EFTA00168833.pdf

KYC Print Page I of 33 DB PWM GLOBAL KYC/NCA: PART A KYC Case A : 01790820 One sheet must be established per relationsh I - list all accounts included In the relationshi 1. Relationship Details Relatonshp Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Boding Center New York Relationship Manager Stewart Oiceeki 0 New PWM Relationship 0 Existo PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: "'This KYC is a periodic review for high risk remediationn• Original KYC1748087 n newcheddng account with account title as Zorro Management LLC(House Acct)and adding 2 new signors: 0 alert Referral 0 RM Prospect • Intennedlary/FIM • Other Source (CIB, etc.) How Was the Gongs) Introduced? How long has the RI4 personalty known the client? Please provide details (e.g. ame of referral source, how many years RM personalty ha known dent, etc.): Jeffrey Epstein reached out to Stew Citified on 3/7/17 to have a new acct opened under Zorro Management LLC and add two new Ognas to tits new acct only. Does Deutsche Bank pay a retrocession or similar 0 Yes 19 No compensation to a third party for the introduction of this relationship? (if Yes, denote) Ust all existing and new account involved in this relationship Legal Entity Acount(s) Account Name / Number Openkig Date (interried/actual) 1 9 &no Management LLC - Deposit-42966807 12/20/2016 2 9 &no Management, LLC (House Acct)-42967439 3/13/2017 3 9 LSJE, LLC - Deposit-42959295 2/25/2015 4 9 Md.. Inc - Deposit-42959017 2/6/2015 5 9 Jeepers Inc- Brokerage-N4G024935 W23/2013 6 9 Hyperion /Jr, LLC - Deposit-42953432 10/18/2013 7 2 Plan D LLC- Deposes-42953467 10/18/2013 8 2 JEGE LLC- Deposits-42953475 10/18/2013 9 9 JEGE Inc - Deposits-42953459 10/18/2013 Vito is the primary contact person for the RM? (Note: This person needs to have signatory rigus and/or Intonation right for the amounts.): Darren Indusre Preferred method of contact (Indicate phone no., fax no., e-mail address, etc): Status : 6. Approved CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000213 11,K92814176 EFIA_000 19086 EFTA00168833 Kl"C Print Page 2 of 33 One sheet must be established tor each account to be opened 2. Account Ownership Summary Account Name: Zero Management, LLC . Deposit Acct. Number (if availabt9: 42966807 Account Manager: stenart oldneld What S the purpose of the account (e.g. portfolio management, advisory account, custody soviets, longterm nvestment, payment/expense account)? the purpose of this accent is to manage the daffy expenses of the company Indicate from where the assets are expected to arrive? 2 C13 Group: Same Backing Center (Skate account number): 42966807 O DB Group: Other Booking Center (indicate DB location and amount details): O Other Institution - (Indicate name & location): O Physical Deposits (specify cash, securities, cheques, ...): What s the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volute per month)?: 0-10 Inflows/outflows between 50k and 100k on a monthly bass What s the expected volume of assets and currency for the account approx. 90 days after exiling? 1485559.78 I Currency I usd What s the expected volume of assets and currency for the account approx. one year after exiling? 1 300500 I Currency I usd Doesival the client have Assets Under Management (AuM) within DEI under Eur. 3M? O Yes 2 NO Please list all parties related to the account For each party: • Check if a source of wealth description IS requred for the party. • Check the appropnate box to describe the relationship of the party to this accent (> I can be selected). • (nate of the check boxes apply, describe the party's relation to the account in the 'Other column. • Always describe the relationship between the parties in the last column. • Please doll down to the Sumate/urderlying Benetcal Ormer(s). _egal Entity-of Description Source of Wealth recruited ?ones 'elated to this accont Amount Holder PlC Owner Seulor of nun / Pounder of Foundation _Narrate Benefice Owner Signatory or Full POA _motet ?OA Financial Intermaliary (FIM) Significant SharehoberVepresentative (5 -25%) Non-PIC entity (indicate ownership %) _egal Grantor/Settiorfounding)ther Donor (please describe other roles and/or State relationship between oarties) I 2 0 Zeno Management, LLC o O O • O • • O O O 2 O O Jeffrey E. Epstein O O O 2 2 • • O O O 3 O O Darren Indyke O O O O 2 O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000210 U M.9 2 814 177 EFIA_000 19087 EFTA00168834 KYC Print Page 3 of 33 2. Account Ownership Summary Account Name: Zero Management, LLC (House Acct) Acct. Number (Nava llabk2 42967439 Account Manager: stew oldfeld V/hat is the purpose of the account (e.g. portfolio management, advisory account, custody servkes, longterm investment, payment/expense accomt)? the purpose of the account s to manage the monthly expenses of the company Indicate from where the assets are expected to arrNe? g 1:13 Group: Same Booking Center (indicate account number): 42967439 O DB Group: Other Booking Center (indicate DB location and account details): O Other Insbnation - (Indicate name & location): O Physical Desna (specify cash, securities, cheques, ...): What S the expected size and frequency of regular Inflows and outflows for the aaowu (indicate estimated number and volime per month)?: 0-10 Inflows/outflows of no more than 15k on a moMNy bass What S the expected volume of assets and currency for the account approx. 90 days after Sening? 19906.52 I Currency I usd What S the expects volume of assets and currency for the account approx. one year after Writhe? 1 12000 'Currency I usd Does/wi the client have Assets Under Management (AuM) %%Rhin D6 under Eur. 3M? 1O Ms 2 No Please list all parties related to the account For each party: • Check if a source of wealth descriptor, s required for the party. • Check the appropriate box to describe the relationship of the party to this account (5 1 can be selected). • f note of the check boxes apply, describe the paty's relation to the account in the 'Other' column. • Always desote the relationship between the parties In the last slurs. • Please drill down to the Letemate/urderlying Beneficial Owner(s). Legal ultitrof Description Source of Wealth required Panes related to this account Account Holder PlC Owner Senior of Trust / Founder of Foundation Jibrrete lent sabor Dwner Signatory Full POA _meet ?OA Financial IntermediandharehoklerRepresentative (FIM) SignificaM (>=25%) Non-PIC entry (ndicate ownership %) _egal Grantor/SettiorfoindingOther Donor (please describe other roles and/or ndicate eLationship oetween ,arties) I M 2 Zorro Management, LLC O O O O O OO O 0 0 2 • N Jeffrey E. Epsusn D O O 0 0 O O O O O O El Darren indyke CI O O • !A • E • O O 4 O Ei O O O O O O O O O O 5 O O lir O • O O 0 OO • O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000215 UM92814178 EFIA_000 19088 EFTA00168835 KYC Print Page 4 of 33 2. Account Ownership Summary Account Name: LSE, LLC - Deposit Ace. Number (ilavailatee): 42959295 Account Manager: stewed oldfield what is the purpose of the account (e.g. portfoap management, advisory account, custody soviets, king-tom investment, payment/expense accepts)? the purpose of the account s to manage the monthly expenses of the company Indicate from where the assets are expected to arrive? g 06 Group: Same Booking Center (indicate account number): 42959295 O DB Group: Other Booking Center (indicate DB location and account details): O Other Insbnition - (Indicate name & location): O Physical Deposits (specify cash, securities, cheques, ...): What S the expected size and frequency of regular inflows and outflows for the account (Indicate estimated number and volume per month)?: 0-10 Inflows/stilton/ of $0-$30k on a monthly bass What S the expected volume of assets and currency for the account approx. 90 days after opening? 1 121165 I Currency I usd What S the expected volume of assets any currency for the account approx. one year after opening? 