EFTA00168768.pdf

KYC Print Page I of 25 DB PWM GLOBAL KYC/NCA: PART A KYC Case 4 : 01195111 One sheet mug be established per relationship - list all accounts included in the relatlonshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RSATIONSHIP:0000OME Boolory Center: New `fa* Refabonship Manager: Paul Moms O New Mil Relatiorship O Existing PWM Relabonship ReLadonship to PWM: If edgily, please ixIcate snce when the relationship exists, provide reason for new proNe and attach old profile: Update of KYC 401133624 to add Darren IMyke as an authorized signer. Darren has been approved in KYC 01133377. See attached LOA to add O Client Referral 2 RM Prospect O Intermediary/FIM O Other Source (CIB, etc.) How Was the Oient(s) Introduced? How long has the RM personally known the client? Please provide details (e.g. name of referral source, how many years RM personal), has known dent, etc.): Jeffrey Epstein is a current client of the Bank. Wait to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Pacts at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced then while Paul was at JPfitorgan. Over the cane of a few meetngs Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocezezon or similar O Yes I • No compensation to a third party for the Introduction of this relationship? (If Yes, describe): Lust all existing and new accounts involved in this relationship Legal Entity AccouM(s) A unt Name / Number Opening Date (interded/acbial) 1 A Hyperion Air Inc 10/16/2013 2 2 Hyperion Air Inc — Money Market 10/16/2013 3 e Hyperion Air LLC 10/16/2013 4 2 Hyperion Air LLC — Money Market 10/16/2013 5 p JEGE Inc 10/16/2013 6 2 JEGE Inc -- Money Market 10/16/2013 7 EI JEGE LLC 10/16/2013 B • ..4 JEGE LLC -- Money Market 10/16/2013 9 2 Plan D, LLC 10/16/2013 10 2 Plan D, LLC •• Money Market 10/16/2013 Who s the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accoLnC.): Harry Beller Preferred method of contact (indicate phone no., fax no., email address, etc.): status : 6. Approved CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0000146 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... Tip/2824111 EFFA_00019021 EFTA00168768 KYC Print Page 2 of 25 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Hypenon Air Inc Acct. Number (dateibble). Account Manager. Paul Maris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Checking account to hold the hinds necessary for the costs associated with ownrig/runnog one of Jeffrey Epstein's airplanes Indicate fran where the assets we expected to arrive? O DB Group: Sane Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account details): El Other Institution (Irdcate name & location): JPMagan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Mows and outflows for the accant (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging fran $1,000 to 510,000 What is the expected volume of assets and awrency for the account approx. 90 days after openng? I I Currency I USD What is the expected volume of assets and currency for the account approx. one year after openng? 1 100000 I Currency I USD Does/vi the dealt have Assets Under Management (AM) within DB under Eur. 3M? CI Yes El No Please list all parties related to the account. For each party: • Check If a source of desa*Oon Is reared for the wealth party. • Check the appropriate box to desate the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other' column. • bury deur-tee the relationship between the parties in the last column. • Please drill down to the ubnatefundedying Beneficial Owner(s) egalbescricroon Inbtyof Source of Wealth regured Parties related to this account AcccuntialC Molder OiwierTrust Settlor of / Fabler of Foundation Ultimate 8enefioal Owner Signatory—imitedfinancial or Full POA DOA Intermediary6harehddeYAepresentative FM) Significant >e2S%) on-PIC entity Opiate ownership %) _egal GrantorfSetdorFounthrgather Donor (please describe other roles and/or indicate relationship between Parties) 1 L.d 2 Air, Hyer°, Inc ni 0 -I O O O O O O O • O 2 El 2 Jeffrey K Epstein " r-i 1 Do 2 5 O ID O O • 3 O El Heine BdIer O O O O Y2 O O O O • 4 O O Darren Indyke O O O O WI O O O O • CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000149 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... U§192824112 EFIA_000 19022 EFTA00168769 KYC Print Page 3 of 25 2. Account Ownership Summary Account Name: Hyperion Air Inc -- Money Market Acct. Number at avanable) Account Manager. Paul Mavis What is the purpose of the account (e.g. pat-Wio ma agement, advisory amount, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the casts assodated with owning/running one of Jeffrey Epstein's airplanes Indicate O • R • fran where the assets are expected to arrive? OB Group: Same Booking Center (indicate account number): OB Group: Other Booking Center (indcate DB lccabon and account details): Other Institution (Indicate name & location): "Morgan. New Yak PhYstal Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of asseis ard annoy for the account approx. 90 days after opering? I I airrencY I USD What is the expected volume of assets and currency for the account approx. one year after opering? 1200000 I airrencY I USD Does/wi the dent have Assets Under Management (AuM) within DB under Eur. 3M? OYes Ig No Please Ilst all parties related to the account For each party: • Check if a source of desaiption is reared for the wealth party. • Check the appropriate box to desate the relationship of the party to this account (> I on be selected). • If none of the check boxes appty, ducnbe the party's relation to the account in the ',Other °Nunn. • Alway desate the relationship between the parries in the last column. • Please drill down o the ultimatthriderlying Beneficial Owner(s) egad Entity°, Desaiption Source 3f Wealth required Parties related to Iris account AocountOIC Holder 3vmerTrust Senor of / Founder of Foundation Ultimate Beneficial Owner Signatory—imitedfinancial or Full POP. POA IntermediaryiSharehdderRepresentative (AM) Significant (>=25%) Non-PIC entity (indicate ownership %) _egal GrentorfSetborFouningOther Donor (please describe other roles and/on indicate relationship between parties) 1 O 121 jeffrei