in-house accountants for Jeffrey Eosten. Their company's. Heal( assets comes from the fees they charae for this service Estimated gross receipts p.a.($): 400,000.00 Estimated net profit pa. (5): 300,000.00 Estimated investable assets ($): <51 MM Potential Amount to be invested with PWM (5): 200,000.00 Other Known Finanoal Institutions: Insbtution: JPMorgan County: USA Est. Assets Under Mgt: 200,000.00 Institution: County: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa ev 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: The 2007 Jeffrey E. Epstein Insurance Trust 03 - Type of Entity: O Fourclation/Associaton RI Trust O Company O Estate O Partnership Purpose of Entity: Private Investment O PhliantivoPiciChantable O Commercial CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000142 https://dbforcepb.my.salesforce.com/servlet/serviet.Integration?lid=01N30000000D9Di&e... /I/192814105 EFIA_00019015 EFTA00168762 KYC Print Page 22 of 26 Type of Entity Other (specify): Purpose of Entity Other (spedfy): Country of Incorporation/registration: USVI Date of Incorporation! registration: 11/1/2007 Wicker Status: Volcker Flag: Address (city, street, post 575 Leidngton Ave, 4th Fl New York NY 10322 USA U.S. TIN/Elti: code): Provide a description of the en tys organizational structure, its ownership structure and ts Top Management. For buds/foundations, Include Information about revacability,setflor and benefidarles,etc.: Jeffrey Epstein: Grantor Darren Indyke: Trustee Richard Kahn: Trustee Please indicate how ownership of the legal entity is reflected: Jeffrey Epsten: Grantor Darren Indyke: Trustee Richard Kahn: Trustee O Special attention: Bearer Shares - Indicate where shares are custothed: Desote the chain from the direct owner of the entity to the ulamate beneficial owner Of not the some pawns): Jeffrey Epstein: Grantor Darren Indyke: Trustee Richard Kahn: Trustee To the best of your knowledgeos the entity party to a non.ballorg relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes El No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Trust account Countries where business is transacted: USVI, USA Number of employees: 2 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated n Section 2) Primary Counby of source of wealth/source of Funds? Primary ndustry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (eg. balance sheet or The funds for this trust account come from contributiors mad egtivaleM summary of assets/liabilities): by the Grantor. Jeffrey Epstein. His soiree of wealth can be found In Ns wealth prone Estimated gross receipts p.a.($): Estimated net profit pa. (5): Estimated investable assets (5): 451 :01 Potential Amount to be invested with PWM ($): 400,030.00 Other Known Financial Institutions: Institution: JPMorgan Country: USA Est. A.4.4444 Under I4gt: 403.000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country. Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SONY-0000143 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... UM92814106 EFIA_00019016 EFTA00168763 KYC Print Page 23 of 26 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B ReLationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comments: Boolung Center M NY 'NO Offshore CI Moderate Risk Janice Franklin • Offshore w High Risk (Compliance Sognattre) 0 DB Employee 0 DB Managed PIC Trustee/Co-Trustee 0 Bearer Shares • DB is 4. Attachments A. Type of Photo ID Provided E Omen License 0 Passport 0 Nabonal/State ID • Other B. Checkkst of names (indviduals and/or elates) that were subnitted for database searches is attached @ Yes 0 No C. Please indicate the results of the database searches performed RDC searches complete Ryes 0 No negative results found 0Yes 1•4 No PCR checks complete In Yes 0 No negative results found Oyes No Oyes 0 No OFAC checks complete n Yes 0 No negative results found Oyes El No BIS searches complete (Lexis/Neds, Facbva, Reuters, Dow Jones, D&B) M Yes 0 No negative results found Denial Orders checks complete WI yes 0 No negative results found Oyes 2 No Martindale-Hubbell searched (Lawyers/Law Firms only) • Yes @ No negative results found 0Yes • No D. Please summarize any negative results frozen the database searches indicated above: DARREN K. INDYKE: No negative Meda No court cases NEW YORK STRATEGY GROUP, LLC: No negative media No court cases DARREN K. INDYKE PLLC: No negative media No court cases HBRK ASSOCIATES INC: No negative media No court cases RICHARD KAHN: Approved KYC 001082293 AML Clearance attached to bus KYC Not barred from NYSE Arca and he was cleared mace as seen in the attachments HARRY BELLER: Negative Media: Not cur client. Al negative mesa pertains to an environmental rmacdologet. Our client is an accountant Court Cases: tel: Disposed in 1987 Al other cases are not our client. The other court cases refer to a Dr. Harry Beller. Our client is an accountant JEFFREY EPSTEIN INSURANCE TRUST: No negative media No court cases JEFFREY EPSTEIN: Previously KYCO and acoroved in: 01082293 and 01121718 E. To the bat of your knowledge, has the dent ever been convicted of a criminal offense? CI Yes U No F. To the best of your knowledge, has the customer ever been involved in any past litigation aganst Deutsche Bank AG or any Cl its subsidiaries or is the customer threatening litigation against 0 Yes RI No Deutsche K Bank AG or any of its subsidiaries? af Yes provide rk'teds borow end wawa Quaid,' Mgt (/oaroilnil) or We Regulatory Control Group and nob)? Compliance immediately) G. • yes 21 No CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(6) DB-SDNY-0000144 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... UM92824107 EFIA_00019017 EFTA00168764 KYC Print Page 24 of 26 Does the client a Mated party have any financial or other association / interacbons wtthin countries or mama sanctioned by the Office of Foreign Assets Control (OFAC)? K Does the dent a related party have any financial a other association/ interactions within Ngh risk countries? • Yes 21 No I. Corporate Documentation Attached (Legal Eretes Only) 2 Yes 0 No 0 Not Applicable l. Undisclosed Pnnopal Form Complete (Intermediaries Only) • Yes • No n Not Applicable IC If Lecis/Nexis Search Results, Corporate Documents or Other Supporting Documentaton is not in English, please provide an English signmary of the native/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Rsk Countries? • yes 2 No Is the account structure unusualy complex? Ekes 2 No Is there any indication the client set up a non operating company expressly . yes 2 No for the barsfening third purpose of shares to parties? Is there any indication this could be a proNtlted business relationship? DYES 2 No Are the bearer shares Identified subject to acceptable controls? • Yes 2 No CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000145 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... /I/192814108 EFFA_00019018 EFTA00168765 KYC Print Page 25 of 26 M. Case Comments Created By Date Comments Aila^da < ft() 10/11/113 9:21 AM Need to clone to make 2 new KYCS ONSHORE APPROVALS Cent Facing Professional (CEP): Paul Morris ;Signature) Paul Moms 10/3/2013 Office Directorffiusiness Head: Brian M. Biggar (Signature) Brian al. &ggar 10/4/201.3 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline LIghttcdy Janice FiaSdin (Signature) lacquelne UgMbody Janice Fianklin 10/11/2013 11/1/2013 LATAM/INTERNATIONAL APPROVALS Ckent Facing Professional (CFP): (Signature) Account Manager. (Signature) Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): (Signature) AML Business Risk (Signature) AML Compliance: (Signature; PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals)a) (CFP's) should establish and maintain business relationships only with persons who sari* our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. i confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. e(e) DB-SDNY-0000146 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... U§192824109 EFIA_00019019 EFTA00168766 KYC Print Page 26 of 26 Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000147 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 4192814110 EFTA_000 19020 EFTA00168767