1350000 I Currency I usd Does/? the client have Assets Under Management (AuM) within DB under Eur. 3M? Dyes a No Please list all parties related to the account For each party. • Disk if a source of wealth description Is requeed for the patty. • Cneck the appropriate box to describe the relationship of the party to this account (> I can be selects). • (nem of the check boxes apply, describe the patty's relation to the amount in the 'Other column. • Always describe the relationship between the parties in he last °Ours. • Please drill down to the Samate/urxierlying Beneficial Owner(s). Legal zribtypf Description Source of Wealth required Parties 'elated to this account AccounePIC Holder Dwnerf Settlor of rust / Founder of Foundation Jttlmate iSIgnaton Beneficlalor Owner Full POA UrnteCFinancel POA InterrnedieyShareheider (ELM) Significant (>=25%) Yon-PIC entity (indicate awnersho %) _egal Zepresentative Grantor/SedorfoundineDther Donor (please describe other roles and/or indicate relationship between Denies) 1 O O LSE, set: in O • O • O O O O O 2 O O mile, E. Epsteln O K O O a a O O . O O 3 O O Darren Indyke O O O • 2 O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000216 u§t92824179 EFIA_000 19089 EFTA00168836 KYC Print Page 5 of 33 2. Account Ownership Summary Account Name: Mort, Inc - Deposit Acct. Hunter (Java/lab/O 42959017 Account Manager: stewart ddfield V/hat is the purpose of the account (e.g. portfobo management, advisory account, custody services, king-tam investment, payment/expense accotmt)? the purpose of the account is to manage the monthly expenses of the company Indicate from where the assets are expected to arrive? g I313 Group: Same Booking Center (nclicate account number): 42959017 O DB Group: Other Burning Canter (indicate DB location and account details): O Other Insbnation - (Indicate name & location): O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the accotmt (indicate estimated number and volume per month)?: 0-5 infbivs/outflows of less than $10k on monthly basis What s the expected volume of assets and currency for the account approx. 90 days after opening? 14853.12 I Currency I usd What is the expected volume of assets and currency for the account approx. one year after opening? 16500 I Currency I usd Does/ty■ the client have Assets Under Management (AuM) within DB under Eur. 3M? El yes I21No Please list all parties related to the account For each party: • Check if a source of wealth descripton IS requeed for the party. • Check the appropriate box to desote the relationship of the patty to this account (> I can be selected). • (none of the check boxes apply, describe the patty's relation to the a unt in the 'Other column. • Always desote the relationship between the parties in he last °km& • Please drill down to the ternate/unierlying Beneficial Ormer(s). egal‘lescription : zntityof Source of Wealth required Patties related to this account AccountoIC Holder OwnerTrust Settlor of i Founder of Foundation Jttimate iSignaton Beneficialor Owner Full POA Lfinteo POA Financial InterrnediarySharehoider (ELM) Significant (>=25%) ter-PIC entity (indicate ownership %) _egal Zepresentative Grantor/Setdorfoundincpther Donor (please describe other roles and/or indicate relationship between parties) 1 Q O Mon, Inc In O • O • O O O O O 2 O O Jeffrey E. Epstein O O O a a O O . O D 3 O O Darren Indyke O O O • 2 O O O O DI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000217 1,49 2 814180 EFIA_000 19090 EFTA00168837 KYC Print Page 6 of 33 2. Account Ownership Summary Account Name: leepers Inc- Brokerage Am. Number (tavatrable) N4G024935 Account Manager: stewed oldfield What as the purpose of the account (e.g. portfoba management, advisory account, custody services, long-term investment, payment/emesse accent)? The purpose of the account a to manage the securitim purchases of the company Indicate from where the assets are expected to arrive? e 06 Group: Same Booking Center (indicate account number): N4G024935 O DEI Group: Otte Booking Center (indicate DB location and account details): O Other Institution - (Indicate name & location): O Physical Deposits (specify cash, securities, cheques, ...): What as the expected size and frequency of regular inflows and outflows for the account (ndleate estimated number and volume per month)?: 0110 inflows/outflow s of less than $5k a month What is the expected volume of assets and currency for the account approx. 90 days after opening? 13169993 I Currency I usd What is the expected volume of assets and currency for the account approx. one year after opening? 13149993 I Currency I usd Does/w1 the client have Assets Under Management (Aunt) within 013 under Eur. 3M? aies Olio Please list all parties related to the account For each party: • Check if a source of wealth description a requeed for the patty. • Check the appropriate box to descrte the relationship of the party to this account (> 1 can be selected). • f none of the check boxes apply, des Abe the party's relation to the account in the *Other column. • Always desote the relationship between the parties in he last column • Please drill down to the Sormate/underlying Benefoal Owner(s). egal : :Athol Description Source of Wean required P2ctes Tinted to this account AccounWIC Holder OwnerTrust Senior of f Founder of Foundation Jitimate Beneficialbr Owner ignatay Full POA Unite POA nancel IMenmediarySharehoklerlapresentative (NM) Significant (>=25%) Non-PIC entity (indicate ownership %) _egal Grantor/Setdorfoundinepther Donor (please describe other roles and/or vidicate relationship between parties) 1 a a Jee pes, Inc O K O O • O O O O • • 2 O O Jeffrey E. Epstein O O O 74 El O O O O O 3 O O Damn man O O O O e o o o o o 4 O O Jean Anne Brennan WiebraeM O O O • a O O • • • 5 O O Ham/ Bello O O O O a O O • • • CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000218 UW328y318 I EFTA_00019091 EFTA00168838 KYC Print Page 7 of 33 2. Account Ownership Summary Account Name: Hyperon Air, LLC - Depose Acct. Number (idvafidDle). 42953432 ACCOunt Manager: stewart of What is the purpose of the account (e.g. portfobo management, advisory account, custody services, king-term investment, payment/expense accoint)? The purpose of the account s to manage the monthly expenses of the company Indicate from where the assets are expected to arrtve? g De Group: Same Booking Center (indicate account number): 42953432 O D8 Group: Other Booking Center (indicate DB location and account details): O Other Insbnation - (Indicate name & location): O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the aaoint (indicate estimated number and volume per month)?: 0-3 Inflows/outflows on a bl monthly basis of less than 55k Mat IS the expected volume of assets and currency for the account approx. 90 days after opening? 1 10029179 I Currency I usd What is the expected volume of assets and currency for the account approx. one year after opening? 193500 I Currency I usd Doestivil the client have Assets Under Management (AuM) within 08 under Eur. 3M? OYes2hk. Please list all parties related to the account. For each party: • Check if a source of wealth description s requeed for the party. • Check the appropriate box to desote the relaticnshlp of the party to this account (> 1 can be selected). • (none of the check boxes apply, describe the party's relation to the account in the 'My' column. • Always desote the relationship between the parties In he last column. • Please drill down to the Leamate/underheing Beneficial Ormer(s). r egal 'Description : zribty-af Source of Wealth required ?woes 'elated to this account A000undPIC Holder Ownerf Settlor of rust / Founder of Foundation Jitimate Beneficialor Onner Signaton Full POA Luntec POA Financial InterrnedianAharetoider (ELM) Significant (>=25%) Yon-PIC entity (indicate ownership %) _coal Representative Grantor/Setdorf-oundincpther Donor (please describe other roles and/or indicate relationship between Parties) 1 2 12 Hyperion Ae LLC . 