Epstein O DO 21 21 O O O O O 2 2 Hyperion Air, Inc n, i K O O O CI O O O O s 3 O O HanY Beller • O O • g O ID O O O 4 O O Darren !novice n '—' K O O O 2 O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(o) DB-SDNY-0000150 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... U§192824 113 EFIA_000 19023 EFTA00168770 KYC Print Page 4 of 25 2. Account Ownership Summary Account Name: Hyperion Air LLC Acct. Number (if avallablO Account Manager. Paul Morris What is the purpose of the account (e.g. portfolio management, advisory octant, custody services, long•berm investment, payment/expense account)? Checking account to hold the hinds necessary for the costs assodated With owing/running one of Jeffrey Epstein's airplanes Indicate fran where the assets we expects to anive? O 08 Group: Same Rocking Center (indicate account number): 0 D8 Group: Other Booking Center (indcate DB location and account detads): 2 Other Insbtution (Indicate name & location): JPMagan. New Yak 0 Phystal Deposits (specify cash, securibes, cheque , ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? I I °smug' I USD What is the expected volume of assets and currency for the account approx. one year after opening? 1100000 I Currercy I USD Doesfrall the client have Assets Under Management (ALM) within DB under Eur. 314? 0 Yon (71 No Please list all parties related to the account For each party: • Check if a source of desalt:tin is reaWed for the wealth party. • Check the appropriate box to desate the relationship of the party to this account (> 1 can be selects). • If none of the check boxes apply, desaibe the party's relation to the account in the ',Other slum. • Alway desate the relationship between the parries in the last column. • Please drill down to the ultinatefurdedying Beneficial Owner(s) egaiDescrOttn Entity,' Source af Wealth *eelared Parties related to this account AccountOIC Holder DwnerTrust Settlor of / Founder of Foundation Ultimate Beneficial Owner Signatory—imitedfinancial or RI POP. POA Intermediag6harehdderRepresentative (AM) Significant (>=25%) Non•PIC entity Onacate ownership %) _egal GrentorfSetborFounangOther Donor (please descnbe other roles and/or indicate relationship between parties) 1 IZ 2 Hyper° , Mr, LLC ni O O O O O O O O O 2 O 21 jeffreY Epstein O O O g g O O O O . 3 0 0 Ha" Wier • O • • g D O 0 0 0 4 O O Darren !novice n '—' K O O O 2 D D O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000151 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... UM92814114 EFIA_000 19024 EFTA00168771 KYC Print Page 5 of 25 2. Account Ownership Summary Account Name: Hyperion Jr LLC -- Money Market Act Number (loyal/at/O Account Manager. Paul Monis What is the purpose of the account (e.g. portfolio ma agement, advisory accent, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs assodated with owning/running one of Jeffrey Epstein's airplanes Indioate O O 74 • from where the assets are expected to acme? 08 Group: Same Booking Center (indicate account number): 08 Group: Other Booldng Center (inflate DB Iccabon and account details): Other Institution (Indicate name & Iccation): 3PM:igen. New Yak PhYsizal DePosits (specify ash, sethrities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of asses and currency for the account approx. 90 days after opening? I I airmlice I USD What is the expected volume of assets and orrency for the account approx. one year after opening? 1 200000 I Currency I USD Doesfwil the client have Assets Under Management (ALM) within DB under Eur. 3M? Dyes g No Please Ilst all parties related to the account Ea each party: • Check if a source of desaiction is reeked for the wealth party. • Check the appropriate box to desate the relaticoship of the party to this account (> 1 can be selected). • If none of the chedc boxes apply, describe the party's relation to the account in the "Other' °Nunn. • Alway desate the relatIcaship between the parties in the last column. • Please dull down o the ultinatedinderlying Beneficial Owner(s) egaiDescription Entity,' Source of Wealth *ecliAred Parties related to thus account AocountOIC Holder 3vmerTrust Settlor of / Founder of Foundation Ultimate Beneficial Ovate! Signatory—imitedfinancial or Ful POP. PO* IntermediaryiShareholderAepresentative (FIM) Significant (>=25%) Non-PIC entity (indicate ownership %) _egal GrentorfSetborFouningOther Donor (please descnbe other roles and/or indicate relationship between parties) 1 21 HYrenDr Air, LIC N O O O O O O O O O 2 O O Ha BelleITrY O O O • FA • m O O • 3 O 21 Jeffr Epste eyin I . m • • in N O O O O O 4 O O Darren ndylce K I n'—' O K O O lq M M O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000152 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... UM92814115 EFIA_000 19025 EFTA00168772 KYC Print Page 6 of 25 2. Account Ownership Summary Accost Name: JEGE Inc Acct. Number (lava/al. Account Manager Paul Moms What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment. payment/expense account)? Checking account to hold the funds necessary for the costs assodated with ownro/running one of Jeffrey Epstein's airplanes Indrate tram where the assets we expects to arrive? O 08 Group: Same Booking Center (indicate account number): 0 08 Group: Other Booking Center (indcate DB Iceabon and account detads): 2 Other Institution (Indicate name & Iceation): 3PM:igen. New Yak 0 Phystal Deposits (specify cash, seasities, cheques, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of asses and currency for the account approx. 90 days after openrg? I I airmnel I USD What is the expected volume of asses and currency for the account approx. one year after opening? 