1 ' ' O • O • O O O O O 2 O O Jeffrey E. Epstein O O K O 2 a O O O O O 5 O O Damn rid ken O O O • a O O O O ID 4 O O HanY Seller O O O O 2 O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000219 UM 9 2 82 4 182 EFIA_000 19092 EFTA00168839 KYC Print Page 8 of 33 2. Account Ownership Summary Account Name: Nan D LLC - Deposits Acct. Number at available, 42953467 Account Manager: stewart oilfield What is the purpose of the account (e.g. portfobo management, advisory account, custody services, long-term investment, payment/expense access)? The purpose of the account s to manage the monthly expenses of the company Indicate from ahem the assets are expected to erne? g I313 Group: Same Booking Center (indicate account number): 42953467 O DB Group: Other Booking Center (indicate DB location and account details): O Other InsbtutIon - (Indicate name & location): O Physical Deposits (specify cash, securities, cheques, ...): Whet is the expected size and frequency of regular inflows and outflows for the accotmt (Indicate estimated number and volume per month)?: 0-5 Inflows/outflows between $10k and $150k on a monthly basis YMat IS the expected volume of assets and currency for the account approx. 90 days after opening? 1229030.42 I Currency I usd What is the expected volume of assets and currency for the account approx. one year after opening? 1160650.00 I Currency I usd Does/ve the client have Assets Under Management (AuM) mithin DB under Eur. 3M? ❑O Yes 2l No Please list all parties related to the account For each party: • Ole& if a source of wealth description s required for the patty. • Check the appropriate box to describe the relationship of the party to this amount (> 1 can be selects). • (none of the check boos apply, describe the party's relation to the amount in the 'Other column. • Always describe the relationship between the parties in he last alum. • Please drill down to the Leamate/urderlying Beneficial Ormer(s). r egal 'Description zribbrof Source of Wealth required ?woes related to this account AccouneoIC Holder DwnerTrust Senor of / Founder of Foundation Jltimate iSignaton Beneficialor Owner Full POA Luntec POA Financial InterrnedieryShareticider (Fim) Significant (>=25%) to-PIC entity (indicate ownership %) _egal Zepresentative Grantor/Setdorf-oundingpaher Donor (please describe other roles and/or indicate relationship between Parties) I 12 M Plan D. LLC O O • O • O O O O O 2 O Ei a Ewan O O O IZ 21 O O O O O O O Dam indyken O O O • a OO O O D 4 O O Be ill Beller O K O O O 2 O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000220 UW6) 2 814183 EFIA_000 19093 EFTA00168840 KYC Print Page 9 of 33 2. Account Ownership Summary Account Name: JEGE LLC - Deposits Acct. Hunter (rierterleer: 42953475 Account Manager: stewart &Meld What as the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term Investment, payment/epense accent)? the purpose of the account Is to manage the monthly expenses of the company Indicate from where the assets are expected to arrive? 9 06 Group: Same Booking Center (indicate account number): 42953475 O 08 Group: Otter Booking Center (indicate DB location and account details): O Other Institution - (Indicate name & location): O Physical Deposits (specify cash, securities, cheques, ...): I/Mat as the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0110 inflowskutflows of re to S100k on a monthly bass What as the expected volume of assets and currency for the account approx. 90 days after opening? 1 176381.00 I Currency I usd V/hat as the expected volume of assets and currency for the account approx. one year after opening? 1 130777 I Currency I usd Does/tv,I the client have Assets Under Management (AuM) within 08 under Eur. 314? l ares@No Please list all parties related to the account For each party: • Check if a source of wealth description s required for the patty. • Meek the appropriate box to describe the relationship of the party to this accent (> 1 can be selected). • (none of the check boxes apply, describe the party's relation to the account In the *Gther column. • Always describe the relationship between the parties In he last column. • Please drill down to the Sormate/underlying Beneficial Owner(s). egal : zntihrof Description Source of Wean required P2dteS related to this account AccounVIC Holder Owner Settlor of Trust / Founder of Foundation Jitimate Beneficialbr Owner ignatay Full POA Unite POA nanoal IMenmediarySharehoklerlapresentatIve (NM) Significant (>=25%) Yon-PIC entity (indicate »rawest* %) _egal Grantor/Settiorfoundiepther Donor (please describe other roles and/or rwicate relationship between oarties) 1 g O JEGE, LLC O OO • • O O O • • 2 O O Jeffrey E. E en O O O 74 O O O O O O 3 O O Darre lndyken O O O O El O O O O O 4 O O Ham/ Beller O O O • 2 O O • • • CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000221 U 711 1/28 184 EFTA_000 19094 EFTA00168841 KYC Print Page 10 of 33 2. Account Ownership Summary Account Name: lEGE Inc - Deposits Acct. Number (ffavagabfe)t '42953459 Account Manager: stewart oldneld What is the purpose of the account (e.g. portfolio management, advisory account, custody services, king-term investment, payment/opens accotmt)? The purpose of the account s to manage the monthly expenses of the company Indicate from where the assets are expected to arrNe? g 08 Group: Same Booking Center (indicate account number): 42953459 O DB Group: Other Booking Center (indicate DB location and account details): O Other Institution - (Indicate name & location): O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of repute/ inflows and outflows for the accotmt (Indicate estimated number and volume per month)?: 0-5 Inflows/outflows of less than S5k on a monthly bass What is the expects volume of assets and currency for the account approx. 90 days after opening? I 963187.55 I Currency I usd What is the expected volume of assets and currency for the account approx. one year after opening? I 950500 I Currency I usd Does/a the client have Assets Under Management (AuM) within DB under Eur. 3M? Dyes ®No Please list all parties related to the account For each party: • Oieck if a source of wealth description s requeed for the party. • Check the appropriate box to describe the relationship of the party to this accowit (> I can be selected). • (none of the check boxes apply, describe the patty's relation to the account in the 'Other column. • Nways desabe the relationship between the parties in he last column. • Please drill down to the Sumate/urdedying Beneficial Owner(s). _egal inbtrof Description Source of Wealth required Patties 'elated to Ns account AccountPIC Holder OwnerTrust Senor of / Founder of Foundation Jitimate iSignaton Beneficialbr Owner Full POA Luntec POA Financial InterrnediayShareficider (ELM) Significant (>=25%) Yon-PIC entity (indicate ownership 'S) _eget Representative Grantor/Setdorfoundincpther Donor O (please describe other roles and/or indicate relationship between parties) 1 2 2 JEGE, Inc N O • O • O O O O 2 O O Jeffrey E. Epstein O K O O 0 a O O O O O 3 O O indomen yke O O O • a OO O O D 4 O O Be ill Beller O K O O O 2 O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(0) DB-SONY-0000222 U M92824 1" EFIA_000 19095 EFTA00168842 KYC Print Page 11 of 33 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Summa 3A. Individual Details Oa all parties) Individuars Name: tX3ccen IrCyst, Date of Birth: County of Residence: USA Country of Citizenship: USA Address of primary residence: Has dent resided outside of hisMer country of nationality for 5 years or more? O yes El No Professien/Oaupaten: Lawyer Tax ID / SSN: Current Employer: Southern Financial LLC Position/Title/Rank: Address of employer: 575 Lexington Ave, 4th A Uvingston NY United States 10022 Does the person week as senior executive of a DB-recognized regulated entity in the (Wendel ndustry? a an entity acted on a DB-recognised exchange? (Not applicable fa operating entities O Yes RI No Is the Individual a Politically Exposed Person (PEP)?(/ Yes, tote) O Yes 2 No To the best of your knowledge, is the individual related to an employee of the DB group?0r Fami Y or Mends)* desatbe) O Family O Friendship El Hale To the best of your knowledge, is the in:WI:fuel party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods a services)?O (if Ves,descnbe) w Yes -A No If applicable, Indicate which bankcaters have met the person: Indicate where and viten the client meebng(s) took place: Bank Officer Name(s) Bank Office: Cent Private Domicile: Cent Place of Bussness: Other Location (specify): Date: Stewart Oldfield 21 12/12/2016 • • O O O O O O O Wealth Details for this incividel are not filled in, because they are the same as for the (droning person: 3B. Wealth Details (Orly for parties requiring sorra of wealth description as indicated in Section 2) Nature of the Indvickers Cosiness: Primary Country of source of wealth/source of Finds? Primary indusby of source of Wealth/Source of Funds? Summarize Source of Wealth: O Business Owner OSalangarnings O Investment O Inheritance/Gifts • Other: Further Desalbe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler accumulate wealth? For inheritance, how Ad family accumulate wealth?For business owners, how long In business, how many employees, level of prelitabdity? Indicate type of business, countries of mayor activeks, Important business partners.) Estimated Annual bicome($): Estimated amount of investabt assets(S): Estimated Net Worth(S): Amount of assets planned to invest with PWM(S): Other Known Rnancel Institutions: Institution: Country: Est. ASSeS Under Mgt: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. Asses Under Mgt: Please indicate the family situation d the irolvklual (marital status, other family menters, etc.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(6) DB-SONY-0000223 UW6)2814186 EFIA_000 19096 EFTA00168843 KYC Print Page 12 of 33 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000224 u§t928441" EFIA_000 19097 EFTA00168844 KYC Print Page 13 of 33 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershln Summa 3A. Individual Details Oa all panes) Individual's Name: Date of Birth: Country of Residence: USA Country of Citizenship: USA Address of primary residence: Has dent resided outside of hisMer country of natenality for 5 years or more? O Yes El No Profession/Ocamatien: Manager Tax ID / SSN: Current Employer: afro Management Pestionfiltle/Rank: Manager Address of employer: St Thomas tinted States Does the person week as senior executive of a DS-recognized regulated entity in the financial ndustry? a an entity listed on a DB-recognised exchange? (Not applicable for operating entries O Yes 10 No Is the individual a Politically Exposed Person (PEP)?(/ Yes, *tote) Oyes 2 No To the best of your knowledge, is the individual related to an employee of the DB group?(d Fami Y or Friendslip, dote) O Family O Friendship El Nome To the best of your knowledge, is the in:WI:fuel party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods a services)?O Of Yes,descnbe) Yes n No If applicabk, Indicate which bankafters have met the person: Indicate where and shies the client meebng(s) took dace: Bank Officer Name(s) Bank Office: Client Private Domicile: Cent Place of Other &Euless: Location (specify): Date: O • • O O O O O O O Wealth Details for this inelvidal are not filled in, because they are the same as for the fdlovAng person: 3B. Wealth Details (Orly for parties requiring sorra of wealth desaiption as indicated in Section 2) Nature of the Indvickers Business: Primary Canby of source of wealth/source of Finds? Primary Industry of source of Wealth/SoLvce of Funds? Summarize Source of Wealth: O Business Owner OSalarygarnings O Investment O Inheritance/Gifts • Other: Further Desalbe Saute of Wealth /Detail the history of wealth for each of the sources: (e.g. For bugs, how did settler accumulate wealth? For inheritance, how del fan* accumulate wealth?For business owners, how keg in business, how many employees, level of prelitabdity? Indicate type of business, countres of major =yaks, Important business partners.) Estimated Annual Income($): Estimated amount of investatte assers($): Estimated Net Worth(5): Amount of assets planned to invest with PWM(S): Other Known Financial Institutions: Instifuten: Country: Est. Asses Under Mgt: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation d the indyklual (marital status, other family members, etc.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(6) DB-SONY-0000225 UW6)2814188 EFIA_000 19098 EFTA00168845 KYC Print Page 14 of 33 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(0) DB-SONY-0000226 44928241" EFIA_000 19099 EFTA00168846 KYC Print Page 15 of 33 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Summa 3A. Individual Details Oa all panes) Individual's Name: Date of Birth: Country of Residence: USA Country of Citizenship: USA Address of primary residence: Has dent resided outside of his/her country of natenality for 5 years or more? O Yes El No Profession/Occupatien: Manager Tax ID / SSN: Current Employer: Zorro Management LLC Poution/Title/Rank: Manager Address of employer: USVI Urated States Does the person week as senior executive of a DB-recognized regulated entity in the financial ndustry? a an entity Isted on a DB-recognised exchange? (Not applicable fa operating entities O Yes 10 No Is the individual a Politically Exposed Person (PEP)?(/ Yes, tote) Oyes 2 No To the best of your knowledge, is the individual related to an employee of the DB group?(d Fami Y or Friendslip, desatbe) O Family O Friendship El Nat To the best of your knowledge, is the in:WI:fuel party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods a services)?O Of Yes,descnbe) Yes n NO If appireabk, Indicate which bankafters have met the person: Indicate where and viten the client meebng(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Cent Place of &unless: Other Location (specify): Date: O • • O O O O O O O Wealth Details for this ineWidal are not filled in, because they are the same as for the (atoning person: 3B. Wealth Details (Orly for parties requiring sorra of wealth desoiption as indicated in Section 2) Nature of the Indviduars Business: Primary Country of source of wealth/source of Fields? Primary Industry of source of Wealth/SoLvce of Funds? Summarize Source of Wealth: O Business Owner OSalarygarnings O Investment O Inheritance/Gifts • Other: Further Desalbe Saute of Wealth /Detail the history of wealth for each of the sources: (e.g. For bugs, how did settler accumulate wealth? For inheritance, how del fan* accumulate wealth?For business owners, how long in business, how many employees, level of prelitabdity? Indicate type of business, countries of major wanks, Important business partners.) Estimated Annual Income($): Estimated amount of Investable assers($): Estimated Net Worth(5): Amount of assets planned to invest with PWM(S): Other KAMM Financial Institutions: Institution: Country: Est. ASSeS Under Mgt: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the irolvklual (marital status, other family members, etc.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(6) DB-SONY-0000227 UM92814190 EFIA_000 19100 EFTA00168847 KYC Print Page 16 of 33 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000228 uNi12844191 EFIA_00019101 EFTA00168848 KYC Print Page 17 of 33 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersille Summa 3A. Individual Details (fa all parties) Individuals Name: Harry Belle, Date of Birth: Country of Residence: USA Country of Citizenship: USA Address of primary residence: Has dent resided outside of hisffier country of natxmality for 5 years or more? O Yes El No Profession/Occupattn: Accountant Tax ID / SSN: Current Employer: HBRK Associates, Inc Poution/Title/Rank: Address et employer: 575 Lexington Avenue, 4th Floor Mersey NY United States 10022 Does the person wok as senior executive of a DB-recognized regulated entey in the (Wendel ndustry? a an entity listed on a DB-recognised exchange? (Not applicable fa operating entities oYes RI No Is the Individual a Politically Exposed Person (PEP)?(/ Yes, *sate) Oyes 2 No To the best of your knowledge, is the individual related to an employee of the DB group?