1 100000 I CurrencY I USD Doestrall the dent have Assets Under Management (ALM) within DB under Eur. 3M? ElYm RI No Please Ilst all parties related to the account For each party: • Check If a source of desolation is reeked fo the wealth party. • Check the appropriate box to desate the relationship of the party • If none of the check boxes apply, describe the party relation to • Alway devote the relationship between the parries n the last • Please dull down to the ultimate/underlying Beneficial Owner(s to this axount (> 1 can be selects). the exeunt in the "Other' column. column. . _egaiDesoiption Entity,' Source of Wealth *attired Parties related ), this account Accoun.IC Molder OwnerTrust Settler of I Founder of Foundation Ultimate Beneficial Owner Signatorwimitetinancial x Full POA oCiA MermedaySharetiolder ,FIM) Significant (>=25%) Non•PIC entity (indicate ownership 3$) Legal Representative Grantor/SedlorEourdindOther Donor O (please describe other roles and/or nelicate elatiorship 0etween ,awes) 1 P g ilEGE' nc O O K O O O O O O 2 O Q Jeffrei Epstein M O M I21 O O • O O 3 0 0 Harry Selier ri i--1 0 0 0 El 0 O • • 0 4 O O Darren lndyke • O • • O O O • w O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-000015S https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... UM92814116 EFIA_000 19026 EFTA00168773 KYC Print Page 7 of 25 2. Account Ownership Summary Account Name: JEGE Inc -- Money Market Acct. Number (a ' avagab1O Account Manager. Paul Morris What is the purpose of the account (e.g. portfolio management, advisory smut, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs assodated with owning/running one of Jeffrey Epstein's airplanes Ind ate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booting Center (inflate DB locabon and account details): g Other Institution (Incicate name & location): JPMorgan. New Yak 0 PhYsjoal Deposits (specify lash, searibes, cheques, ...): What is the expected see and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of asses and currency for the account approx. 90 days after opening? I I eurrencY I USD What is the expected volume of assets and currency for the account approx. one year after opening? 1200000 I Currency I USD Doestrall the dent have Assets Under Management (ALM) within DB under Eur. 3M? 0 Ye @No Please list all parties related to the account For each party: • Check if a source of wealth desoictian is reared fo the party. relationship • Check the appropriate box to desate the of the party to this account (> 1 can be selects). • If none of the check boxes apply, describe the party relation to the account in the ',Other column. • Alway describe the relationship between the pates n the last column. • Please dull down to the ultimate/underlying Beneficial Owner(s . _egaiDesaiption Accoun.IC Senior of Ultimate Signator&mitediFinancial Significant Legal Grantor/SettiorPourdindOther Entty7f Source Holder OwnerTrust / Beneficial ar Full tiOA MemedaySharenolder Representative Donor (please describe of Wealth Founder of Owner POA FIM) (>=25%) &fired Foundation Non•PIC other roles entity and/or Parties (indicate nclicate related o this account ownership 3$) elatiorship aetween rties 1 P g IJEGE' nc O O K O O O O O O O 2 O Q Jeffref Epstein O O O O O O M M E 3 0 0 Harry Bel/er ri ,--1 0 0 0 Iii 0 O 0 • • 4 O O Darren lndyke O g O O O • • • • • CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000150 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... UM92814117 EFIA_000 19027 EFTA00168774 KYC Print Page 8 of 25 2. Account Ownership Summary Account Name: JEGE LLC A . Number Of avadab1O Account Manager. Paul Malls What is the purpose of the account (e.g. patfolio management, advisory accent, ustody services, long•berm Investment, payment/expense account)? Checking account to hold the hinds necessary for the costs assodated with owrmg/running one of Jeffrey Epstein's airplanes Indite fran where the assets we expected to arm.e? O 08 Group: Same Booking Center (indicate account number): 0 D8 Group: Other Booking Center (indcate DB Iccabon and account details): 2 Cther Institution (Indicate name & location): )PMagan. New Yak 0 Phystal Deposits (specify cash, securibes, chequin, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate intimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after openrg? I I Currency I USI) What is the expected volume of assets and currency for the account approx. one year after opening? 1 100000 I Currency I USD Does/wil the client have Assets Under Management (Ala) within DB under Eur. 3M? ElYes 2 No Please Ilst all parties related to the account For each party: • Check if a source of desaipton is reeked fo the wealth party. • Check the appropriate box to desote the relationship of the party • If none of the check boxes apply, desaibe the party relation to • Alway descrte the relationship between the parties n the last • Please drill down to the ulomate/undebying Beneficial Owner(s to this accent (> 1 can be selected). the account in the "Other' column. column. . _egaiDesatition Entity,' Source of Wealth *erlared Parties related b this account Accouna)IC Holder OwnerTrust Senor of I Fender of Foundation Ultinate Benefidal Owner Signatorwimitetinancial ar Full POA POA MermedwyShareholder ,FIM) Significant (>=25%) Non•PIC entity (indicate ownership 3$) Legal Representative Grantor/SettiorFourdindOther )onar (please describe other roles and/or ndicate elatiorship aetween mites) 1 O O Harry Belier ri 1--, O K O O 5 O O O O O 2 2 2 JEGE, LLC 5 O • O • El El • O O 3 0 21 in Epstein ri ❑1--1 K OD 10 El • • • • 0 4 O O Darren lndyke • El • • 2 O O • • O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000155 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824118 EFIA_000 19028 EFTA00168775 KYC Print Page 9 of 25 2. Account Ownership Summary Account Name: JEGE LLC -- Money Market Acct. Number Of avallabiO Account Manager. Paul Morris What is the purpose of the account (e.g. portfolio management, advisory aomint, custody services, long-term investment, paymentfeapense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indkate O fran where the assets are expected to arrive? DB Group: Same Booking Center (indiate account number): DB Group: Other Booking Center (Indcate DB lc cation and account details): Other Institution (Inflate name & baton): 3PM:igen. New Yak PhYsjcal Deposits (specify ash, searibes, cheques, ...): . 2 • What is the expected size and frequency of regular flows and outflows for the account (indicate estimated inflows and outflows per month ranging from $1000 to $10000 number and volume per month)?: Roughly 1-3 What is the expected volume of asses and currency for the account approx. 