(1 Fami Y or Friends)* desatbe) O Family O Friendship 121 Nate To the best of your knowledge, is the individual party to a non-banking relatkinship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods a services)?O Of Yes,clescnbe) Yes n No If applicabk, Imitate which bankafters have met the person: Indicate where and when the client meebng(s) took place: Bank Officer Name(s) Bank Office: Cent Private Domicile: Cent Place of Other Bussness: Location (specify): Date: O • • O O O O O O O Wealth Details for this ineWidal are not filled in, because they are the same as for the (atoning person: 3B. Wealth Details (Orly for parties requiring soiree of wealth desaiption as indicated in Section 2) Nature of the Indviduars Business: Primary Bewley of source of wealth/source of Fads? Primary indusby of source of Wealth/SoLvce of Funds? Summarize Source of Wealth: O Business Owner OSalarygarnings O Investment O Inheritance/Gifts • Other: Further Desalbe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of prelitabdity? Indicate type of business, countries of major activades, Important business partners.) Estimated Annual Income($): Estimated amount of investable assers($): Estimated Net Worth(5): Amount of assets planned to invest with PWM(S): Other Knew, linancel Institutions: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. &SECS Under Mgt: Please indicate the family situation d the irolvklual (marital status, other family mentors, etc.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(6) DB-SONY-0000229 4492824192 EFIA_00019102 EFTA00168849 KYC Print Page 18 of 33 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-00002S0 L."49 2814193 EFTA_00019103 EFTA00168850 KYC Print Page 19 of 33 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Summa 3A. Individual Details (for all partoes) Individual's Name: Jeffrey E. Epstein - 00000483289 Date of Birth: 1/20/1953 County of Residence: USVI Country of Citizenship: USA Address of primary residence: Ube Saint James Saint Thomas 00802 Has dent resided outside of hsffier country of nationality for S years or more? O yes El No Professk:n/Occupation: Self Enipolyed Tax ID / SSN: Current Employer: Southern Financial LLC Position/Tide/Rank: President Address of employer: 6100 Red Hook Quarter B3 St Thomas United States 00802 Does the person week as senior executive of a DB-recognized regulated entity in the financial ndustry? a an entity listed on a DB-recognised exchange? (Not apµcable for operating entities O Yes 62INo Is the individual a Politically Exposed Person (PEP)?(/ Yes, describe) close relationship with Bill Clinton and Prime Andrew. 2 yes O No To the bat of your knowledge, is the individual related to an empkwee of the 06 group?(if Family or Friendsliv, &s ate) O Family O Friendship Ei None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods a services)?O Of Yes,descnbe) Yes n No If appecabk, Indicate Midi bankafters have met the person: Indicate where and when the dent meeting(s) took pace: Bank Officer Name(s) Bank Office: Client Private Domicile: Cent Place of Other Bussness: Location (specify): Date: stew older( O 6/28/2017 • • O O O O O O O Wealth Details for this inelvicbal are not filled in, because they are the same as for the (atoning person: 3B. Wealth Details (Orly for parties requiring soiree of ream desorption as indicated in Section 2) Nature of the IncIvickers Business: Primary Country of source of wealth/source of Finds? Primary indusby of source of Wealth/Sarce of Funds? Summarize Source of Wealth: O Business Owner OSalarygarnings O Investment O Inheritance/Gifts • Other: Further Desaibe Saute of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler accumulate wealth? For inheritance, how de fan* accumulate wealth?For business owners, how keg in business, how many employees, level of prelitabdity? Indicate type of business, countres of major =yaks, Important business partners.) Estimated Annual Income(8): Estimated amount of investable assers($): Estimated Net Worth(S): Amount of assets planned to invest with PWM(S): Other Known Rnancel Insautions: Instituten: Country: Est. Asses Under Mgt: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation c( the irolvklual (marital status, other family members, etc.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(6) DB-SONY-0000231 L."492814194 EFIA_000 19104 EFTA00168851 KYC Print Page 20 of 33 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000232 uM928141" EFIA_000 19105 EFTA00168852 KYC Print Page 21 of 33 One sheet must be established tor EACH INDIVIDUAL PARTY in Section 2. Account Ownershle Summa 3A. Individual Details (fcc all panes) IndMduars Name: Jean Anne Brennan Vhebracht - Date of Birth: 9/2/1960 County of Residence: USVI County of Citizenship: USA Address of primary residence: Has dent resided outside of hisffier country of nationality for 5 years or more? O Yes El No Professon/Oaupatien: Finance Tax ID / SSN: Current Employer: Southern Financial, LLC PostionfildetRank: Address of employer: 6100 Red Hook Quarter, B3 St, Thomas United States 00802 Does the person week as senior executive of a DB-recognized regulated entity in the financial ndustry? a an entity Isted on a DB-recognised exchange? (Not applicable fa operating entitles O Yes 10 No Is the individual a Politically Exposed Person (PEP)?(/ Yes, *noe) Oyes 2 No To the best of your knowledge, is the individual related to an employee of the DB group?(1 Fa& Y or Friendslip, &nee) O Family O Friendship El None To the best of your knowledge, is the irdivklual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods a services)?O Of Yes,descnbe) Yes n No If appleabk, Imitate Midi bankafters have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Cent Place of Bussness: Other Location (specify): Date: O • • O O O O O O O Wealth Details for this inelvidal are not filled in, because they are the same as for the (atoning person: 38. Wealth Details (Orly for parties requiring sorra of wealth desaiption as indicated in Section 2) Nature of the Inilviduars Business: Primary Country of source of wealth/source of Finds? Primary Industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O Business Owner OSalarygarnings O Investment O Inheritance/Gifts • Other: Further Desaibe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler accumulate wealth? For inheritance, how del family accumulate wealth?For business owners, how long in business, how many employees, level of prelitabdity? Indicate type of business, countries of major activtles, Important business partners.) Estimated Annual Income($): Estimated amount of Investable assers($): Estimated Net Worth(S): Amount of assets planned to invest with PWM(S): Other Known linancel Institutions: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation c( the irolvklual (marital status, other family members, etc.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(6) DB-SDNY-0000233 II/W(2814196 EFIA_000 19106 EFTA00168853 K\'( Print Page 22 of 33 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Somme 3C. Legal Entity Details (For at Legal Entities) Legal Entity Name: ZOITO Management. LLC - 00000560331 Type of Entity: O Foundation/Association • mast Company O state Pirpose of Entity: OPnvate Investment • O Partnership Philanthropc/Chantable OCommerdal Type of Entity Other (sperbify): LLC Pur of other (seedy): Entity Canby of inxrporatbon/regisbation: USA Date of incorporation / registry on: 12/14/2016 Volcker Status: Identified on Customer Profile Vcicker Flag: No Address (city, street, past code): 6100 Red Nook Quarter, 83 St. Thomas; LEVI 00802 United states U.S. TIN/EIN: 090443348 Provide a descriptien of the enotys organizational arlialife, Vs ownership structure and as Top Management. For trusts/foundations, include Inforrnatbon about revocatrity,settlor and benefkl dis,etc.: Jeffrey Epstein S the sole manager and owner of this entity. Signers on this account we be: Jeffrey Epstein Darren Indyke Signers on the house acct ate: Jeffrey Epstein Darren Ind Please ndicate how ownership of the legal entity is reflected: O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (Awl Hue. ame persons) Jeffrey Epstein is the sole manager and owner of this entity. Signors on this account will be: Jeffrey Epstein Darren Indyke Signors on the house acct are: Jeffrey Epstein Darren Ind e To the best of your knonledge, is the entity party to a non.banking relationship with Deutsdie Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes O Nog I Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: a real estate holding company. It Is a company formed to run and operate all activities associated with a property that Jeffrey Epstein owns In the US Virgin Islands. Countries where bueness is transacted: USA Number of employees: 1+ 3D. Wealth Profile (Only for pastes requiring source of wealth description as indicated n Seebon 2) Primary Cowley of source of wealth/soirce of Funds? Primary indusby of source of Wealth/Soiree of Funds? Provide Evidence of Corporate Asses (e.g. balance sheet or equivalent summary of asset:Atriums): Trim company Is funded by Jeffrey Eostein's personal wealth Estrnated gross receipts ..($): 1,000,000.00 Estimated net profit M. ($): 1,000,000.00 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(6) DB-SONY-0000234 uN1/2844197 EFIA_000 19107 EFTA00168854 KYC Print Page 23 of 33 Estmated investable asset (S): SI MM - 2 mm Potential Amount to be invested with PWM ($): Other Known Finamtal Institutions: Institution: Comity: Est. Assets Under Mgt: Institution: Comity: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C. Legal Entity Details (For al LegN Entities) Legal Entity Name: LSJE, LW - 00000499733 Type of Entity: O Foundation/Association • Trust @ Company • Estate P irpose of Entity: 10 Prware InvestrneM O Philanthropic/Charitable OCommercial O Parbiership Type of Entity Other (specify): Purpose of Entity Other (speofy): Country of Imo:room:ion/registration: USA Date of Incorporation / registration: 10/27/2011 Volcker Status: Determination Required Vcicker Flag: No Address (city, street, post code): 6100 Red Hook Quarter, B3 St. Thomas 00802 United States U.S. TIN/EIN: 66-077615 Provide a description of the entity's organizational structure, es ownership structure and as Top Management. For trusts/foundations, include information about reyocatrity,settior and benefid rim,etc.: BM Is a single member LLC. Jeffrey Epstein Is the sole owner and member. He owns 11:0% of the 100 shares Issued. The signors on this account are Jeffrey Epstein and Darren Indyke Please indicate how ownership of the legal entity is reflected: O Special attention: Bearer Sharon - Indicate where shares are aistcdled: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (- 1 no? the sane persons) To the best of your knowledge, Is the entity party to a non.banking relationship with Deutsdie Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes O No @ Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: WE, LLC was established for purposes of maintaining payroll and maintenance related expenses of Jeffrey Epstein's private residence. No business purpose. Counties where business is transacted: USA Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Cony of source of wealth/soiree of Funds? Primary industy of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivaleu summary of asset,/lialalities): Funds from Jeffrey Epstein. WE, LLC was established for purposes of maintaining paynal and maintenance related expenses of Jeffrey Epstan's private residence. ler business purpose. Estimated gross receipts .($): 1,000,000.00 Estmated net profit IM. ($): 100,000.00 Estimated investable asset (S): S2 MM - 5 mm Potential Amount to be Invested with PWM ($): Other Known Finamtal Institutions: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(6) DB-SONY-000021S uWt92844198 EFIA_00019108 EFTA00168855 KYC Print Page 24 of 33 Institution: DI3 Country: USA Est. Assets Under Mgt: 200,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summa 3C. Legal Entity Details (For al Legal Entities) Legal Entity Name: Mort, Inc - 00000987266 of Type sty: O Foundabon/Association O Trust ®Company 0 Estate O Partnership Papose of Entity: 0 Private Investment 0 hilanthropc/Chzertable OConvnercial Type of Entity OtOber Purpose (speedy): of Entity Other (specify): Country of incorpormion/regisoation: USVI Date of incorporation / registration: 4/12/2011 Volcker Status: Determination Required Vcicker Flag: No Address (dty, street, past code): 6100 Red Hook Quarter, B3 St, Thomas 00802 United States U.S. TIN/EIN: 66-0765963 Provide a description of the entitys organizational structwe, es ownership structure and es Top Management. For trusts/foundations, Include Information about revocatiley,setdor aid beiefld rim,etc.: Corporation with 1000 issued. All issued shares are owned by Jeffrey Epstein. Jeffrey Epstein Is the PresdeM and sole shareholder and owner. The signors on this count are Jeffrey Epstein and Darren Indyke Please indicate how ownership of the legal entity is reflected: O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chan frcen the direct owner of the entity to the ultimate beneficial owner (tenor the same persoaS To the best of your knowledge, is the entity party to a non.banking relationship with Deutsdie Bank e. . external l l counsel, client referral source, su Iler ofgoods or services : Yes D No 10 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Investment holding company. A private company that is used to hold investements that the sole owner, Jeffrey, world like to keep separate from other investments Courews where busness is transacted: USN Mintier of employees: 2 3D. Wealth Profile (Only for parses requ[rtng source of wealth dew-von as indicated m Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Soiree of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of asset:Jae:dines): Capital contribution of 51000 tram Jeffrey Epsten Estimated gross receipts ..($): 100,000.00 Estimated net profit a ($): 100,000.00 Estimated investable asses (5): c$I Pal Potential Amount to be invested with OHM (5): Other Known linen:el Institutions: Institution. De Country: USA Est. Assets Under Mgt: 100,000.00 Institution. Country: Est. Assets Under Plgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000236 U§t928241" EFIA_000 19109 EFTA00168856 KYC Print Page 25 of 33 3C. Legal Entity Details (For at Legal Entities) Legal Entity Name: Jeepers, Inc - 00000186423 of Type Entity: O Foundation/Association O Trust O Company O Estate O Partnership Ptrpose of Entity: 0Private Investment O Philanthroptc/Chantable OCommetial Type of Entity Other (speofy): rpose Other (s of Entity pecify): Country of inoorporabon/reglsoation: United States Won Island Date of incorporation / registration: 8/18/2003 %rather Status: Determination Required Vcicker Flag: No Address (city, street, post code): 6100 Red Hook Quarter B3 St, Thomas 00802 United States U.S. TIN/EIN: 66-0629193 Provide a description of the entity's organizational structtredis ownership structure and as Teo Management. For trusts/foundations, include information about revocatrity,settior and benefid da,etc.: Jeffrey Epstein is the sole shareholder of leecers Inc. The signors on this account are Jeffrey Epstein. Jeanne fireman. Harry Beller. and Dann Indyke Please indicate how ownership of the legs entity Is reflected: O Special attention: Bearer Shea - Indicate where shares are custodied: Describe the chap from the direct owner of the entity to the ultimate beneficial owner (Ina me same persons) To the best of your knowledge, is the entity party to a non.banlong relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes O No O Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Jeepers Inc is a private company that holds nvestments of Hs owner, Jeffrey Epstein. Countnes where busness is transacted: USA, USVI Number of employees: 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Counby of source of wealth/sotrce of Funds? Primary Industry of source of Wealth/Sotrce of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Jeepers Inc was started to hold the personal Investments of Jeffrey Epstein. The company began with 1,000 shares of common stock at no par value. Its revenue comes from the gains of the InvistmenD it holds. Estimated gross receipts ..