90 days after openrg? I I Currency I What is the expected volume of asses and currency for the account approx. one year after opering? 200000 Currency USD Does/wil the client have Assets Under Management (ALM) within DB under Eur. 3M? OYes 0 No Please Ilst all parties related to the account For each party: • Check If a source of wealth desalt:4:On is reeked • Check the appropriate box to desate the • If none of the chedc boxes apply, describe • Alway describe the relationship between • Please dull down to the ulbmatefunderlying fo the party. of the party relation to n the last Owner(s to this account (> 1 can be selects). the exeunt in the ',Other colurnrL column. . relaticostip the party the pates Beneficial _egaiDesoipttn Entity,' Source 3f Wealth *alLired Parties related ), this account Accoun.IC Holder OwnerTrust Setuor of / Founder of Foundation Ulbmate BerefiClal 0vmer Signator&mitediFinancial or Full POA tiOA MemedaryShareholder ,FIM) Significant (>=25%) Non•PIC entity (indicate ownership 3$) Legal Representative Grantor/SettiorFourdin Donor (please describe other roles 3nd/or nclicate elatiorship Oetween carves) 1 IZ 2 JEGE, LLC 2 O O O O O O O O O 2 O Q Jeffrei Epstein O 2 O O O O M M s 3 0 0 Harry Belier ri ,--1 0 0 0 2 0 O 0 • • 4 O O Darren lndyke O O O O O Inl El • • I. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SDNY-0000156 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824119 EFIA_000 19029 EFTA00168776 KYC Print Page 10 of 25 2. Account Ownership Summary Account Name: Plan D, !IC Acct. Number (favaaable) Account Manager. PaLi Moms What is the purpose of the account (e.g. petiole management, advisory account, custody servces, longterm investment, payment/expense account)? Checking account to hold the funds necessary fa the costs assodated with ownag/running one of Jeffrey Epstein's airplanes Indicate fran where the asses we expected to acme? O D8 Group: Same Booking Center (indicate account number): 0 D8 Group: Other Booking Center (indcate DB lccabon and account detads): 2 Other Insbtution (Indicate name & lc cation): 3PMagan. New Yak 0 Physical Deposits (speify ash, seasibes, chequin, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,00 What is the expected volume of asses and currency for the account approx. 90 days after opening? I I Curry I USD What is the expected volume of asses and currency for the account approx. one year after opening? 1 100000 I eirencY I USD Does/will the client have Asses Under Management (ALM) within DB under Eur. 314? I. yeS 5 No Please Ilst all parties related to the account Fa each party: • Check if a source of desaiption is reeked fo the wealth party. • Check the appropriate box to desate the relaticostip of the party to this account (> 1 can be selected). • If ncne of the check boxes apply, desaibe the party relation to the account In the "Other' colunirL • Alway desote the relationship between the pates 'n the last column. • Please drill down to the ultimate/ underlying Beneficial Owner(s). egal Entity°, Description Source of Wealth required Parties related So this account Accouna)IC Holder OwnerTrust Settla of I Founder of Foundation Ultimate Beneficial Owner SignatorwmitediFinancial cur Full POA POA MermedwySharenolder ,FIM) Significant (>=25%) Non•PIC entity (indicate ownership 3$) Legal Representative Grantor/SettlorfourdindOther Donor (please describe other roles and/or nelicate elatiorship Oetween xmesl 1 P g Plan D, LLC m O O D O DD O O O 2 O Q Jeffrey Epstein M O M 2 O O • O O 3 0 0 Harry Belier ri ,--1 0 0 0 Iii 0 O • • 0 4 O O Darren lndyke • El N • O O O • is O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000157 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... UM92814120 EFIA_000 19030 EFTA00168777 KYC Print Page 11 of 25 2. Account Ownership Summary Account Name: Plan 0, LLC -- Money Market Acct. Number Of ava..(..M.) — Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory aoxunt, custody services, long-term investment, payment/expense account)? Money Market account to hold the funds necessary for the costs associated with owring/running one of Jeffrey Epstein's airplanes Indicate • • R 3 from where the assets are expected to arrive? 08 Group: Sane Booking Center (indicate account number): 08 Group: Other Booking Center (irOcate DB lccabon and account details): Other Institubon (Incicate name & location): JPMorgan. New Yak Phyecal Deposats (specify cash, secunbes, cheques, ...): What is the expected site and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. 90 days after opening? I I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 1200000 I Currency I USD Does/will the chat have Assets Under Management (ALM) within DB under Eur. 3I4? affaRNo Please list all parties related to the account For each party: • Check if a source of desattion is reared fo the wealth party. • Check the appropriate box to desate the relationship of the party • If none of the check boxes apply, describe the party relation to • Alway descrte the relationship between the parries n the last • Please drill down to the ulanate/underlying Beneficial Owner(s to this axount (> 1 can be selected). the exeunt in the "Other' column. column. . _egal7esoiption Entity,' Source of Wealth *equired Parties related o this account AccoundalC Molder Onnearust Setuor of I Founder of Foundation Ultimate Beneficial Owner SignatorwimiteilFinancial or Full POA tiOA MomedaySharenolder ,FIM) Significant (>=25%) Non•PIC entity (indicate ownership 3$) Legal Representative Grantor/Settlorf-oundindOther Donor O (please describe other roles and/or indicate elatiorship Oetween ,awes) 1 10 El Plan D, LLC m O O O O O O O O 2 O 21 Jeffrry Epstein m K 121 O . O O • O O 3 0 0 Harry Belter ri t--1 O O 0 121 0 O • • 0 4 O O Darren lndyke • O • • 10 O O • • O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000158 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e...U§192824121 EFIA_00019031 EFTA00168778 KYC Print Page 12 of 25 One sheet mug be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Swim 3A. Individual Details (for all parties) Indwiduars Name: Jeffrey Epstein Date of Birth: 1/20/1953 Country of Residence: USVI Country of Otizenship: USA Address of phmary residence: Utte Saint James Saint Thomas 00802 US Virgin Islands Has client resided outside of his/her COUNT). of nationality for S years or more. o Yes O No ProfineaVOcapatim Setf Erg:dyed Tax ID! SSN: Current Employer: Southern Finandal U_C Poseknilltle/Rank: President Address of crackle': Does the person work as servo executive of a DB-recognized regulated entity in the financial industry? or an entity listed on DB-recognised exchange? (Not applicable for operating entities n I—I It 2 No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) U Yes 5 No To the best of your knowledge, is the rielvidual related to an employee of the DB group?