($): 100000.00 Estimated net profit .. ($): 200,000.00 Estimated investable assets (S): <SI MM Potential Amount to be invested we WAN (S): Other Known Rnanoal Institutions: Instftwon: DB Canty: USA Est Assets Under Mgt: 203,000.03 Institution: Cowty: Est. Assets Under Mgt: Institut on County: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C. Legal Entity Details (For at Legal Entities) Legal Entity Name: Hypenon Air, LLC - 00000487225 Type of Entity: O Foundation/Association O Trust O Company O Estate O Partnership PLrpose of Entity: ElPrivate Investment O Philanthroptc/Chantable OCommeroal CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000237 U§192824200 EFIA_00019110 EFTA00168857 KYC Print Page 26 of 33 Type of Entity Other (spedfy): Putiose of Entity Other (mealy): Counby of imorporation/registration: US Virgin Islands Date of incorporation / registration: 10/19/2012 Volcker Status: Determination Required Necker Flag: No Address (city, street, post code): 6100 Red Hook, Quarter 63 St, Thomas 00802 U.S. TIN/EIN: 66-0795359 Provkle a description of the enteys organizational structire, es ownership structure and es Top Management. For trusrs/foundations, Include information about revooblty,setdor and benefrd rirt,etc.: Single member LLC. Jeffrey Epstein Is sole member/owner. The signors en this account are Jeffrey Epstein, Harry Beller and Darren lndyke Please indicate how ownership of the legal entry is reflected: 0 Special attention: Bearer Shares - Indicate where sham are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner Knot tlx same penanCi To the but of your knowledge, is the entity party to a non.banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or semces)?: Yes El No 21 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's airplanes. This LLC was formed to evertualy take over payments for Hyperion Alr Inc. Hyperion Air Inc will be dosed within a yea Countries where business is transacted: USA, USN Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Cowley of source of we_alth/soLrce of Funds? Primary Indusby of source of Wealthrooirce of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equIvaleu summary of asseWliablitles): This Is a company formed to hold hods for the taxes and payments of one of Jeffrey Epstein's sin:Lane. This LLC was firmed to eventually take over payments for Hyperion Air Inc. Hyperion At Inc yid be dosed within a year. Initial capital contribution of $1,000 from Jeffrey Epstein. All funds for this company cone from Jeffrey Easter's source of wealth. Estmated gross receipts ..($): 1,000,000.00 Estimated net profit M. (5): 500,000.00 Estimated investable assets (S): <$1 MM Potential Amount to be invested %%WI PV/M (5): Other Know, Anneal Institutions: Institution: Courtin: Est. Assets Under Mgt: Institution: Courtin: Est. Assets Under Mgt: Instim cn: Counby: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Amount Summary 3C. Legal Entity Details (For al Legal Entitles) Legal Entity Name: Flan D, LLC - 00000487219 Type of Entity: O Foundation/Assoclation O Tna Ed Company • Estate 'hawse of Entity: WI Private Immibuent O O ParMershlp lianthroPlciCharitable . Commerdal Type of Entity Other (seedy): Other (specify): US Virgin Islands 10/1W2012 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000238 UM 9 2814201 EFIA_00019111 EFTA00168858 KYC Print Page 27 of 33 Country of iroorporation/registration: Date of incorpration / registration: Volcker Status: Determination Required Volcker Flag: No Address (city, stove, post code): 6100 Red Hook, Quarter B3 St, Thomas 00802 United States U.S. TIN/EIN: 66-0795246 Provide a description of the erittys organizational structire, n ownership structure and fs Tcp Management. For trusts/foundations, include information about revocatity,settior and benefidarlit,etc.: Single member LLC. Sde member Is Jeffrey Epstein. The signors on this account are Jeffrey Epstein, Harry Beter and Darren Indyke Please indicate how ownership of the legs entity is reflected: O Special attention: Bearer Shares - Indicate where shares are custodled: Describe the chain from the direct owner of the slaty to the ultimate beneficial comer (dint the same persons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsdw Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: yes O No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: LLC created to hold funds to pay for costs associated with one of Jeffrey Epstein's planes Countnes where business is transacted: USA, USVI Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Cony of source of wealth/soiree of Funds? Primary Industry of source of Wealth/Soirce of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assetsplablities): LLC created to hold funds to pay for costs associated with one of Jeffrey Epstein's planes. Initial coatrbution of $1,000 from Jeffrey Epstein and all son of funds come from Jeffrey Epstein. Estimated gross recent U.($): 1,000,000.00 Estimated net profit M. ($): 500,000.00 Estimated investable assets (S): <S1 MM Potential Amount to be invested %eh PM (5): Other Known Finanoal Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Conroy: Est. Assets Under Mgt: Institution: Counby: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For al Legal Entities) Legal Entity Name: JEGE, LLC - 00000487216 Type of Entity: O Foundation/Association O Trust g Company El Estate O Partnership Purpose of Entity: g Private Investment O Philanthrodc/Chantable OCommerdal Type of Entity Other (speofy): Purpose of Entity Other (speofy): Country of Incorporation/registration: USVI Date of itorporation / registration: 10/19/2012 licicker Status: Determination Required Volcker Flag: No 6100 Red Kook, Quarter m St, Thomas 00802 United States U.S. TIN/EIN: 66-0795442 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000239 UW6)28%202 EFIA_00019112 EFTA00168859 KYC Print Page 28 of 33 Address (city, street, post code): I I Provide a description of the entity's organizational structure, its ownership structure and es Teo Management. For trusts/foundations, irclude information about revocatety,settior and benefitl rim etc.: Single member U.C. Jeffrey Epstein Is the sole member. The signors on this accost are Jeffrey Epstein, Harry Beer, and Darren Indyke Please indicate ban ownership of the legs entity is reflected: O Special attention: Bearer Shafts - Indicate where shares are custodied: Describe the chat from the direct owner of the entity to the ulumate beneficial owner (1 not (he same perSOnsrt To the best of your knowledge, is the entity party to a non.banking reLaticashe with Deutsche Bank (e.g. external legal counsel, chat referral source, supplier of goods or soyices)?: Yes O No @ Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: This is a company formed to hal finds for the taxes and payments of one of Jeffrey Epsteint airplane. This LLC was formed to evenbialy take over payments for JEGE Inc. JEGE Inc will be closed within a year Countries where business is transacted: USA, USN Number of employees: 3D. Wealth Profile (Only for parties requiring source of wealth disalption as Indicated in Section 2) Primary County of source of wealth/sotrce of Funds? Primary Industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent Initial funding of $1000 from sole member Jeffrey Epstein. Al summary of asseWliadlities): corporate assets come from contributions made by the sole owner Striated gross receipts .