(/ Family or friendship, tote) O Family 0 None • Friendship To the best of your knowledge, is the ixlividual party to a non•banking relationship with Deutsche Bank (e.g., eternal legal counsel, client referral same, supper of goods a services)?(if Yesdesmbe) O Yes RI No If applicable, indicate which bank officers have met the person: Indicate where and when the dient meeling(s) took place: Bank Officer Name(s) Bank Office: Cent Private Domicile: Client Place of Business: Other Location (specify): Date: 0 0 • 0 O O O O O • Wealth Details for this ridrodual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for pates requiring source of wealth description as indicated in Section 2) Nature of the Indviduars Business: Private investments Ptimary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 0Busires Owner O Salary/Earnings R I Investment I:Inheritance/Gifts O Other. Father Describe Source of Wealth /Detail the history of wealth for each of the source: (e.g. For trusts, how did settler accumulate wealth? For inheritance, how did farrey accumulate wealth?Fx tusiness owners, how long in business, how many employees, level of profitability? Indicate type of business, countnes of major activities, irrcatant business partners.) Epstein began his financial career in 1976 as an options trader at Bear Steams and became a partneri n 1980. In 1982, Epstein (corded his own financial management fin, J. Epstein & Co., manageg the assets of clients with more than a billion in net worth. In 1996, Epstein charged the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has tome from his days at Bear Stearns and his financial management firms Estimated Annual bxome(S): 10,000,000.00 Estimated amount of investable asses($): $100 MM - 500 MM Estimated Net Worth(S): $100 MM • SOO Mfg Amount of assets planned to invest with Pilffil(S): Other Known Financial lebtutions: Insbtuten: I JPOlorgan Country: USA I 200,000,000.00 Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(6) DB-SDNY-0000159 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824122 EFIA_000 19032 EFTA00168779 KYC Print Page 13 of 25 Insbtubon: country: Est. Asses Uncles Mgt: Msbtubon: Country. Est. Assets Uncles Mgt: Please ridcate the family situaticri of the indMdual (mental status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(o) DB-SONY-0000160 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824123 EFIA_000 19033 EFTA00168780 KY(' Print Page 14 of 25 One sheet mug be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Swum 3A. Individual Details (for all parties) Indwiduars Name: Hany Beller - Date of Birth: Country of Residence: USA Country of Obzenship: USA Address of primary reelencel Has client resided outride of his/her country of nationality for S years or more? O yes O No Profinsen/Ocaupaticm Accountant Tax ID / SSN: Current Employer: HBRK Associates, Inc Position/Title/Rank: Address of ernp!oyer: Does the person work as senio executive of a DB-recognized regulated entity in the financial ridustry? or an entity listed on DB-recognised exchange? (Not applicable for operating entitles ri LJ Yes 2 No Is the individual a Politically Pfpncell Person (PEP)?(IT Yes, tote) • Yes 5 No To the best of your knowledge, is the Wdvidual related to an employee of the DB group?(// Family or friendship, desist*. ) O Family @None • Friendship To the best of your knowledge, is the ixlividual party to a non•banidng relationship with Deutsche Bank (e.g., eternal legal counsel, client referral same, suppler of goods a senhces)?(if Yes,desmbe) O Yes R1No If applicable, indicate which bank officers have met the person: Indicate where and when the client meebrig(s) took place: Bank Officer Name(s) Bank Office: cent Private Domicile: Client Place of Business: Other Location (specify): Date: Paul Morris 0 121 9/13/2013 • 0 O O O O K • Wealth Details for this ridnoclual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as Indicated in Section 2) Nature of the Inelvicluars Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O &dress Owner O Salary/Earnings O Investment O Inheritance/Gifts O Other. Further Descobe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler' accumuate wealth? For inheritance, how did family accumulate wea th?For business owners, how long in busing, how many employees, lied of profitability? Indicate type of business, canines of major activities, important business partners.) Estimated Annual Moome($): Estmated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PINTO): Other Known Financial Institutions: Insbtubon: Country: Est. Assets Under Mgt: Insbtubon: Country: Est. Assets Under Mgt: Insbtubon: Country: Est. Asses Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SONY-OOOO181 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... UM92814124 EFTA_000 19034 EFTA00168781 KYC Print Page 15 of 25 I I I I I I I Please locate the family situatico of the Individual (mental stabs, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Da-soNr-O300162 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... UM92814125 EFIA_000 19035 EFTA00168782 KY(' Print Page 16 of 25 One sheet mug be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Swum 3A. Individual Details (for all parbes) IneWiduars Name: Darren Indyke - Date of Birth: Country of Residence: USA Country of Obzenship: USA Address of primary rinidence: Has client resided outride of his/her country of nabxelity fix S years or more? O yes O No Profinsico/Ocapatin: Lawyer Tax ID/ SSN: Curets Employer: Southern Financial LLC Position/Title/Rank: Address of employer: 575 Lexington Ave, 4th H New York NY USA 10322 Does the person work as senio execubw of a DB-rexgnized regulated entity in the financial ndustry? or an entity listed on a DB-reozgnised exchange? (Not applicable for operating enbbes ID Yes 2 No Is the individual a Politically Exposed Person (PEP)?(if Yes, tote) • Yes 5 No To the best of your knowledge, is the Wdvidual related to an employee of the DB group?(// Family or friendship, desist*. ) O Family 0 None • Friendship To the best of your knowledge, is the ixlividual party to a non•banidng relationship with Deutsche Bank (e.g., external legal counsel, client referral same, suppler of goods a senAces)?(if Yes,desmbe) O Yes R1No If applicable, indicate which bank officers have met the person: Indicate where and when the client meetng(s) took place: Bank Officer Name(s) Bank Office: Oent Private Domicile: Client Place of Business: Other Location (specify): Date: 0 0 • 0 O O O O O • Wealth Details for this ridrodual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Inclviduars Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O Buskins Owner O Salary/Earnings O Investment O Inheritance/Gifts O Other. Further Descobe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler accumuate wealth? For inheritance, how did family accumulate wea th?For business owners, how long in busier's, how many employees, lied of profitability? Indcate type of business, tonnes of major activities, important business partners.) Estimated Annual Income($): Estmated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PINTO): Other Known Financial Institutions: Insbtuton: Country: Est. Assets Under Mgt: Insbtubon: Country: Est. Assets Under Mgt: Insbtubon: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-OOOO163 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... UM92814126 EFIA_000 19036 EFTA00168783 KYC Print Page 17 of 25 Please indicate the family situation of the individual (mantel status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summ 3C. Legal Entity Details (For all Legal Enbties) Legal Entity Name: Hyperion Air, LLC - Type of Entity: O Foundation/Association O Trust RiCompany O Estate O Partnership „ rulPose of Entry: 2 Private Investment O PhilaMhropic/Charitable 0 Commerdal Type of Entity Other (specify): of Purpose Other (specEnbty ify): Country of incorporabon/nogGtrabon: US Virgin Islands Date of n incorporatio vegetation: 10/19/2012 Vdcker Status: Volcker Flag: Address (dty, street, post code): 6100 Red Hock, Quarter B3 St, Thomas 00802 USV1 US. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management For trusts/foundations, indude information about revocability,setdor and tenekdries,etc.: Single member LLC. Jeffrey Epstein is sole member/owner Please relocate how ownership of the legal entity is reflected: O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the duel owner of the entity to the ultimate benefidal owner (meta the same persons) To the best of your knowledge, is the entity party to a non.banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yon O No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: This is a company formed to had funds for the taxes and payments of one of Jeffrey Epstein's airplanes. Tins LLC was formed to eventual). take over payments for Hyperion Ar Inc. Hyperion Mr Inc will be closed within a yew Countries where tusMess is transacted: USA, USV1 Number of employees: 1 3D. Wealth Profile (Only for parties °spiking source of wealth descncoon as imitated n Section 2) Primary Country of source of wealth/scarce of Funds? Primary industry of source of Wealth/Scarce of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liatiliies): This is a company formed to had funds fa the taxes and payments of one of Jeffrey Epstein's airplanes. This LLC was formed to eventually take over payments for Hyperion Air Inc. Hyperion Air Inc will be dosed within a year. ISM capital contribution of $1,000 fran Jeffrey Epstein. All finds for this company come from Jeffrey Epstein's source of wealth. Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated Imre:table assets ($): <S1 MN Potential Amount to be invested with PWM (5): 300,000.00 Other Known Financial Institutions: Insbtulion: JPMorgan Country: USA Est. Asset Under Mgt: 300,000.00 Insteution: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SDNY-0000164 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824127 EFIA_000 19037 EFTA00168784 KY(' Print Page 18 of 25 r^s-.-...,on I Country: I Et. Assets Under Mgt: I One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summ 3C. Legal Entity Details (For al Legal Entities) Legal Entity Name: Plan D, LLC Type of Entity: O FoundatandAssociaten O Trust @ Company O Estate 0 Partnership Purpose of &KO: 2 Private Investment O Philanthropic/Charitable O Commercial Type of Entity Other (specify): Purpose of Entit y Other (specify): Country of incorporaten/registrabon: US Virgin Islands Date of incorpration / registration: 10/19/2012 Volcker Status: Voiclus Rag: Address (city, street, post code): 6100 Red Hock, Quarter B3 St, Thomas 00802 USVI US. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management For trusts/foundations, indude information about revocability,setdor and benefidanes,etc.: Single member LLC. Sole member is Jeffrey Epstein Please rid cate how ownership of the legal entity is reflected: Shares - Indicate where shares are custodial: • Special attention: Bearer Describe the drain from the dreg owner of the entity to the ultimate benefidal owner (X not the same perSOnSi To the best of your knowledge, is the entity party to a non.banking relationship with Deutsche Bank (e.g. external legs counsel, dent referral soya, supplier of goods or services)?: Yes O No Describe Nature of Entity's Primary Business and Invesbnent Activities Nature of the business: LLC created to hold funds to pay for costs associated with one of Jeffrey Epstein's planes Countries where tusayess is transacted: USA, USVI Number of employees: 1 3D. Wealth Profile (Only for parbes requiring source of wealth description as ncicated ri Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or egurvalent summary of asses/Imbibes): LLC created to hold hinds to pay for costs associated with one of Jeffrey Epstein's planes. Initial contribution of $1,000 from Jeffrey Epstein and al source of finds come from Jeffrey Epstein. Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated instable assets (S): r$1 WI Potential Moult to be invested with PWM (5): 300,000.00 Other Known Financial Insbtubons: Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00 Institubon: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) I DB-SONY-0000165 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... U§192824128 EFIA_000 19038 EFTA00168785 KYC Print Page 19 of 25 3C. Legal Entity Details (For a Legal Entitles) Legal Entity Name: Hyperion Air, Inc - Type of Entity: oFounclatonfassociation El Trust RI Company O Estate O Partnership Purpose of 6tity. RI Private Investment o PhilaMhropc/Charitable O Commercial Type of Entity Other (specify): PLrpose of Entity Other (specify): Country of incorporab USA Date of incorporation / on/registrabon: re9strabon: 7/18/1991 Volcker Status: Volcker Rag: Address (dty, street, post code): 6100 Red Hock, Quarter B3 St, Thomas 00802 USV1 U.S. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management For trusts/fourdations, indude infennation about revocability,settior and benefciaries,etc.: Jeffrey Epstein is President and sole owner. Please rdicate how ownership of the legal entity is reflected: O Spedal attention: Bearer Shares - Indicate where shares are o.&odied: Descnbe the diam from the bred owner of the entity to the Striate beneficial owner (m at f he same pa soffs). To the best of your knoMedge, is the entity party to a non.banking relationship with Deutsche Bank (e.g. external legal counsel. client referral soLree. supplier of goods or services)?: yin O No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for cods assodated with an arplane owned by Jeffrey Epstein. Countnes where business is transacted: USA, USVirgin Island Number of empoyees: 1 3D. wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Pnmary Country of source of wealth/source of Funds? Pnmary industry of source of Wealth/Spree of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equrvalent summary of assers(liatates): All finds for this LLC come from contributions of thepresident and sole owner Jeffr in. Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated investable assets ($): <51 MM Potential AmoLnt to be invested with PWM (5): 300,000.00 Other Known Financial Institutions: Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00 Instituben: Country: Est. Assets Under Mgt: Instrubon: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For a Legal Entities Legal Entity Name: Type of Entity: IBM, Inc • CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Purpose of Entity: DB-SDNY-0000166 Intps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824129 EFIA_000 19039 EFTA00168786 KYC Print Page 20 of 25 O Foundattolltssociaben • Trust M Company O Estate OPrivate Investment O Philanthropic/Charitable O Commercial O Partnership Type of Entity Other (specify): Pirpose of Entity Other (specify): Country a incorporabon/registrabon: USA Date of Incorporation / re9strabon: 9/7/2000 Volcker Status: Volcker Rag: Address (city, street, post code): 6100 Red Hod, Quarter B3 SL Thomas 00802 USA US. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, indude infamaben abo_t revocability,settlor and tenefiaanes,etc.: Jeffrey Epstein is the sole owner. Please Mir-ate how ownership of the legs entity is reflected: O Special attention: Bearer Shams . Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same pasons) To the bat of your knowledge, is the entity party to a non.banking relationship with Deoache Bank (e.g. external legal counsel, dent referral saga, supplier of goods or services)?: — Yes U No 0 Describe Nature of Entity's Primary Business and Invesbnent Activities Nature of the business: Holds funds to pay for costs assooated with an atplane owned by Jeffrey Epstein. Counties where tusayess k transacted: USa, USVI Number of employees: 1 3D. Wealth Profile (Only fa parties requiring source of wealth descry:bon as indicated in Section 2) Primary Country of source of vrealth/scurce of Funds? Primary industry of source of Wealth/Scurce of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or All corporate funds/assets cane from contribubons by the so equivalent summary of assers/liabibtes): e owner. Jeffrey Epstein and his source of wealth Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated investable assets (5): <51 MM Potential Amount to be invested with PWM (5): 300,000.00 Other Known Financial Institutions: Institution: JPPlorgan Country: USA Est. Assets Under Mgt: 300,000.00 Institution: Country: at. Assets Under Mgt: Instituton: Country: Est. &SECS Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C. Legal Entity Details (For a Legal Entities Legal Entry Name: JEGE, LLC • Type of Entity: O Foundation/Association O Trust RI Company O Estate O Partrershlp Purpose of Entity: Private Investment O Philanthropic/Charitable 0 Commercial CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000167 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... UM92814130 EFIA_000 19040 EFTA00168787 KYC Print Page 21 of 25 Type of Entity Other (specify): of Purpose En) Other (specify): Country of incorporatwiregistrabon: USVI Date of incorpxabon / reostrabon: 10/19/2012 voldcer Status: voldcer Flag: Address (city, street, post code): 6100 Red Hock, Quarter B3 St, Thomas 00802 USV1 US. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management For trusts/fourdadons, indude informal:Cc abo_t revocability,setdor and benekiaries,etc.: Single member LLC. Jeffrey Epstein is the sde member Please it-ideate how ownership of the legal entity is reflected: El Special attention: Bearer Shares - Indicate where shares are custodial: Describe the drain from the dreg owner of the entity to the dbmate beneficial owner (drat the same persorsA To the best of your knowledge, is the entity party to a non.tenking relationship with Deutsche Bank (e.g. external legal counsel, client referral soute, supplier of goods or sennces)?: .