($): 100,000.00 Estmated net profit IM. ($), 100,000.00 Estimated investable asset (5): 451 MM Potential Amount to be invested with PWN (5): Other Known Financial Institutions: Institution: OE Country: USA Est. Assets Under Mgt: 100,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (Fe al Legal Entities) Legal Entity Name: JEGE, Inc - 00000987294 Type of Entity: O Foundation/Association • Trust @ Company • Estate Purpose of Entity: 0 Pnvate Investment O Philanthropt/Chantable OCornmendal O Partnership Type of Entity Other (specify): Purpose of Entity Other (speofyy County of ircorporation/reglsoation: USA Date of incorporation / registration: 9/7/2000 Volcker Status: Determination Required Vcicker Flag: No Address (city, street, post code): 6100 Red Hook, Quarter B3 St, Thomas 00802 United Stares U.S. TIN/EIN: S1-0905699 Provide a description of the entity's organizational structure, rs ownership structure and a Top Management. For trusts/foundations, Imlude Information about revocatrity,settior and benefit ria,etc.: Jeffrey Epstein S the sole owner. The senors on this account we Jeffrey Epstein. Harry Beller and Darren trmke Please indicate how ownership of the legal entity is reflected: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000240 UM28142°3 EFIA_00019113 EFTA00168860 KYC Print Page 29 of 33 0 Special attention: Bearer Sham - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (dna the same persons). To the best of your knowledge, is the entity party to a non.baniong relationship with Deutsche Bank (e.g. external legal counsel, client referral source, suppler of goods or service,)?: 0 yes No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for costs associated with an airplane waled by Jeffrey Epstein. Countries where business is transacted: USa, USVI Number of employees: 1 3D. Wealth Profile (Only for pates requiring source of wealth desmption as indicated in Secton 2) Primary Country of source of wealth/source of Funds? Primary Industry of source of Wealth/Soirce of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of asset/liabilities): Al corporate funds/assets come from contributions by the sole owner, Jeffrey Epstein and his source of wealth Estmated gross receipts ..($): 1,000,000.00 Estmated net profit IM. ($): 1,000,000.00 Estmated investable asset (5): <$1 MM Potential Amount to be Invested %MI PWN (5): Other Known Anarcal Institutions: Institution: Country: Est. Assets Under Mgt: Instate:ban: Country: Est. Assets Under Mgt: Instate:ban: Country: Est. Assets Under Mgt: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-0000241 U M 9 2 814204 EFIA_00019114 EFTA00168861 KYC Print Page 30 of 33 DB PWM GLOBAL KYC/NCA: LIS/LatAm/Intil PART B Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Risk Rating Ccenments: Booking Center 2 NY 0 NY/Offshore 0Offshore Ei Moderate Risk 2 High Risk Teensun Chung (Compliance Sgnature) D (38 Employee 0 DB Managed PIC 0 DB is Trustee/Co-Trustee 0 Bearer Shares 4. Attachments A. Type of Photo ID Provided 2 Drivers License 0 Passport 0 National/State ID • Other B. Checklist of names (individuals and/or entities) that were submitted for database searches is attached 2 Yes 0 No C. Please Indicate the results of the database seatches performed ROC searches complete 2IYes • No negative rest found ®Yes • No PCR checks complete 2 Yes 0 No negative rest found Oyes 0 No OFAC checks complete Yes 0 No negative rest found OYes 2 No BIS searcha complete (Lexis/Nerls, Factiva, Reuters, Dow Jones, M) 2 Yes 0 No negative rest found Oyes Eil No Denial Orders sheds complete Yes 0 No negative rest found Oyes 2 No Martindale-Hubbell searched (Lawyers/Law Firms only) 0 Yes 0 No negative rest found OYes 0 No D. Please summarize any negative results from the database searches indicated above: In the attached legal proceedings, one is a false positive for Jeffrey S. Epstein (not Jeffrey E. Epstein) and the other contains no new Information. The case relates to kabob:ton over disclosing correspondence from a previous oral that was addressed in previous KYC case 01790655. The named plainbff for is referencing a residing in Los Angeles, CA and not residing in New Mexico. Same weir the court cases regarding of Detroit, Michigan and cMl sun from New Jersey. These are false positives and not a match with the in this kyc. The ova case found in research is also a false positive as it Isis the defendant as Gordan Brice of San &marlin° CA and not Brice M. Gordan from New Mexico that is noted in this KYC E. To the best of your knowledge, has the client ever been corwicted of a criminal offense? 0 Yes 2 No E To the best of your knowledge, has the customer ever been involved n any past litigation against Cretssithe Bank AG or any of its subsidiaries or is the customer threatening atigaton against Deutsche LJ ri Bank AG or any of es sibsidiarles?(/f Yes. provide details bobw and confect Ovary Mgt. Yes 2 No aotRalllott) or the Regulatory Control Group and notify Compliance tmmeo)atelY) a Brenda' Does the thee cr related party have any or other association / nterathons within countries — • Yes No or regimes sancticoed by the Office of Foreign Assets Control (OFAC)? H. Does the client a related party have any financial or other association/ interactions within high risk i_i r—r countries? Yes 2 No I. Corporate Documentation Attached (Legal Entities Orly) 2 Yes 0 No 0 Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) 0 Yes 0 No 3 Not Applicable K. If Lexls/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/coMenis of the non-English Documentation: L Special Risk Factors Does the account have Nexus to Special Risk Countries? 0 Yes ? No Is the account structure unusually complex? 0 Yes Rao Is there any indication the client set up a non operating company expressly Eyes Fame for transferring to third the purpose of shares parties? Is there any indication this could te a prohibited business relationship? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(6) DB-SONY-0000242 U§I928242°5 EFIA_00019115 EFTA00168862 KYC Print Page 31 of 33 ❑yes ®No Ave the bearer Shores bentifecl sub;ect to acceptable contra's? ❑yes No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. E(o) DB-SONY-0000243 1,49 2814206 EFIA_00019116 EFTA00168863 KYC Print Page 32 of 33 M. Case Comments Created By Date Comments Cynthia Roingue2 /6;117 5.11 PM Cent was contacted via phone on 6/28/2017 to confirm there are no rretenal changes to his sngle member LLCs at DB Kshitg Golan 8/18/117 PM This KYC HMS as a high risk update for the below listed dents (together "accountholders") — 1. Zoao Management, LLC 2. LSX, LLC 3. Mort, Inc 4. Jeepers Inc 5. Hypenon Air, LLC 6. man 0 LLC 7. AGE LLC 8. AGE Inc Below are the reasons why we are comfortable with approving this KYC: • Information and supporting dxurnents required by our NIL Policy were provided and reviewed; and as a result, we have an understancing of the structure of the axouMholders, their pirpose, the purpose of the acacias and expected transaction acUvty. • There are a few risk factors associated with the accountholders — SOW: The 1380 (Jeffrey Epstein) Is the founder of Southern Trust Company Inc, wtad manages client's assets. SOW verification was obtained. Negative Media & PEP: There is some negative media against Mr Epstein and he is also maintains a close relationship with Bill Clinton and Prince Andrew. Please see risk calculator for mote infommtice. Appropriate approval was cbtaned. • Our review &I not identify any red flags and thus there was no need to escalate this case further. • we performed de diligence searches on al parties and did net And the names searched to be on any sanctions las ONSHORE APPROVALS aient Facing Professional (CFP): stewart oldfleld ;5gnature) stenart ordheld 6/29/2017 Office Director/Bigness Head: Andrew F Gallivan ;Signalise) Andrew F Cavan 7/5/2017 Regional Office Director: ;5/nature) NIL Business Risk: (Signattre) AML Compliance: Ks him Golani Yoonain Chung (Signature) Irshmi Golani Yoonsun Chung 8/18/2017 8/1812017 LATAM/INTERPIATIONAL APPROVALS Oient Faong Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GMTH)/Sub. Market Team Head (St4711): (Signature) AML Business Risk: (Signature) MIL Compliance: (Signature) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(0) DB-SONY-0000244 UM28142°7 EFIA_00019117 EFTA00168864 KYC Print Page 33 of 33 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT': Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals) (1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. it is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. i confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Office's, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000245 UM92814208 EFIA_00019118 EFTA00168865