--. Yes U No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Tr's is a company formed to hoed funds for the taxes and payments of one of Jeffrey Epstans airplanes. This LLC was famed to eventual) take over payment for EDE Inc. IEEE Inc mil be closed %whin a yew Counties where busness is transacted: USA, USV1 Number of employees: 3D. Wealth Profile (Only for parties reguirng source of wealth desaipttn as indicated in Section 2) Primary Country of sane of wealth/source of Funds? Primary industry of source of Wealth/Scurce of Funds? Provide Evidence of execrate Assets (e.g. balance sheet or egurvalent summary of assets/habitues): Initial funding of $1,000 fran ode member Jeffrey Epstein. M corporate assets come from contnbutioris made by the sole owner Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated investable assets ($): c$1 MM Potential Amoult to be invested with MA (5): 300,000.00 Other Known Financial Institubons: Insbtuttn: JPIlorgan Country: USA Est. Assets Under Mgt: 300,000.00 Insboilion: Country: Est. Assets Under Mgt: Insbtution: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000168 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... UM92814131 EFIA_000 19041 EFTA00168788 KYC Print Page 22 of 25 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B Relatonship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comments: Booking Center R NY 0 NY/Offshore 0 Offshore ID Moderate Risk a., ni t High Risk Jacqueline Ughtbody (Compliance Signature) 0 DB Employee El DB Managed PIC D DB is Trustee/Co-Trustee CI Bearer Shares 4. Attachments A. Type of Photo ID Provided 121Crivers License 0 Passport 0 National/State ID 0 Other B Cheddist of names (individuals and/or entities) that were submitted for database searches is Tr yes 0 No attached C. Please indicate the recut of the database searches performed RDC searches complete 2 Yes • No negative resits found ®Yes 0 No PCR checks complete is yes • No negative resits found ®Yes • No OFAC checks complete 2 Yes 0 No negative resits found 0 Yrs 10 No BIS searches complete (Leds/Nexis, Factiva, Reuters, Dow Jones, D&B) @ Yes 0 No negative resits found Ova 2 ta Denial Orders des complete @ Yes 0 No negative resits found 0 Vim 2 ta Martindale-Hubbell searched (Lawyers/Law Arms only) 0 Yes 12 No negative resits found Ova 0 No D. Please summarize any negative resLfts from the database searches indicated above: DARREN INDKYE: KYC approved in case #1133377 HYPERION AIR INC: No negative media No court cases HYPERION AIR LLC: No negative media No court cases JEGE INC: No negative media No court cases JEGE LLC: No negative media No court cases PLAN D LLC: No negative media No court cases HARRY BELLER: Negative Media: Not our client. All negative media pertains to an envicrimental rniaobologisL Our client is an accountant Court Cases: #1: Disposed in 1987 All other cases we not ow dent. The other court cases refer to a Dr. Harry Beier. Our client es an actor:Rant JEFFREY EPSTEIN: Previously KYCd and approved in: 01082293 and 01121718 E. To the best of yar knowledge, has the client ever been convicted of a criminal offense? MYes 0 No F To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of is subsidiaries or is the customer threatening keption against Deutsche Bank AG or any of is subsidiaries? (If Yes, provide detailsbelowand wind QuellYlr."'' ° Yes 2 No gatAatanel9 a- the &quit:stow aorta Group end notify Compliance Immo:We'll G. 0 Yes 2 No CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(0) DB.SDNY-0000169 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=0 I N30000000D9Di&e... U§192824132 EFIA_000 19042 EFTA00168789 KYC Print Page 23 of 25 Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? H. Does the client or related path have any finance' or other association/ interactions within high risk O Yes 2 No countries? I. Corporate Docunentabon Attached (Legal Entities Orgy) @ Yes O No O Not Applicable J. Undisclosed Principal Form Complete (Intermediaries ONy) 0 Yes 0 No El Not Applicable K. If Lecis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non.English Documentation: L. Special Risk Factors Does the acccunt have Nevus to Special Risk Countries? O Yes 74 No Is the accant structure unusually complex? O Vim 74 No Is there any rdicabon the client set up a non operating company expressly Ur-i for the purpose of transferrng shares to third parries? `Cm El No Is there any rdication this could be a prep tited business relationship? O Yom El No Are the bearer shares identified subject to acceptable controls? O Yes 10 No CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000170 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?1id=0 I N30000000D9Di&e... /I/192814133 EFIA_000 19043 EFTA00168790 KYC Print Page 24 of 25 M. Case Comments Created By Date Comments Jacqueline Ughtbody 3/14/114 4:02 Pfd ision 1 page of De Certificated tic Resoludon with the 2nd that did not list al signers, is acceptable. The crity was the 2nd page with the correct signers that s attachal separately. ONSHORE APPROVALS Chet Facing Professcnal (CFP): Paul MOMS (Signature) Paul Morris 2/24/2014 Office Director/Business Head: Bnan M. Biggar (Signature) Brian M. Biggar 2/24/2014 Regional Office Director. (Signature) NIL Business Risk (Signature) NIL Compliance: Gwen Hill o/b/o Janice Franlan Jacqueline Ughtbody (Signature) Gwen Hill o/b/o Janice Franklm Jacqueline Lighttely 3/14/2014 3/14/2014 LATAM/INTERNATIONAL APPROVALS Chart Fadng Professional (CFP): (Signature) Account Manager (Signature) Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): (S9lature) NIL Business Rest (Signature) AM Compliance: (Signante) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PIM° worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who satisfi, our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000171 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... UM92814134 EFIA_000 19044 EFTA00168791 KYC Print Page 25 of 25 (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-0000172 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=0IN30000000D9Di&e... 11MP/2814135 EFTA_000 19045 EFTA00168792